Hong Kong SFC licence institution AAW619, Kwong Fat Hong (Securities) Limited 廣發行證券有限公司

These are the licence-holders that were found for SFC licence institution AAW619 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAG104 CHAM Yau Hing, Florence 湛祐馨 RO Dealing in Securities 2003-04-01
AAG104 CHAM Yau Hing, Florence 湛祐馨 RO Advising on Securities 2003-04-01 2004-11-26
AAG104 CHAM Yau Hing, Florence 湛祐馨 RO Advising on Corporate Finance 2003-04-01 2004-11-26
AAG104 CHAM Yau Hing, Florence 湛祐馨 RO Asset Management 2003-04-01 2004-11-26
AAG119 HUNG Lai Kuen 洪麗娟 RE Dealing in Securities 2003-04-01 2010-01-31
AAG119 HUNG Lai Kuen 洪麗娟 RE Advising on Securities 2003-04-01 2004-11-26
AAG119 HUNG Lai Kuen 洪麗娟 RE Advising on Corporate Finance 2003-04-01 2004-11-26
AAG119 HUNG Lai Kuen 洪麗娟 RE Asset Management 2003-04-01 2004-11-26
AAG120 IP Moon Wing 葉滿榮 RE Dealing in Securities 2003-04-01
AAG120 IP Moon Wing 葉滿榮 RE Advising on Securities 2003-04-01 2004-11-26
AAG120 IP Moon Wing 葉滿榮 RE Advising on Corporate Finance 2003-04-01 2004-11-26
AAG120 IP Moon Wing 葉滿榮 RE Asset Management 2003-04-01 2004-11-26
AAG122 KO Man Lee 高萬里 RE Dealing in Securities 2003-04-01
AAG122 KO Man Lee 高萬里 RE Advising on Securities 2003-04-01 2004-11-26
AAG122 KO Man Lee 高萬里 RE Advising on Corporate Finance 2003-04-01 2004-11-26
AAG122 KO Man Lee 高萬里 RE Asset Management 2003-04-01 2004-11-26
AAG124 KWAN Chi Chiu 關智超 RO Dealing in Securities 2003-04-01
AAG124 KWAN Chi Chiu 關智超 RO Advising on Securities 2003-04-01 2004-11-26
AAG124 KWAN Chi Chiu 關智超 RO Advising on Corporate Finance 2003-04-01 2004-11-26
AAG124 KWAN Chi Chiu 關智超 RO Asset Management 2003-04-01 2004-11-26
AAG135 LEUNG Yan Tai, Stephen 梁潤弟 RE Dealing in Securities 2003-04-01 2005-07-19
AAG135 LEUNG Yan Tai, Stephen 梁潤弟 RE Advising on Securities 2003-04-01 2004-11-26
AAG135 LEUNG Yan Tai, Stephen 梁潤弟 RE Advising on Corporate Finance 2003-04-01 2004-11-26
AAG135 LEUNG Yan Tai, Stephen 梁潤弟 RE Asset Management 2003-04-01 2004-11-26
AAG139 PANG Wing Hung 彭永洪 RE Dealing in Securities 2003-04-01 2017-07-17
AAG139 PANG Wing Hung 彭永洪 RE Advising on Securities 2003-04-01 2004-11-26
AAG139 PANG Wing Hung 彭永洪 RE Advising on Corporate Finance 2003-04-01 2004-11-26
AAG139 PANG Wing Hung 彭永洪 RE Asset Management 2003-04-01 2004-11-26
AAG146 TSUI Chun Cheong, Peter 徐振昌 RE Dealing in Securities 2003-04-01 2005-07-19
AAG146 TSUI Chun Cheong, Peter 徐振昌 RE Advising on Securities 2003-04-01 2004-11-26
AAG146 TSUI Chun Cheong, Peter 徐振昌 RE Advising on Corporate Finance 2003-04-01 2004-11-26
AAG146 TSUI Chun Cheong, Peter 徐振昌 RE Asset Management 2003-04-01 2004-11-26
AAG162 CHAM Yau Bun, Edmond 湛祐彬 RO Dealing in Securities 2003-04-01 2003-07-26
AAG162 CHAM Yau Bun, Edmond 湛祐彬 RO Dealing in Securities 2010-02-11 2013-09-27
AAG162 CHAM Yau Bun, Edmond 湛祐彬 RO Advising on Securities 2003-04-01 2003-07-26
AAG162 CHAM Yau Bun, Edmond 湛祐彬 RO Advising on Corporate Finance 2003-04-01 2003-07-26
AAG162 CHAM Yau Bun, Edmond 湛祐彬 RO Asset Management 2003-04-01 2003-07-26
AAG177 CHAM Yau Nam, Allen 湛祐楠 RO Dealing in Securities 2003-04-01 2009-08-31
AAG177 CHAM Yau Nam, Allen 湛祐楠 RO Advising on Securities 2003-04-01 2004-11-26
AAG177 CHAM Yau Nam, Allen 湛祐楠 RO Advising on Corporate Finance 2003-04-01 2004-11-26
AAG177 CHAM Yau Nam, Allen 湛祐楠 RO Asset Management 2003-04-01 2004-11-26
AAG185 CHAM Yau Tong, Arthur 湛祐棠 RO Dealing in Securities 2009-10-22
AAH225 CHAN Chi Shing 陳志成 RE Dealing in Securities 2003-04-01
AAH225 CHAN Chi Shing 陳志成 RE Advising on Securities 2003-04-01 2004-11-26
AAH225 CHAN Chi Shing 陳志成 RE Advising on Corporate Finance 2003-04-01 2004-11-26
AAH225 CHAN Chi Shing 陳志成 RE Asset Management 2003-04-01 2004-11-26
ACT672 CHENG Tsz Yuen 鄭子婉 RE Dealing in Securities 2003-04-01 2016-12-01
ACT672 CHENG Tsz Yuen 鄭子婉 RE Advising on Securities 2003-04-01 2004-11-26
ACT672 CHENG Tsz Yuen 鄭子婉 RE Advising on Corporate Finance 2003-04-01 2004-11-26
ACT672 CHENG Tsz Yuen 鄭子婉 RE Asset Management 2003-04-01 2004-11-26
ACT673 KWAN Man Hung 關敏鴻 RE Dealing in Securities 2003-04-01
ACT673 KWAN Man Hung 關敏鴻 RE Advising on Securities 2003-04-01 2004-11-26
ACT673 KWAN Man Hung 關敏鴻 RE Advising on Corporate Finance 2003-04-01 2004-11-26
ACT673 KWAN Man Hung 關敏鴻 RE Asset Management 2003-04-01 2004-11-26
ACY057 CHAN Chiu Yin 陳肖賢 RE Dealing in Securities 2003-04-01
ACY057 CHAN Chiu Yin 陳肖賢 RE Advising on Securities 2003-04-01 2004-11-26
ACY057 CHAN Chiu Yin 陳肖賢 RE Advising on Corporate Finance 2003-04-01 2004-11-26
ACY057 CHAN Chiu Yin 陳肖賢 RE Asset Management 2003-04-01 2004-11-26
ADC052 CHAN Ka Lai 陳嘉麗 RE Dealing in Securities 2003-04-01 2003-10-31
ADC052 CHAN Ka Lai 陳嘉麗 RE Advising on Securities 2003-04-01 2003-10-31
ADC052 CHAN Ka Lai 陳嘉麗 RE Advising on Corporate Finance 2003-04-01 2003-10-31
ADC052 CHAN Ka Lai 陳嘉麗 RE Asset Management 2003-04-01 2003-10-31
AIH474 HUI Wang Wai 許宏偉 RE Dealing in Securities 2003-04-01 2005-07-19
AIH474 HUI Wang Wai 許宏偉 RE Advising on Securities 2003-04-01 2004-11-26
AIH474 HUI Wang Wai 許宏偉 RE Advising on Corporate Finance 2003-04-01 2004-11-26
AIH474 HUI Wang Wai 許宏偉 RE Asset Management 2003-04-01 2004-11-26
ASL892 CHAM Hoi Kay, Kathy 湛凱琪 RE Dealing in Securities 2009-03-18
AXT570 LOK Chi Fung 駱志峰 RE Dealing in Securities 2011-08-16
BEM510 LO Wai Ying, Wendy 羅惠英 RE Dealing in Securities 2014-11-28 2018-08-13
BEM510 LO Wai Ying, Wendy 羅惠英 RO Dealing in Securities 2018-08-13

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