Hong Kong SFC licence institution AAZ354, WAG Worldsec Corporate Finance Limited 華高和昇財務顧問有限公司

These are the licence-holders that were found for SFC licence institution AAZ354 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

Name Role Activity Start date End date
TZE Kan Fat 謝勤發 RE 6 2018-05-14
CHAN Ho Ying 陳可瑩 RE 6 2018-05-08
WONG Nga Yan 黃雅欣 RO 6 2018-05-02
CHAN Suet Yee, Shirley 陳雪怡 RO 4 2018-01-16
TSANG Man Shun 曾文舜 RO 4 2017-10-18
CHOI Wing Kai, Kaiser 蔡榮楷 RO 4 2017-08-15
LIN Shiying 林詩穎 RE 6 2017-08-15
YAM Mei Yan 任美欣 RE 6 2017-02-16
WONG Wai Yam 王為任 RO 6 2017-02-13
TAM King Wai 譚經緯 RO 6 2017-01-17
CHAN Suet Yee, Shirley 陳雪怡 RO 6 2017-01-17
CHEN Erqian 陳爾謙 RE 6 2016-12-29
TSANG Man Shun 曾文舜 RO 6 2016-12-09
LEE Mona 李海怡 RE 6 2016-12-07
KO Ying, Christine 高英 RE 6 2016-12-07
CHEONG Ngai Dick, Andrew 張詣迪 RO 4 2014-04-15
CHEONG Ngai Dick, Andrew 張詣迪 RO 6 2014-04-15
SO Man Ying 蘇曼瑩 RE 6 2016-12-07 2018-05-15
WONG Nga Yan 黃雅欣 RE 6 2018-01-15 2018-05-02
LAU Man Tat 劉文達 RE 6 2017-03-17 2018-05-01
SHE Cheuk Man 佘卓汶 RE 6 2017-03-17 2018-04-04
XU Jingwu 徐靜吾 RE 4 2012-04-27 2017-09-13
XU Jingwu 徐靜吾 RE 6 2012-04-27 2017-09-13
CHEONG Ying Chew, Henry 張英潮 RO 4 2006-09-14 2017-06-01
CHEONG Ying Chew, Henry 張英潮 RO 6 2006-09-14 2017-06-01
WONG Wai Yam 王為任 RE 6 2016-11-25 2017-02-13
SHE Chiu Shun Ernest 佘超舜 RO 4 2006-05-29 2017-02-01
SHE Chiu Shun Ernest 佘超舜 RO 6 2006-05-29 2017-02-01
TSUI Yiu Wa Alec 徐耀華 RO 4 2003-11-27 2017-02-01
TSUI King Fai 徐景輝 RO 4 2003-11-27 2017-02-01
TSUI Yiu Wa Alec 徐耀華 RO 6 2003-11-27 2017-02-01
TSUI King Fai 徐景輝 RO 6 2003-11-27 2017-02-01
CHAN Suet Yee, Shirley 陳雪怡 RE 6 2016-12-20 2017-01-17
TAM King Wai 譚經緯 RE 6 2016-11-25 2017-01-17
LAI Man Fung 黎民鋒 RE 4 2014-04-15 2015-04-01
LAI Man Fung 黎民鋒 RE 6 2014-04-15 2015-04-01
TANG Wai Ling, Ada 鄧慧玲 RE 4 2014-01-23 2015-04-01
TANG Wai Ling, Ada 鄧慧玲 RE 6 2014-01-23 2015-04-01
GUO Tianjue 郭天覺 RE 4 2006-06-26 2015-04-01
GUO Tianjue 郭天覺 RE 6 2006-06-26 2015-04-01
WONG Yin Kwai 王現葵 RE 4 2013-03-04 2015-03-04
WONG Yin Kwai 王現葵 RE 6 2013-03-04 2015-03-04
CHEONG Ngai Dick, Andrew 張詣迪 RE 4 2007-09-05 2014-04-15
CHEONG Ngai Dick, Andrew 張詣迪 RE 6 2007-09-05 2014-04-15
YUE Ho Tung, Tony 余浩東 RE 4 2012-06-22 2014-02-01
YUE Ho Tung, Tony 余浩東 RE 6 2012-06-22 2014-02-01
WANG Ziwei 王紫薇 RE 4 2011-10-04 2013-09-07
WANG Ziwei 王紫薇 RE 6 2011-10-04 2013-09-07
LUO Xiao 罗晓 RE 4 2010-12-23 2013-09-05
LUO Xiao 罗晓 RE 6 2010-12-23 2013-09-05
LAM Yim Kei Sally 林冉琪 RE 4 2007-02-26 2013-01-01
LAM Yim Kei Sally 林冉琪 RE 6 2007-02-26 2013-01-01
LEE Kit Ying 李潔英 RE 4 2011-03-25 2012-11-27
LEE Kit Ying 李潔英 RE 6 2011-03-25 2012-11-27
CHAN Yim 陳艷 RE 4 2006-05-18 2011-06-30
CHAN Yim 陳艷 RE 6 2006-02-21 2011-06-30
DU Pauline 杜蕙林 RE 4 2005-01-07 2011-05-16
DU Pauline 杜蕙林 RE 6 2005-01-07 2011-05-16
QI Yanke 綦研可 RE 4 2008-10-24 2011-03-21
QI Yanke 綦研可 RE 6 2008-10-24 2011-03-21
HONG Kai 洪愷 RE 4 2007-11-09 2010-08-31
HONG Kai 洪愷 RE 6 2007-11-09 2010-08-31
CHAN Justin 陳卓泓 RE 4 2009-03-13 2010-07-01
CHAN Justin 陳卓泓 RE 6 2009-03-13 2010-07-01
KWOK Wai Ki, Henry 郭偉奇 RE 4 2005-12-05 2008-09-01
KWOK Wai Ki, Henry 郭偉奇 RE 6 2005-12-05 2008-09-01
LI Sheung Lam 李湘琳 RE 4 2007-04-16 2008-08-31
LI Sheung Lam 李湘琳 RE 6 2007-04-16 2008-08-31
WU Ka Ho, Stanley 胡嘉浩 RE 4 2007-05-22 2008-04-05
WU Ka Ho, Stanley 胡嘉浩 RE 6 2007-05-22 2008-04-05
LAU Keng Fai, Patrick 劉鏡輝 RE 6 2007-07-19 2007-08-14
CHEUNG Kei Yim 張祺豔 RE 4 2007-05-23 2007-06-19
CHEUNG Kei Yim 張祺豔 RE 6 2007-05-23 2007-06-19
TSOI Man Yu, Phyllis 蔡敏如 RE 4 2004-08-30 2007-06-16
TSOI Man Yu, Phyllis 蔡敏如 RE 6 2004-08-30 2007-06-16
CHUNG Tak Ming 鍾德明 RO 6 2006-06-14 2007-05-31
YEUNG Tin Long 楊天朗 RE 4 2006-05-11 2006-08-19
YEUNG Tin Long 楊天朗 RE 6 2006-05-11 2006-08-19
SHE Chiu Shun Ernest 佘超舜 RE 4 2005-12-07 2006-05-29
SHE Chiu Shun Ernest 佘超舜 RE 6 2005-12-07 2006-05-29
PANG Pui Yin, Thomas 彭沛然 RO 4 2003-11-27 2005-10-15
PANG Pui Yin, Thomas 彭沛然 RO 6 2003-11-27 2005-10-15
POON Wai Man, Shirley 潘惠敏 RE 4 2003-11-04 2004-12-09
POON Wai Man, Shirley 潘惠敏 RE 6 2003-11-04 2004-12-09
LOU Ming 劉明 RE 4 2004-07-09 2004-08-26
LOU Ming 劉明 RO 6 2004-07-09 2004-08-26
CHEONG Ying Chew, Henry 張英潮 RO 4 2003-04-01 2004-04-06
CHEONG Ying Chew, Henry 張英潮 RO 6 2003-04-01 2004-04-06
CHEONG Ying Chew, Henry 張英潮 RO 9 2003-04-01 2004-04-06
KWOK Kin Kwong, Gary 郭建江 RE 4 2004-01-21 2004-02-10
KWOK Kin Kwong, Gary 郭建江 RE 6 2004-01-21 2004-02-10
CHENG Kwok Kin, Paul 鄭國乾 RO 4 2003-04-01 2004-01-08
CHENG Kwok Kin, Paul 鄭國乾 RO 6 2003-04-01 2004-01-08
CHENG Kwok Kin, Paul 鄭國乾 RO 9 2003-04-01 2004-01-08

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