Hong Kong SFC licence institution AAZ111, China Assets Investment Management Limited 中國資本投資管理有限公司

These are the licence-holders that were found for SFC licence institution AAZ111 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
ADG156 KWAN Man Fai, Louis 關文輝 RO Advising on Securities 2018-08-28
ADG156 KWAN Man Fai, Louis 關文輝 RO Asset Management 2018-08-28
ADQ667 XU Xiao Feng 徐晓鋒 RO Advising on Securities 2006-07-31 2012-09-18
ADQ667 XU Xiao Feng 徐晓鋒 RO Advising on Corporate Finance 2006-07-31 2012-09-18
ADQ667 XU Xiao Feng 徐晓鋒 RO Asset Management 2006-07-31 2012-09-18
AFA213 SHI Charlie Yucheng 施宇澄 RE Advising on Securities 2003-04-01 2004-01-28
AFA213 SHI Charlie Yucheng 施宇澄 RO Advising on Securities 2004-01-28 2004-05-06
AFA213 SHI Charlie Yucheng 施宇澄 RE Advising on Corporate Finance 2003-04-01 2004-01-28
AFA213 SHI Charlie Yucheng 施宇澄 RO Advising on Corporate Finance 2004-01-28 2004-05-06
AFA213 SHI Charlie Yucheng 施宇澄 RE Asset Management 2003-04-01 2004-01-28
AFA213 SHI Charlie Yucheng 施宇澄 RO Asset Management 2004-01-28 2004-05-06
AFJ680 LAU On Kwok 劉安國 RE Advising on Securities 2003-04-01 2004-01-15
AFJ680 LAU On Kwok 劉安國 RO Advising on Securities 2004-01-15 2011-01-01
AFJ680 LAU On Kwok 劉安國 RE Advising on Corporate Finance 2003-04-01 2004-01-15
AFJ680 LAU On Kwok 劉安國 RO Advising on Corporate Finance 2004-01-15 2011-01-01
AFJ680 LAU On Kwok 劉安國 RE Asset Management 2003-04-01 2004-01-15
AFJ680 LAU On Kwok 劉安國 RO Asset Management 2004-01-15 2011-01-01
ALJ843 BAO Feng 包豐 RO Advising on Securities 2005-01-14 2006-07-31
ALJ843 BAO Feng 包豐 RO Advising on Corporate Finance 2005-01-14 2006-07-31
ALJ843 BAO Feng 包豐 RO Asset Management 2005-01-14 2006-07-31
ALS769 LAM Yik Yu 林弋茹 RE Advising on Securities 2005-04-07 2006-07-22
ALS769 LAM Yik Yu 林弋茹 RE Advising on Corporate Finance 2005-04-07 2006-07-22
ALS769 LAM Yik Yu 林弋茹 RE Asset Management 2005-04-07 2006-07-22
APJ558 CHAN Sau Mei 陳秀媚 RE Advising on Securities 2007-09-11 2010-12-30
APJ558 CHAN Sau Mei 陳秀媚 RO Advising on Securities 2010-12-30
APJ558 CHAN Sau Mei 陳秀媚 RE Advising on Corporate Finance 2007-09-11 2010-12-30
APJ558 CHAN Sau Mei 陳秀媚 RO Advising on Corporate Finance 2010-12-30
APJ558 CHAN Sau Mei 陳秀媚 RE Asset Management 2007-09-11 2010-12-30
APJ558 CHAN Sau Mei 陳秀媚 RO Asset Management 2010-12-30
ATX893 CHAN Suit Khown RE Advising on Securities 2010-04-27 2012-11-08
ATX893 CHAN Suit Khown RO Advising on Securities 2012-11-08 2017-12-31
ATX893 CHAN Suit Khown RE Advising on Corporate Finance 2010-04-27 2012-11-08
ATX893 CHAN Suit Khown RE Advising on Corporate Finance 2018-07-27 2018-08-24
ATX893 CHAN Suit Khown RO Advising on Corporate Finance 2012-11-08 2017-12-31
ATX893 CHAN Suit Khown RO Advising on Corporate Finance 2018-08-24
ATX893 CHAN Suit Khown RE Asset Management 2010-04-27 2012-11-08
ATX893 CHAN Suit Khown RO Asset Management 2012-11-08 2017-12-31
AWX345 LIN Jun-how 林俊豪 RE Advising on Securities 2011-07-13 2012-04-27
AWX345 LIN Jun-how 林俊豪 RE Advising on Corporate Finance 2011-07-13 2012-04-27
AWX345 LIN Jun-how 林俊豪 RE Asset Management 2011-07-13 2012-04-27
BAE207 GU Zheng 顧諍 RE Advising on Securities 2015-12-09
BAE207 GU Zheng 顧諍 RE Advising on Corporate Finance 2015-09-15
BAE207 GU Zheng 顧諍 RE Asset Management 2015-12-09

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