Hong Kong SFC licence institution AAW351, CGS-CIMB Securities (Hong Kong) Limited 銀河—聯昌證券(香港)有限公司

These are the licence-holders that were found for SFC licence institution AAW351 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAC128 KWAN Siu Hung, Ida 關小紅 RE Dealing in Securities 2011-02-22 2012-10-12
AAC272 WU Yuk Mui 胡玉梅 RE Dealing in Securities 2010-09-27 2010-10-22
AAD133 LOONG Pui Ling, Pauline 龍沛玲 RE Advising on Securities 2007-05-17 2012-10-12
AAD577 CHOW King Ho 周景豪 RE Dealing in Securities 2004-12-29 2007-11-02
AAD842 DALY Brendan James RE Dealing in Securities 2003-04-01 2012-06-18
AAD842 DALY Brendan James RE Advising on Securities 2003-04-01 2005-03-29
AAD842 DALY Brendan James RE Advising on Corporate Finance 2003-04-01 2005-03-29
AAD842 DALY Brendan James RE Asset Management 2003-04-01 2005-02-07
AAD933 WUN Wai Yee, Duncan 溫偉儀 RE Dealing in Securities 2004-07-16 2008-03-13
AAD933 WUN Wai Yee, Duncan 溫偉儀 RO Dealing in Securities 2008-03-13 2009-08-22
AAD933 WUN Wai Yee, Duncan 溫偉儀 RO Advising on Securities 2008-03-13 2009-08-22
AAE294 HO Yiu Keung, Boby 何耀強 RO Dealing in Securities 2003-04-01 2012-08-31
AAE294 HO Yiu Keung, Boby 何耀強 RO Advising on Securities 2003-12-31 2012-08-31
AAE308 TSANG Kwai Sang 曾貴生 RE Dealing in Securities 2003-04-01 2016-01-19
AAE308 TSANG Kwai Sang 曾貴生 RE Dealing in Securities 2017-09-18
AAE308 TSANG Kwai Sang 曾貴生 RE Advising on Securities 2003-04-01 2003-06-19
AAE308 TSANG Kwai Sang 曾貴生 RE Advising on Corporate Finance 2003-04-01 2003-06-19
AAE308 TSANG Kwai Sang 曾貴生 RE Asset Management 2003-04-01 2003-06-19
AAI318 LI Siu Sing, Nelson 李紹成 RE Dealing in Securities 2013-06-03 2017-09-11
AAI318 LI Siu Sing, Nelson 李紹成 RO Dealing in Securities 2017-09-11 2018-02-06
AAJ804 ORMEROD Graham Stuart 鄂瑞漢 RE Dealing in Securities 2003-04-01 2004-02-05
AAJ804 ORMEROD Graham Stuart 鄂瑞漢 RE Advising on Securities 2003-04-01 2003-07-30
AAJ804 ORMEROD Graham Stuart 鄂瑞漢 RE Advising on Corporate Finance 2003-04-01 2003-07-30
AAJ804 ORMEROD Graham Stuart 鄂瑞漢 RE Asset Management 2003-04-01 2003-07-30
AAJ827 FU Yan Keung 符恩強 RE Advising on Securities 2011-09-20 2011-12-05
AAK404 GITTUS Richard Alan RE Dealing in Securities 2013-03-04 2014-03-17
AAK852 CHU Hok Man, Herman 朱學敏 RE Dealing in Securities 2003-04-01 2005-09-13
AAK852 CHU Hok Man, Herman 朱學敏 RE Advising on Securities 2003-04-01 2004-10-12
AAK852 CHU Hok Man, Herman 朱學敏 RE Advising on Corporate Finance 2003-04-01 2004-10-12
AAK852 CHU Hok Man, Herman 朱學敏 RE Asset Management 2003-04-01 2004-10-12
AAN687 KWAN Wai Shing 關偉成 RE Dealing in Securities 2006-12-15 2010-09-20
AAY091 CHAK Kwok Fai, Alan 翟國輝 RE Dealing in Securities 2004-04-21 2006-08-12
ABE271 FONG Chi Yung 方志勇 RE Dealing in Securities 2003-04-01 2006-09-08
ABE271 FONG Chi Yung 方志勇 RE Advising on Securities 2003-04-01 2003-06-19
ABE271 FONG Chi Yung 方志勇 RE Advising on Corporate Finance 2003-04-01 2003-06-19
ABE271 FONG Chi Yung 方志勇 RE Asset Management 2003-04-01 2003-06-19
ABE603 SHIH Aaron 施昌勤 RE Dealing in Securities 2012-10-04 2014-02-12
ABI140 CHONG Yuen Man Alice 莊婉文 RE Dealing in Securities 2004-01-14 2008-01-11
ABI140 CHONG Yuen Man Alice 莊婉文 RE Advising on Securities 2004-01-14 2010-11-03
ABM629 CHENG Chi Wah 鄭志華 RE Dealing in Securities 2009-10-08 2012-06-18
ABM769 SEYMOUR Steven James RE Dealing in Securities 2012-09-03 2013-01-08
ABM769 SEYMOUR Steven James RO Dealing in Securities 2013-01-08 2015-06-13
ABQ819 KWONG Yuk Ho, Henry 鄺鋈豪 RE Dealing in Securities 2005-03-16 2006-05-27
ABQ819 KWONG Yuk Ho, Henry 鄺鋈豪 RE Advising on Securities 2005-03-16 2006-05-27
ABS005 CHU Wai Lun, Alan 朱偉倫 RE Dealing in Securities 2003-10-27 2004-06-07
ABS262 KWAN Lok Sing 關樂聲 RE Dealing in Securities 2006-10-16 2006-10-25
ABT047 CHENG Mun Wah, Heidi 鄭敏華 RO Dealing in Securities 2006-07-24 2013-06-25
ABT047 CHENG Mun Wah, Heidi 鄭敏華 RO Advising on Corporate Finance 2006-06-15 2013-06-25
ABT429 LAU Chi Wah Alex 劉志華 RO Dealing in Securities 2004-03-01 2013-06-25
ABT429 LAU Chi Wah Alex 劉志華 RO Advising on Corporate Finance 2004-03-01 2013-06-25
ABV535 POON Po Lan 潘寶蘭 RE Dealing in Securities 2005-09-20 2005-10-27
ABV816 WONG Chee Wai, Timothy 黃志偉 RO Dealing in Securities 2003-04-01 2010-05-31
ABV816 WONG Chee Wai, Timothy 黃志偉 RO Advising on Securities 2004-01-05 2010-05-31
ABX789 WONG HUNG Flavia Yuen Yee 黃洪琬貽 RO Dealing in Securities 2004-03-01 2008-07-31
ABX789 WONG HUNG Flavia Yuen Yee 黃洪琬貽 RO Advising on Corporate Finance 2004-03-01 2008-07-31
ABY694 MO Wai Hong, Matthew 毛偉康 RE Dealing in Securities 2003-04-14 2005-07-11
ABZ219 LIM Ronald Hock Jin RE Dealing in Securities 2012-07-03 2013-11-29
ABZ462 WONG Alan Craig 黃天倫 RE Dealing in Securities 2003-04-01 2004-03-05
ABZ462 WONG Alan Craig 黃天倫 RE Advising on Securities 2003-04-01 2004-03-05
ABZ462 WONG Alan Craig 黃天倫 RE Advising on Corporate Finance 2003-04-01 2004-03-05
ABZ462 WONG Alan Craig 黃天倫 RE Asset Management 2003-04-01 2004-03-05
ACB711 LOKE Meng Chong 陸明宗 RE Dealing in Securities 2003-04-01 2005-06-22
ACB711 LOKE Meng Chong 陸明宗 RE Advising on Securities 2003-04-01 2003-08-12
ACB711 LOKE Meng Chong 陸明宗 RE Advising on Corporate Finance 2003-04-01 2003-08-12
ACB711 LOKE Meng Chong 陸明宗 RE Asset Management 2003-04-01 2003-08-12
ACG022 LO Kit Ming 盧潔明 RE Dealing in Securities 2006-08-28 2010-12-18
ACH930 WONG Shuk Yin 王淑賢 RE Dealing in Securities 2003-04-01 2004-05-03
ACH930 WONG Shuk Yin 王淑賢 RE Advising on Securities 2003-04-01 2004-05-03
ACH930 WONG Shuk Yin 王淑賢 RE Advising on Corporate Finance 2003-04-01 2004-05-03
ACH930 WONG Shuk Yin 王淑賢 RE Asset Management 2003-04-01 2004-05-03
ACI557 TSEUNG Yuk Hei, Kenneth 蔣旭熙 RE Dealing in Securities 2012-09-03 2013-01-24
ACI557 TSEUNG Yuk Hei, Kenneth 蔣旭熙 RO Dealing in Securities 2013-01-24 2017-02-08
ACI557 TSEUNG Yuk Hei, Kenneth 蔣旭熙 RE Advising on Corporate Finance 2012-09-03 2013-01-24
ACI557 TSEUNG Yuk Hei, Kenneth 蔣旭熙 RO Advising on Corporate Finance 2013-01-24 2017-02-08
ACO266 SIA Lim, Selina 謝琳 RE Dealing in Securities 2003-05-19 2004-07-08
ACO266 SIA Lim, Selina 謝琳 RE Advising on Securities 2003-12-30 2004-07-08
ACO919 DYER Ashley George RO Dealing in Securities 2012-07-03
ACQ984 LAM Lap Yen, Roger 林立仁 RE Dealing in Securities 2012-07-03 2017-10-20
ACQ984 LAM Lap Yen, Roger 林立仁 RE Advising on Corporate Finance 2012-07-03 2017-10-20
ACS807 WATT Mary Elizabeth McNamara RE Dealing in Securities 2012-07-03 2013-12-11
ACS807 WATT Mary Elizabeth McNamara RO Dealing in Securities 2013-12-11 2017-05-05
ACW765 LEE Yoo Kang 李有剛 RE Advising on Securities 2008-06-06 2008-12-05
ACX414 KEOY Soo Lik RE Dealing in Securities 2014-06-03 2017-07-31
ACX414 KEOY Soo Lik RO Dealing in Securities 2010-12-01 2014-06-03
ACX414 KEOY Soo Lik RO Dealing in Securities 2017-07-31
ACX414 KEOY Soo Lik RE Advising on Securities 2014-06-03 2017-07-31
ACX414 KEOY Soo Lik RO Advising on Securities 2010-12-01 2014-06-03
ACX414 KEOY Soo Lik RO Advising on Securities 2017-07-31
ACX414 KEOY Soo Lik RE Advising on Corporate Finance 2014-06-03 2017-07-31
ACX414 KEOY Soo Lik RO Advising on Corporate Finance 2010-12-01 2014-06-03
ACX414 KEOY Soo Lik RO Advising on Corporate Finance 2017-07-31
ADA727 NG Michael Chiu Ho 伍超豪 RE Dealing in Securities 2010-12-03 2016-05-27
ADA727 NG Michael Chiu Ho 伍超豪 RO Dealing in Securities 2016-05-27 2017-06-27
ADA727 NG Michael Chiu Ho 伍超豪 RE Advising on Corporate Finance 2010-12-03 2011-04-01
ADA727 NG Michael Chiu Ho 伍超豪 RO Advising on Corporate Finance 2011-04-01 2017-06-27
ADH219 TSO Key Man, Kevin 曹繼敏 RE Dealing in Securities 2003-04-01 2004-04-15
ADH219 TSO Key Man, Kevin 曹繼敏 RE Dealing in Securities 2012-07-03
ADH219 TSO Key Man, Kevin 曹繼敏 RE Advising on Securities 2003-04-01 2003-06-19
ADH219 TSO Key Man, Kevin 曹繼敏 RE Advising on Corporate Finance 2003-04-01 2003-06-19
ADH219 TSO Key Man, Kevin 曹繼敏 RE Asset Management 2003-04-01 2003-06-19
ADH439 LAM Cynthia 林鳳婷 RE Dealing in Securities 2003-04-01 2005-06-22
ADH439 LAM Cynthia 林鳳婷 RE Advising on Securities 2003-04-01 2005-03-29
ADH439 LAM Cynthia 林鳳婷 RE Advising on Corporate Finance 2003-04-01 2005-03-29
ADH439 LAM Cynthia 林鳳婷 RE Asset Management 2003-04-01 2005-02-07
ADH994 CHAN Man Wai, Marcella 陳敏慧 RE Dealing in Securities 2017-05-05 2017-05-17
ADH994 CHAN Man Wai, Marcella 陳敏慧 RO Dealing in Securities 2017-05-17
ADH994 CHAN Man Wai, Marcella 陳敏慧 RE Advising on Securities 2017-05-05 2017-05-17
ADH994 CHAN Man Wai, Marcella 陳敏慧 RO Advising on Securities 2017-05-17
ADH994 CHAN Man Wai, Marcella 陳敏慧 RE Advising on Corporate Finance 2017-05-05 2017-05-17
ADH994 CHAN Man Wai, Marcella 陳敏慧 RO Advising on Corporate Finance 2017-05-17
ADI036 CHAN Sik Tin 陳昔典 RE Dealing in Securities 2003-04-01 2004-05-03
ADI036 CHAN Sik Tin 陳昔典 RE Advising on Securities 2003-04-01 2003-06-19
ADI036 CHAN Sik Tin 陳昔典 RE Advising on Securities 2003-12-30 2004-05-03
ADI036 CHAN Sik Tin 陳昔典 RE Advising on Corporate Finance 2003-04-01 2003-06-19
ADI036 CHAN Sik Tin 陳昔典 RE Asset Management 2003-04-01 2003-06-19
ADI915 TAI Renee Wing Chiu 戴穎昭 RE Dealing in Securities 2003-05-14 2007-05-10
ADI915 TAI Renee Wing Chiu 戴穎昭 RE Advising on Securities 2003-12-30 2010-10-02
ADM712 SAM Shook Fung 沈淑芳 RE Dealing in Securities 2017-03-17
ADR668 COX Carrie Bigelow RE Dealing in Securities 2011-03-28 2013-01-14
ADS911 CHAN Derek Kai-Lek 陳紀律 RE Dealing in Securities 2004-05-14 2004-07-26
ADS911 CHAN Derek Kai-Lek 陳紀律 RE Advising on Securities 2004-05-14 2004-07-26
ADV652 LI Kai Yu 李啟宇 RE Dealing in Securities 2004-10-19 2007-12-01
ADV652 LI Kai Yu 李啟宇 RE Advising on Securities 2004-10-05 2017-02-07
ADV652 LI Kai Yu 李啟宇 RO Advising on Securities 2017-02-07
ADX525 ALFORD Terrence Miguel RE Dealing in Securities 2014-11-13 2015-06-06
ADY177 KIRKBY Matthew RE Dealing in Securities 2012-07-03 2012-07-23
ADY177 KIRKBY Matthew RO Dealing in Securities 2012-07-23 2015-05-01
ADY177 KIRKBY Matthew RE Advising on Corporate Finance 2012-07-03 2012-07-23
ADY177 KIRKBY Matthew RO Advising on Corporate Finance 2012-07-23 2015-05-01
ADY821 KWOK Ka Yi, Emily 郭嘉儀 RE Dealing in Securities 2007-08-06 2011-05-11
ADZ359 PAN Lok Ping, Ivy 潘樂平 RE Dealing in Securities 2004-03-30 2004-12-07
AEC577 LAWRENCE Andrew John RE Advising on Securities 2013-04-29 2015-02-26
AEC838 LAM On Tai 林安泰 RE Dealing in Securities 2004-09-27 2004-11-30
AEC838 LAM On Tai 林安泰 RE Advising on Corporate Finance 2004-09-23 2004-11-30
AEE375 SNELGROVE Paul Rodger RE Advising on Securities 2014-10-10 2017-08-03
AEF253 CHAN Kwok Wai, Spencer 陳國偉 RE Dealing in Securities 2013-11-15 2017-04-05
AEF867 CHAN Chung Leung 陳仲良 RE Dealing in Securities 2008-08-25 2009-03-06
AEI504 MOSS Adam Alexander Guy RE Dealing in Securities 2012-07-03 2016-01-16
AEM557 HILTON Peter Roland RO Advising on Securities 2012-07-03 2012-09-28
AEP106 LEUNG An Loy, Derek 梁晏來 RE Dealing in Securities 2008-08-12 2008-10-03
AEP106 LEUNG An Loy, Derek 梁晏來 RO Dealing in Securities 2008-10-03 2009-03-06
AEU798 LEE Kit Sung, Chrystal 李潔生 RE Dealing in Securities 2005-12-09 2008-01-31
AFA300 GATHANI Viral RE Dealing in Securities 2012-07-03 2016-01-16
AFA300 GATHANI Viral RE Advising on Corporate Finance 2012-07-03 2016-01-16
AFE210 LAU Wing Shan 劉詠珊 RE Dealing in Securities 2011-01-26 2012-07-27
AFF227 LI Pak Lin, Sandy 李白蓮 RE Dealing in Securities 2012-07-06 2014-04-28
AFM666 NG Sai Leung 吳世良 RE Dealing in Securities 2006-07-04 2010-03-09
AFM666 NG Sai Leung 吳世良 RO Dealing in Securities 2010-03-09 2010-08-29
AFM666 NG Sai Leung 吳世良 RE Advising on Corporate Finance 2006-06-01 2010-03-09
AFM666 NG Sai Leung 吳世良 RO Advising on Corporate Finance 2010-03-09 2010-08-29
AFN658 QU Simon Tao 曲濤 RO Dealing in Securities 2012-07-03 2015-04-22
AFN658 QU Simon Tao 曲濤 RO Advising on Corporate Finance 2012-07-03 2015-04-22
AFR838 CHENG Chih Hsiung Vincent 鄭智雄 RE Dealing in Securities 2018-11-06
AFR838 CHENG Chih Hsiung Vincent 鄭智雄 RE Advising on Securities 2018-11-06
AFS293 LI Kwok Tai, James 李國泰 RE Dealing in Securities 2012-07-03 2017-01-17
AFS293 LI Kwok Tai, James 李國泰 RE Advising on Corporate Finance 2012-07-03 2014-06-09
AFS293 LI Kwok Tai, James 李國泰 RO Advising on Corporate Finance 2014-06-09 2017-01-17
AFT243 CHEUNG Kai Yin 張啟賢 RE Dealing in Securities 2010-03-15
AGB501 CHENG Bo Wan 鄭寶雲 RE Dealing in Securities 2008-08-11 2009-03-06
AGC912 CHOI Wing Kam 蔡詠琴 RE Dealing in Securities 2003-10-15 2004-08-12
AGC912 CHOI Wing Kam 蔡詠琴 RE Advising on Securities 2003-12-30 2004-08-12
AGD632 WARR Alastair Charles RE Dealing in Securities 2012-07-06 2014-10-07
AGM550 LAI Bertram 賴穆煦 RE Dealing in Securities 2004-09-28 2007-09-25
AGM550 LAI Bertram 賴穆煦 RE Dealing in Securities 2017-06-20
AGM550 LAI Bertram 賴穆煦 RE Advising on Securities 2004-09-28 2010-03-10
AGM550 LAI Bertram 賴穆煦 RO Advising on Securities 2010-03-10
AGN338 WOO Hon Man, Herman 胡瀚文 RE Dealing in Securities 2014-06-11 2017-05-05
AGN567 CHEUNG Desmond Clinton 張漢樑 RE Advising on Securities 2012-07-03 2013-02-28
AGN735 FUNG Yat Wa 馮日華 RE Dealing in Securities 2004-04-17 2004-08-16
AGN735 FUNG Yat Wa 馮日華 RE Advising on Corporate Finance 2004-04-17 2004-08-16
AGP722 WONG Wing Yan, Winnie 王詠欣 RE Dealing in Securities 2012-07-03 2016-01-16
AGP722 WONG Wing Yan, Winnie 王詠欣 RE Advising on Corporate Finance 2012-07-03 2016-01-16
AHA295 SO Lai Shan, Jennifer 蘇勵姍 RE Advising on Securities 2007-07-03 2008-02-05
AHF265 SIM Siok Hwee, Jeannette Ann 沈淑慧 RE Advising on Securities 2012-07-03 2013-01-04
AHF789 KWOK Kam Wai 郭錦威 RE Dealing in Securities 2004-08-16 2007-04-20
AHF789 KWOK Kam Wai 郭錦威 RE Advising on Securities 2004-08-24
AHG557 TSE Kwok On 謝國安 RE Dealing in Securities 2007-06-22 2011-01-26
AHG557 TSE Kwok On 謝國安 RE Advising on Corporate Finance 2007-06-22 2011-01-26
AHK485 HUANG Yung-Chao 黃勇超 RE Dealing in Securities 2014-06-16 2016-01-16
AHP359 LAM Mabel 林美寶 RE Dealing in Securities 2005-02-17 2011-02-08
AHP359 LAM Mabel 林美寶 RO Dealing in Securities 2011-02-08 2013-04-03
AHP359 LAM Mabel 林美寶 RE Advising on Corporate Finance 2005-02-17 2011-02-08
AHP359 LAM Mabel 林美寶 RO Advising on Corporate Finance 2011-02-08 2013-04-03
AHX550 YIP Sin Yu 葉倩如 RE Dealing in Securities 2003-04-01 2003-09-06
AHX550 YIP Sin Yu 葉倩如 RE Advising on Securities 2003-04-01 2003-09-06
AHX550 YIP Sin Yu 葉倩如 RE Advising on Corporate Finance 2003-04-01 2003-09-06
AHX550 YIP Sin Yu 葉倩如 RE Asset Management 2003-04-01 2003-09-06
AIJ587 CHENG Wai Mo, Raymond 鄭懷武 RE Advising on Securities 2015-09-30 2018-08-29
AIJ587 CHENG Wai Mo, Raymond 鄭懷武 RO Advising on Securities 2018-08-29
AIQ686 HUNT Christopher Lawrence RE Advising on Securities 2015-02-16 2016-01-16
AIR404 RHOADES Wing Man, Vivien 歐陽穎雯 RE Dealing in Securities 2012-07-03 2016-01-16
AIU418 LEI For 利科 RE Dealing in Securities 2011-04-06 2016-10-01
AIU418 LEI For 利科 RE Advising on Corporate Finance 2011-04-06 2011-11-02
AIU418 LEI For 利科 RO Advising on Corporate Finance 2011-11-02 2016-10-01
AIU565 SALGAOCAR Rohit Anil RE Dealing in Securities 2014-05-16 2014-10-27
AIX578 KWONG Hoi Yan 鄺愷欣 RE Dealing in Securities 2004-04-01 2006-03-20
AIX578 KWONG Hoi Yan 鄺愷欣 RE Advising on Corporate Finance 2004-04-01 2006-03-20
AJD627 FUNG Sze Chung 馮詩頌 RE Dealing in Securities 2014-11-27 2015-08-31
AJD965 ZHAO Yu 趙瑜 RE Dealing in Securities 2012-06-15 2012-07-18
AJD965 ZHAO Yu 趙瑜 RO Dealing in Securities 2012-07-18 2014-10-31
AJD965 ZHAO Yu 趙瑜 RE Advising on Corporate Finance 2012-06-15 2012-07-18
AJD965 ZHAO Yu 趙瑜 RO Advising on Corporate Finance 2012-07-18 2014-10-31
AJF371 AU Tin Wai 區天偉 RE Dealing in Securities 2012-07-03 2012-11-16
AJG269 LEE Hong Lum Carrie Dorothy 李康琳 RE Dealing in Securities 2007-07-11 2010-04-02
AJG299 LEE Wai Kit 李偉傑 RE Dealing in Securities 2007-11-21 2010-02-06
AJG648 BRACKEN Michael William Robert RO Dealing in Securities 2012-07-03 2015-02-26
AJG648 BRACKEN Michael William Robert RO Advising on Corporate Finance 2012-07-03 2015-02-26
AJM026 TURNER Alfred Martin RE Dealing in Securities 2012-07-03 2013-12-06
AJM026 TURNER Alfred Martin RO Dealing in Securities 2013-12-06 2014-03-17
AKI550 TSENG Tzu Wen, Maryann 曾慈雯 RE Dealing in Securities 2005-12-01 2006-06-24
AKO185 AGARWAL Monika Prabhudayal RE Dealing in Securities 2012-07-03 2017-05-08
AKO185 AGARWAL Monika Prabhudayal RE Advising on Corporate Finance 2012-07-03 2017-05-08
ALA244 PARK Stacey RE Dealing in Securities 2013-03-06 2016-01-16
ALA924 MENG Xin 孟昕 RE Dealing in Securities 2004-07-30 2005-11-16
ALA924 MENG Xin 孟昕 RE Advising on Securities 2004-07-30 2005-11-16
ALE977 WONG Wah Wing, Christopher 王華榮 RE Advising on Securities 2016-04-08 2016-07-16
ALF464 FOONG Yuk Pei 馮玉佩 RE Dealing in Securities 2018-07-30
ALF464 FOONG Yuk Pei 馮玉佩 RE Advising on Securities 2018-07-30
ALI379 YU Lin-li 余臨莉 RE Dealing in Securities 2015-12-07 2015-12-15
ALI600 HOLIDAY Edward Richard RE Dealing in Securities 2009-05-29 2009-06-08
ALL240 PLIMACK Andrew Michael RE Dealing in Securities 2016-03-16 2017-03-09
ALN989 LIM Ning 林宁 RE Dealing in Securities 2012-07-06 2012-10-05
ALQ596 CHO Yui Kwan, Larry 曹銳焜 RE Advising on Securities 2012-06-15 2014-04-24
ALS696 CHAN Ching Yu, Katherine 陳菁瑜 RE Advising on Securities 2012-07-03 2014-09-01
ALU515 TANG Him, John 鄧謙 RE Advising on Securities 2010-09-01 2011-06-30
AMA928 LI Xue 李雪 RE Dealing in Securities 2011-04-29 2013-12-16
AMA928 LI Xue 李雪 RE Advising on Corporate Finance 2011-04-29 2013-12-16
AMF794 LI Li 李莉 RE Dealing in Securities 2008-02-26 2012-10-26
AMF794 LI Li 李莉 RE Advising on Corporate Finance 2008-02-26 2012-10-26
AMG890 NG Eng Lee, Julian RE Dealing in Securities 2005-07-25 2007-07-07
AMG956 CARLTON Nicholas Edward RE Dealing in Securities 2012-07-03 2015-02-26
AMI423 CHANG Moon Suk, John RE Dealing in Securities 2017-06-09 2017-07-21
AMI423 CHANG Moon Suk, John RE Advising on Securities 2017-06-09 2017-07-21
AMJ610 LEE Ho Wan 李灝澐 RE Dealing in Securities 2005-10-12 2007-10-10
AMJ610 LEE Ho Wan 李灝澐 RE Advising on Securities 2005-10-12 2010-05-17
AMK234 YANG Lei 楊蕾 RE Advising on Securities 2012-07-03
AML235 TING Michael P. 丁柏年 RE Advising on Securities 2011-06-01 2017-01-19
AML235 TING Michael P. 丁柏年 RO Advising on Securities 2017-01-19
AMS882 TSUI Alvin Chun Ming 徐浚銘 RE Dealing in Securities 2005-11-22 2008-01-16
AMS882 TSUI Alvin Chun Ming 徐浚銘 RE Dealing in Securities 2010-07-05 2012-05-31
AMS882 TSUI Alvin Chun Ming 徐浚銘 RE Advising on Corporate Finance 2005-11-22 2008-01-16
AMS882 TSUI Alvin Chun Ming 徐浚銘 RE Advising on Corporate Finance 2010-07-05 2012-05-31
AMS885 YUEN Sze Wing Esther 袁詩穎 RE Dealing in Securities 2005-11-22 2007-06-30
AMS885 YUEN Sze Wing Esther 袁詩穎 RE Advising on Corporate Finance 2005-11-22 2007-06-30
ANA974 CHANG Michael Poyung 張保勇 RE Advising on Securities 2016-04-26 2017-02-14
ANA974 CHANG Michael Poyung 張保勇 RO Advising on Securities 2017-02-14
ANG296 LAM Cedric Yee Ip 林怡曄 RE Dealing in Securities 2012-07-03 2015-04-30
ANG296 LAM Cedric Yee Ip 林怡曄 RE Advising on Corporate Finance 2012-07-03 2015-04-30
ANH530 CAO Qi 操琦 RE Dealing in Securities 2013-05-28 2015-02-26
ANH530 CAO Qi 操琦 RE Advising on Corporate Finance 2013-05-28 2015-02-26
ANJ695 ZHANG Wei RE Dealing in Securities 2006-05-15 2007-04-21
ANJ695 ZHANG Wei RE Advising on Securities 2006-05-15 2007-04-21
ANJ699 TANG Yee Wah 鄧綺華 RE Dealing in Securities 2006-11-03 2007-10-31
ANJ699 TANG Yee Wah 鄧綺華 RE Dealing in Securities 2008-02-19 2008-09-30
ANJ699 TANG Yee Wah 鄧綺華 RE Advising on Securities 2006-11-03 2008-02-01
ANJ699 TANG Yee Wah 鄧綺華 RE Advising on Corporate Finance 2008-02-19 2008-09-30
ANJ771 TSAI Hin Man, Daniel 蔡衍汶 RE Dealing in Securities 2015-07-10 2016-04-15
ANJ771 TSAI Hin Man, Daniel 蔡衍汶 RE Advising on Corporate Finance 2015-07-10 2016-04-15
ANK679 WONG Arthur Chi To 黃志滔 RE Dealing in Securities 2014-05-12 2017-09-29
ANR067 ZHAO Tian 趙恬 RE Dealing in Securities 2012-07-03 2015-02-27
ANR067 ZHAO Tian 趙恬 RE Advising on Corporate Finance 2012-07-03 2014-04-28
ANR067 ZHAO Tian 趙恬 RO Advising on Corporate Finance 2014-04-28 2015-02-27
ANR570 HU Jizhong 胡繼中 RE Advising on Securities 2011-02-07 2015-03-02
ANR872 FREYRE-SANDERS Andrew David Nuno D.S. RE Dealing in Securities 2012-07-03 2014-03-24
ANR872 FREYRE-SANDERS Andrew David Nuno D.S. RO Dealing in Securities 2014-03-24 2017-02-22
ANW203 LAI Pei Chung 黎沛沖 RE Dealing in Securities 2012-12-04 2017-01-04
ANW203 LAI Pei Chung 黎沛沖 RO Dealing in Securities 2017-01-04 2017-10-12
ANW203 LAI Pei Chung 黎沛沖 RE Advising on Corporate Finance 2012-12-04 2017-03-28
ANW203 LAI Pei Chung 黎沛沖 RO Advising on Corporate Finance 2017-03-28 2017-10-12
ANX596 ENG Cheng Hua 翁振華 RE Dealing in Securities 2007-12-17 2010-03-27
ANX738 LIN Yu-Ming 林育民 RE Advising on Securities 2015-12-07 2015-12-15
ANX738 LIN Yu-Ming 林育民 RE Advising on Securities 2016-07-04 2017-01-21
ANY451 AU Jonathan Wai Wing 區偉榮 RE Dealing in Securities 2014-07-21
ANZ804 LIM Seng Gene RE Dealing in Securities 2014-11-25 2015-08-31
AOB594 LEUNG Wing Cheung, Michelle 梁穎璋 RE Advising on Securities 2008-04-21 2010-07-31
AOC914 HO Hoi Lam, Anita 何海琳 RE Dealing in Securities 2017-03-22
AOI876 JING Yun 井芸 RE Dealing in Securities 2012-07-03 2015-05-23
AOI876 JING Yun 井芸 RE Advising on Corporate Finance 2012-07-03 2014-06-04
AOI876 JING Yun 井芸 RO Advising on Corporate Finance 2014-06-04 2015-05-23
AOL101 CHEUNG Pak Wai 張栢威 RE Dealing in Securities 2017-06-05 2017-07-11
AOL101 CHEUNG Pak Wai 張栢威 RO Dealing in Securities 2017-07-11
AOL101 CHEUNG Pak Wai 張栢威 RE Advising on Securities 2017-06-05 2017-07-11
AOL101 CHEUNG Pak Wai 張栢威 RO Advising on Securities 2017-07-11
AOL101 CHEUNG Pak Wai 張栢威 RE Advising on Corporate Finance 2017-06-05 2017-07-11
AOL101 CHEUNG Pak Wai 張栢威 RO Advising on Corporate Finance 2017-07-11
AOL511 SEAH Yee Yong, Mitchell 謝于榮 RE Dealing in Securities 2010-05-03 2013-06-27
AON592 DOSHI Nishi Jyotindra RE Dealing in Securities 2012-07-03 2016-01-29
AOP179 TAI Tsz Lan, Katherine 戴梓蘭 RE Advising on Securities 2012-07-03 2013-04-02
AOS677 LUI Yue Kwong, Christopher 雷宇光 RE Advising on Securities 2014-08-22 2015-10-31
AOV056 YOU Ching Yung 尤靖湧 RE Advising on Securities 2012-06-04 2015-02-26
AOY613 WONG Kwok Wai 黃國威 RE Advising on Securities 2013-01-28 2014-09-01
APA369 CHEUNG Suet Ting, Samantha 張雪婷 RE Dealing in Securities 2007-06-04 2008-04-01
APA369 CHEUNG Suet Ting, Samantha 張雪婷 RE Advising on Corporate Finance 2007-06-04 2008-04-01
APA403 LEE Cecilia Yoon Kyoung RE Dealing in Securities 2007-06-05 2015-02-27
APJ122 KONG Shing Hon 江承翰 RE Dealing in Securities 2007-08-01 2010-06-01
APJ310 TAM Kwong To, Dennis 譚廣韜 RE Dealing in Securities 2018-04-06
APJ853 WONG Wai Kong, Edman 王偉剛 RE Dealing in Securities 2010-05-10 2014-04-30
APJ943 HUANG Zhiyun 黃志芸 RE Advising on Securities 2012-07-03 2013-04-03
APJ996 CHEN Chengze RE Dealing in Securities 2013-07-24 2014-08-19
APK359 LUK Wai Yip 陸偉業 RE Dealing in Securities 2011-06-27 2013-07-04
APK359 LUK Wai Yip 陸偉業 RE Advising on Corporate Finance 2011-06-27 2013-07-04
APL937 LO Hiu Lam 盧曉琳 RE Dealing in Securities 2007-09-03 2012-11-09
APL937 LO Hiu Lam 盧曉琳 RE Advising on Corporate Finance 2007-09-03 2012-11-09
APL939 TANG Pek Ying, Rebecca 鄧碧瑩 RE Advising on Securities 2007-09-03 2010-06-30
APL964 LEE Emily 李潁桐 RE Advising on Securities 2010-05-31 2010-08-09
APR388 WONG Chui Lin, Royee 黃翠蓮 RE Dealing in Securities 2010-07-26 2012-11-02
APU477 CHING Wai Han, Claudia 程惠嫻 RE Advising on Securities 2007-10-09 2010-04-28
APW070 FARRELL Stephen Robert RE Dealing in Securities 2012-07-03 2016-04-08
AQC690 CHANG Chee Bun 鄭子斌 RE Dealing in Securities 2009-02-04 2009-02-28
AQD400 YUEN Robin 袁肇鋒 RE Dealing in Securities 2009-10-02 2010-01-07
AQG469 TAN Jessica Margarida 陳曉彤 RE Dealing in Securities 2012-07-03 2014-03-20
AQH041 BEI Haochen 貝皞晨 RE Advising on Securities 2014-12-17 2017-07-04
AQH041 BEI Haochen 貝皞晨 RO Advising on Securities 2017-07-04 2018-04-24
AQM604 HOLDER Daniel William RE Dealing in Securities 2015-06-25 2016-04-06
AQN832 YIP Ho Man, Kirk 葉浩文 RE Dealing in Securities 2008-02-25 2009-07-18
AQN832 YIP Ho Man, Kirk 葉浩文 RE Advising on Corporate Finance 2008-05-03 2009-07-18
AQQ126 YUEN Ming Wai, Josephine 袁明慧 RE Dealing in Securities 2013-01-14 2017-05-09
AQQ126 YUEN Ming Wai, Josephine 袁明慧 RE Advising on Corporate Finance 2013-01-14 2017-05-09
AQQ367 YU Zhibo 于智博 RE Dealing in Securities 2012-07-06 2013-02-21
AQQ908 CHOW Yiu Keung 周耀強 RE Dealing in Securities 2012-07-03
AQQ908 CHOW Yiu Keung 周耀強 RE Advising on Corporate Finance 2012-07-03 2017-09-26
AQQ908 CHOW Yiu Keung 周耀強 RO Advising on Corporate Finance 2017-09-26
AQU259 AGARWAL Manoj RE Dealing in Securities 2012-07-03 2012-08-27
AQU259 AGARWAL Manoj RE Dealing in Securities 2013-06-13 2015-03-03
AQU259 AGARWAL Manoj RO Dealing in Securities 2012-08-27 2013-06-13
AQU259 AGARWAL Manoj RE Advising on Corporate Finance 2012-07-03 2012-08-27
AQU259 AGARWAL Manoj RE Advising on Corporate Finance 2013-06-13 2015-03-03
AQU259 AGARWAL Manoj RO Advising on Corporate Finance 2012-08-27 2013-06-13
AQU590 WONG Janet Hoi Ching 黃凱靖 RE Dealing in Securities 2012-07-03 2013-09-27
AQU590 WONG Janet Hoi Ching 黃凱靖 RE Advising on Corporate Finance 2012-07-03 2013-09-27
AQW435 ZHU Zhenyu 朱振宇 RE Dealing in Securities 2015-05-05 2018-04-12
AQX408 SOO Chee Kin RE Dealing in Securities 2018-05-11 2018-05-18
AQX408 SOO Chee Kin RE Advising on Securities 2018-05-11 2018-05-18
ARB869 KHONG Germaine Kit Wei RE Advising on Securities 2008-05-21 2008-12-29
ARF538 YAP Raymond Kok Hoe RE Advising on Securities 2008-06-23
ARH869 BARRETT James Richard RE Advising on Securities 2012-07-03 2013-11-29
ARJ486 KELLOCK Mark William RE Advising on Securities 2013-04-29 2016-01-16
ARN059 LI Sisi 黎思斯 RE Dealing in Securities 2013-10-30 2014-07-14
ARN062 PAN Chun-Hung 潘俊宏 RE Advising on Securities 2015-11-30 2015-12-07
ARN062 PAN Chun-Hung 潘俊宏 RE Advising on Securities 2016-07-04 2017-01-21
ARP451 COHAS Francois Jean Claude RO Dealing in Securities 2012-07-03 2015-02-26
ARP451 COHAS Francois Jean Claude RO Advising on Corporate Finance 2012-07-03 2015-02-26
ARR089 SUN Yuan 孫園 RE Dealing in Securities 2008-11-26 2010-04-01
ARR089 SUN Yuan 孫園 RE Advising on Corporate Finance 2008-11-26 2010-04-01
ARS304 ROSE Janice Mei Yin RE Dealing in Securities 2014-02-20 2015-02-11
ASC836 LEUNG Wai Ying 梁慧盈 RE Dealing in Securities 2010-10-14 2013-05-07
ASC836 LEUNG Wai Ying 梁慧盈 RE Advising on Corporate Finance 2010-10-14 2013-05-07
ASS312 TEI Chu Pink RE Dealing in Securities 2009-07-02 2014-01-17
ASS312 TEI Chu Pink RE Advising on Corporate Finance 2009-07-02 2014-01-17
ASS432 MOK Sze Wai 莫施煒 RE Dealing in Securities 2012-07-03 2014-12-30
ASS432 MOK Sze Wai 莫施煒 RE Advising on Corporate Finance 2012-07-03 2014-12-30
ASS433 KARWAL Vijay Paul RE Dealing in Securities 2012-07-03 2015-10-15
ASS433 KARWAL Vijay Paul RE Advising on Corporate Finance 2012-07-03 2015-10-15
ASS434 NOWAKOWSKI Marcin Andrzej RE Dealing in Securities 2012-07-03 2017-10-20
ASS434 NOWAKOWSKI Marcin Andrzej RE Advising on Corporate Finance 2012-07-03 2017-10-20
ASS592 JAISINGH Rahul RE Dealing in Securities 2012-07-03 2013-12-27
ASS592 JAISINGH Rahul RE Advising on Corporate Finance 2012-07-03 2013-12-27
ASU230 YIP Ho Yin 葉皓然 RE Advising on Securities 2010-09-20 2013-04-19
ASY380 IRVINE Peter Stuart RE Dealing in Securities 2013-11-11 2014-08-01
ASY380 IRVINE Peter Stuart RO Dealing in Securities 2012-07-03 2013-11-11
ASY380 IRVINE Peter Stuart RE Advising on Securities 2013-11-11 2014-08-01
ASY380 IRVINE Peter Stuart RO Advising on Securities 2012-12-13 2013-11-11
ATB520 LIU Jiang 劉江 RE Advising on Securities 2010-08-20 2012-06-18
ATB908 BIRDEE Neena RE Dealing in Securities 2014-09-22 2015-04-24
ATC149 BAJARIA Sejal RE Dealing in Securities 2016-09-14 2017-06-05
ATJ019 YEOH Kim Loong, Eugene 楊金隆 RE Dealing in Securities 2013-03-01 2013-08-30
ATO944 TODD Jason Edmund RE Dealing in Securities 2014-07-09 2015-05-19
ATO944 TODD Jason Edmund RE Advising on Securities 2013-02-04 2014-07-21
ATO944 TODD Jason Edmund RO Advising on Securities 2014-07-21 2015-05-19
ATT934 NG Lee Fang RE Advising on Securities 2009-11-27 2014-01-07
ATT934 NG Lee Fang RE Advising on Securities 2014-02-20
ATX508 CHOWDHURY Azad Nasrullah RE Dealing in Securities 2012-07-03 2013-08-30
AUJ674 ZHOU Qing Yuan 周清源 RE Advising on Securities 2012-09-03 2013-03-28
AUN079 TAN Teng Yee 陳廷意 RE Advising on Securities 2010-01-25 2012-06-07
AUQ300 KIM Ivy Kang RE Dealing in Securities 2014-07-23 2016-01-16
AUT723 WAN Man Wai 尹敏慧 RE Dealing in Securities 2010-03-31 2012-11-30
AUT723 WAN Man Wai 尹敏慧 RE Advising on Securities 2010-03-31 2012-11-30
AUT824 ZHANG Fan 張帆 RE Advising on Securities 2014-04-22 2015-03-02
AUV176 LAM Wai Cheng 林偉清 RE Dealing in Securities 2014-06-27 2016-01-16
AUV506 MYRON Jason Louis RE Dealing in Securities 2012-07-03 2018-05-31
AUW639 CHO Sollo RE Dealing in Securities 2012-07-03 2013-04-12
AUW639 CHO Sollo RE Advising on Corporate Finance 2012-07-03 2013-04-12
AVA545 CHAN Shuk Mei 陳淑鎂 RE Dealing in Securities 2010-04-15 2012-09-13
AVA545 CHAN Shuk Mei 陳淑鎂 RE Advising on Corporate Finance 2010-04-15 2012-09-13
AVB828 KO Aaron Tze Hin 高子軒 RE Dealing in Securities 2010-05-03 2013-05-31
AVB828 KO Aaron Tze Hin 高子軒 RE Advising on Corporate Finance 2010-05-03 2013-05-31
AVB832 TSE Wing Lam, Michelle 謝穎霖 RE Dealing in Securities 2010-04-21 2015-02-26
AVB832 TSE Wing Lam, Michelle 謝穎霖 RE Advising on Corporate Finance 2010-04-21 2015-02-26
AVE567 TEE Sze Chiah RE Advising on Securities 2010-05-17 2013-08-16
AVG755 ORCHARD Andrew John RE Advising on Securities 2012-07-03 2014-12-05
AVH946 CHUNG Gia, Trien, Litte RE Dealing in Securities 2015-01-13
AVH946 CHUNG Gia, Trien, Litte RE Advising on Securities 2015-01-13
AVI027 YU Heather 余稀梵 RE Dealing in Securities 2010-06-10 2010-12-18
AVI917 TSAI Pei I 蔡珮漪 RE Dealing in Securities 2012-07-03
AVI917 TSAI Pei I 蔡珮漪 RE Advising on Corporate Finance 2012-07-03
AVL370 WU Qifeng 吳啟鳳 RE Dealing in Securities 2013-06-19 2014-12-08
AVL370 WU Qifeng 吳啟鳳 RE Advising on Corporate Finance 2013-06-19 2014-12-08
AVM792 CHAN Chin Kiu 陳展翹 RE Advising on Securities 2013-06-07 2015-02-26
AVQ218 PANIKKAR Kesava Rajat RE Dealing in Securities 2012-07-03 2013-02-07
AVQ218 PANIKKAR Kesava Rajat RE Advising on Corporate Finance 2012-07-03 2013-02-07
AVQ903 CHEAM Tze Shen RE Advising on Securities 2010-08-10 2014-02-28
AVS570 KULKARNI Sanjay Gopal RE Dealing in Securities 2018-11-16 2018-11-20
AVS570 KULKARNI Sanjay Gopal RE Advising on Securities 2018-11-16 2018-11-20
AVU639 SHEK Wing Man 石詠文 RE Advising on Securities 2010-09-06 2012-07-31
AVV901 YAU Vincent Wing Tsuen 邱穎臻 RE Dealing in Securities 2017-05-11
AWC329 CHAU Ho Man 周昊雯 RE Dealing in Securities 2011-10-03 2012-06-18
AWC888 LAI Chun Chiu 賴俊超 RE Dealing in Securities 2010-11-01 2013-05-14
AWC888 LAI Chun Chiu 賴俊超 RE Advising on Corporate Finance 2010-11-01 2013-05-14
AWC889 LEUNG Cliff Siu Chung 梁少聰 RE Dealing in Securities 2010-11-22 2012-06-18
AWC889 LEUNG Cliff Siu Chung 梁少聰 RE Advising on Corporate Finance 2010-11-22 2012-06-18
AWD072 BAYLEY Luke RE Dealing in Securities 2012-07-03
AWD072 BAYLEY Luke RE Advising on Corporate Finance 2012-07-03
AWE005 MAK Gary Kaki 麥嘉麒 RE Dealing in Securities 2010-11-01 2011-09-02
AWE005 MAK Gary Kaki 麥嘉麒 RE Advising on Corporate Finance 2010-11-01 2011-09-02
AWE189 CHENG Gao 程杲 RE Advising on Securities 2010-11-22 2011-06-30
AWF153 SUN Yubei 孫彧琲 RE Dealing in Securities 2011-04-29 2013-04-23
AWF153 SUN Yubei 孫彧琲 RE Advising on Corporate Finance 2011-04-29 2013-04-23
AWI080 SHI Feng 石峰 RE Dealing in Securities 2012-07-09 2013-05-31
AWI080 SHI Feng 石峰 RE Advising on Corporate Finance 2012-07-09 2013-05-31
AWI081 WANG Qian 王前 RE Dealing in Securities 2012-07-03 2012-07-05
AWI081 WANG Qian 王前 RE Advising on Corporate Finance 2012-07-03 2012-07-05
AWI324 QUEK Chong Wee 郭宗偉 RE Dealing in Securities 2015-01-28 2016-01-11
AWI324 QUEK Chong Wee 郭宗偉 RO Dealing in Securities 2016-01-11
AWI324 QUEK Chong Wee 郭宗偉 RE Advising on Corporate Finance 2015-01-28
AWI935 LU Yi 陸毅 RE Dealing in Securities 2012-07-03
AWI935 LU Yi 陸毅 RE Advising on Corporate Finance 2012-07-03
AWY281 WONG Wai Yan 黃蔚茵 RE Dealing in Securities 2014-12-05 2016-08-11
AWY281 WONG Wai Yan 黃蔚茵 RE Advising on Securities 2015-01-07 2016-08-11
AWY288 MEI Xue 梅雪 RE Dealing in Securities 2012-07-03 2015-09-12
AWY288 MEI Xue 梅雪 RE Advising on Corporate Finance 2012-07-03 2015-09-12
AWZ404 TSO Yam Fan 曹音凡 RE Advising on Securities 2012-07-03 2013-08-27
AWZ427 CHAN Chuek Wai, Christopher 陳卓煒 RE Advising on Securities 2013-10-17 2015-09-24
AXB527 LAM Yuen 林苑 RE Dealing in Securities 2012-07-03 2012-10-22
AXB527 LAM Yuen 林苑 RE Advising on Corporate Finance 2012-07-03 2012-10-22
AXB642 NETTERFIELD Michael Phillip RE Dealing in Securities 2012-07-03 2012-10-22
AXB642 NETTERFIELD Michael Phillip RO Dealing in Securities 2012-10-22 2013-12-31
AXB642 NETTERFIELD Michael Phillip RE Advising on Corporate Finance 2012-07-03 2012-10-22
AXB642 NETTERFIELD Michael Phillip RO Advising on Corporate Finance 2012-10-22 2013-12-31
AXF541 YAN Phaik Yee RE Dealing in Securities 2011-05-03 2012-08-31
AXF541 YAN Phaik Yee RE Advising on Corporate Finance 2011-05-03 2012-08-31
AXI229 MARSCHALL Christof Juergen RE Dealing in Securities 2012-07-03 2015-11-10
AXI229 MARSCHALL Christof Juergen RO Dealing in Securities 2015-11-10 2017-10-31
AXI229 MARSCHALL Christof Juergen RE Advising on Securities 2016-03-29 2017-10-31
AXI229 MARSCHALL Christof Juergen RE Advising on Corporate Finance 2012-07-03 2017-10-31
AXI370 TSUEN Kai, Gloria 全佳 RE Advising on Securities 2011-06-01 2013-03-26
AXJ933 KWAN Chun Fung 關鎮鋒 RE Dealing in Securities 2011-06-07 2012-06-18
AXK269 TIEN Weiming, Thaddeus RE Dealing in Securities 2012-07-03 2015-08-14
AXK269 TIEN Weiming, Thaddeus RE Advising on Corporate Finance 2012-07-03 2015-08-14
AXP452 GEOUM In Sun Bernard RE Dealing in Securities 2012-10-09 2013-05-07
AXQ082 FU Shanshan 符珊珊 RE Dealing in Securities 2012-07-03 2015-04-10
AXQ082 FU Shanshan 符珊珊 RE Advising on Corporate Finance 2012-07-03 2015-04-10
AXQ519 YUAN Xiaoquan 袁小荃 RE Advising on Securities 2012-08-06 2013-04-02
AXQ585 SHEK Cheuk Hang 石卓衡 RE Advising on Securities 2013-06-06 2015-12-17
AXS075 NG Yee Shiong RE Advising on Securities 2011-07-25 2013-03-26
AXT103 LAM Man Ting 林文婷 RE Advising on Securities 2011-08-02 2013-04-05
AXW915 JOHNSON Nicholas A RE Dealing in Securities 2012-07-03 2013-09-13
AXW915 JOHNSON Nicholas A RE Advising on Corporate Finance 2012-07-03 2013-09-13
AXY866 TAM Vernon Craig Goodheart 譚乃廉 RE Dealing in Securities 2014-01-23 2014-03-26
AXY866 TAM Vernon Craig Goodheart 譚乃廉 RE Advising on Corporate Finance 2014-01-23 2014-03-26
AXZ979 LIU Siyuan 劉思媛 RE Advising on Securities 2013-10-08 2014-09-01
AYB885 JIANG Jiang RE Dealing in Securities 2013-04-12 2014-05-26
AYB885 JIANG Jiang RE Advising on Corporate Finance 2013-04-12 2014-05-26
AYH495 XU Min 徐敏 RE Advising on Securities 2012-07-03 2014-05-30
AYH771 WONG Tsz Hin Chris 王梓軒 RE Dealing in Securities 2012-07-03 2014-01-06
AYI129 HENRY Andrew Richard RE Dealing in Securities 2012-07-03 2015-02-26
AYI129 HENRY Andrew Richard RE Advising on Corporate Finance 2012-07-03 2015-02-26
AYI134 PROMPERS Michiel Joep RE Dealing in Securities 2012-07-03 2015-06-27
AYI134 PROMPERS Michiel Joep RE Advising on Corporate Finance 2012-07-03 2015-06-27
AYJ302 CHEN Minzhi 陳敏芝 RE Dealing in Securities 2018-09-06
AYJ302 CHEN Minzhi 陳敏芝 RE Advising on Securities 2018-09-06
AYJ687 ZHANG He 張賀 RE Dealing in Securities 2012-07-03 2013-04-26
AYK464 CHU Wai Ho 朱威澔 RE Dealing in Securities 2012-07-03 2012-09-28
AYK464 CHU Wai Ho 朱威澔 RE Advising on Corporate Finance 2012-07-03 2012-09-28
AYM505 LU Shurui 呂姝睿 RE Dealing in Securities 2012-07-03 2014-01-17
AYM505 LU Shurui 呂姝睿 RE Advising on Corporate Finance 2012-07-03 2014-01-17
AYM564 YU Yi 于一 RE Dealing in Securities 2013-07-05 2015-05-16
AYM564 YU Yi 于一 RE Advising on Corporate Finance 2013-07-05 2015-05-16
AYM806 MAN Yim King 文艷琼 RE Dealing in Securities 2012-07-03 2013-08-30
AYM806 MAN Yim King 文艷琼 RE Advising on Corporate Finance 2012-07-03 2013-08-30
AYN478 LEE Seung Yup RE Dealing in Securities 2018-08-31 2018-09-05
AYN478 LEE Seung Yup RE Advising on Securities 2018-08-31 2018-09-05
AYO608 GONG Tiancheng 龔天成 RE Advising on Securities 2012-07-03 2014-06-25
AYS401 PAN Danmeng 潘丹蒙 RE Dealing in Securities 2012-01-03 2012-12-28
AYS401 PAN Danmeng 潘丹蒙 RE Advising on Corporate Finance 2012-01-03 2012-12-28
AYW668 DOWNARD Andrew RE Dealing in Securities 2012-07-03 2013-10-03
AYY247 RAYABSANGDUAN Pornthipa RE Advising on Securities 2018-11-22 2018-11-27
AZF334 SUN Feifei 孫菲菲 RE Advising on Securities 2018-09-06
AZF338 KOAY Chie Min 郭洁敏 RE Dealing in Securities 2013-06-24 2015-01-14
AZF338 KOAY Chie Min 郭洁敏 RE Advising on Corporate Finance 2013-06-24 2015-01-14
AZQ421 PI Xiaoduo 皮小多 RE Dealing in Securities 2012-07-03 2014-03-14
AZT239 KALCIC Trevor Peter RE Advising on Securities 2012-07-03 2015-12-01
AZT772 DAI Yuanyuan 代媛媛 RE Advising on Securities 2012-07-03 2013-04-02
AZT775 HANSEN Clara Louise Genevieve RE Dealing in Securities 2012-07-23 2013-04-12
AZT775 HANSEN Clara Louise Genevieve RE Advising on Corporate Finance 2012-07-23 2013-04-12
AZV767 LI Yichuan 李一川 RE Dealing in Securities 2012-07-30 2013-03-11
AZV767 LI Yichuan 李一川 RE Advising on Corporate Finance 2012-07-30 2013-03-11
BAC302 RA Hye Rin 羅慧璘 RE Dealing in Securities 2013-07-04 2015-02-26
BAD621 WONG Chit, Chris 黃哲 RE Advising on Securities 2012-09-03 2013-08-29
BAE263 WU Haolin 吳昊林 RE Dealing in Securities 2012-09-10 2013-09-16
BAE263 WU Haolin 吳昊林 RE Advising on Corporate Finance 2012-09-10 2013-09-16
BAF834 RHEE Jin Haing RE Advising on Securities 2012-09-28 2013-01-31
BAF836 MARTENS Samuel James RE Advising on Securities 2012-09-27 2013-01-31
BAF838 YOO Myung Hyun RE Advising on Securities 2012-09-27 2013-01-31
BAF840 CHOI Eun Jung RE Advising on Securities 2012-09-27 2013-01-31
BAI182 LIU Yiou 劉一鷗 RE Dealing in Securities 2016-01-22 2018-01-31
BAI182 LIU Yiou 劉一鷗 RE Advising on Corporate Finance 2016-01-22 2018-01-31
BAI439 KIM Hyungjin RE Advising on Securities 2012-10-18 2013-01-31
BAJ130 HWANG Kyung Jae RE Advising on Securities 2012-10-25 2013-01-31
BAL861 BRADLEY Aiden Parnell RE Advising on Securities 2012-11-14 2012-11-28
BAM438 MCCAFFERTY James Stephen RE Advising on Securities 2012-11-19 2013-01-17
BAM438 MCCAFFERTY James Stephen RO Advising on Securities 2013-01-17 2014-09-08
BAP944 MOHD INON Norziana Binti RE Advising on Securities 2012-12-19 2013-03-27
BAW704 SHARMA Rohit RE Dealing in Securities 2015-07-10 2015-12-01
BAW704 SHARMA Rohit RE Advising on Securities 2013-02-18 2015-12-01
BAX762 FAN Haishuo 范海爍 RE Advising on Securities 2013-03-01 2013-10-04
BAY181 LAU Yin Wang, Calvin 劉彥宏 RE Dealing in Securities 2015-10-20 2017-05-12
BBE274 CHONG Lucius Jesudason RE Advising on Securities 2013-05-02 2013-08-01
BBE387 SHAH Niraj Samip RE Advising on Securities 2013-04-29 2013-07-28
BBE397 SCOTT Andrew Geoffrey RE Advising on Securities 2013-04-29 2013-07-28
BBE819 CHEN Xiaoliang 陳晓亮 RE Dealing in Securities 2013-04-26 2014-05-14
BBF268 APPLEBY Richard Ian RE Dealing in Securities 2013-05-09 2016-11-01
BBH444 ZHANG Chi 張弛 RE Dealing in Securities 2015-10-28 2017-08-23
BBH444 ZHANG Chi 張弛 RE Advising on Corporate Finance 2015-10-28 2017-08-23
BBK158 HUANG Wei 黃威 RE Dealing in Securities 2013-06-07 2014-10-31
BBK158 HUANG Wei 黃威 RE Advising on Corporate Finance 2013-06-07 2014-10-31
BBK464 HUANG Haofeng 黃浩丰 RE Dealing in Securities 2013-06-17 2013-08-30
BBK464 HUANG Haofeng 黃浩丰 RE Dealing in Securities 2014-01-13 2016-01-16
BBK464 HUANG Haofeng 黃浩丰 RE Advising on Corporate Finance 2013-06-17 2013-08-30
BBK464 HUANG Haofeng 黃浩丰 RE Advising on Corporate Finance 2014-01-13 2016-01-16
BBP295 XING Xuan 星璇 RE Advising on Securities 2013-07-16 2014-09-30
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BDM023 WU Ye Tian 吳也湉 RE Advising on Corporate Finance 2014-05-23 2016-04-16
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BEL449 CHEN Jiaqi 陳嘉琪 RE Advising on Corporate Finance 2014-11-04 2015-09-26
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BEL454 LIE Youmin 列祐民 RE Advising on Securities 2015-11-02 2015-11-21
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BFN647 CAO Yiyun 曹逸云 RE Advising on Corporate Finance 2015-05-29 2016-10-06
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BFN648 CHENG Lixing 程立行 RE Advising on Corporate Finance 2015-05-29 2015-09-03
BFN649 LIU Zixuan 劉子暄 RE Dealing in Securities 2015-05-29 2016-04-23
BFN649 LIU Zixuan 劉子暄 RE Advising on Corporate Finance 2015-05-29 2016-04-23
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BFP361 KWON Hyuk Jin RE Advising on Securities 2015-06-18 2016-01-16
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BGK899 LACARRIERE Anne Raymonde RE Dealing in Securities 2015-11-02
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BGP463 SUTANDI Kartika RE Dealing in Securities 2018-11-01 2018-11-06
BGP463 SUTANDI Kartika RE Advising on Securities 2018-11-01 2018-11-06
BGQ197 FROMENTIN Valentine Jeanne Renee Marie RE Dealing in Securities 2015-12-10 2018-07-20
BGT835 LUNG Siu Fung 龍兆豐 RE Advising on Securities 2016-09-14 2018-05-16
BHB739 ISKANDAR Abdullah RE Dealing in Securities 2016-02-29 2016-02-29
BHB739 ISKANDAR Abdullah RE Advising on Corporate Finance 2016-02-29 2016-02-29
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BHG235 WONG Sen Yi RE Advising on Corporate Finance 2016-04-01 2016-06-30
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BHP830 MAK Tin Chak 麥天澤 RE Advising on Corporate Finance 2016-06-17 2016-12-22
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BHQ132 SUN Ziyi 孫子易 RE Advising on Corporate Finance 2016-06-21 2016-12-07
BHU073 CHAN Peter I-Chuin 詹逸群 RE Advising on Securities 2016-07-11 2017-01-21
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BIC891 CHAN Ngai Fun 陳藝分 RE Dealing in Securities 2018-11-28
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BIK422 WANG Ruoxi 王若熹 RE Dealing in Securities 2016-10-20 2017-04-27
BIK422 WANG Ruoxi 王若熹 RE Advising on Corporate Finance 2016-10-20 2017-04-27
BIX053 REUTERSWAERD Carl Adrian RE Dealing in Securities 2017-01-11
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BKK371 MAK Chun Wing 麥晉穎 RE Advising on Securities 2018-05-04
BLF241 NGAI Cho Lap 倪祖立 RE Dealing in Securities 2017-10-12 2018-10-16
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BLL852 CHEN Junsheng 陳駿生 RE Advising on Securities 2017-11-10
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BMT591 MATHRANI Nilima Ajay RE Dealing in Securities 2018-05-18 2018-05-24
BMT591 MATHRANI Nilima Ajay RE Dealing in Securities 2018-08-27 2018-08-30
BMT591 MATHRANI Nilima Ajay RE Dealing in Securities 2018-10-18 2018-10-22
BMT591 MATHRANI Nilima Ajay RE Dealing in Securities 2018-11-20 2018-11-23
BMT591 MATHRANI Nilima Ajay RE Advising on Securities 2018-04-19 2018-04-27
BMT591 MATHRANI Nilima Ajay RE Advising on Securities 2018-05-18 2018-05-24
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BMV172 MAHAJAN Arjun Yash RE Dealing in Securities 2018-10-18 2018-10-22
BMV172 MAHAJAN Arjun Yash RE Advising on Securities 2018-04-26 2018-04-27
BMV172 MAHAJAN Arjun Yash RE Advising on Securities 2018-10-18 2018-10-22
BMV174 CHEEVAKRIANGGRAI Patcharanon RE Dealing in Securities 2018-04-26 2018-04-27
BMV174 CHEEVAKRIANGGRAI Patcharanon RE Advising on Securities 2018-04-26 2018-04-27
BMV728 GIOVANNY Jovent RE Advising on Securities 2018-05-08 2018-05-11
BMV728 GIOVANNY Jovent RE Advising on Securities 2018-06-22 2018-06-26
BMV728 GIOVANNY Jovent RE Advising on Securities 2018-08-24 2018-08-29
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BMW096 PRAPAIPIS Chadthong RE Advising on Securities 2018-05-11 2018-05-18
BMW395 PRUNRATANAMALA Kasem RE Advising on Securities 2018-10-02 2018-10-05
BMW399 HALIM Sudjan RE Dealing in Securities 2018-05-11 2018-05-18
BMW399 HALIM Sudjan RE Advising on Securities 2018-05-11 2018-05-18
BMX422 PRASAD Saurabh RE Advising on Securities 2018-05-18 2018-05-24
BMX424 MAITRA Rajarshi Krishna RE Advising on Securities 2018-05-18 2018-05-24
BMY531 LOCK Mun Yee RE Advising on Securities 2018-05-29 2018-05-31
BMY539 LIM Siew Khee RE Advising on Securities 2018-05-29 2018-05-31
BMY539 LIM Siew Khee RE Advising on Securities 2018-09-24 2018-09-28
BNF212 PUROHIT Amit Tarachand RE Advising on Securities 2018-07-09 2018-07-12
BNG518 CHIA Liting Michelle RE Advising on Securities 2018-07-24 2018-07-26
BNG585 HAU Man Po Mathew 侯文普 RE Advising on Securities 2018-07-23
BNJ445 ARAVAMUTHAN Sasikant RE Dealing in Securities 2018-08-16 2018-08-24
BNJ445 ARAVAMUTHAN Sasikant RE Advising on Securities 2018-08-16 2018-08-24
BNJ453 LIM Ho Jun RE Advising on Securities 2018-08-31 2018-09-05
BNJ858 HANDERSON Timothy RE Advising on Securities 2018-08-24 2018-08-29
BNJ859 SHAH Sandeep Ramniklal RE Advising on Securities 2018-08-27 2018-08-30
BNO144 SEE Zhi Zen Cezzane RE Advising on Securities 2018-09-24 2018-09-28
BNO147 NGOH Yi Sin RE Advising on Securities 2018-09-24 2018-09-28
BNP395 TANTISUWANNAKUL Uraiwan RE Advising on Securities 2018-10-02 2018-10-05
BNR384 SABNIS Avadhoot Madhukar RE Advising on Securities 2018-10-18 2018-10-22
BNR825 RABIER Adrien Guy RE Dealing in Securities 2018-10-22
BNS270 PATRICIA - RE Advising on Securities 2018-11-01 2018-11-06
BNS436 ADITYA Kevie RE Advising on Securities 2018-11-01 2018-11-06
BNU783 MATTANAPOTCHANART Wasu RE Advising on Securities 2018-11-20 2018-11-22
BNU784 TELI Siddharth Gautam RE Advising on Securities 2018-11-20 2018-11-23
BNU858 TEGUH Erwan RE Advising on Securities 2018-11-27 2018-11-30

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