Hong Kong SFC licence institution AAW384, Lippo Investments Management Limited 力寶投資管理有限公司

These are the licence-holders that were found for SFC licence institution AAW384 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAC289 WOO Ping, Peter 胡平 RE Dealing in Securities 2005-02-23 2005-07-08
AAC289 WOO Ping, Peter 胡平 RO Dealing in Securities 2003-04-01 2005-02-23
AAC289 WOO Ping, Peter 胡平 RE Advising on Securities 2005-02-23 2005-07-08
AAC289 WOO Ping, Peter 胡平 RO Advising on Securities 2003-04-01 2005-02-23
AAC289 WOO Ping, Peter 胡平 RE Advising on Corporate Finance 2005-02-23 2005-07-08
AAC289 WOO Ping, Peter 胡平 RO Advising on Corporate Finance 2003-04-01 2005-02-23
AAC289 WOO Ping, Peter 胡平 RE Asset Management 2005-02-23 2005-07-08
AAC289 WOO Ping, Peter 胡平 RO Asset Management 2003-04-01 2005-02-23
AAC695 SO Shuk Man, Tina 蘇淑敏 RE Dealing in Securities 2013-10-02 2014-09-30
AAC695 SO Shuk Man, Tina 蘇淑敏 RE Advising on Securities 2013-10-02 2014-09-30
AAC695 SO Shuk Man, Tina 蘇淑敏 RE Asset Management 2013-10-02 2014-09-30
AAD238 TSUI Sze Kwan, Annie 崔士坤 RE Dealing in Securities 2013-06-17 2013-12-31
AAD724 RIGBY Clive Derek Conway Louis RO Dealing in Securities 2005-12-19 2010-07-15
AAD724 RIGBY Clive Derek Conway Louis RO Dealing in Securities 2014-01-17
AAD724 RIGBY Clive Derek Conway Louis RO Advising on Securities 2014-03-18
AAD724 RIGBY Clive Derek Conway Louis RO Asset Management 2014-03-18
AAE806 CHAN Pik Ha, Jenny 陳碧夏 RO Dealing in Securities 2005-12-19 2010-07-15
AAE806 CHAN Pik Ha, Jenny 陳碧夏 RO Advising on Securities 2005-12-19 2010-07-15
AAE806 CHAN Pik Ha, Jenny 陳碧夏 RO Advising on Corporate Finance 2005-12-19 2010-07-15
AAE806 CHAN Pik Ha, Jenny 陳碧夏 RO Asset Management 2005-12-19 2010-07-15
AAK857 LEE Luen Wai, John 李聯偉 RO Advising on Securities 2003-04-01
AAK857 LEE Luen Wai, John 李聯偉 RO Advising on Corporate Finance 2003-04-01
AAK857 LEE Luen Wai, John 李聯偉 RO Asset Management 2003-04-01
AAM302 WU Arthur 吳沛德 RO Dealing in Securities 2010-05-18 2011-04-26
AAM302 WU Arthur 吳沛德 RO Advising on Securities 2010-05-18 2011-04-26
AAM302 WU Arthur 吳沛德 RO Asset Management 2010-08-04 2011-04-26
AAV210 NG Tai Chiu 吳大釗 RO Advising on Corporate Finance 2013-08-27
ABX782 CHU Wai Ling, Marianna 朱偉苓 RE Dealing in Securities 2016-04-18 2017-12-02
ABX782 CHU Wai Ling, Marianna 朱偉苓 RE Advising on Securities 2016-04-18 2017-12-02
ABX782 CHU Wai Ling, Marianna 朱偉苓 RE Asset Management 2016-04-18 2017-12-02
ACP520 SIGERSON John Lawrence RO Dealing in Securities 2015-10-06
ACP520 SIGERSON John Lawrence RO Advising on Securities 2015-10-06
ACP520 SIGERSON John Lawrence RO Asset Management 2015-10-06
ACT428 CHENG Kam Wah, Conrad 鄭錦華 RO Dealing in Securities 2010-05-11 2014-03-03
ACT428 CHENG Kam Wah, Conrad 鄭錦華 RO Advising on Securities 2010-05-11 2014-03-03
ACT428 CHENG Kam Wah, Conrad 鄭錦華 RO Asset Management 2010-05-11 2014-03-03
ACZ116 CHUM Pak Hing, Terrace 覃伯興 RE Advising on Securities 2014-03-18 2015-08-05
ACZ116 CHUM Pak Hing, Terrace 覃伯興 RE Asset Management 2014-03-18 2015-08-05
AFH197 CHAN Pui Ting 陳佩婷 RE Dealing in Securities 2015-08-31 2016-04-01
AFH197 CHAN Pui Ting 陳佩婷 RE Advising on Securities 2015-08-31 2016-04-01
AFH197 CHAN Pui Ting 陳佩婷 RE Asset Management 2015-08-31 2016-04-01
AFT305 KWOK Wai Leung, Stanley 郭偉良 RO Dealing in Securities 2012-08-17 2013-12-19
AFT305 KWOK Wai Leung, Stanley 郭偉良 RO Advising on Securities 2010-03-15 2013-12-19
AFT305 KWOK Wai Leung, Stanley 郭偉良 RO Advising on Corporate Finance 2012-08-17 2013-04-26
AFT305 KWOK Wai Leung, Stanley 郭偉良 RO Asset Management 2010-03-15 2013-12-19
AGO831 YIP Ka Tak, Sammy 葉家德 RE Dealing in Securities 2010-04-26 2010-07-09
AGO831 YIP Ka Tak, Sammy 葉家德 RO Dealing in Securities 2010-07-09 2013-08-14
AGO831 YIP Ka Tak, Sammy 葉家德 RE Advising on Securities 2010-04-26 2010-07-09
AGO831 YIP Ka Tak, Sammy 葉家德 RO Advising on Securities 2010-07-09 2013-08-14
AGO831 YIP Ka Tak, Sammy 葉家德 RE Advising on Corporate Finance 2010-04-26 2010-07-09
AGO831 YIP Ka Tak, Sammy 葉家德 RO Advising on Corporate Finance 2010-07-09 2013-08-14
AGO831 YIP Ka Tak, Sammy 葉家德 RE Asset Management 2010-04-26 2010-07-09
AGO831 YIP Ka Tak, Sammy 葉家德 RO Asset Management 2010-07-09 2013-08-14
ANU065 CHEUNG Bruce Heung Wing 張向榮 RE Dealing in Securities 2011-11-08 2013-12-13
ANU065 CHEUNG Bruce Heung Wing 張向榮 RO Dealing in Securities 2013-12-13
ANU065 CHEUNG Bruce Heung Wing 張向榮 RE Advising on Securities 2011-11-08 2013-12-13
ANU065 CHEUNG Bruce Heung Wing 張向榮 RO Advising on Securities 2013-12-13
ANU065 CHEUNG Bruce Heung Wing 張向榮 RO Asset Management 2011-11-08
AYR389 CHAN Lai Sze 陳麗斯 RE Dealing in Securities 2012-01-26 2013-02-21
AYR389 CHAN Lai Sze 陳麗斯 RE Asset Management 2012-01-26 2013-02-21
AZN598 LUI Yee Man, Joyce 呂懿文 RE Dealing in Securities 2012-05-28 2013-05-25
AZN598 LUI Yee Man, Joyce 呂懿文 RE Dealing in Securities 2013-09-17 2015-01-27
AZN598 LUI Yee Man, Joyce 呂懿文 RE Advising on Securities 2012-05-28 2013-05-25
AZN598 LUI Yee Man, Joyce 呂懿文 RE Advising on Securities 2013-09-17 2015-01-27
BBN283 LO Yuen Ting 盧婉婷 RE Dealing in Securities 2018-05-18
BBN283 LO Yuen Ting 盧婉婷 RE Advising on Securities 2018-05-21
BBN283 LO Yuen Ting 盧婉婷 RE Asset Management 2018-05-18

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