Hong Kong SFC licence institution AAY146, Gain Asset Management Limited 建益資產管理有限公司

These are the licence-holders that were found for SFC licence institution AAY146 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAE523 KWAN Fuk Sing, Kenneth 關福星 RO Dealing in Securities 2003-12-31 2005-05-30
AAE523 KWAN Fuk Sing, Kenneth 關福星 RO Advising on Securities 2003-04-01 2003-12-17
AAE523 KWAN Fuk Sing, Kenneth 關福星 RO Advising on Futures Contracts 2003-04-01 2003-12-17
AAE523 KWAN Fuk Sing, Kenneth 關福星 RO Advising on Corporate Finance 2003-04-01 2003-12-17
AAE523 KWAN Fuk Sing, Kenneth 關福星 RO Asset Management 2003-04-01 2005-05-30
AAY147 CHENG King Chiu, Antonny 鄭景超 RO Dealing in Securities 2003-12-31 2005-05-31
AAY147 CHENG King Chiu, Antonny 鄭景超 RO Advising on Securities 2003-04-01 2003-12-17
AAY147 CHENG King Chiu, Antonny 鄭景超 RO Advising on Futures Contracts 2003-04-01 2003-12-17
AAY147 CHENG King Chiu, Antonny 鄭景超 RO Asset Management 2003-04-01 2005-05-31
AAY149 KWOK Kam Hing 郭錦興 RE Dealing in Securities 2005-02-24 2005-05-31
AAY149 KWOK Kam Hing 郭錦興 RE Asset Management 2005-03-02 2005-05-31
AFS712 KWAN Wing Yiu 關永耀 RE Dealing in Securities 2004-01-07 2004-10-21
AFS712 KWAN Wing Yiu 關永耀 RE Advising on Securities 2003-04-01 2003-12-17
AFS712 KWAN Wing Yiu 關永耀 RE Advising on Futures Contracts 2003-04-01 2003-12-17
AFS712 KWAN Wing Yiu 關永耀 RE Advising on Corporate Finance 2003-04-01 2003-12-17
AFS712 KWAN Wing Yiu 關永耀 RE Asset Management 2003-04-01 2004-10-21

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