Hong Kong SFC licence institution AAY077, ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司

These are the licence-holders that were found for SFC licence institution AAY077 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB214 CHEONG Ying Chew, Henry 張英潮 RO Advising on Securities 2003-04-01 2010-02-09
AAB214 CHEONG Ying Chew, Henry 張英潮 RO Advising on Futures Contracts 2005-09-05 2010-02-09
AAB214 CHEONG Ying Chew, Henry 張英潮 RO Advising on Corporate Finance 2003-04-01 2005-02-25
AAB214 CHEONG Ying Chew, Henry 張英潮 RO Asset Management 2003-04-01 2010-02-09
AAB628 LUI Sau Yin, Amy 呂秀賢 RE Advising on Securities 2003-04-01 2006-02-16
AAB628 LUI Sau Yin, Amy 呂秀賢 RO Advising on Securities 2006-02-16 2011-12-01
AAB628 LUI Sau Yin, Amy 呂秀賢 RE Advising on Futures Contracts 2003-04-01 2006-02-16
AAB628 LUI Sau Yin, Amy 呂秀賢 RO Advising on Futures Contracts 2006-02-16 2011-12-01
AAB628 LUI Sau Yin, Amy 呂秀賢 RE Advising on Corporate Finance 2003-04-01 2005-02-25
AAB628 LUI Sau Yin, Amy 呂秀賢 RE Asset Management 2003-04-01 2006-02-16
AAB628 LUI Sau Yin, Amy 呂秀賢 RO Asset Management 2006-02-16 2011-12-01
AAC032 SHE Chiu Shun Ernest 佘超舜 RE Advising on Securities 2005-12-07 2006-05-29
AAC032 SHE Chiu Shun Ernest 佘超舜 RO Advising on Securities 2006-05-29 2008-08-28
AAC032 SHE Chiu Shun Ernest 佘超舜 RE Asset Management 2005-12-07 2006-05-29
AAC032 SHE Chiu Shun Ernest 佘超舜 RO Asset Management 2006-05-29 2008-08-28
AAC295 MAK Chak Hung 麥澤鴻 RE Advising on Securities 2003-04-01 2003-10-01
AAC295 MAK Chak Hung 麥澤鴻 RE Advising on Futures Contracts 2003-04-01 2003-10-01
AAC295 MAK Chak Hung 麥澤鴻 RE Advising on Corporate Finance 2003-04-01 2003-10-01
AAC295 MAK Chak Hung 麥澤鴻 RE Asset Management 2003-04-01 2003-10-01
AAH021 WONG Sai Hung 黃世雄 RO Advising on Securities 2008-05-05 2011-12-07
AAH021 WONG Sai Hung 黃世雄 RO Advising on Futures Contracts 2011-08-16 2011-12-07
AAH021 WONG Sai Hung 黃世雄 RO Asset Management 2008-05-05 2011-12-07
AAW178 LEUNG Ka Chuen, Christopher 梁家泉 RO Advising on Securities 2003-04-01 2011-02-10
AAW178 LEUNG Ka Chuen, Christopher 梁家泉 RO Advising on Futures Contracts 2003-04-01 2011-02-10
AAW178 LEUNG Ka Chuen, Christopher 梁家泉 RO Advising on Corporate Finance 2003-04-01 2005-02-25
AAW178 LEUNG Ka Chuen, Christopher 梁家泉 RO Asset Management 2003-04-01 2011-02-10
AAZ514 WU Chi Keung, Walter 鄔智強 RE Advising on Securities 2008-08-12 2008-10-28
AAZ514 WU Chi Keung, Walter 鄔智強 RO Advising on Securities 2008-10-28 2011-07-29
AAZ514 WU Chi Keung, Walter 鄔智強 RE Advising on Futures Contracts 2008-08-12 2008-10-28
AAZ514 WU Chi Keung, Walter 鄔智強 RO Advising on Futures Contracts 2008-10-28 2011-07-29
AAZ514 WU Chi Keung, Walter 鄔智強 RE Asset Management 2008-08-12 2008-10-28
AAZ514 WU Chi Keung, Walter 鄔智強 RO Asset Management 2008-10-28 2011-07-29
ABB259 PANG Chi Chung, Samson 彭智聰 RE Advising on Securities 2009-01-13 2010-09-01
ABB259 PANG Chi Chung, Samson 彭智聰 RE Advising on Futures Contracts 2009-01-13 2010-09-01
ABB259 PANG Chi Chung, Samson 彭智聰 RE Asset Management 2009-01-13 2010-09-01
ADE459 GUO Tianjue 郭天覺 RE Advising on Securities 2006-06-26 2008-09-01
ADE459 GUO Tianjue 郭天覺 RE Asset Management 2006-06-26 2008-09-01
ADR331 CHUNG Tak Ming 鍾德明 RO Asset Management 2006-06-14 2007-05-31
AGJ901 KWOK Wai Ki, Henry 郭偉奇 RE Advising on Securities 2005-12-05 2011-10-14
AGJ901 KWOK Wai Ki, Henry 郭偉奇 RO Advising on Securities 2011-10-14
AGJ901 KWOK Wai Ki, Henry 郭偉奇 RO Advising on Futures Contracts 2011-10-14
AGJ901 KWOK Wai Ki, Henry 郭偉奇 RE Asset Management 2005-12-05 2011-10-14
AGJ901 KWOK Wai Ki, Henry 郭偉奇 RO Asset Management 2011-10-14
AKR038 CHANG Jack P RO Advising on Securities 2011-11-25 2014-08-05
AKR038 CHANG Jack P RO Advising on Futures Contracts 2012-01-06 2014-08-05
AKR038 CHANG Jack P RO Asset Management 2011-11-25 2014-08-05
ALY576 LAI Ying Xi, Nicola 賴穎熙 RE Advising on Securities 2010-03-22 2011-01-15
ALY576 LAI Ying Xi, Nicola 賴穎熙 RE Asset Management 2008-10-16 2011-01-15
ANF192 TSUI Caine 徐堅 RE Asset Management 2007-03-28 2007-08-02
AOJ299 CHOW Hing Man 鄒慶文 RE Advising on Securities 2008-10-16 2011-10-26
AOJ316 LEE Kwan Tung, Jeanette 李君彤 RE Advising on Securities 2008-11-12 2011-09-23
AOJ316 LEE Kwan Tung, Jeanette 李君彤 RE Advising on Futures Contracts 2010-03-04 2011-09-23
AOJ316 LEE Kwan Tung, Jeanette 李君彤 RE Asset Management 2008-10-16 2011-09-23
AOS223 LEUNG Yiu Bong, Raymond 梁耀邦 RE Advising on Securities 2015-12-15 2016-08-23
AOS223 LEUNG Yiu Bong, Raymond 梁耀邦 RE Asset Management 2015-12-15 2016-08-23
APC737 WANG Qian 王騫 RE Advising on Securities 2017-09-22
APC737 WANG Qian 王騫 RE Asset Management 2017-09-22
APJ560 LEE Tsz Ho 李子豪 RO Advising on Futures Contracts 2017-09-27 2018-09-18
APJ560 LEE Tsz Ho 李子豪 RE Asset Management 2018-03-20 2018-09-18
ARL437 WONG Kwan To 王鋆桃 RE Advising on Securities 2008-09-12 2016-01-04
ARL437 WONG Kwan To 王鋆桃 RE Advising on Futures Contracts 2008-09-12 2016-01-04
ARL437 WONG Kwan To 王鋆桃 RE Asset Management 2008-09-12 2016-01-04
AUG957 SIN Wai Kit 冼偉傑 RE Advising on Securities 2014-07-16 2015-08-16
AUG957 SIN Wai Kit 冼偉傑 RE Advising on Futures Contracts 2014-07-16 2015-08-16
AUG957 SIN Wai Kit 冼偉傑 RE Asset Management 2014-07-16 2015-08-16
AUQ159 NG Ming Hang 吳銘亨 RE Advising on Securities 2010-02-26 2011-05-17
AUQ159 NG Ming Hang 吳銘亨 RE Advising on Futures Contracts 2010-02-26 2011-05-17
AUQ159 NG Ming Hang 吳銘亨 RE Asset Management 2010-02-26 2011-05-17
AVH029 CHIU Lok Kwan 趙珞君 RE Advising on Securities 2010-07-12 2014-03-26
AVH029 CHIU Lok Kwan 趙珞君 RE Advising on Futures Contracts 2010-07-12 2014-03-26
AVH029 CHIU Lok Kwan 趙珞君 RE Asset Management 2010-07-12 2014-03-26
AVH393 CHENG Chun Ching 鄭俊清 RE Advising on Securities 2010-07-22 2016-01-14
AVH393 CHENG Chun Ching 鄭俊清 RE Advising on Futures Contracts 2010-07-22 2016-01-14
AVH393 CHENG Chun Ching 鄭俊清 RE Asset Management 2010-07-22 2016-01-14
AWE953 YIP Chin Ho 葉展灝 RO Advising on Futures Contracts 2015-11-05 2015-12-11
AXK090 CHOW Tak Chi, Gigi 周德芝 RE Advising on Securities 2016-04-20
AXK090 CHOW Tak Chi, Gigi 周德芝 RE Asset Management 2016-04-20
AXK218 ZHANG Dingxin 張丁馨 RE Advising on Securities 2013-03-12 2015-06-29
AXK218 ZHANG Dingxin 張丁馨 RE Advising on Futures Contracts 2013-03-12 2015-06-29
AXK218 ZHANG Dingxin 張丁馨 RE Asset Management 2013-03-12 2015-06-29
AXO945 CAI Jing 蔡璟 RE Advising on Securities 2012-02-01 2012-04-10
AXO945 CAI Jing 蔡璟 RE Advising on Futures Contracts 2012-02-01 2012-04-10
AXO945 CAI Jing 蔡璟 RE Asset Management 2012-02-01 2012-04-10
AXS410 KWAN Chung Tsz 關頌慈 RE Advising on Securities 2015-11-09
AXS410 KWAN Chung Tsz 關頌慈 RE Advising on Futures Contracts 2015-11-09
AXS410 KWAN Chung Tsz 關頌慈 RE Asset Management 2015-11-09
AXS583 WANG Ziyang 王子洋 RE Advising on Securities 2016-08-23 2017-10-10
AXS583 WANG Ziyang 王子洋 RO Advising on Securities 2017-10-10
AXS583 WANG Ziyang 王子洋 RE Asset Management 2016-08-23 2017-10-10
AXS583 WANG Ziyang 王子洋 RO Asset Management 2017-10-10
AXV581 WAN Chi Fai 尹志輝 RE Advising on Securities 2011-09-09 2013-11-11
AXV581 WAN Chi Fai 尹志輝 RE Advising on Securities 2015-04-14 2017-01-13
AXV581 WAN Chi Fai 尹志輝 RE Advising on Futures Contracts 2011-09-09 2013-11-11
AXV581 WAN Chi Fai 尹志輝 RE Advising on Futures Contracts 2015-04-14 2017-01-13
AXV581 WAN Chi Fai 尹志輝 RE Asset Management 2011-09-09 2013-11-11
AXV581 WAN Chi Fai 尹志輝 RE Asset Management 2015-04-14 2017-01-13
AXV586 LAM Yick Fai 林奕輝 RE Advising on Securities 2011-09-09 2014-04-30
AXV586 LAM Yick Fai 林奕輝 RE Advising on Futures Contracts 2011-09-09 2014-04-30
AXV586 LAM Yick Fai 林奕輝 RE Asset Management 2011-09-09 2014-04-30
AYA154 WU Yuen Man Judyanna 胡婉敏 RE Advising on Securities 2011-09-06 2014-07-07
AYA154 WU Yuen Man Judyanna 胡婉敏 RO Advising on Securities 2014-07-07 2017-08-25
AYA154 WU Yuen Man Judyanna 胡婉敏 RE Advising on Futures Contracts 2011-09-06 2014-07-07
AYA154 WU Yuen Man Judyanna 胡婉敏 RO Advising on Futures Contracts 2014-07-07 2017-08-25
AYA154 WU Yuen Man Judyanna 胡婉敏 RE Asset Management 2011-09-06 2014-07-07
AYA154 WU Yuen Man Judyanna 胡婉敏 RO Asset Management 2014-07-07 2017-08-25
AYI107 NG Po Ling 吳寶玲 RE Advising on Securities 2011-11-18 2013-06-03
AYI107 NG Po Ling 吳寶玲 RE Advising on Futures Contracts 2011-11-18 2013-06-03
AYI107 NG Po Ling 吳寶玲 RE Asset Management 2011-11-18 2013-06-03
AYK482 ZHANG Xiaoyang 張曉陽 RE Advising on Securities 2011-11-14 2015-02-23
AYK482 ZHANG Xiaoyang 張曉陽 RE Advising on Futures Contracts 2011-11-14 2015-02-23
AYK482 ZHANG Xiaoyang 張曉陽 RE Asset Management 2011-11-14 2015-02-23
AYN593 LI Hui 李輝 RO Advising on Securities 2012-02-22 2015-05-04
AYN593 LI Hui 李輝 RO Asset Management 2012-02-22 2015-05-04
AZB640 WONG Wai Kit 黃偉傑 RE Advising on Securities 2012-03-26 2017-06-28
AZB640 WONG Wai Kit 黃偉傑 RE Advising on Futures Contracts 2012-03-26 2017-06-28
AZB640 WONG Wai Kit 黃偉傑 RE Asset Management 2012-03-26 2017-06-28
AZK298 YEUNG Shelley Pui Sze 楊貝詩 RE Advising on Securities 2012-05-07 2013-06-03
AZK298 YEUNG Shelley Pui Sze 楊貝詩 RE Asset Management 2012-05-07 2013-06-03
AZV309 LI Liwen 李立雯 RE Advising on Securities 2017-06-19 2018-06-01
AZV309 LI Liwen 李立雯 RE Asset Management 2017-06-19 2018-06-01
BAS665 MA Tao 馬韜 RE Advising on Securities 2018-02-08
BAS665 MA Tao 馬韜 RE Asset Management 2018-02-08
BBM355 XIONG Zheqian 熊哲遷 RE Advising on Securities 2013-07-26 2016-12-27
BBM355 XIONG Zheqian 熊哲遷 RE Asset Management 2013-07-26 2016-12-27
BCD800 TUNG Chi Sai 董賜茜 RE Advising on Securities 2015-05-19
BCD800 TUNG Chi Sai 董賜茜 RE Asset Management 2015-05-19
BDF084 YANG Xinwei 楊欣煒 RE Advising on Securities 2017-05-08 2018-09-03
BDF084 YANG Xinwei 楊欣煒 RE Asset Management 2017-05-08 2018-09-03
BDP491 ZHAO Xuan 趙璇 RE Advising on Securities 2014-06-26 2015-04-13
BDP491 ZHAO Xuan 趙璇 RE Asset Management 2014-06-26 2015-04-13
BDQ525 CHAN Chak Kuen 陳澤權 RE Advising on Securities 2014-06-30 2015-03-09
BDQ525 CHAN Chak Kuen 陳澤權 RE Advising on Futures Contracts 2014-06-30 2015-03-09
BDQ525 CHAN Chak Kuen 陳澤權 RE Asset Management 2014-06-30 2015-03-09
BEI255 LIU Ximeng 劉希猛 RO Advising on Securities 2015-03-11
BEI255 LIU Ximeng 劉希猛 RO Asset Management 2015-03-11
BEJ748 CHUNG Ki Fung 鍾奇峰 RE Advising on Securities 2018-08-22
BEJ748 CHUNG Ki Fung 鍾奇峰 RE Asset Management 2018-08-22
BEV696 ZHANG Tianfei 張天飛 RE Advising on Securities 2018-10-08
BEV696 ZHANG Tianfei 張天飛 RE Advising on Futures Contracts 2018-10-08
BEV696 ZHANG Tianfei 張天飛 RE Asset Management 2018-10-08
BFG816 XIONG Linan 熊立南 RE Advising on Securities 2018-03-22
BFG816 XIONG Linan 熊立南 RE Asset Management 2018-03-22
BGE209 LIU Liang 劉亮 RE Advising on Securities 2017-09-22
BGE209 LIU Liang 劉亮 RE Asset Management 2017-09-22
BGX202 YANG Xiaoqin 楊瀟欽 RE Advising on Securities 2016-02-03 2018-07-05
BGX202 YANG Xiaoqin 楊瀟欽 RE Asset Management 2016-02-03 2018-07-05
BHN755 YANG Liu 楊柳 RE Advising on Securities 2018-09-04
BHN755 YANG Liu 楊柳 RE Asset Management 2018-09-04
BIW229 LI Qun 李群 RE Advising on Securities 2017-05-02 2018-04-28
BIW229 LI Qun 李群 RE Asset Management 2017-05-02 2018-04-28
BJZ582 ZHU Guyi 朱谷憶 RE Advising on Securities 2018-05-16 2018-07-08
BJZ582 ZHU Guyi 朱谷憶 RE Asset Management 2018-05-16 2018-07-08
BLU929 YANG Fan 楊帆 RO Advising on Securities 2018-06-14
BLU929 YANG Fan 楊帆 RO Advising on Futures Contracts 2018-06-14
BLU929 YANG Fan 楊帆 RO Asset Management 2018-06-14
BML617 CHENG Jize 程繼澤 RE Advising on Securities 2018-04-23
BML617 CHENG Jize 程繼澤 RE Asset Management 2018-04-23
BMQ162 HAN Zhixu 韓質栩 RE Advising on Securities 2018-05-14 2018-06-30
BMQ162 HAN Zhixu 韓質栩 RE Advising on Futures Contracts 2018-05-14 2018-06-30
BMQ162 HAN Zhixu 韓質栩 RE Asset Management 2018-05-14 2018-06-30
BMW893 ZHANG Yanan 張亞男 RE Advising on Securities 2018-08-20
BMW893 ZHANG Yanan 張亞男 RE Advising on Futures Contracts 2018-08-20
BMW893 ZHANG Yanan 張亞男 RE Asset Management 2018-08-20
BMW894 MA Zhong 馬重 RE Advising on Securities 2018-07-30
BMW894 MA Zhong 馬重 RE Advising on Futures Contracts 2018-07-30
BMW894 MA Zhong 馬重 RE Asset Management 2018-07-30
BMW896 LI Bing 李兵 RE Advising on Securities 2018-08-02
BMW896 LI Bing 李兵 RE Advising on Futures Contracts 2018-08-02
BMW896 LI Bing 李兵 RE Asset Management 2018-08-02
BNG993 HONG Enze 洪恩澤 RE Advising on Securities 2018-09-26
BNG993 HONG Enze 洪恩澤 RE Asset Management 2018-09-26
BNL473 ZHANG Yue 張悦 RE Advising on Securities 2018-09-03
BNL473 ZHANG Yue 張悦 RE Advising on Futures Contracts 2018-09-03
BNL473 ZHANG Yue 張悦 RE Asset Management 2018-09-03
BNM266 LEE Wai Ling 利惠玲 RE Advising on Securities 2018-09-03
BNM899 LIN Huijuan 林慧娟 RE Advising on Securities 2018-09-03
BNM899 LIN Huijuan 林慧娟 RE Asset Management 2018-09-03
BNM901 ZHOU Yuhao 周宇皓 RE Advising on Securities 2018-09-03
BNM901 ZHOU Yuhao 周宇皓 RE Asset Management 2018-09-03
BNM906 HU Zhen 胡震 RE Advising on Securities 2018-09-04
BNM906 HU Zhen 胡震 RE Advising on Futures Contracts 2018-09-04
BNM906 HU Zhen 胡震 RE Asset Management 2018-09-04
BNN250 LIU Qiong 劉琼 RE Advising on Securities 2018-09-04
BNN250 LIU Qiong 劉琼 RE Advising on Futures Contracts 2018-09-04
BNN250 LIU Qiong 劉琼 RE Asset Management 2018-09-04
BNN323 BAO Shijie 鮑世洁 RE Advising on Securities 2018-09-05
BNN323 BAO Shijie 鮑世洁 RE Advising on Futures Contracts 2018-09-05
BNN323 BAO Shijie 鮑世洁 RE Asset Management 2018-09-05
BNO306 WANG Wei 王維 RE Advising on Securities 2018-09-14
BNO306 WANG Wei 王維 RE Asset Management 2018-09-14

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