Hong Kong SFC licence institution AAZ733, CLSA Futures Limited 里昂期貨有限公司

These are the licence-holders that were found for SFC licence institution AAZ733 on the SFC website.

Get in touch for API access to all sorts of public Hong Kong data

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA119 ARCULLI Kim Melanie RE Dealing in Futures Contracts 2007-01-03 2007-07-31
AAB158 KWOK Ana 郭安妮 RE Dealing in Futures Contracts 2003-04-01 2004-03-09
AAB158 KWOK Ana 郭安妮 RE Advising on Futures Contracts 2003-04-01 2004-03-09
AAB158 KWOK Ana 郭安妮 RE Asset Management 2003-04-01 2004-03-09
AAB495 COULL Gary William John RO Dealing in Futures Contracts 2003-04-01 2006-10-16
AAB495 COULL Gary William John RO Advising on Futures Contracts 2003-04-01 2006-10-16
AAB495 COULL Gary William John RO Asset Management 2003-04-01 2004-08-17
AAB624 KAM Pui Lee, Alice 金蓓莉 RE Dealing in Futures Contracts 2003-04-01 2004-03-23
AAB624 KAM Pui Lee, Alice 金蓓莉 RE Advising on Futures Contracts 2003-04-01 2004-03-18
AAB624 KAM Pui Lee, Alice 金蓓莉 RE Asset Management 2003-04-01 2004-03-18
AAD528 ROBERTS Christopher Fenton 羅弼時 RE Dealing in Futures Contracts 2006-02-20 2006-04-07
AAD528 ROBERTS Christopher Fenton 羅弼時 RE Advising on Futures Contracts 2006-02-20 2007-06-19
AAD560 LAW Yuk Ha, Lucia 羅玉霞 RE Dealing in Futures Contracts 2003-04-01 2016-02-15
AAD560 LAW Yuk Ha, Lucia 羅玉霞 RE Advising on Futures Contracts 2003-04-01 2004-03-18
AAD560 LAW Yuk Ha, Lucia 羅玉霞 RE Asset Management 2003-04-01 2004-03-18
AAF167 MC COY Michael Andrew RO Dealing in Futures Contracts 2003-04-01 2003-10-03
AAF167 MC COY Michael Andrew RO Advising on Futures Contracts 2003-04-01 2003-10-03
AAF167 MC COY Michael Andrew RO Asset Management 2003-04-01 2003-10-03
AAI493 SKINNER Donald William Lennox RE Dealing in Futures Contracts 2012-07-05 2013-01-10
AAI493 SKINNER Donald William Lennox RO Dealing in Futures Contracts 2003-04-01 2012-07-05
AAI493 SKINNER Donald William Lennox RO Dealing in Futures Contracts 2015-03-27 2016-02-15
AAI493 SKINNER Donald William Lennox RE Advising on Futures Contracts 2012-07-05 2013-01-10
AAI493 SKINNER Donald William Lennox RO Advising on Futures Contracts 2003-04-01 2012-07-05
AAI493 SKINNER Donald William Lennox RO Advising on Futures Contracts 2015-03-27 2016-02-15
AAI493 SKINNER Donald William Lennox RO Asset Management 2003-04-01 2004-08-17
AAY091 CHAK Kwok Fai, Alan 翟國輝 RE Dealing in Futures Contracts 2008-06-02 2010-11-23
ABE303 STILES Andrew Guy RE Dealing in Futures Contracts 2003-12-09 2008-02-13
ABH437 ONG So Po, Polly 王素寶 RE Dealing in Futures Contracts 2003-04-01 2016-02-15
ABH437 ONG So Po, Polly 王素寶 RE Advising on Futures Contracts 2003-04-01 2004-05-04
ABH437 ONG So Po, Polly 王素寶 RE Asset Management 2003-04-01 2004-05-04
ABN490 LAM Ting, Don 林挺 RE Dealing in Futures Contracts 2003-04-01 2014-07-10
ABN490 LAM Ting, Don 林挺 RO Dealing in Futures Contracts 2014-07-10 2015-11-20
ABN490 LAM Ting, Don 林挺 RE Advising on Futures Contracts 2003-04-01 2004-05-03
ABN490 LAM Ting, Don 林挺 RO Advising on Futures Contracts 2015-06-03 2015-11-20
ABN490 LAM Ting, Don 林挺 RE Asset Management 2003-04-01 2004-05-03
ABT540 MARTIN Todd Stuart RE Dealing in Futures Contracts 2006-07-08 2008-11-13
ABT540 MARTIN Todd Stuart RE Advising on Futures Contracts 2006-07-08 2008-11-13
ABX016 CHEUNG Adrian Kwok Kuen 張國權 RE Dealing in Futures Contracts 2005-05-26 2006-08-04
ACE470 CHAU Kai Chung, Raymond 周啟聰 RE Dealing in Futures Contracts 2003-04-01 2005-04-11
ACE470 CHAU Kai Chung, Raymond 周啟聰 RE Advising on Futures Contracts 2003-04-01 2004-03-18
ACE470 CHAU Kai Chung, Raymond 周啟聰 RE Asset Management 2003-04-01 2004-03-18
ACK647 MAYNARD Andrew Charles RE Dealing in Futures Contracts 2011-05-30 2011-11-17
ACK647 MAYNARD Andrew Charles RO Dealing in Futures Contracts 2011-11-17 2015-03-19
ACK647 MAYNARD Andrew Charles RE Advising on Futures Contracts 2011-05-30 2012-09-07
ACK647 MAYNARD Andrew Charles RO Advising on Futures Contracts 2012-09-07 2015-03-19
ACM773 BEATTIE Nigel John RO Dealing in Futures Contracts 2015-09-24 2016-02-15
ACM773 BEATTIE Nigel John RO Advising on Futures Contracts 2015-09-24 2016-02-15
ACO981 LEE Sheldon 李超倫 RE Dealing in Futures Contracts 2003-04-01 2005-10-05
ACO981 LEE Sheldon 李超倫 RE Advising on Futures Contracts 2003-04-01 2005-10-05
ACO981 LEE Sheldon 李超倫 RE Asset Management 2003-04-01 2004-03-16
ACQ676 HUI Ho Ming 許浩明 RE Dealing in Futures Contracts 2003-04-01 2005-07-27
ACQ676 HUI Ho Ming 許浩明 RE Advising on Futures Contracts 2003-04-01 2004-03-18
ACQ676 HUI Ho Ming 許浩明 RE Asset Management 2003-04-01 2004-03-18
ACS807 WATT Mary Elizabeth McNamara RE Dealing in Futures Contracts 2003-12-29 2010-05-14
ACS807 WATT Mary Elizabeth McNamara RE Advising on Futures Contracts 2003-12-29 2010-05-14
ACT589 RUBER Matthew Albert RE Dealing in Futures Contracts 2003-04-01 2008-09-26
ACT589 RUBER Matthew Albert RE Advising on Futures Contracts 2003-04-01 2004-03-16
ACT589 RUBER Matthew Albert RE Asset Management 2003-04-01 2004-03-16
ACU450 ROCHE Thomas Damian RE Dealing in Futures Contracts 2003-04-01 2003-07-25
ACU450 ROCHE Thomas Damian RO Dealing in Futures Contracts 2003-07-25 2004-12-13
ACU450 ROCHE Thomas Damian RE Advising on Futures Contracts 2003-04-01 2003-06-10
ACU450 ROCHE Thomas Damian RE Asset Management 2003-04-01 2003-06-10
ACZ289 HUGH Chuen Loong 丘俊隆 RE Dealing in Futures Contracts 2003-04-01 2006-01-31
ACZ289 HUGH Chuen Loong 丘俊隆 RE Advising on Futures Contracts 2003-04-01 2006-01-31
ACZ289 HUGH Chuen Loong 丘俊隆 RE Asset Management 2003-04-01 2004-03-18
ADA209 NG Chun To, Raymond 吳鎮濤 RE Dealing in Futures Contracts 2003-04-01 2004-12-20
ADA209 NG Chun To, Raymond 吳鎮濤 RE Advising on Futures Contracts 2003-04-01 2004-03-18
ADA209 NG Chun To, Raymond 吳鎮濤 RE Asset Management 2003-04-01 2004-03-18
ADD588 GLADSTONE Thomas Xenophon RE Dealing in Futures Contracts 2013-01-02 2016-02-15
ADI947 CHAN Yat Hang 陳日恆 RE Dealing in Futures Contracts 2003-04-01 2006-05-30
ADI947 CHAN Yat Hang 陳日恆 RE Advising on Futures Contracts 2003-04-01 2004-03-18
ADI947 CHAN Yat Hang 陳日恆 RE Asset Management 2003-04-01 2004-03-18
ADL598 JOHNSON Pekka David RE Dealing in Futures Contracts 2010-08-20 2016-02-15
ADO740 HUE Ying Fai, Hideki 許英輝 RE Dealing in Futures Contracts 2003-04-01 2004-03-10
ADO740 HUE Ying Fai, Hideki 許英輝 RE Advising on Futures Contracts 2003-04-01 2004-03-09
ADO740 HUE Ying Fai, Hideki 許英輝 RE Asset Management 2003-04-01 2004-03-09
ADS535 THOMAS Howel Gruffudd Rhys RE Dealing in Futures Contracts 2003-04-01 2005-01-12
ADS535 THOMAS Howel Gruffudd Rhys RE Advising on Futures Contracts 2003-04-01 2004-05-25
ADS535 THOMAS Howel Gruffudd Rhys RE Asset Management 2003-04-01 2004-05-25
ADW025 HOWIE Fraser John Thomas RE Dealing in Futures Contracts 2003-08-08 2012-11-01
ADZ442 CHOW Ka Ching, Jimmy 周家正 RE Dealing in Futures Contracts 2003-04-01 2006-08-07
ADZ442 CHOW Ka Ching, Jimmy 周家正 RE Advising on Futures Contracts 2003-04-01 2004-05-03
ADZ442 CHOW Ka Ching, Jimmy 周家正 RE Asset Management 2003-04-01 2004-05-03
AEF259 NGAI Chun Kit, Henry 倪俊傑 RE Dealing in Futures Contracts 2010-05-10 2016-02-15
AEH768 CHEN Alan Bing RE Dealing in Futures Contracts 2003-04-01 2009-09-10
AEH768 CHEN Alan Bing RE Advising on Futures Contracts 2003-04-01 2004-05-04
AEH768 CHEN Alan Bing RE Asset Management 2003-04-01 2004-05-04
AEI384 KAM Stephen Cheuk Hang 甘卓亨 RE Dealing in Futures Contracts 2009-07-20 2010-01-13
AEY447 LAM Ze Wa, Monica 林詩華 RE Dealing in Futures Contracts 2004-12-07 2006-09-01
AEZ956 BAHUREL Julien Yves RE Dealing in Futures Contracts 2003-04-01 2004-06-17
AEZ956 BAHUREL Julien Yves RE Advising on Futures Contracts 2003-04-01 2004-03-18
AEZ956 BAHUREL Julien Yves RE Asset Management 2003-04-01 2004-03-18
AFC185 CHENG Tau Cheung 鄭導昌 RE Dealing in Futures Contracts 2006-09-12 2008-05-03
AFC185 CHENG Tau Cheung 鄭導昌 RE Advising on Futures Contracts 2006-02-10 2008-05-03
AFI537 CHUI Kit Man 崔結文 RE Dealing in Futures Contracts 2003-04-01 2004-06-17
AFI537 CHUI Kit Man 崔結文 RE Advising on Futures Contracts 2003-04-01 2004-03-18
AFI537 CHUI Kit Man 崔結文 RE Asset Management 2003-04-01 2004-03-18
AFQ905 CHAN Chau Yuen 陳秋源 RE Dealing in Futures Contracts 2003-04-01 2006-11-10
AFQ905 CHAN Chau Yuen 陳秋源 RE Advising on Futures Contracts 2003-04-01 2004-03-18
AFQ905 CHAN Chau Yuen 陳秋源 RE Asset Management 2003-04-01 2004-03-18
AFT576 LO Chiu Wai 羅昭維 RE Dealing in Futures Contracts 2003-06-16 2004-03-16
AFT940 LO Chi Keung 盧志強 RE Dealing in Futures Contracts 2003-04-01 2006-02-03
AFT940 LO Chi Keung 盧志強 RE Advising on Futures Contracts 2003-04-01 2003-07-25
AFT940 LO Chi Keung 盧志強 RE Asset Management 2003-04-01 2003-07-25
AGF175 CHAN Ka Wai 陳嘉慧 RE Dealing in Futures Contracts 2003-09-09 2003-11-06
AGK066 LAU Suet Sum, Shirley 劉雪心 RE Dealing in Futures Contracts 2003-04-01 2004-06-17
AGK066 LAU Suet Sum, Shirley 劉雪心 RE Advising on Futures Contracts 2003-04-01 2004-03-16
AGK066 LAU Suet Sum, Shirley 劉雪心 RE Asset Management 2003-04-01 2004-03-16
AGO346 CHEUNG Kwok Wah 張國華 RE Dealing in Futures Contracts 2006-12-04 2007-01-24
AGP054 NGO Long Hoang 黃龍 RE Dealing in Futures Contracts 2005-08-10 2006-06-23
AGQ547 MORRISON Robert William Bentley RO Dealing in Futures Contracts 2003-04-01 2009-06-30
AGQ547 MORRISON Robert William Bentley RO Advising on Futures Contracts 2003-04-01 2003-07-02
AGQ547 MORRISON Robert William Bentley RO Advising on Futures Contracts 2007-03-13 2009-06-30
AGQ547 MORRISON Robert William Bentley RO Asset Management 2003-04-01 2003-07-02
AGR372 ALEXANDER Michael Lewis RE Dealing in Futures Contracts 2004-12-22 2005-02-01
AGR372 ALEXANDER Michael Lewis RE Dealing in Futures Contracts 2005-08-04 2010-07-19
AGR372 ALEXANDER Michael Lewis RO Dealing in Futures Contracts 2005-02-01 2005-08-04
AHR083 YU Kai Kai 余皆佳 RE Dealing in Futures Contracts 2003-04-01 2004-05-26
AHR083 YU Kai Kai 余皆佳 RE Advising on Futures Contracts 2003-04-01 2004-03-18
AHR083 YU Kai Kai 余皆佳 RE Asset Management 2003-04-01 2004-03-18
AIL123 KO Raymond 高力文 RE Dealing in Futures Contracts 2008-10-08 2009-09-18
AIU750 MACQUEEN Edward Charles RE Dealing in Futures Contracts 2003-08-25 2006-06-02
AJD185 SACHANANDANI Bharat Kumar 邵巴特 RE Dealing in Futures Contracts 2003-08-13 2004-06-17
AJD563 BOURMAYAN Vahe Olivier RE Dealing in Futures Contracts 2003-09-16 2004-06-16
AJF241 MACHAYEKHI Emmanuel Dana RE Dealing in Futures Contracts 2003-10-20 2004-06-04
AJH414 DADABHOY Imran Sooleman RE Dealing in Futures Contracts 2003-12-09 2005-03-09
AKY461 BIRD John David RE Dealing in Futures Contracts 2004-07-19 2005-02-01
AKY461 BIRD John David RO Dealing in Futures Contracts 2005-02-01 2015-03-28
AKY461 BIRD John David RO Advising on Futures Contracts 2007-03-07 2015-03-28
ALG109 HUYNH Armand 曹浩朗 RE Dealing in Futures Contracts 2013-08-23 2014-11-07
AMH579 YUSUP Daniel RE Dealing in Futures Contracts 2006-04-26 2007-07-13
AMI208 SMITH Timothy Clement RE Dealing in Futures Contracts 2009-06-30 2012-06-13
AMI359 MARKOSOV Suren Gueorgui RE Dealing in Futures Contracts 2006-10-10 2008-04-25
AMI359 MARKOSOV Suren Gueorgui RE Advising on Futures Contracts 2006-10-13 2008-04-25
AMN771 MAK Cassandra Frances Wai Kwun 麥慧君 RE Dealing in Futures Contracts 2008-04-23 2008-08-20
AMY547 LEE Patrick Maung RE Dealing in Futures Contracts 2006-09-07 2008-05-10
AMY547 LEE Patrick Maung RE Advising on Futures Contracts 2006-09-07 2008-05-10
ANB177 YEOH Jonathan Sheung Chern RE Dealing in Futures Contracts 2006-05-22 2008-11-24
ANB180 SALDANHA Joshua Gerard RE Dealing in Futures Contracts 2006-09-28 2007-06-26
ANB555 TANG Kam Ming, Calvin 鄧鑑明 RE Dealing in Futures Contracts 2006-02-20 2008-11-20
ANE253 YEUNG Queenie Wan Man 楊韻汶 RE Dealing in Futures Contracts 2015-01-13 2016-02-15
ANI829 WEI Wei 魏薇 RE Dealing in Futures Contracts 2013-11-01 2013-11-26
ANR849 KIM Eugene Hwang RE Dealing in Futures Contracts 2006-07-25 2008-11-28
ANY183 FISHER Kirstie Jane RE Dealing in Futures Contracts 2006-09-18 2010-05-03
ANY183 FISHER Kirstie Jane RO Dealing in Futures Contracts 2010-05-03 2015-10-05
ANY183 FISHER Kirstie Jane RO Advising on Futures Contracts 2011-03-14 2015-10-05
AOB378 YOO Peter B RE Dealing in Futures Contracts 2006-10-23 2007-08-10
AOG216 LANE Graeme John RE Dealing in Futures Contracts 2006-11-24 2007-08-14
AOG216 LANE Graeme John RO Dealing in Futures Contracts 2007-08-14 2008-11-20
AON896 YUNG Chun Woon, Louis 翁進煥 RE Dealing in Futures Contracts 2015-02-17 2016-02-15
AOO266 LAM Si Yang, Calvin 林思暘 RE Dealing in Futures Contracts 2007-02-14 2007-10-03
AOO554 PIENAAR Ross Daniel RE Dealing in Futures Contracts 2008-11-04 2008-11-14
AOO555 NGUYEN Nguyen Thanh RE Dealing in Futures Contracts 2007-11-20 2009-03-05
AOP016 GAN Tanya Li Phing RE Dealing in Futures Contracts 2008-02-26 2015-09-04
AOP016 GAN Tanya Li Phing RO Dealing in Futures Contracts 2015-09-04 2016-02-15
AOP016 GAN Tanya Li Phing RO Advising on Futures Contracts 2015-09-04 2016-02-15
AOT370 BAKER Maureen Lee RE Dealing in Futures Contracts 2010-05-12 2016-02-15
AOW903 FUNG Wai Yip, Patrick 馮偉業 RE Dealing in Futures Contracts 2007-05-09 2007-09-29
APD422 JAEGER Christian John RE Dealing in Futures Contracts 2013-12-23 2016-02-15
APO627 LEUNG Fiona Man Yee 梁文怡 RE Dealing in Futures Contracts 2011-08-19 2012-02-28
AQC205 LAI Norman 黎樂仁 RE Dealing in Futures Contracts 2013-12-20 2016-02-15
AQM723 WONG Kwok Leung 王國良 RE Dealing in Futures Contracts 2008-02-13 2008-07-10
AQX938 CHANTHONGKAEW Sorach RE Dealing in Futures Contracts 2008-04-29 2016-02-15
ARD193 LAU Sze Nga 劉詩雅 RE Dealing in Futures Contracts 2010-09-30 2015-08-13
ARD761 YEUNG See Ah 楊思雅 RE Dealing in Futures Contracts 2010-06-11 2013-07-18
ARF360 KUNG Suk Han, Joyce 龔淑嫻 RE Dealing in Futures Contracts 2010-05-12 2010-11-10
ARH276 BOLON Jonathan Quinn RE Dealing in Futures Contracts 2010-05-17 2010-07-29
ARQ657 WONG Ka Ming, Alan 王嘉明 RE Dealing in Futures Contracts 2010-10-29 2016-02-15
ASZ739 TAN Shao Khing Bruce RE Dealing in Futures Contracts 2009-06-05 2010-05-29
ATD682 LEE Poh Aik RE Dealing in Futures Contracts 2009-06-19 2015-12-31
ATJ099 TAPLEY Kevin Thomas RE Dealing in Futures Contracts 2013-12-23 2014-05-31
AVM591 CHENG Ning Hin, Eric 鄭寧軒 RE Dealing in Futures Contracts 2013-12-23 2016-02-15
AYJ627 TAN Ruby Enrika Sock Mei RE Dealing in Futures Contracts 2011-11-10 2016-01-29
AYO672 DHARIA Akash RE Dealing in Futures Contracts 2011-12-13 2012-06-13
AYO673 PATIL Girish Shivaji RE Dealing in Futures Contracts 2011-12-07 2012-10-27
AYQ559 KWONG Hiu Fung, Sunny 鄺曉楓 RE Dealing in Futures Contracts 2015-06-26 2016-02-15
AZJ507 WONG Ka Lam, Lesley 黃嘉琳 RE Dealing in Futures Contracts 2012-04-27 2012-05-19
BAC402 MCCULLOCH Cale O'Yeah RE Dealing in Futures Contracts 2013-12-23 2016-02-15
BBX870 CODRON Edward Alexander RE Dealing in Futures Contracts 2014-03-12 2016-02-15
BCZ927 CHIU Jone Yin 趙仲賢 RE Dealing in Futures Contracts 2015-01-12 2016-02-15
BEB067 LEE Bing Cai Ryan 李秉財 RE Dealing in Futures Contracts 2015-04-27 2015-06-24
BEL247 KONG Mengyao 孔梦遥 RE Dealing in Futures Contracts 2015-04-24 2015-08-13
BEQ540 SUN Jia 孫佳 RE Dealing in Futures Contracts 2015-02-25 2015-04-23
BFN674 AXELSSON Lars Joakim RE Dealing in Futures Contracts 2015-06-16 2016-01-14

Get in touch to discuss your data needs now, at contact@dataguru.hk or with the form below:

© 2018 Data Guru Limited, a limited liability company incorporated in Hong Kong (company number 2768469)