Hong Kong SFC licence institution AAY066, Jospa Investment Company Limited 祖達股票行有限公司

These are the licence-holders that were found for SFC licence institution AAY066 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB520 NG Ping Chu 伍秉柱 RO Dealing in Securities 2003-04-01
AAB520 NG Ping Chu 伍秉柱 RO Advising on Securities 2003-04-01 2004-02-27
AAB520 NG Ping Chu 伍秉柱 RO Advising on Corporate Finance 2003-04-01 2004-02-27
AAB520 NG Ping Chu 伍秉柱 RO Asset Management 2003-04-01 2004-02-27
AAB543 CHEUNG Wai 章惠 RE Dealing in Securities 2003-04-01
AAB543 CHEUNG Wai 章惠 RE Advising on Securities 2003-04-01 2003-10-30
AAB543 CHEUNG Wai 章惠 RE Advising on Corporate Finance 2003-04-01 2003-10-30
AAB543 CHEUNG Wai 章惠 RE Asset Management 2003-04-01 2003-10-30
AAB546 CHOW Koon Yim 周冠炎 RE Dealing in Securities 2003-04-01
AAB546 CHOW Koon Yim 周冠炎 RE Advising on Securities 2003-04-01 2003-10-30
AAB546 CHOW Koon Yim 周冠炎 RE Advising on Corporate Finance 2003-04-01 2003-10-30
AAB546 CHOW Koon Yim 周冠炎 RE Asset Management 2003-04-01 2003-10-30
AAB549 LAM Pak Hung 林伯雄 RE Dealing in Securities 2003-04-01 2016-08-31
AAB549 LAM Pak Hung 林伯雄 RE Advising on Securities 2003-04-01 2003-10-30
AAB549 LAM Pak Hung 林伯雄 RE Advising on Corporate Finance 2003-04-01 2003-10-30
AAB549 LAM Pak Hung 林伯雄 RE Asset Management 2003-04-01 2003-10-30
AAD745 LAU Pui Ching 劉佩貞 RE Dealing in Securities 2003-04-01
AAD745 LAU Pui Ching 劉佩貞 RE Advising on Securities 2003-04-01 2004-07-07
AAD745 LAU Pui Ching 劉佩貞 RE Advising on Corporate Finance 2003-04-01 2004-07-07
AAD745 LAU Pui Ching 劉佩貞 RE Asset Management 2003-04-01 2004-07-07
AAF387 KAM Lai Hing 甘麗卿 RE Dealing in Securities 2003-04-01
AAF387 KAM Lai Hing 甘麗卿 RE Advising on Securities 2003-04-01 2003-10-30
AAF387 KAM Lai Hing 甘麗卿 RE Advising on Corporate Finance 2003-04-01 2003-10-30
AAF387 KAM Lai Hing 甘麗卿 RE Asset Management 2003-04-01 2003-10-30
AAF505 CHENG Kai Ming 鄭啟明 RE Dealing in Securities 2003-04-01
AAF505 CHENG Kai Ming 鄭啟明 RE Advising on Securities 2003-04-01 2004-02-02
AAF505 CHENG Kai Ming 鄭啟明 RE Advising on Corporate Finance 2003-04-01 2004-02-02
AAF505 CHENG Kai Ming 鄭啟明 RE Asset Management 2003-04-01 2004-02-02
ABF656 LAW Chen Fon, Mimi 羅倩舫 RE Dealing in Securities 2003-04-01
ABF656 LAW Chen Fon, Mimi 羅倩舫 RE Advising on Securities 2003-04-01 2003-10-07
ABF656 LAW Chen Fon, Mimi 羅倩舫 RE Advising on Corporate Finance 2003-04-01 2003-10-07
ABF656 LAW Chen Fon, Mimi 羅倩舫 RE Asset Management 2003-04-01 2003-10-07
ABG619 HUNG Hing Shiu 孔慶兆 RE Dealing in Securities 2003-04-01
ABG619 HUNG Hing Shiu 孔慶兆 RE Advising on Securities 2003-04-01 2003-10-30
ABG619 HUNG Hing Shiu 孔慶兆 RE Advising on Corporate Finance 2003-04-01 2003-10-30
ABG619 HUNG Hing Shiu 孔慶兆 RE Asset Management 2003-04-01 2003-10-30
ABM323 NG Siu Cheung 伍兆祥 RO Dealing in Securities 2003-04-01
ABM323 NG Siu Cheung 伍兆祥 RO Advising on Securities 2003-04-01 2004-03-01
ABM323 NG Siu Cheung 伍兆祥 RO Advising on Corporate Finance 2003-04-01 2004-03-01
ABM323 NG Siu Cheung 伍兆祥 RO Asset Management 2003-04-01 2004-03-01
ABN793 LAI Yuen Ki 黎苑姬 RE Dealing in Securities 2003-04-01
ABN793 LAI Yuen Ki 黎苑姬 RE Advising on Securities 2003-04-01 2003-10-30
ABN793 LAI Yuen Ki 黎苑姬 RE Advising on Corporate Finance 2003-04-01 2003-10-30
ABN793 LAI Yuen Ki 黎苑姬 RE Asset Management 2003-04-01 2003-10-30
ABQ843 NG Wai Yi, Yvonne 伍慧頤 RO Dealing in Securities 2003-04-01
ABQ843 NG Wai Yi, Yvonne 伍慧頤 RO Advising on Securities 2003-04-01 2004-02-27
ABQ843 NG Wai Yi, Yvonne 伍慧頤 RO Advising on Corporate Finance 2003-04-01 2004-02-27
ABQ843 NG Wai Yi, Yvonne 伍慧頤 RO Asset Management 2003-04-01 2004-02-27

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