Hong Kong SFC licence institution AAZ202, First Worldsec Securities Limited 第一金和昇證券有限公司

These are the licence-holders that were found for SFC licence institution AAZ202 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA749 HO Tsun Ting, Alex 何俊霆 RE Dealing in Securities 2006-04-21 2006-06-14
AAA749 HO Tsun Ting, Alex 何俊霆 RO Dealing in Securities 2006-06-14
AAA749 HO Tsun Ting, Alex 何俊霆 RE Advising on Securities 2006-04-21 2006-06-14
AAA749 HO Tsun Ting, Alex 何俊霆 RO Advising on Securities 2006-06-14
AAB214 CHEONG Ying Chew, Henry 張英潮 RO Dealing in Securities 2005-11-15 2006-03-02
AAB214 CHEONG Ying Chew, Henry 張英潮 RO Advising on Securities 2005-11-15 2006-03-02
AAB214 CHEONG Ying Chew, Henry 張英潮 RO Advising on Corporate Finance 2005-11-21 2006-03-02
AAB214 CHEONG Ying Chew, Henry 張英潮 RO Asset Management 2005-11-15 2006-03-02
AAE994 CHOI Kit, Andrew 蔡傑 RO Dealing in Securities 2003-04-01
AAE994 CHOI Kit, Andrew 蔡傑 RO Advising on Securities 2005-05-07
AAE994 CHOI Kit, Andrew 蔡傑 RO Asset Management 2005-05-07
ACW654 MAK Hau Lin 麥巧蓮 RE Dealing in Securities 2015-09-23 2017-02-21
ADO297 CHUNG Wai 鍾尉 RE Advising on Corporate Finance 2005-04-20 2005-05-13
ADO297 CHUNG Wai 鍾尉 RO Advising on Corporate Finance 2005-05-13 2007-03-01
ADQ621 CHAU Kon Wang 周幹弘 RE Dealing in Securities 2008-02-29 2011-10-25
ADU243 CHENG Kwok Kin, Paul 鄭國乾 RO Dealing in Securities 2005-04-26 2006-03-31
ADU243 CHENG Kwok Kin, Paul 鄭國乾 RO Advising on Securities 2004-01-08 2006-03-31
ADU243 CHENG Kwok Kin, Paul 鄭國乾 RO Advising on Corporate Finance 2004-01-08 2006-03-31
ADU243 CHENG Kwok Kin, Paul 鄭國乾 RO Asset Management 2004-01-08 2006-03-31
AFL699 WONG Yiu Sun 黃耀燊 RE Dealing in Securities 2009-01-02 2009-06-10
AFM301 SUEN Avis 孫雅蕙 RE Dealing in Securities 2016-05-17 2016-12-22
AGC982 CHAN Yu Kong 陳宇江 RE Dealing in Securities 2008-02-18 2011-07-16
AHR005 LI Wai Ching, Veronica 李慧貞 RE Dealing in Securities 2003-04-01 2006-03-31
AHR005 LI Wai Ching, Veronica 李慧貞 RE Advising on Securities 2003-04-01 2006-03-31
AHR005 LI Wai Ching, Veronica 李慧貞 RE Advising on Corporate Finance 2003-04-01 2006-03-31
AHR005 LI Wai Ching, Veronica 李慧貞 RE Asset Management 2003-04-01 2006-03-31
AKJ176 HUANG Zi-Ping 黃子蘋 RE Dealing in Securities 2006-10-18
AKJ181 CHENG Wei-Chih 鄭偉智 RE Dealing in Securities 2007-01-25 2015-09-21
AKJ181 CHENG Wei-Chih 鄭偉智 RE Asset Management 2008-12-17 2010-03-25
AKJ181 CHENG Wei-Chih 鄭偉智 RO Asset Management 2010-03-25 2015-09-21
ALF767 CHENG I-teng 鄭義騰 RO Dealing in Securities 2005-03-07 2007-06-30
ALF767 CHENG I-teng 鄭義騰 RO Advising on Securities 2005-03-07 2007-06-30
ALF767 CHENG I-teng 鄭義騰 RO Advising on Corporate Finance 2005-03-07 2007-06-30
AMY646 LIAO Che-Chun 廖哲群 RE Dealing in Securities 2006-01-23
AMY646 LIAO Che-Chun 廖哲群 RE Advising on Securities 2006-01-23 2008-01-23
ANJ737 HSIEH CHIANG Shao-Chien 江韶千 RE Dealing in Securities 2006-06-27 2017-04-03
ANJ737 HSIEH CHIANG Shao-Chien 江韶千 RE Advising on Securities 2006-06-27 2007-06-15
ANJ909 CHEN Ke-Wei 陳科維 RO Dealing in Securities 2007-01-25 2015-07-15
ANJ909 CHEN Ke-Wei 陳科維 RO Advising on Securities 2007-01-25 2015-07-15
ANR564 KWAN Tsz Chun 關子臻 RE Asset Management 2008-08-29 2008-09-23
ANR564 KWAN Tsz Chun 關子臻 RO Asset Management 2008-09-23 2010-02-01
ANX989 CHEN Chien-Ta 陳建達 RE Dealing in Securities 2016-03-31
ANZ646 CHOU Wan-Shun 周萬順 RE Dealing in Securities 2006-11-03 2007-01-31
ANZ646 CHOU Wan-Shun 周萬順 RE Advising on Securities 2006-11-03 2007-01-31
AOL854 HU Yu-mei 胡玉美 RE Dealing in Securities 2007-03-13 2012-10-01
AOU762 LIANG Yuan-Wen 梁苑文 RE Dealing in Securities 2007-06-08 2007-10-01
AOW813 LIN Hsiu-ling 林秀玲 RE Dealing in Securities 2009-07-09 2010-10-30
APF046 CHI Shan Shan 祁珊珊 RE Dealing in Securities 2007-08-17
APH417 LEE Ping-fang 李秉芳 RE Dealing in Securities 2007-09-04 2010-09-30
APK745 WONG Lok Yan, Lorraine 黃樂恩 RE Dealing in Securities 2015-04-28 2016-05-21
ARF372 CHIU Wen-Chen 邱文掁 RE Dealing in Securities 2008-07-22 2013-06-01
ARF611 HSUEH Huei-Chun 薛惠君 RE Dealing in Securities 2008-07-22 2010-09-30
ARH349 YEUNG Ka Ming 楊家明 RE Dealing in Securities 2008-08-05 2015-02-28
ARM443 CHANG Ying Ting 張瑩葶 RE Dealing in Securities 2008-10-02 2018-05-31
ARM491 CHANG Yi Ta 張誼達 RE Dealing in Securities 2008-09-09 2010-04-14
ARR631 CHUNG Sze-Fang 鐘偲方 RE Dealing in Securities 2008-11-04
ATY272 CHIN Hsuan-Wei 秦亘蔚 RE Dealing in Securities 2015-01-19 2017-02-28
ATY272 CHIN Hsuan-Wei 秦亘蔚 RE Asset Management 2012-09-06 2015-11-13
ATY272 CHIN Hsuan-Wei 秦亘蔚 RO Asset Management 2015-11-13 2017-02-28
AVM999 WU Chih Lan 吳芝蘭 RE Dealing in Securities 2010-08-09 2011-03-28
AXQ544 SHUM Ka Wai 沈嘉煒 RE Dealing in Securities 2018-03-13
AXQ544 SHUM Ka Wai 沈嘉煒 RE Advising on Securities 2018-09-11
BDG904 WONG Ken 黃子健 RE Dealing in Securities 2014-04-16 2014-09-27
BFJ640 YU Chih Wen 於之文 RE Dealing in Securities 2015-05-27 2015-06-12
BFJ640 YU Chih Wen 於之文 RO Dealing in Securities 2015-06-12
BFJ640 YU Chih Wen 於之文 RE Advising on Securities 2015-05-27 2015-06-12
BFJ640 YU Chih Wen 於之文 RO Advising on Securities 2015-06-12
BFJ640 YU Chih Wen 於之文 RE Asset Management 2015-05-27 2015-06-12
BFJ640 YU Chih Wen 於之文 RO Asset Management 2015-06-12
BFY429 POON Chi Yin 潘志賢 RE Dealing in Securities 2017-02-13
BGG376 CHOU Wei-Ju 周韋汝 RE Dealing in Securities 2015-10-09 2016-07-01
BGI290 CHEN Wen-Chen 陳玟臻 RE Dealing in Securities 2015-10-20 2015-12-31
BHB904 LIN Yuexi 林岳羲 RE Dealing in Securities 2016-03-07 2017-01-31
BJT518 CHIEN Yu-Ping 簡郁萍 RE Dealing in Securities 2017-11-30

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