Hong Kong SFC licence institution AAX743, Harris Fraser (International) Limited 晉裕環球資產管理有限公司

These are the licence-holders that were found for SFC licence institution AAX743 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAE322 YUEN Moon Chung, Wallace 袁滿忠 RE Advising on Securities 2012-07-05
AAE322 YUEN Moon Chung, Wallace 袁滿忠 RE Asset Management 2012-07-05
AAJ551 CHEUNG Kwok Wai, Kelvin 張國偉 RE Advising on Securities 2003-11-04 2005-07-12
AAJ551 CHEUNG Kwok Wai, Kelvin 張國偉 RE Providing Automated Trading Services 2003-11-04 2004-08-03
AAJ564 NG Yuen Yee 吳婉兒 RO Dealing in Securities 2003-04-01
AAJ564 NG Yuen Yee 吳婉兒 RO Advising on Securities 2003-04-01
AAJ564 NG Yuen Yee 吳婉兒 RO Providing Automated Trading Services 2003-04-01 2011-08-30
AAJ564 NG Yuen Yee 吳婉兒 RO Asset Management 2003-04-01
AAZ810 LAU Tuen Mui 劉端梅 RO Dealing in Securities 2003-04-01
AAZ810 LAU Tuen Mui 劉端梅 RO Advising on Securities 2003-04-01
AAZ810 LAU Tuen Mui 劉端梅 RO Advising on Corporate Finance 2003-04-01 2004-11-26
AAZ810 LAU Tuen Mui 劉端梅 RO Providing Automated Trading Services 2003-04-01 2011-08-30
AAZ810 LAU Tuen Mui 劉端梅 RO Asset Management 2003-04-01
ACL529 CHAN Ho Ming 陳可明 RE Dealing in Securities 2010-06-04 2013-06-03
ACL529 CHAN Ho Ming 陳可明 RE Providing Automated Trading Services 2010-06-04 2011-08-30
ACL529 CHAN Ho Ming 陳可明 RE Asset Management 2010-06-04 2013-06-03
ACP649 TSANG Wai Tak, Victor 曾煒德 RE Dealing in Securities 2004-09-08 2006-11-10
ACP649 TSANG Wai Tak, Victor 曾煒德 RE Providing Automated Trading Services 2004-09-08 2006-11-10
ACT291 MAK Ngai Man 麥毅文 RE Dealing in Securities 2011-08-05 2017-05-29
ACT291 MAK Ngai Man 麥毅文 RO Dealing in Securities 2017-05-29
ACT291 MAK Ngai Man 麥毅文 RE Advising on Securities 2011-07-04 2017-05-29
ACT291 MAK Ngai Man 麥毅文 RO Advising on Securities 2017-05-29
ACT291 MAK Ngai Man 麥毅文 RE Providing Automated Trading Services 2011-08-05 2011-08-30
ACT291 MAK Ngai Man 麥毅文 RE Asset Management 2011-07-04 2017-05-29
ACT291 MAK Ngai Man 麥毅文 RO Asset Management 2017-05-29
ACT818 YEUNG Tai Tak, Douglas 楊大德 RE Dealing in Securities 2005-01-18 2007-04-20
ACT818 YEUNG Tai Tak, Douglas 楊大德 RE Providing Automated Trading Services 2005-01-18 2007-04-20
ADA785 HO Sin Yi 何善儀 RE Dealing in Securities 2015-09-07 2018-09-06
ADA785 HO Sin Yi 何善儀 RE Advising on Securities 2015-09-07 2018-09-06
ADA785 HO Sin Yi 何善儀 RE Asset Management 2016-03-07 2018-09-06
ADB647 LAM Wai Hung, Andy 林偉雄 RE Dealing in Securities 2003-04-01 2007-06-05
ADB647 LAM Wai Hung, Andy 林偉雄 RO Dealing in Securities 2007-06-05
ADB647 LAM Wai Hung, Andy 林偉雄 RE Advising on Securities 2003-04-01 2007-06-05
ADB647 LAM Wai Hung, Andy 林偉雄 RO Advising on Securities 2007-06-05
ADB647 LAM Wai Hung, Andy 林偉雄 RE Advising on Corporate Finance 2003-04-01 2004-11-26
ADB647 LAM Wai Hung, Andy 林偉雄 RE Providing Automated Trading Services 2003-04-01 2007-06-05
ADB647 LAM Wai Hung, Andy 林偉雄 RO Providing Automated Trading Services 2007-06-05 2011-08-30
ADB647 LAM Wai Hung, Andy 林偉雄 RE Asset Management 2003-04-01 2007-06-05
ADB647 LAM Wai Hung, Andy 林偉雄 RO Asset Management 2007-06-05
ADE566 KETTERER Edward 何猷良 RE Dealing in Securities 2010-02-24 2010-09-30
ADE566 KETTERER Edward 何猷良 RE Advising on Securities 2009-10-21 2010-09-30
ADE566 KETTERER Edward 何猷良 RE Providing Automated Trading Services 2010-02-24 2010-09-30
ADE566 KETTERER Edward 何猷良 RE Asset Management 2010-02-24 2010-09-30
ADL530 LAM Man Lun 林文倫 RE Dealing in Securities 2011-06-10 2012-03-10
ADL530 LAM Man Lun 林文倫 RE Advising on Securities 2011-06-10 2012-03-10
ADL530 LAM Man Lun 林文倫 RE Providing Automated Trading Services 2011-06-10 2011-08-30
ADL530 LAM Man Lun 林文倫 RE Asset Management 2011-06-10 2012-03-10
ADM013 YIM Ping, Alice 嚴冰 RE Dealing in Securities 2003-04-01 2006-11-15
ADM013 YIM Ping, Alice 嚴冰 RE Advising on Securities 2003-04-01 2006-11-15
ADM013 YIM Ping, Alice 嚴冰 RE Advising on Corporate Finance 2003-04-01 2004-11-26
ADM013 YIM Ping, Alice 嚴冰 RE Providing Automated Trading Services 2003-04-01 2006-11-15
ADM013 YIM Ping, Alice 嚴冰 RE Asset Management 2003-04-01 2006-11-15
ADR061 CHOY Che Chung, David 蔡志忠 RE Dealing in Securities 2012-06-29
ADR061 CHOY Che Chung, David 蔡志忠 RE Advising on Securities 2012-06-29
ADU456 LINDLEY Clive RE Dealing in Securities 2017-08-15
ADU456 LINDLEY Clive RE Advising on Securities 2017-08-15
ADU456 LINDLEY Clive RE Asset Management 2017-08-15
AED116 CHUCK Hoi Ling, Fanny 卓凱玲 RE Dealing in Securities 2003-04-01 2007-03-01
AED116 CHUCK Hoi Ling, Fanny 卓凱玲 RE Advising on Securities 2003-04-01 2007-03-01
AED116 CHUCK Hoi Ling, Fanny 卓凱玲 RE Advising on Corporate Finance 2003-04-01 2004-11-26
AED116 CHUCK Hoi Ling, Fanny 卓凱玲 RE Providing Automated Trading Services 2003-04-01 2007-03-01
AED116 CHUCK Hoi Ling, Fanny 卓凱玲 RE Asset Management 2003-04-01 2007-03-01
AED777 SHEK Long Shan 石朗山 RE Dealing in Securities 2014-06-17
AED777 SHEK Long Shan 石朗山 RE Advising on Securities 2014-06-17
AED777 SHEK Long Shan 石朗山 RE Asset Management 2014-06-17
AEZ263 LI Yung Yee, Vic 李鎔而 RE Dealing in Securities 2003-04-01
AEZ263 LI Yung Yee, Vic 李鎔而 RE Advising on Securities 2003-04-01
AEZ263 LI Yung Yee, Vic 李鎔而 RE Advising on Corporate Finance 2003-04-01 2004-11-26
AEZ263 LI Yung Yee, Vic 李鎔而 RE Providing Automated Trading Services 2003-04-01 2011-08-30
AEZ263 LI Yung Yee, Vic 李鎔而 RE Asset Management 2003-04-01
AFB574 LAM Wing Sze 林詠詩 RE Dealing in Securities 2003-04-01 2009-08-01
AFB574 LAM Wing Sze 林詠詩 RE Dealing in Securities 2011-04-01 2011-06-30
AFB574 LAM Wing Sze 林詠詩 RE Advising on Securities 2003-04-01 2009-08-01
AFB574 LAM Wing Sze 林詠詩 RE Advising on Securities 2011-04-01 2011-06-30
AFB574 LAM Wing Sze 林詠詩 RE Advising on Corporate Finance 2003-04-01 2004-11-26
AFB574 LAM Wing Sze 林詠詩 RE Providing Automated Trading Services 2003-04-01 2009-08-01
AFB574 LAM Wing Sze 林詠詩 RE Providing Automated Trading Services 2011-04-01 2011-06-30
AFB574 LAM Wing Sze 林詠詩 RE Asset Management 2003-04-01 2009-08-01
AFB574 LAM Wing Sze 林詠詩 RE Asset Management 2011-04-01 2011-06-30
AFG626 SMITH Ross Allen RE Dealing in Securities 2004-07-28 2004-11-11
AFG626 SMITH Ross Allen RE Asset Management 2004-07-28 2004-11-11
AFJ299 NG Sau Kuen 吳秀娟 RE Dealing in Securities 2003-12-22 2009-08-01
AFJ299 NG Sau Kuen 吳秀娟 RE Advising on Securities 2003-09-08 2009-08-01
AFJ299 NG Sau Kuen 吳秀娟 RE Advising on Corporate Finance 2003-12-22 2004-11-26
AFJ299 NG Sau Kuen 吳秀娟 RE Providing Automated Trading Services 2003-12-22 2009-08-01
AFJ299 NG Sau Kuen 吳秀娟 RE Asset Management 2003-12-22 2009-08-01
AFN754 HO Siu Han Christine 何小嫻 RE Dealing in Securities 2013-11-19
AFO638 WAN Kai Yip 溫啟業 RE Dealing in Securities 2011-08-05
AFO638 WAN Kai Yip 溫啟業 RE Advising on Securities 2011-08-05 2011-10-30
AFO638 WAN Kai Yip 溫啟業 RE Providing Automated Trading Services 2011-08-05 2011-08-30
AFO638 WAN Kai Yip 溫啟業 RE Asset Management 2011-08-05
AFQ785 CHOBTUANGTHONG Pongsagon 蔡鳳江 RE Dealing in Securities 2011-02-25 2011-10-31
AFQ785 CHOBTUANGTHONG Pongsagon 蔡鳳江 RE Providing Automated Trading Services 2011-02-25 2011-08-30
AGC272 CHEUNG Yau Kwong 張有光 RE Dealing in Securities 2011-08-05
AGC272 CHEUNG Yau Kwong 張有光 RE Advising on Securities 2011-08-05 2011-10-30
AGC272 CHEUNG Yau Kwong 張有光 RE Providing Automated Trading Services 2011-08-05 2011-08-30
AGC272 CHEUNG Yau Kwong 張有光 RE Asset Management 2011-08-05
AGK666 CHAN Sheung Tat, Felix 陳上達 RE Dealing in Securities 2005-06-30 2005-09-28
AGK666 CHAN Sheung Tat, Felix 陳上達 RE Asset Management 2005-06-30 2005-09-28
AGQ653 LEE Ding Hang, Eddie 李定亨 RE Dealing in Securities 2003-04-01 2005-01-19
AGQ653 LEE Ding Hang, Eddie 李定亨 RE Advising on Securities 2003-04-01 2005-01-19
AGQ653 LEE Ding Hang, Eddie 李定亨 RE Advising on Corporate Finance 2003-04-01 2004-11-26
AGQ653 LEE Ding Hang, Eddie 李定亨 RE Providing Automated Trading Services 2003-04-01 2005-01-19
AGQ653 LEE Ding Hang, Eddie 李定亨 RE Asset Management 2003-04-01 2005-01-19
AHQ266 WONG Lai Mei 黃麗媚 RE Dealing in Securities 2004-03-19 2005-10-04
AHQ266 WONG Lai Mei 黃麗媚 RE Advising on Securities 2004-01-09 2005-10-04
AHQ266 WONG Lai Mei 黃麗媚 RE Advising on Corporate Finance 2004-03-19 2004-11-26
AHQ266 WONG Lai Mei 黃麗媚 RE Providing Automated Trading Services 2004-03-19 2005-10-04
AHQ266 WONG Lai Mei 黃麗媚 RE Asset Management 2004-03-19 2005-10-04
AHR326 CHAN Cheuk Mun 陳婥敏 RE Dealing in Securities 2004-06-05 2005-04-15
AHR326 CHAN Cheuk Mun 陳婥敏 RE Advising on Securities 2003-04-01 2005-04-15
AHR326 CHAN Cheuk Mun 陳婥敏 RE Advising on Corporate Finance 2003-04-01 2004-11-26
AHR326 CHAN Cheuk Mun 陳婥敏 RE Asset Management 2003-04-01 2005-04-15
AIB991 HO Yiu Fai 何耀輝 RE Dealing in Securities 2010-06-10 2011-06-30
AIB991 HO Yiu Fai 何耀輝 RE Dealing in Securities 2014-07-11
AIB991 HO Yiu Fai 何耀輝 RE Advising on Securities 2014-07-11
AIB991 HO Yiu Fai 何耀輝 RE Providing Automated Trading Services 2010-06-10 2011-06-30
AIB991 HO Yiu Fai 何耀輝 RE Asset Management 2010-06-10 2011-06-30
AIB991 HO Yiu Fai 何耀輝 RE Asset Management 2014-07-11
AIH456 FOK Siu King 霍少琼 RE Dealing in Securities 2003-04-01 2013-01-03
AIH456 FOK Siu King 霍少琼 RE Advising on Securities 2003-04-01 2013-01-03
AIH456 FOK Siu King 霍少琼 RE Advising on Corporate Finance 2003-04-01 2004-11-26
AIH456 FOK Siu King 霍少琼 RE Providing Automated Trading Services 2003-04-01 2011-08-30
AIH456 FOK Siu King 霍少琼 RE Asset Management 2003-04-01 2013-01-03
AIJ518 CHAN Yiu Wing 陳耀榮 RE Dealing in Securities 2010-03-01
AIJ518 CHAN Yiu Wing 陳耀榮 RE Advising on Securities 2010-03-01
AIJ518 CHAN Yiu Wing 陳耀榮 RE Providing Automated Trading Services 2010-03-01 2011-08-30
AIJ518 CHAN Yiu Wing 陳耀榮 RE Asset Management 2010-03-01
AIP435 LI Lai Yee 李禮怡 RE Dealing in Securities 2012-03-23 2014-07-02
AIP435 LI Lai Yee 李禮怡 RE Advising on Securities 2003-04-01 2004-05-24
AIP435 LI Lai Yee 李禮怡 RE Advising on Corporate Finance 2003-04-01 2004-05-24
AIP435 LI Lai Yee 李禮怡 RE Asset Management 2003-04-01 2004-05-24
AJC104 CHAN Sze Lung, Kenneth 陳士龍 RE Dealing in Securities 2012-12-21
AJC104 CHAN Sze Lung, Kenneth 陳士龍 RE Advising on Securities 2012-12-21
AJC104 CHAN Sze Lung, Kenneth 陳士龍 RE Asset Management 2012-12-21
AJD400 SIE Yan, Alison 薛恩 RE Dealing in Securities 2003-10-13 2004-11-24
AJD400 SIE Yan, Alison 薛恩 RE Providing Automated Trading Services 2003-10-13 2004-11-24
AJD931 CHAN Kwan Yin 陳昆賢 RE Dealing in Securities 2003-11-04 2004-09-06
AJD931 CHAN Kwan Yin 陳昆賢 RE Providing Automated Trading Services 2003-11-04 2004-09-06
AJE968 KWONG Fung Shan 鄺鳳珊 RE Dealing in Securities 2014-06-19
AJE968 KWONG Fung Shan 鄺鳳珊 RE Advising on Securities 2014-06-19
AJE968 KWONG Fung Shan 鄺鳳珊 RE Asset Management 2014-06-19
AKO763 YAN Shuk Ching, Vanessa 甄淑貞 RE Dealing in Securities 2004-07-07 2004-11-29
AKO763 YAN Shuk Ching, Vanessa 甄淑貞 RE Asset Management 2004-08-12 2004-11-29
ALF237 CHEUNG Wing Hang, Stanley 張永恆 RE Dealing in Securities 2004-10-07 2006-05-11
ALF237 CHEUNG Wing Hang, Stanley 張永恆 RE Providing Automated Trading Services 2004-10-07 2006-05-11
ALI164 LAM Ching Shuen 林靜璇 RE Dealing in Securities 2004-12-09 2013-06-19
ALI164 LAM Ching Shuen 林靜璇 RE Dealing in Securities 2014-08-26
ALI164 LAM Ching Shuen 林靜璇 RE Advising on Securities 2008-10-08 2013-06-19
ALI164 LAM Ching Shuen 林靜璇 RE Advising on Securities 2014-08-26
ALI164 LAM Ching Shuen 林靜璇 RE Providing Automated Trading Services 2004-12-09 2011-08-30
ALI164 LAM Ching Shuen 林靜璇 RE Asset Management 2004-12-09 2013-06-19
ALI164 LAM Ching Shuen 林靜璇 RE Asset Management 2014-08-26
ALI412 LEE Yuen Hei 李衒熙 RE Advising on Securities 2004-11-02 2005-12-06
ALN173 WONG Man Kit 黃文傑 RE Dealing in Securities 2007-12-06 2011-06-13
ALN173 WONG Man Kit 黃文傑 RE Advising on Securities 2008-10-08 2011-06-13
ALN173 WONG Man Kit 黃文傑 RE Providing Automated Trading Services 2007-12-06 2011-06-13
ALN173 WONG Man Kit 黃文傑 RE Asset Management 2007-12-06 2011-06-13
ALT771 BLECHSTEIN Annett RE Advising on Securities 2011-07-26 2014-07-02
AMD100 SHEK Tsz Kin 石子健 RE Dealing in Securities 2006-04-07 2006-05-27
AMD100 SHEK Tsz Kin 石子健 RE Providing Automated Trading Services 2006-04-07 2006-05-27
AMJ221 LEE Mei Yan, Debbie 李美恩 RE Dealing in Securities 2012-08-28
AMJ221 LEE Mei Yan, Debbie 李美恩 RE Advising on Securities 2012-08-28
AMK223 FUNG Kam Hung 馮錦鴻 RE Dealing in Securities 2005-10-24 2006-08-15
AMK223 FUNG Kam Hung 馮錦鴻 RE Providing Automated Trading Services 2005-10-24 2006-08-15
AML298 TSE Yat Man 謝逸文 RE Dealing in Securities 2005-11-03 2007-06-10
AML298 TSE Yat Man 謝逸文 RE Providing Automated Trading Services 2005-11-03 2007-06-10
AMM203 KWAN Pui Kwan 關佩君 RE Advising on Securities 2009-05-14 2009-05-20
AND437 YANG Tin Wai, Heather 楊天慧 RE Dealing in Securities 2018-06-06
AND437 YANG Tin Wai, Heather 楊天慧 RE Advising on Securities 2018-07-04
ANM988 YEUNG Chin Hung, Edward 楊展雄 RE Dealing in Securities 2006-08-09 2013-05-31
ANM988 YEUNG Chin Hung, Edward 楊展雄 RE Dealing in Securities 2015-09-07 2017-01-16
ANM988 YEUNG Chin Hung, Edward 楊展雄 RE Advising on Securities 2008-10-08 2013-05-31
ANM988 YEUNG Chin Hung, Edward 楊展雄 RE Advising on Securities 2015-09-07 2017-01-16
ANM988 YEUNG Chin Hung, Edward 楊展雄 RE Providing Automated Trading Services 2006-08-09 2011-08-30
ANM988 YEUNG Chin Hung, Edward 楊展雄 RE Asset Management 2008-10-08 2013-05-31
ANM988 YEUNG Chin Hung, Edward 楊展雄 RE Asset Management 2015-09-07 2017-01-16
AON789 WONG Man Fung, Teresa 王文鳳 RE Dealing in Securities 2015-10-09 2017-12-05
AON789 WONG Man Fung, Teresa 王文鳳 RE Advising on Securities 2015-10-09 2017-12-05
AOS389 TSE Yam Chung 謝欽松 RE Dealing in Securities 2007-04-30 2007-06-10
AOS389 TSE Yam Chung 謝欽松 RE Providing Automated Trading Services 2007-04-30 2007-06-10
AOS389 TSE Yam Chung 謝欽松 RE Asset Management 2007-04-30 2007-06-10
AOS480 SIU Wai Hang 蕭偉恆 RE Advising on Securities 2012-06-20 2014-02-07
AOV392 TAM Wai Hon 譚偉漢 RE Dealing in Securities 2012-08-27 2018-06-30
AOV392 TAM Wai Hon 譚偉漢 RE Advising on Securities 2012-08-27 2013-07-05
AOV392 TAM Wai Hon 譚偉漢 RE Asset Management 2013-07-25 2018-06-30
AOV399 LEUNG Kam Lung, Derek 梁錦龍 RE Dealing in Securities 2012-08-27
AOV399 LEUNG Kam Lung, Derek 梁錦龍 RE Advising on Securities 2012-08-27
APH266 MAK Mee Ha 麥美霞 RE Dealing in Securities 2007-08-28 2011-04-01
APH266 MAK Mee Ha 麥美霞 RE Advising on Securities 2008-10-08 2011-04-01
APH266 MAK Mee Ha 麥美霞 RE Providing Automated Trading Services 2007-08-28 2011-04-01
APH266 MAK Mee Ha 麥美霞 RE Asset Management 2007-08-28 2011-04-01
APM156 WONG Sze Hoo, Paul 黃思灝 RE Dealing in Securities 2013-09-26 2014-03-24
APM156 WONG Sze Hoo, Paul 黃思灝 RE Advising on Securities 2013-09-26 2014-03-24
APM156 WONG Sze Hoo, Paul 黃思灝 RE Asset Management 2013-09-26 2014-03-24
APQ567 TONG Wai Mei 湯慧美 RE Dealing in Securities 2017-11-10
APQ567 TONG Wai Mei 湯慧美 RE Advising on Securities 2017-11-10
APQ567 TONG Wai Mei 湯慧美 RE Asset Management 2017-11-10
APW578 TSE Wing Kei 謝詠基 RE Dealing in Securities 2007-12-03 2008-01-04
APW578 TSE Wing Kei 謝詠基 RE Advising on Securities 2007-12-03 2008-01-04
APW578 TSE Wing Kei 謝詠基 RE Providing Automated Trading Services 2007-12-03 2008-01-04
APW578 TSE Wing Kei 謝詠基 RE Asset Management 2007-12-03 2008-01-04
APW581 LEE Henry Chi Hou 李智豪 RE Advising on Securities 2007-11-26 2008-01-23
AQS667 LEUNG Pik Har, Venus 梁碧霞 RE Advising on Securities 2009-11-26 2010-06-30
AQY764 PANG King Sau, Nelson 彭敬修 RE Dealing in Securities 2016-01-19 2018-06-14
AQY764 PANG King Sau, Nelson 彭敬修 RE Advising on Securities 2016-01-19 2018-06-14
AQY764 PANG King Sau, Nelson 彭敬修 RE Asset Management 2016-01-19 2018-06-14
ARD451 CHAN Kin Fai 陳健輝 RE Dealing in Securities 2013-04-25
ARD451 CHAN Kin Fai 陳健輝 RE Asset Management 2013-04-25
ARG535 NAKAMURA Tomoyuki 仲村知之 RE Advising on Securities 2011-11-15 2012-03-10
ARR958 LEE Kuan-ju 李冠儒 RE Dealing in Securities 2010-04-22 2011-06-30
ARR958 LEE Kuan-ju 李冠儒 RE Advising on Securities 2010-04-22 2011-06-30
ARR958 LEE Kuan-ju 李冠儒 RE Providing Automated Trading Services 2010-04-22 2011-06-30
ARR958 LEE Kuan-ju 李冠儒 RE Asset Management 2010-04-22 2011-06-30
ASC841 LAM Lim Yan, Queenie 林念恩 RE Dealing in Securities 2008-12-29
ASC841 LAM Lim Yan, Queenie 林念恩 RE Advising on Securities 2008-12-29
ASC841 LAM Lim Yan, Queenie 林念恩 RE Providing Automated Trading Services 2008-12-29 2011-08-30
ASC841 LAM Lim Yan, Queenie 林念恩 RE Asset Management 2008-12-29
ASS219 SHUNG Yim Sheung 宋艷嫦 RE Dealing in Securities 2011-11-02
ASS219 SHUNG Yim Sheung 宋艷嫦 RE Advising on Securities 2011-11-02
ASS219 SHUNG Yim Sheung 宋艷嫦 RE Asset Management 2011-11-02
ATJ035 PAN Yuming 潘玉明 RE Dealing in Securities 2011-04-11 2013-06-13
ATJ035 PAN Yuming 潘玉明 RE Advising on Securities 2011-03-15 2013-06-13
ATJ035 PAN Yuming 潘玉明 RE Providing Automated Trading Services 2011-04-11 2011-08-30
ATJ035 PAN Yuming 潘玉明 RE Asset Management 2011-04-11 2013-06-13
ATM268 LI Hiu Yan 李曉欣 RE Dealing in Securities 2012-10-08 2012-11-07
ATV927 MOK Chin Ping 莫展萍 RE Dealing in Securities 2014-06-30 2017-08-21
AUD237 YEUNG Wing Shing 楊永盛 RE Advising on Securities 2012-07-17
AUG232 CHIANG Yat Ming 蔣日鳴 RE Dealing in Securities 2013-11-12 2016-07-22
AUJ528 ATTRUX Joseph Frank 岳祖誠 RE Dealing in Securities 2010-03-01 2013-05-09
AUJ528 ATTRUX Joseph Frank 岳祖誠 RO Dealing in Securities 2013-05-09 2015-06-15
AUJ528 ATTRUX Joseph Frank 岳祖誠 RE Advising on Securities 2010-03-01 2013-05-09
AUJ528 ATTRUX Joseph Frank 岳祖誠 RO Advising on Securities 2013-05-09 2015-06-15
AUJ528 ATTRUX Joseph Frank 岳祖誠 RE Providing Automated Trading Services 2010-03-01 2011-08-30
AUJ528 ATTRUX Joseph Frank 岳祖誠 RE Asset Management 2010-03-01 2013-05-09
AUJ528 ATTRUX Joseph Frank 岳祖誠 RO Asset Management 2013-05-09 2015-06-15
AUR704 CHAN Chun Fai 陳進輝 RE Dealing in Securities 2010-03-05 2011-09-24
AUR704 CHAN Chun Fai 陳進輝 RE Advising on Securities 2010-03-05 2011-06-30
AUR704 CHAN Chun Fai 陳進輝 RE Providing Automated Trading Services 2010-03-05 2011-08-30
AUR827 CHIU Wing Nga, Rita 趙詠雅 RE Dealing in Securities 2010-03-05 2011-11-02
AUR827 CHIU Wing Nga, Rita 趙詠雅 RE Advising on Securities 2010-03-05 2011-06-30
AUR827 CHIU Wing Nga, Rita 趙詠雅 RE Providing Automated Trading Services 2010-03-05 2011-08-30
AUR827 CHIU Wing Nga, Rita 趙詠雅 RE Asset Management 2010-03-05 2011-11-02
AUV615 WANG Yee Ching, Juliana 王依清 RE Dealing in Securities 2010-03-18 2013-06-03
AUV615 WANG Yee Ching, Juliana 王依清 RE Advising on Securities 2010-03-18 2013-06-03
AUV615 WANG Yee Ching, Juliana 王依清 RE Providing Automated Trading Services 2010-03-18 2011-08-30
AUV615 WANG Yee Ching, Juliana 王依清 RE Asset Management 2010-10-11 2013-06-03
AVC343 KWOK Wai Wa 郭偉華 RE Dealing in Securities 2018-11-23
AVI433 LEE Lai Ping 李麗冰 RE Dealing in Securities 2010-07-20 2010-07-26
AVI433 LEE Lai Ping 李麗冰 RE Advising on Securities 2010-07-20 2010-07-26
AVI433 LEE Lai Ping 李麗冰 RE Providing Automated Trading Services 2010-07-20 2010-07-26
AVS184 LAM Christian Fang Yip 林訓業 RE Dealing in Securities 2010-09-08 2013-07-25
AVS184 LAM Christian Fang Yip 林訓業 RE Providing Automated Trading Services 2010-09-08 2011-08-30
AVS841 GEARY Marc Francis Andrew RE Dealing in Securities 2011-07-04 2014-06-13
AVS841 GEARY Marc Francis Andrew RO Dealing in Securities 2014-06-13 2015-10-11
AVS841 GEARY Marc Francis Andrew RE Advising on Securities 2012-12-21 2014-06-13
AVS841 GEARY Marc Francis Andrew RO Advising on Securities 2014-06-13 2015-10-11
AVS841 GEARY Marc Francis Andrew RE Providing Automated Trading Services 2011-07-04 2011-08-30
AVS841 GEARY Marc Francis Andrew RE Asset Management 2011-08-08 2014-06-13
AVS841 GEARY Marc Francis Andrew RO Asset Management 2014-06-13 2015-10-11
AVZ964 WU Chun Yin, Steven 胡俊彥 RE Dealing in Securities 2015-12-31
AVZ964 WU Chun Yin, Steven 胡俊彥 RE Advising on Securities 2015-12-31
AVZ964 WU Chun Yin, Steven 胡俊彥 RE Asset Management 2016-03-07
AWB641 MA Fai 馬徽 RE Dealing in Securities 2010-11-05 2011-11-02
AWB641 MA Fai 馬徽 RE Advising on Securities 2010-11-05 2011-06-30
AWB641 MA Fai 馬徽 RE Providing Automated Trading Services 2010-11-05 2011-08-30
AWB641 MA Fai 馬徽 RE Asset Management 2010-11-05 2011-11-02
AWI792 WONG Yik Hung, Elsa 黃亦雄 RE Dealing in Securities 2016-07-04
AWI792 WONG Yik Hung, Elsa 黃亦雄 RE Advising on Securities 2016-07-04
AWI792 WONG Yik Hung, Elsa 黃亦雄 RE Asset Management 2016-07-04
AWS224 CHEUNG Ka Lun 張嘉麟 RE Dealing in Securities 2011-09-20 2013-09-17
AWS224 CHEUNG Ka Lun 張嘉麟 RE Advising on Securities 2011-09-20 2013-09-17
AWS224 CHEUNG Ka Lun 張嘉麟 RE Asset Management 2011-09-20 2013-09-17
AWS923 WAN Pui Lam 尹珮琳 RE Dealing in Securities 2011-02-25 2012-11-06
AWS923 WAN Pui Lam 尹珮琳 RE Providing Automated Trading Services 2011-02-25 2011-08-30
AWT274 LEE Min Yee, Michelle 李敏儀 RE Dealing in Securities 2012-07-17
AWT274 LEE Min Yee, Michelle 李敏儀 RE Advising on Securities 2012-07-17
AWX809 CHAN Chin Fai 陳展暉 RE Advising on Securities 2011-04-01 2011-12-01
AXD289 YIP Thomas Ho Fai 葉浩暉 RE Dealing in Securities 2011-05-06 2011-10-31
AXD289 YIP Thomas Ho Fai 葉浩暉 RE Providing Automated Trading Services 2011-05-06 2011-08-30
AXH939 LI Yiu Wing 李耀榮 RE Dealing in Securities 2011-08-26 2014-07-02
AXH939 LI Yiu Wing 李耀榮 RE Advising on Securities 2011-08-26 2014-07-02
AXS403 TSAI Li Lien 蔡麗蓮 RE Dealing in Securities 2011-08-22 2015-11-30
AXS403 TSAI Li Lien 蔡麗蓮 RE Asset Management 2014-07-09 2015-11-30
AXV027 WONG Yiu Chung, Andy 黃耀宗 RE Dealing in Securities 2014-06-23
AXV027 WONG Yiu Chung, Andy 黃耀宗 RE Advising on Securities 2014-07-21
AXV027 WONG Yiu Chung, Andy 黃耀宗 RE Asset Management 2014-07-21
AYD026 LAM Ka Shing, Ivan 林家盛 RE Dealing in Securities 2011-10-20 2012-12-04
AYD026 LAM Ka Shing, Ivan 林家盛 RE Advising on Securities 2012-02-03 2012-12-04
BAI470 ARTHURSON Lyndon John 林凱強 RE Dealing in Securities 2012-11-12 2016-01-08
BAI470 ARTHURSON Lyndon John 林凱強 RO Dealing in Securities 2016-01-08
BAI470 ARTHURSON Lyndon John 林凱強 RE Advising on Securities 2012-11-12 2016-01-08
BAI470 ARTHURSON Lyndon John 林凱強 RO Advising on Securities 2016-01-08
BAI470 ARTHURSON Lyndon John 林凱強 RE Asset Management 2012-11-12 2016-01-08
BAI470 ARTHURSON Lyndon John 林凱強 RO Asset Management 2016-01-08
BAI471 LOXTON Hayden Derek RE Dealing in Securities 2012-11-12 2013-09-03
BAI471 LOXTON Hayden Derek RE Advising on Securities 2012-11-12 2013-09-03
BAI471 LOXTON Hayden Derek RE Asset Management 2012-11-12 2013-09-03
BBE481 CHEUNG Hei Chi 張棄知 RE Dealing in Securities 2016-03-01 2017-02-24
BBN096 YAU May Ling 邱美玲 RE Dealing in Securities 2013-08-05
BCN998 YU Lanlan 俞蘭蘭 RE Dealing in Securities 2015-02-23 2015-09-30
BCQ151 SO Tsz Kit 蘇子杰 RE Dealing in Securities 2014-02-04 2015-08-08
BCQ151 SO Tsz Kit 蘇子杰 RE Dealing in Securities 2015-11-26 2017-08-21
BCQ151 SO Tsz Kit 蘇子杰 RE Advising on Securities 2016-05-20 2017-08-21
BCQ151 SO Tsz Kit 蘇子杰 RE Asset Management 2016-05-20 2017-08-21
BCS471 SHUM Yat Tung 沈逸東 RE Dealing in Securities 2014-11-17 2015-09-30
BCT694 TANG Tsz Lok, Ricky 鄧梓洛 RE Dealing in Securities 2016-03-21 2017-08-25
BDU541 NOVI 劉懿貴 RE Dealing in Securities 2015-02-23 2018-01-16
BDU541 NOVI 劉懿貴 RE Advising on Securities 2015-04-17 2018-01-16
BDU541 NOVI 劉懿貴 RE Asset Management 2015-04-17 2018-01-16
BFF177 CHAN Chi Wai, William 陳致瑋 RE Dealing in Securities 2018-09-04
BFF177 CHAN Chi Wai, William 陳致瑋 RE Advising on Securities 2018-09-26
BFU206 LAM Wai Bun 林鍏斌 RE Dealing in Securities 2015-11-13 2017-09-29
BFU206 LAM Wai Bun 林鍏斌 RE Advising on Securities 2015-11-13 2017-09-29
BFY271 WOODHEAD Philip Geoffrey 胡銘恩 RE Dealing in Securities 2015-08-19 2015-11-16
BFY271 WOODHEAD Philip Geoffrey 胡銘恩 RE Advising on Securities 2015-08-19 2015-11-16
BJI883 LU Xiaohui 陸晓暉 RE Dealing in Securities 2017-06-19
BJI883 LU Xiaohui 陸晓暉 RE Advising on Securities 2017-06-19
BJI883 LU Xiaohui 陸晓暉 RE Asset Management 2017-06-19
BKU630 CHUI Kun Hung 徐冠鴻 RE Dealing in Securities 2017-10-11
BKU630 CHUI Kun Hung 徐冠鴻 RE Advising on Securities 2017-10-11
BLN921 WONG Tsz San RE Dealing in Securities 2017-12-14
BLN921 WONG Tsz San RE Advising on Securities 2017-12-14
BLN921 WONG Tsz San RE Asset Management 2017-12-14

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