Hong Kong SFC licence institution AAY107, UBS Derivatives Hong Kong Limited

These are the licence-holders that were found for SFC licence institution AAY107 on the SFC website.

The JSON format for this data is here.

Get in touch for API access to all sorts of public Hong Kong data

Key for Role: RE = Respresentative, RO = Responsible Officer

Name Role Activity Start date End date
TOYOSAKI Arisa RE 2 2016-09-26 2016-12-18
KIM Seunghwan RE 2 2016-08-31 2016-12-18
SABAS Steffen Erich August RE 2 2016-08-29 2016-12-18
HUI Siu Yin Jimmy 許兆賢 RE 2 2016-08-08 2016-12-18
ZHANG Zijun 張紫珺 RE 2 2016-08-01 2016-12-18
TEE Brian Benedict RE 2 2016-07-07 2016-12-18
HUANG Guoliang Nicholas 黃國凉 RE 2 2016-06-15 2016-12-18
CHAN Chun Hin 陳晉軒 RE 2 2016-06-10 2016-12-18
PATEL Suhail Yusuf RE 2 2016-04-28 2016-12-18
CHOI Junsuk RE 2 2016-03-23 2016-12-18
GRAY Christopher RE 2 2016-03-18 2016-12-18
UGAYAMA Kazuya RE 2 2016-02-05 2016-12-18
FESCHET Xavier, Boris RO 2 2016-01-19 2016-12-18
PHILIPPSON Thomas Olafur Vaughton RE 2 2016-01-15 2016-12-18
HOLROYD Alistair Hugo RE 2 2015-11-25 2016-12-18
TAN Freddie Kuok Lin RO 2 2015-11-24 2016-12-18
SOO Joon Shern 蘇駿昇 RE 2 2015-10-02 2016-12-18
XU Huifang 徐惠芳 RE 2 2015-09-02 2016-12-18
CHAN Chun Yin 陳俊彥 RE 2 2015-08-28 2016-12-18
KEUNG Jun Chao 姜駿超 RE 2 2015-08-14 2016-12-18
ZHU Weiqi 朱偉奇 RE 2 2015-08-03 2016-12-18
GUEZ Ilane Yonathan Pierre RE 2 2015-08-03 2016-12-18
CHEN Dennis Chih Chieh 陳智傑 RE 2 2015-06-19 2016-12-18
KUDALKAR Samarth RE 2 2015-05-08 2016-12-18
CHOI Sheung Ngai 蔡尚毅 RE 2 2015-05-05 2016-12-18
LU Qing 盧青 RE 2 2015-02-23 2016-12-18
YANG Feng 楊風 RE 2 2015-02-16 2016-12-18
CHAN Su-Li 陳淑麗 RE 2 2015-01-20 2016-12-18
STEAD David Andrew RE 2 2014-09-22 2016-12-18
RASKIN Iain Alexander RE 2 2014-09-03 2016-12-18
WONG Kelman Kai Man 王啟民 RE 2 2014-08-13 2016-12-18
LI Jingshu 李京書 RE 2 2014-08-05 2016-12-18
XU Peilai 徐沛來 RE 2 2014-07-07 2016-12-18
SHEN Jiawen 沈佳雯 RE 2 2014-05-26 2016-12-18
LIM Pek Kueen RE 2 2014-05-26 2016-12-18
SONG Chaoran 宋超然 RE 2 2014-05-19 2016-12-18
DAVIS Christopher Edward RE 2 2014-05-19 2016-12-18
SMITH Paul Savile RE 2 2014-05-19 2016-12-18
HU Jing 胡靜 RE 2 2014-04-28 2016-12-18
TROPPER Giselle Natalia RE 2 2014-03-13 2016-12-18
MOK Kwan Ho 莫君豪 RE 2 2014-03-05 2016-12-18
STEELE Patrick James RE 2 2014-03-03 2016-12-18
CHENG Anthony Roger 陳若嘉 RE 2 2014-02-05 2016-12-18
WANNENMACHER Tim RO 2 2014-01-07 2016-12-18
AUDI Elias RE 2 2013-11-18 2016-12-18
STRACHAN David Lyall RE 2 2013-10-15 2016-12-18
PARAKH Archit RE 2 2013-08-30 2016-12-18
MC NULTY Peter Richard RE 2 2013-08-12 2016-12-18
MAK Hin Chun 麥顯俊 RE 2 2013-08-05 2016-12-18
SUNG Yoon Kyu RE 2 2013-07-24 2016-12-18
CLIFFORD Timothy Edward RE 2 2013-07-15 2016-12-18
BUFFHAM Laura Jayne RE 2 2013-07-02 2016-12-18
YUAN Qian 袁倩 RE 2 2013-07-02 2016-12-18
FRENCH Bruce Ian RE 2 2013-06-27 2016-12-18
LEE Michel Kai Tai 李啟泰 RE 2 2013-06-20 2016-12-18
BLANCHARD Scott Allen RE 2 2013-05-07 2016-12-18
BORDAT-MALDONADO PARRA Adrien Paul Augustin RE 2 2013-04-18 2016-12-18
BEST David Gareth RE 2 2013-04-11 2016-12-18
MATSUMOTO Jun RE 2 2013-04-05 2016-12-18
HERBERT Thomas William RE 2 2012-11-01 2016-12-18
CHANDLER Benjamin Victor Michael RO 2 2012-05-24 2016-12-18
LI Mavis Qiwen 李綺雯 RE 2 2012-05-10 2016-12-18
CHAN Kwan Wah 陳君華 RE 2 2012-05-07 2016-12-18
CONLEY Richard Adrian RE 2 2011-11-11 2016-12-18
CAI Zhibin 蔡志斌 RE 2 2011-10-03 2016-12-18
SLAOUI Mohammed Saad RE 2 2011-09-20 2016-12-18
YUN Heekyu RE 2 2011-07-21 2016-12-18
LOCK Timothy James RE 2 2011-07-18 2016-12-18
INNERDALE David James RO 2 2011-06-23 2016-12-18
JOSEPH PULPEL Savio RE 2 2011-05-03 2016-12-18
WU Bun Lerd Bernard 胡斌畧 RE 2 2010-10-05 2016-12-18
FOK King Man, Ronald 霍敬文 RE 2 2010-07-22 2016-12-18
SUEN Kin Dick 孫堅迪 RE 2 2010-07-13 2016-12-18
HAN Chia-Lei 韓嘉蕾 RE 2 2010-03-19 2016-12-18
MOTWANI Natasha Murli RE 2 2010-02-09 2016-12-18
NOVAK Alexander Stanley RE 2 2009-07-20 2016-12-18
COMBALOT Laurent Benoit Georges RO 2 2009-05-06 2016-12-18
WONG Ho Lun, Donald 黃浩麟 RE 2 2007-07-19 2016-12-18
HO Tsz Leung 何子樑 RE 2 2003-09-02 2016-12-18
CONSTABLE Anthony Joseph Peregrine RE 2 2016-11-14 2016-11-20
LI Jing 李菁 RE 2 2016-11-10 2016-11-18
FOORD Tara Michelle RE 2 2016-10-20 2016-11-11
NAKADA Masakatsu RE 2 2015-11-12 2016-11-09
JEON Woonki 全沄基 RE 2 2015-07-10 2016-11-03
MORRIS Robert 銘陽 RE 2 2012-05-31 2016-10-12
LI Jing 李菁 RE 2 2016-09-15 2016-09-23
LI Jing 李菁 RE 2 2016-08-30 2016-09-02
YANEZ HINOJOSA Anibal David RE 2 2015-01-16 2016-08-27
LI Jing 李菁 RE 2 2016-08-05 2016-08-12
YOON Chi Won RE 2 2005-06-09 2016-07-25
CHAN Ling Tung, Kristy 陳令彤 RE 2 2015-07-08 2016-07-23
FEKETE Georgia Kate RE 2 2015-01-23 2016-07-08
LI Jing 李菁 RE 2 2016-06-29 2016-07-05
AGARWAL Yash RE 2 2010-02-01 2016-07-05
CHENG Ke 程珂 RE 2 2014-07-14 2016-06-28
SCOTT Christopher RO 2 2013-08-22 2016-06-25
LI Chun Wai 李俊蔚 RE 2 2009-08-28 2016-06-21
LEE Hyun-Jae 李賢宰 RE 2 2010-09-27 2016-06-11
LI Jing 李菁 RE 2 2016-05-24 2016-05-30
JOSHI Deepak RE 2 2014-03-05 2016-05-20
ISRAEL Adrien Jacob RE 2 2013-10-03 2016-05-20
GANGAL Shrinivas Ravindra RE 2 2013-07-10 2016-05-20
NELSON Ryan Wesley RE 2 2011-09-30 2016-05-20
CONSTABLE Anthony Joseph Peregrine RE 2 2016-05-05 2016-05-11
DHAKE Pankaj Jaysing RE 2 2013-05-20 2016-04-16
ZHANG Zijun 張紫珺 RE 2 2016-04-01 2016-04-08
COUKI Mehdi RE 2 2016-03-17 2016-04-04
LI Jing 李菁 RE 2 2016-03-10 2016-03-18
CRAIG-WOOD Christopher John RO 2 2011-01-11 2016-03-15
LI Jing 李菁 RE 2 2016-01-22 2016-01-29
FESCHET Xavier, Boris RE 2 2012-04-10 2016-01-19
WONG Gary Hiu-Gar 黃曉嘉 RE 2 2013-09-13 2016-01-16
COUKI Mehdi RE 2 2015-11-23 2015-12-07
TAN Freddie Kuok Lin RE 2 2009-03-27 2015-11-24
CHOI Heung Kam, Iris 蔡香琴 RE 2 2011-10-17 2015-11-18
BECCHETTI James Patrick RE 2 2015-09-18 2015-09-30
GOH Leng Teck RE 2 2015-09-18 2015-09-25
GOU Wenhui 勾文慧 RE 2 2015-06-22 2015-09-12
SPIELHOFER Philippe Marc RE 2 2011-05-17 2015-09-01
ZHAO Jingwen 趙婧文 RE 2 2015-08-17 2015-08-30
CONSTABLE Anthony Joseph Peregrine RE 2 2015-08-05 2015-08-14
GOH Leng Teck RE 2 2015-08-03 2015-08-07
NG Pui Ying 吳珮瑩 RE 2 2013-07-25 2015-07-25
TAKAHASHI Taichi RE 2 2013-11-18 2015-07-18
XIONG Chaoyu 熊超宇 RE 2 2014-04-07 2015-07-08
GUAN Bo 關博 RE 2 2013-09-18 2015-06-06
LAU Homan 劉浩文 RE 2 2013-07-12 2015-05-24
ARORA Dhruv RE 2 2013-06-19 2015-04-30
TANG Minyi 唐敏毅 RE 2 2011-01-28 2015-04-15
XI Jiahe 郗加河 RE 2 2014-06-05 2015-03-28
GOH Leng Teck RE 2 2014-05-27 2015-02-18
CHEN Chao 陳超 RE 2 2014-04-28 2014-10-25
LI Man Wing 李文穎 RE 2 2005-05-24 2014-10-01
DE TAFFANEL DE LA JONQUIERE Emmanuel Pierre Marie Jean RE 2 2014-08-21 2014-09-02
LEUNG Wing Yan 梁穎恩 RE 2 2010-03-12 2014-07-22
GUPTA Puneet RE 2 2011-05-03 2014-06-14
HORIUCHI Shinichiro RE 2 2013-07-18 2014-05-10
PAN Gaowa 潘高娃 RE 2 2013-03-28 2014-05-09
MOON Jae Wook 文裁煜 RE 2 2007-07-23 2014-05-08
CAI Deyan 蔡德焱 RE 2 2013-07-23 2014-05-03
ATKINSON James Anthony Thomas RE 2 2010-05-25 2014-04-29
PAL Andrew Leslie RE 2 2004-06-24 2014-04-12
SILLAM Jonathan Charles Marc RE 2 2010-02-09 2014-04-11
SUM Hing Man 岑慶文 RE 2 2003-04-01 2014-04-11
O'MEARA Christopher James Sidney RO 2 2010-10-27 2014-04-10
DONAN Keith RE 2 2011-05-19 2014-03-14
HOLMEWOOD Philip James RE 2 2010-11-01 2014-03-14
CHEN Boliang 陳柏良 RE 2 2013-09-05 2014-03-13
PING Lanphie Chi-Wen RE 2 2012-07-09 2014-03-13
NGUYEN The-xuan-dieu RE 2 2014-01-29 2014-03-08
BOEDING Jacob Francis RE 2 2012-12-07 2014-03-03
CURREY Stuart Dalyn RE 2 2011-09-12 2014-02-28
SHU Hon Tak 徐漢德 RE 2 2012-11-27 2014-02-24
LO Shui Wah 盧萃樺 RE 2 2010-07-27 2014-02-11
TONG David Doe-hung 湯道鴻 RE 2 2011-05-19 2014-01-09
WANNENMACHER Tim RE 2 2011-05-12 2014-01-07
TAKAHASHI Taichi RO 2 2013-04-18 2013-11-18
BESHKE Clarence John RE 2 2009-09-15 2013-11-16
SCOTT Christopher RE 2 2012-11-27 2013-08-22
STEAD David Andrew RE 2 2008-04-07 2013-06-29
KENGETER Carsten Norbert RE 2 2009-02-09 2013-06-01
GORAIEB Amine RE 2 2011-03-28 2013-05-25
TAKAHASHI Taichi RE 2 2012-08-17 2013-04-18
CORDONNIER Maxime Nicolas Bruno RE 2 2011-09-19 2013-04-18
ZHU Liping 朱力平 RE 2 2008-02-25 2013-04-06
KRASKA Benjamin Niklas RE 2 2012-12-13 2013-02-28
LAW Ka Fai 羅家輝 RE 2 2011-04-13 2013-02-01
FAURE Olivier Pierre RE 2 2011-07-06 2013-01-25
KIM Anna Yen 嚴立恬 RE 2 2010-06-28 2013-01-23
LU Hao Feng 呂豪鋒 RE 2 2008-07-21 2012-11-15
CHIU Mo Sze, Winnie 趙慕詩 RO 2 2010-11-09 2012-11-10
GUY Stephane Edouard Andre RE 2 2011-05-05 2012-10-25
WERRMANN Alf RE 2 2011-01-31 2012-10-25
LANGNER Gilbert Fred RE 2 2010-10-14 2012-10-25
HAYEK Rami Gebran RE 2 2011-02-14 2012-09-01
CHANDLER Benjamin Victor Michael RE 2 2011-06-29 2012-05-24
KANSAL Mohit RE 2 2009-10-21 2012-03-31
NING Feng Tao RE 2 2009-07-30 2012-03-17
ADVANI Neil L RE 2 2011-07-12 2012-02-08
WAN Yew Chye 范有財 RE 2 2006-10-02 2012-02-07
HO-HIO-HEN Christelle Nga Sok RE 2 2010-08-09 2011-09-01
GRAY David Paul RO 2 2010-06-22 2011-07-18
LENT Nicholas Alexander RE 2 2009-11-19 2011-06-28
JONKER Hendrik RE 2 2011-03-22 2011-06-01
MOK Hoi Chung 莫海忠 RE 2 2010-03-02 2011-05-03
BEST David Gareth RE 2 2011-03-22 2011-04-15
SUN Yiqian 孫逸潜 RE 2 2009-10-05 2011-04-13
GUPTA Shivam RE 2 2007-06-18 2011-04-02
DELTERME Antoine Pierre Marie RE 2 2010-07-26 2011-03-15
CRAIG-WOOD Christopher John RE 2 2010-05-25 2011-01-11
BESSENT Marcel Peter RE 2 2010-09-02 2010-11-20
CHIU Mo Sze, Winnie 趙慕詩 RE 2 2009-09-28 2010-11-09
O'MEARA Christopher James Sidney RE 2 2010-07-06 2010-10-27
COFFENG John Martinus RO 2 2009-06-10 2010-09-06
MCCORMICK Neil John RE 2 2009-11-11 2010-06-21
BANSAL Navneet Kumar RE 2 2006-08-24 2010-03-25
WONG Schenken 黃尚勤 RE 2 2008-03-28 2010-03-15
YUN Heekyu RE 2 2009-07-22 2010-03-07
MELWANI Rajesh Ramesh RO 2 2009-03-13 2010-01-26
ZALAKET Michael J RE 2 2009-12-08 2010-01-19
BESHKE Clarence John RO 2 2009-03-24 2009-09-15
LEE Man Fat, Samuel 李萬發 RE 2 2004-12-03 2009-09-05
WANG Grace RE 2 2007-09-21 2009-08-15
KUSHAL Avanish Mira RE 2 2007-07-04 2009-08-15
LAI Kai Tsun, Johnson 黎啟進 RE 2 2008-07-02 2009-07-10
ZHANG Shao Ying 張少英 RE 2 2007-12-21 2009-07-10
NG Chun Wai 吳俊威 RE 2 2007-06-07 2009-07-10
COFFENG John Martinus RE 2 2003-04-01 2009-06-10
LYNCH Simon James RE 2 2007-08-01 2009-05-13
COMBALOT Laurent Benoit Georges RE 2 2005-11-29 2009-05-06
NING Feng Tao RE 2 2008-05-05 2009-05-02
HONG Shaw-Shiun 洪紹勛 RE 2 2004-08-20 2009-04-22
CHAN Hon Kei, Brian 陳漢基 RE 2 2004-04-15 2009-04-22
LEE Chun Kit, Simon 李俊傑 RE 2 2003-04-01 2009-04-22
PARK Min RO 2 2004-07-29 2009-04-15
PANG Kwok Kit, Kenneth 彭國傑 RO 2 2005-05-19 2009-04-08
TANG Ming Wai 鄧明緯 RE 2 2005-04-07 2009-04-06
BESHKE Clarence John RE 2 2005-05-20 2009-03-24
MELWANI Rajesh Ramesh RE 2 2003-04-01 2009-03-13
LAM Eric Christopher RE 2 2008-02-28 2008-12-18
SUBRAMANIAM Mohan RO 2 2007-05-22 2008-11-06
MAGUIRE Raymond RE 2 2006-09-29 2008-10-18
HU Xisha 胡錫莎 RE 2 2008-05-14 2008-08-16
BALANI Pankaj RE 2 2007-07-03 2008-06-01
KIM Yoon Seung RE 2 2007-01-25 2008-05-07
WONG Stephen 黃錦豪 RE 2 2004-03-19 2008-04-30
MAN Kam Chiu 文錦超 RE 2 2006-10-02 2008-04-17
SO Shing Hing, Nelson 蘇盛興 RE 2 2006-10-02 2008-04-17
NG Wai Kwong 吳衛剛 RE 2 2006-10-02 2008-04-17
NG Kwong Man 吳光民 RE 2 2005-07-04 2008-03-15
AU Pak Cheung, Alexander 區柏祥 RE 2 2004-05-18 2008-03-11
LAM Eric Christopher RE 2 2007-11-26 2008-02-24
WALKOM Adam Glen RE 2 2007-07-09 2007-08-09
SHEN Hung Yat, Allan 沈鴻逸 RE 2 2006-10-02 2007-06-30
SUBRAMANIAM Mohan RE 2 2006-10-02 2007-05-22
CHENG Min Tat, Jimmy 鄭勉達 RO 2 2003-04-01 2007-04-28
LEE Hyun-Jae 李賢宰 RE 2 2003-04-01 2007-04-19
BARROS III Belmiro Jose RE 2 2006-10-02 2007-03-30
CHU Peter RE 2 2004-08-06 2007-02-23
PITTS Greenfield Spenceley RE 2 2006-06-29 2007-02-01
COMBALOT Laurent Benoit Georges RO 2 2005-07-08 2005-11-29
DONNELLY Anthony Michael RE 2 2004-07-06 2005-06-29
YOON Chi Won RO 2 2003-09-15 2005-06-09
BESHKE Clarence John RO 2 2003-04-01 2005-05-20
BRADSHAW John RE 2 2003-04-01 2005-03-24
FOK King Man, Ronald 霍敬文 RE 2 2003-04-01 2005-03-24
SUM Hing Man 岑慶文 RE 5 2003-04-01 2005-02-07
CHENG Min Tat, Jimmy 鄭勉達 RO 5 2003-04-01 2005-02-07
LEE Hyun-Jae 李賢宰 RE 5 2003-04-01 2005-02-07
LEE Chun Kit, Simon 李俊傑 RE 5 2003-04-01 2005-02-07
BRADSHAW John RE 5 2003-04-01 2005-02-07
FOK King Man, Ronald 霍敬文 RE 5 2003-04-01 2005-02-07
COFFENG John Martinus RE 5 2003-04-01 2005-02-07
MELWANI Rajesh Ramesh RE 5 2003-04-01 2005-02-07
CHENG Min Tat, Jimmy 鄭勉達 RO 9 2003-04-01 2005-02-07
MELWANI Rajesh Ramesh RE 9 2003-04-01 2005-02-07
BRADSHAW John RE 9 2003-04-01 2005-02-07
LEE Hyun-Jae 李賢宰 RE 9 2003-04-01 2005-02-07
FOK King Man, Ronald 霍敬文 RE 9 2003-04-01 2005-02-07
LEE Chun Kit, Simon 李俊傑 RE 9 2003-04-01 2005-02-07
SUM Hing Man 岑慶文 RE 9 2003-04-01 2005-02-07
COFFENG John Martinus RE 9 2003-04-01 2005-02-07
EASTERBROOK Trevor Stephen RE 2 2003-04-01 2004-02-23
EASTERBROOK Trevor Stephen RE 5 2003-04-01 2004-02-23
EASTERBROOK Trevor Stephen RE 9 2003-04-01 2004-02-23
BLACKBURN Andrew James RE 2 2003-09-29 2003-12-10

Get in touch to discuss your data needs now, at contact@dataguru.hk or with the form below: