Hong Kong SFC licence institution AAZ733, CLSA Futures Limited 里昂期貨有限公司

These are the licence-holders that were found for SFC licence institution AAZ733 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

Name Role Activity Start date End date
BEATTIE Nigel John RO 2 2015-09-24 2016-02-15
BEATTIE Nigel John RO 5 2015-09-24 2016-02-15
GAN Tanya Li Phing RO 2 2015-09-04 2016-02-15
GAN Tanya Li Phing RO 5 2015-09-04 2016-02-15
KWONG Hiu Fung, Sunny 鄺曉楓 RE 2 2015-06-26 2016-02-15
SKINNER Donald William Lennox RO 2 2015-03-27 2016-02-15
SKINNER Donald William Lennox RO 5 2015-03-27 2016-02-15
YUNG Chun Woon, Louis 翁進煥 RE 2 2015-02-17 2016-02-15
YEUNG Queenie Wan Man 楊韻汶 RE 2 2015-01-13 2016-02-15
CHIU Jone Yin 趙仲賢 RE 2 2015-01-12 2016-02-15
CODRON Edward Alexander RE 2 2014-03-12 2016-02-15
JAEGER Christian John RE 2 2013-12-23 2016-02-15
CHENG Ning Hin, Eric 鄭寧軒 RE 2 2013-12-23 2016-02-15
MCCULLOCH Cale O'Yeah RE 2 2013-12-23 2016-02-15
LAI Norman 黎樂仁 RE 2 2013-12-20 2016-02-15
GLADSTONE Thomas Xenophon RE 2 2013-01-02 2016-02-15
WONG Ka Ming, Alan 王嘉明 RE 2 2010-10-29 2016-02-15
JOHNSON Pekka David RE 2 2010-08-20 2016-02-15
BAKER Maureen Lee RE 2 2010-05-12 2016-02-15
NGAI Chun Kit, Henry 倪俊傑 RE 2 2010-05-10 2016-02-15
CHANTHONGKAEW Sorach RE 2 2008-04-29 2016-02-15
LAW Yuk Ha, Lucia 羅玉霞 RE 2 2003-04-01 2016-02-15
ONG So Po, Polly 王素寶 RE 2 2003-04-01 2016-02-15
TAN Ruby Enrika Sock Mei RE 2 2011-11-10 2016-01-29
AXELSSON Lars Joakim RE 2 2015-06-16 2016-01-14
LEE Poh Aik RE 2 2009-06-19 2015-12-31
LAM Ting, Don 林挺 RO 5 2015-06-03 2015-11-20
LAM Ting, Don 林挺 RO 2 2014-07-10 2015-11-20
FISHER Kirstie Jane RO 5 2011-03-14 2015-10-05
FISHER Kirstie Jane RO 2 2010-05-03 2015-10-05
GAN Tanya Li Phing RE 2 2008-02-26 2015-09-04
KONG Mengyao 孔梦遥 RE 2 2015-04-24 2015-08-13
LAU Sze Nga 劉詩雅 RE 2 2010-09-30 2015-08-13
LEE Bing Cai Ryan 李秉財 RE 2 2015-04-27 2015-06-24
SUN Jia 孫佳 RE 2 2015-02-25 2015-04-23
BIRD John David RO 5 2007-03-07 2015-03-28
BIRD John David RO 2 2005-02-01 2015-03-28
MAYNARD Andrew Charles RO 5 2012-09-07 2015-03-19
MAYNARD Andrew Charles RO 2 2011-11-17 2015-03-19
HUYNH Armand 曹浩朗 RE 2 2013-08-23 2014-11-07
LAM Ting, Don 林挺 RE 2 2003-04-01 2014-07-10
TAPLEY Kevin Thomas RE 2 2013-12-23 2014-05-31
WEI Wei 魏薇 RE 2 2013-11-01 2013-11-26
YEUNG See Ah 楊思雅 RE 2 2010-06-11 2013-07-18
SKINNER Donald William Lennox RE 2 2012-07-05 2013-01-10
SKINNER Donald William Lennox RE 5 2012-07-05 2013-01-10
HOWIE Fraser John Thomas RE 2 2003-08-08 2012-11-01
PATIL Girish Shivaji RE 2 2011-12-07 2012-10-27
MAYNARD Andrew Charles RE 5 2011-05-30 2012-09-07
SKINNER Donald William Lennox RO 2 2003-04-01 2012-07-05
SKINNER Donald William Lennox RO 5 2003-04-01 2012-07-05
DHARIA Akash RE 2 2011-12-13 2012-06-13
SMITH Timothy Clement RE 2 2009-06-30 2012-06-13
WONG Ka Lam, Lesley 黃嘉琳 RE 2 2012-04-27 2012-05-19
LEUNG Fiona Man Yee 梁文怡 RE 2 2011-08-19 2012-02-28
MAYNARD Andrew Charles RE 2 2011-05-30 2011-11-17
CHAK Kwok Fai, Alan 翟國輝 RE 2 2008-06-02 2010-11-23
KUNG Suk Han, Joyce 龔淑嫻 RE 2 2010-05-12 2010-11-10
BOLON Jonathan Quinn RE 2 2010-05-17 2010-07-29
ALEXANDER Michael Lewis RE 2 2005-08-04 2010-07-19
TAN Shao Khing Bruce RE 2 2009-06-05 2010-05-29
WATT Mary Elizabeth McNamara RE 2 2003-12-29 2010-05-14
WATT Mary Elizabeth McNamara RE 5 2003-12-29 2010-05-14
FISHER Kirstie Jane RE 2 2006-09-18 2010-05-03
KAM Stephen Cheuk Hang 甘卓亨 RE 2 2009-07-20 2010-01-13
KO Raymond 高力文 RE 2 2008-10-08 2009-09-18
CHEN Alan Bing RE 2 2003-04-01 2009-09-10
MORRISON Robert William Bentley RO 5 2007-03-13 2009-06-30
MORRISON Robert William Bentley RO 2 2003-04-01 2009-06-30
NGUYEN Nguyen Thanh RE 2 2007-11-20 2009-03-05
KIM Eugene Hwang RE 2 2006-07-25 2008-11-28
YEOH Jonathan Sheung Chern RE 2 2006-05-22 2008-11-24
LANE Graeme John RO 2 2007-08-14 2008-11-20
TANG Kam Ming, Calvin 鄧鑑明 RE 2 2006-02-20 2008-11-20
PIENAAR Ross Daniel RE 2 2008-11-04 2008-11-14
MARTIN Todd Stuart RE 2 2006-07-08 2008-11-13
MARTIN Todd Stuart RE 5 2006-07-08 2008-11-13
RUBER Matthew Albert RE 2 2003-04-01 2008-09-26
MAK Cassandra Frances Wai Kwun 麥慧君 RE 2 2008-04-23 2008-08-20
WONG Kwok Leung 王國良 RE 2 2008-02-13 2008-07-10
LEE Patrick Maung RE 2 2006-09-07 2008-05-10
LEE Patrick Maung RE 5 2006-09-07 2008-05-10
CHENG Tau Cheung 鄭導昌 RE 2 2006-09-12 2008-05-03
CHENG Tau Cheung 鄭導昌 RE 5 2006-02-10 2008-05-03
MARKOSOV Suren Gueorgui RE 5 2006-10-13 2008-04-25
MARKOSOV Suren Gueorgui RE 2 2006-10-10 2008-04-25
STILES Andrew Guy RE 2 2003-12-09 2008-02-13
LAM Si Yang, Calvin 林思暘 RE 2 2007-02-14 2007-10-03
FUNG Wai Yip, Patrick 馮偉業 RE 2 2007-05-09 2007-09-29
LANE Graeme John RE 2 2006-11-24 2007-08-14
YOO Peter B RE 2 2006-10-23 2007-08-10
ARCULLI Kim Melanie RE 2 2007-01-03 2007-07-31
YUSUP Daniel RE 2 2006-04-26 2007-07-13
SALDANHA Joshua Gerard RE 2 2006-09-28 2007-06-26
ROBERTS Christopher Fenton 羅弼時 RE 5 2006-02-20 2007-06-19
CHEUNG Kwok Wah 張國華 RE 2 2006-12-04 2007-01-24
CHAN Chau Yuen 陳秋源 RE 2 2003-04-01 2006-11-10
COULL Gary William John RO 2 2003-04-01 2006-10-16
COULL Gary William John RO 5 2003-04-01 2006-10-16
LAM Ze Wa, Monica 林詩華 RE 2 2004-12-07 2006-09-01
CHOW Ka Ching, Jimmy 周家正 RE 2 2003-04-01 2006-08-07
CHEUNG Adrian Kwok Kuen 張國權 RE 2 2005-05-26 2006-08-04
NGO Long Hoang 黃龍 RE 2 2005-08-10 2006-06-23
MACQUEEN Edward Charles RE 2 2003-08-25 2006-06-02
CHAN Yat Hang 陳日恆 RE 2 2003-04-01 2006-05-30
ROBERTS Christopher Fenton 羅弼時 RE 2 2006-02-20 2006-04-07
LO Chi Keung 盧志強 RE 2 2003-04-01 2006-02-03
HUGH Chuen Loong 丘俊隆 RE 2 2003-04-01 2006-01-31
HUGH Chuen Loong 丘俊隆 RE 5 2003-04-01 2006-01-31
LEE Sheldon 李超倫 RE 2 2003-04-01 2005-10-05
LEE Sheldon 李超倫 RE 5 2003-04-01 2005-10-05
ALEXANDER Michael Lewis RO 2 2005-02-01 2005-08-04
HUI Ho Ming 許浩明 RE 2 2003-04-01 2005-07-27
CHAU Kai Chung, Raymond 周啟聰 RE 2 2003-04-01 2005-04-11
DADABHOY Imran Sooleman RE 2 2003-12-09 2005-03-09
ALEXANDER Michael Lewis RE 2 2004-12-22 2005-02-01
BIRD John David RE 2 2004-07-19 2005-02-01
THOMAS Howel Gruffudd Rhys RE 2 2003-04-01 2005-01-12
NG Chun To, Raymond 吳鎮濤 RE 2 2003-04-01 2004-12-20
ROCHE Thomas Damian RO 2 2003-07-25 2004-12-13
COULL Gary William John RO 9 2003-04-01 2004-08-17
SKINNER Donald William Lennox RO 9 2003-04-01 2004-08-17
SACHANANDANI Bharat Kumar 邵巴特 RE 2 2003-08-13 2004-06-17
BAHUREL Julien Yves RE 2 2003-04-01 2004-06-17
CHUI Kit Man 崔結文 RE 2 2003-04-01 2004-06-17
LAU Suet Sum, Shirley 劉雪心 RE 2 2003-04-01 2004-06-17
BOURMAYAN Vahe Olivier RE 2 2003-09-16 2004-06-16
MACHAYEKHI Emmanuel Dana RE 2 2003-10-20 2004-06-04
YU Kai Kai 余皆佳 RE 2 2003-04-01 2004-05-26
THOMAS Howel Gruffudd Rhys RE 5 2003-04-01 2004-05-25
THOMAS Howel Gruffudd Rhys RE 9 2003-04-01 2004-05-25
ONG So Po, Polly 王素寶 RE 5 2003-04-01 2004-05-04
ONG So Po, Polly 王素寶 RE 9 2003-04-01 2004-05-04
CHEN Alan Bing RE 5 2003-04-01 2004-05-04
CHEN Alan Bing RE 9 2003-04-01 2004-05-04
LAM Ting, Don 林挺 RE 5 2003-04-01 2004-05-03
LAM Ting, Don 林挺 RE 9 2003-04-01 2004-05-03
CHOW Ka Ching, Jimmy 周家正 RE 5 2003-04-01 2004-05-03
CHOW Ka Ching, Jimmy 周家正 RE 9 2003-04-01 2004-05-03
KAM Pui Lee, Alice 金蓓莉 RE 2 2003-04-01 2004-03-23
KAM Pui Lee, Alice 金蓓莉 RE 5 2003-04-01 2004-03-18
KAM Pui Lee, Alice 金蓓莉 RE 9 2003-04-01 2004-03-18
LAW Yuk Ha, Lucia 羅玉霞 RE 5 2003-04-01 2004-03-18
LAW Yuk Ha, Lucia 羅玉霞 RE 9 2003-04-01 2004-03-18
CHAU Kai Chung, Raymond 周啟聰 RE 5 2003-04-01 2004-03-18
CHAU Kai Chung, Raymond 周啟聰 RE 9 2003-04-01 2004-03-18
HUI Ho Ming 許浩明 RE 5 2003-04-01 2004-03-18
HUI Ho Ming 許浩明 RE 9 2003-04-01 2004-03-18
HUGH Chuen Loong 丘俊隆 RE 9 2003-04-01 2004-03-18
NG Chun To, Raymond 吳鎮濤 RE 5 2003-04-01 2004-03-18
NG Chun To, Raymond 吳鎮濤 RE 9 2003-04-01 2004-03-18
CHAN Yat Hang 陳日恆 RE 5 2003-04-01 2004-03-18
CHAN Yat Hang 陳日恆 RE 9 2003-04-01 2004-03-18
BAHUREL Julien Yves RE 5 2003-04-01 2004-03-18
BAHUREL Julien Yves RE 9 2003-04-01 2004-03-18
CHUI Kit Man 崔結文 RE 5 2003-04-01 2004-03-18
CHUI Kit Man 崔結文 RE 9 2003-04-01 2004-03-18
CHAN Chau Yuen 陳秋源 RE 5 2003-04-01 2004-03-18
CHAN Chau Yuen 陳秋源 RE 9 2003-04-01 2004-03-18
YU Kai Kai 余皆佳 RE 5 2003-04-01 2004-03-18
YU Kai Kai 余皆佳 RE 9 2003-04-01 2004-03-18
LO Chiu Wai 羅昭維 RE 2 2003-06-16 2004-03-16
LEE Sheldon 李超倫 RE 9 2003-04-01 2004-03-16
RUBER Matthew Albert RE 5 2003-04-01 2004-03-16
RUBER Matthew Albert RE 9 2003-04-01 2004-03-16
LAU Suet Sum, Shirley 劉雪心 RE 5 2003-04-01 2004-03-16
LAU Suet Sum, Shirley 劉雪心 RE 9 2003-04-01 2004-03-16
HUE Ying Fai, Hideki 許英輝 RE 2 2003-04-01 2004-03-10
KWOK Ana 郭安妮 RE 2 2003-04-01 2004-03-09
KWOK Ana 郭安妮 RE 5 2003-04-01 2004-03-09
KWOK Ana 郭安妮 RE 9 2003-04-01 2004-03-09
HUE Ying Fai, Hideki 許英輝 RE 5 2003-04-01 2004-03-09
HUE Ying Fai, Hideki 許英輝 RE 9 2003-04-01 2004-03-09
CHAN Ka Wai 陳嘉慧 RE 2 2003-09-09 2003-11-06
MC COY Michael Andrew RO 2 2003-04-01 2003-10-03
MC COY Michael Andrew RO 5 2003-04-01 2003-10-03
MC COY Michael Andrew RO 9 2003-04-01 2003-10-03
ROCHE Thomas Damian RE 2 2003-04-01 2003-07-25
LO Chi Keung 盧志強 RE 5 2003-04-01 2003-07-25
LO Chi Keung 盧志強 RE 9 2003-04-01 2003-07-25
MORRISON Robert William Bentley RO 5 2003-04-01 2003-07-02
MORRISON Robert William Bentley RO 9 2003-04-01 2003-07-02
ROCHE Thomas Damian RE 5 2003-04-01 2003-06-10
ROCHE Thomas Damian RE 9 2003-04-01 2003-06-10

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