Hong Kong SFC licence institution AAZ959, Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司

These are the licence-holders that were found for SFC licence institution AAZ959 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAD111 TAM Yuen Mei 譚婉薇 RO Dealing in Securities 2008-12-31 2012-04-01
AAD111 TAM Yuen Mei 譚婉薇 RE Advising on Securities 2004-03-16 2004-08-06
AAD111 TAM Yuen Mei 譚婉薇 RO Advising on Securities 2004-08-06 2012-04-01
AAD111 TAM Yuen Mei 譚婉薇 RE Advising on Futures Contracts 2004-03-16 2004-08-06
AAD111 TAM Yuen Mei 譚婉薇 RO Advising on Futures Contracts 2004-08-06 2011-02-01
AAD111 TAM Yuen Mei 譚婉薇 RE Asset Management 2004-03-16 2004-08-06
AAD111 TAM Yuen Mei 譚婉薇 RO Asset Management 2004-08-06 2012-04-01
AAI785 PENALOZA Philip O. 蔡偉立 RE Advising on Securities 2008-09-03 2009-02-10
AAI785 PENALOZA Philip O. 蔡偉立 RE Advising on Futures Contracts 2008-09-03 2009-02-10
AAI785 PENALOZA Philip O. 蔡偉立 RE Asset Management 2008-09-03 2009-02-10
AAJ218 SHE Chiu Yin, Duncan 佘超賢 RE Advising on Securities 2009-10-08 2012-03-31
AAJ218 SHE Chiu Yin, Duncan 佘超賢 RE Advising on Futures Contracts 2009-10-08 2011-02-01
AAJ218 SHE Chiu Yin, Duncan 佘超賢 RE Asset Management 2009-10-08 2012-03-31
ABC038 YU Pui Wah, Aven 余佩華 RE Advising on Securities 2007-04-10 2012-03-31
ABC038 YU Pui Wah, Aven 余佩華 RE Advising on Futures Contracts 2007-06-07 2011-02-01
ABC038 YU Pui Wah, Aven 余佩華 RE Asset Management 2007-06-07 2012-03-31
ABT745 HO Wai Hung Joannes 何偉雄 RE Advising on Securities 2003-04-01 2003-10-31
ABT745 HO Wai Hung Joannes 何偉雄 RE Advising on Corporate Finance 2003-04-01 2003-10-31
ABT745 HO Wai Hung Joannes 何偉雄 RE Asset Management 2003-04-01 2003-10-31
ACA976 YUEN Lai Fong, Dorothy 袁麗芳 RE Advising on Securities 2009-09-09 2011-06-30
ACA976 YUEN Lai Fong, Dorothy 袁麗芳 RE Advising on Futures Contracts 2009-09-09 2011-02-01
ACA976 YUEN Lai Fong, Dorothy 袁麗芳 RE Asset Management 2009-09-09 2011-06-30
ACE209 CHAN Chun Cheung 陳進長 RE Advising on Securities 2007-01-15 2008-04-21
ACE209 CHAN Chun Cheung 陳進長 RE Advising on Futures Contracts 2007-01-15 2008-04-21
ACE209 CHAN Chun Cheung 陳進長 RE Asset Management 2007-01-15 2008-04-21
ACG483 TSE Ping Kuen 謝炳權 RE Dealing in Securities 2012-03-30 2012-08-02
ACG483 TSE Ping Kuen 謝炳權 RE Advising on Securities 2012-03-30 2012-08-02
ACM457 LEE Shek Wing, Paul 李錫榮 RE Advising on Securities 2009-10-08 2012-03-31
ACM457 LEE Shek Wing, Paul 李錫榮 RE Advising on Futures Contracts 2009-10-08 2011-02-01
ACM457 LEE Shek Wing, Paul 李錫榮 RE Asset Management 2009-10-08 2012-03-31
ADA984 MAN Yan Lam, Matthew 文恩霖 RE Dealing in Securities 2010-06-02 2012-08-02
ADA984 MAN Yan Lam, Matthew 文恩霖 RE Advising on Securities 2010-06-02 2012-08-02
ADA984 MAN Yan Lam, Matthew 文恩霖 RE Advising on Futures Contracts 2010-06-02 2011-02-01
ADA984 MAN Yan Lam, Matthew 文恩霖 RE Asset Management 2010-06-02 2012-08-02
ADF969 TSE Chak Lam, Calvin 謝澤林 RE Advising on Securities 2009-11-16 2012-03-31
ADF969 TSE Chak Lam, Calvin 謝澤林 RE Advising on Futures Contracts 2009-11-16 2011-02-01
ADF969 TSE Chak Lam, Calvin 謝澤林 RE Asset Management 2009-11-16 2012-03-31
ADI822 CHEUNG Sze Fan 張詩芬 RE Advising on Securities 2010-12-28 2012-07-19
ADI822 CHEUNG Sze Fan 張詩芬 RE Asset Management 2010-12-28 2012-07-19
ADJ866 GALBRAITH Francis Michael RO Advising on Securities 2003-04-01 2006-10-31
ADJ866 GALBRAITH Francis Michael RO Advising on Futures Contracts 2003-04-01 2006-10-31
ADJ866 GALBRAITH Francis Michael RO Advising on Corporate Finance 2003-04-01 2004-08-06
ADJ866 GALBRAITH Francis Michael RO Asset Management 2003-04-01 2006-10-31
ADO794 CHUNG Kai Shing, Raymond 鍾嘉成 RE Dealing in Securities 2009-11-16 2012-03-31
ADO794 CHUNG Kai Shing, Raymond 鍾嘉成 RE Advising on Securities 2009-11-16 2012-03-31
ADO794 CHUNG Kai Shing, Raymond 鍾嘉成 RE Advising on Futures Contracts 2009-11-16 2011-02-01
ADO794 CHUNG Kai Shing, Raymond 鍾嘉成 RE Asset Management 2009-11-16 2012-03-31
ADV928 HO Ting Hong 何鼎康 RE Dealing in Securities 2009-02-23 2011-06-30
ADV928 HO Ting Hong 何鼎康 RE Advising on Securities 2007-10-26 2011-06-30
ADV928 HO Ting Hong 何鼎康 RE Advising on Futures Contracts 2007-10-26 2011-02-01
ADV928 HO Ting Hong 何鼎康 RE Asset Management 2007-10-26 2011-06-30
AEC589 TAM Wing Yee 譚詠儀 RE Advising on Securities 2008-12-08 2009-06-29
AEC589 TAM Wing Yee 譚詠儀 RE Advising on Futures Contracts 2008-12-08 2009-06-29
AEC589 TAM Wing Yee 譚詠儀 RE Asset Management 2008-12-08 2009-06-29
AEU163 HWANG Ida 黃怡德 RO Dealing in Securities 2009-02-18 2012-04-01
AEU163 HWANG Ida 黃怡德 RE Advising on Securities 2007-03-29 2009-02-18
AEU163 HWANG Ida 黃怡德 RO Advising on Securities 2009-02-18 2012-04-01
AEU163 HWANG Ida 黃怡德 RE Advising on Futures Contracts 2007-03-29 2009-02-18
AEU163 HWANG Ida 黃怡德 RO Advising on Futures Contracts 2009-02-18 2011-02-01
AEU163 HWANG Ida 黃怡德 RE Asset Management 2007-03-29 2009-02-18
AEU163 HWANG Ida 黃怡德 RO Asset Management 2009-02-18 2012-04-01
AEY641 HOSHIYAMA Kimitoshi RE Advising on Securities 2003-04-01 2004-08-06
AEY641 HOSHIYAMA Kimitoshi RO Advising on Securities 2004-08-06 2008-10-16
AEY641 HOSHIYAMA Kimitoshi RE Advising on Futures Contracts 2004-08-11 2008-10-16
AEY641 HOSHIYAMA Kimitoshi RE Advising on Corporate Finance 2003-04-01 2003-12-23
AEY641 HOSHIYAMA Kimitoshi RE Asset Management 2003-04-01 2004-08-06
AEY641 HOSHIYAMA Kimitoshi RO Asset Management 2004-08-06 2008-10-16
AEY851 WAN Liza 溫少菊 RE Dealing in Securities 2012-03-30 2012-08-02
AEY851 WAN Liza 溫少菊 RE Advising on Securities 2012-03-30 2012-08-02
AFR863 WONG Hoi Yan 黃凱欣 RE Advising on Securities 2011-03-07 2012-03-31
AFR863 WONG Hoi Yan 黃凱欣 RE Asset Management 2011-03-07 2012-03-31
AFT363 YING Wing Shui, Winnie 應詠絮 RE Advising on Securities 2007-04-24 2008-01-08
AFT363 YING Wing Shui, Winnie 應詠絮 RE Advising on Futures Contracts 2007-04-24 2008-01-08
AFT363 YING Wing Shui, Winnie 應詠絮 RE Asset Management 2007-04-24 2008-01-08
AFY986 SO Wai Yin, Irene 蘇慧賢 RE Advising on Securities 2010-07-22 2012-03-31
AFY986 SO Wai Yin, Irene 蘇慧賢 RE Advising on Futures Contracts 2010-07-22 2011-02-01
AFY986 SO Wai Yin, Irene 蘇慧賢 RE Asset Management 2010-07-22 2012-03-31
AGH360 CHAN Shuk Yin 陳淑賢 RE Advising on Securities 2007-04-24 2007-07-11
AGH360 CHAN Shuk Yin 陳淑賢 RE Advising on Futures Contracts 2007-04-24 2007-07-11
AGH360 CHAN Shuk Yin 陳淑賢 RE Asset Management 2007-04-24 2007-07-11
AGM414 YONG Koon Sun 楊焜善 RE Dealing in Securities 2012-03-30 2012-08-02
AGM414 YONG Koon Sun 楊焜善 RE Advising on Securities 2012-03-30 2012-08-02
AHT087 CHAN Wing Yee, Agatha 陳詠怡 RE Dealing in Securities 2012-04-24 2012-08-02
AHT087 CHAN Wing Yee, Agatha 陳詠怡 RE Advising on Securities 2012-04-24 2012-08-02
ALN022 TOONG Kenneth Ken Kwok 董建國 RO Dealing in Securities 2010-01-04 2011-09-30
ALN022 TOONG Kenneth Ken Kwok 董建國 RO Advising on Securities 2010-01-04 2011-09-30
ALN022 TOONG Kenneth Ken Kwok 董建國 RO Asset Management 2010-01-04 2011-09-30
ALN488 CHOW Siu Ling, May 周小玲 RE Advising on Securities 2007-11-16 2009-08-24
ALN488 CHOW Siu Ling, May 周小玲 RE Advising on Futures Contracts 2007-11-16 2009-08-24
ALN488 CHOW Siu Ling, May 周小玲 RE Asset Management 2007-11-16 2009-08-24
ALT771 BLECHSTEIN Annett RE Advising on Securities 2007-03-28 2008-04-18
ALT771 BLECHSTEIN Annett RE Advising on Futures Contracts 2007-03-28 2008-04-18
ALT771 BLECHSTEIN Annett RE Asset Management 2007-03-28 2008-04-18
ALW844 CHIABOTTI Ariste Samuel RE Dealing in Securities 2010-04-23 2011-07-14
ALW844 CHIABOTTI Ariste Samuel RE Advising on Securities 2010-04-23 2011-07-14
ALW844 CHIABOTTI Ariste Samuel RE Asset Management 2010-04-23 2011-07-14
AMN755 BURGESS Christopher Todd RO Dealing in Securities 2008-12-31 2009-09-11
AMN755 BURGESS Christopher Todd RO Advising on Securities 2005-12-21 2009-09-11
AMN755 BURGESS Christopher Todd RO Advising on Futures Contracts 2005-12-21 2009-09-11
AMN755 BURGESS Christopher Todd RO Asset Management 2005-12-21 2006-07-21
AMN755 BURGESS Christopher Todd RO Asset Management 2006-11-06 2009-09-11
AMQ585 YU Man Fung, Lora 余敏鳳 RE Advising on Securities 2005-10-31 2007-10-23
AMQ585 YU Man Fung, Lora 余敏鳳 RE Advising on Securities 2010-03-08 2010-09-22
AMQ585 YU Man Fung, Lora 余敏鳳 RE Asset Management 2005-10-31 2007-10-23
AMQ585 YU Man Fung, Lora 余敏鳳 RE Asset Management 2010-03-08 2010-09-22
ANQ009 REBER Thomas RE Dealing in Securities 2009-04-16 2009-10-19
ANQ009 REBER Thomas RO Dealing in Securities 2009-10-19 2012-04-01
ANQ009 REBER Thomas RE Advising on Securities 2006-09-01 2009-10-19
ANQ009 REBER Thomas RO Advising on Securities 2009-10-19 2012-04-01
ANQ009 REBER Thomas RE Advising on Futures Contracts 2006-09-01 2009-10-19
ANQ009 REBER Thomas RO Advising on Futures Contracts 2009-10-19 2011-02-01
ANQ009 REBER Thomas RE Asset Management 2006-09-01 2009-10-19
ANQ009 REBER Thomas RO Asset Management 2009-10-19 2012-04-01
ANY287 CHAN LO Vivian Fung Yee 陳盧鳳儀 RO Dealing in Securities 2012-03-26 2012-08-31
ANY287 CHAN LO Vivian Fung Yee 陳盧鳳儀 RO Advising on Securities 2012-03-26 2012-08-31
AOG767 HO Yin 賀燕 RE Advising on Securities 2006-12-04 2012-08-02
AOG767 HO Yin 賀燕 RE Advising on Futures Contracts 2006-12-04 2011-02-01
AOG767 HO Yin 賀燕 RE Asset Management 2006-12-04 2012-08-02
AOG901 WONG Shuk Ling, Cecilia 王淑玲 RE Advising on Securities 2006-12-05 2008-12-30
AOG901 WONG Shuk Ling, Cecilia 王淑玲 RE Advising on Futures Contracts 2006-12-05 2008-12-30
AOG901 WONG Shuk Ling, Cecilia 王淑玲 RE Asset Management 2006-12-05 2008-12-30
AOS067 LO Yuen Fong 羅婉芳 RE Advising on Securities 2007-04-10 2012-03-31
AOS067 LO Yuen Fong 羅婉芳 RE Advising on Futures Contracts 2007-06-07 2011-02-01
AOS067 LO Yuen Fong 羅婉芳 RE Asset Management 2007-06-07 2012-03-31
AOS612 YONG Hoo 容浩 RE Dealing in Securities 2009-02-23 2012-03-31
AOS612 YONG Hoo 容浩 RE Advising on Securities 2007-03-29 2012-03-31
AOS612 YONG Hoo 容浩 RE Advising on Futures Contracts 2007-03-29 2011-02-01
AOS612 YONG Hoo 容浩 RE Asset Management 2007-03-29 2012-03-31
AOT550 CHONG Hon Hoong 鍾漢雄 RE Dealing in Securities 2012-03-30 2012-08-02
AOT550 CHONG Hon Hoong 鍾漢雄 RE Advising on Securities 2012-03-30 2012-08-02
AOU810 LEE Hui Min 李慧敏 RE Advising on Securities 2007-04-24 2012-03-31
AOU810 LEE Hui Min 李慧敏 RE Advising on Futures Contracts 2007-04-24 2011-02-01
AOU810 LEE Hui Min 李慧敏 RE Asset Management 2007-04-24 2012-03-31
AOV064 LIN Kwan Lok 連君樂 RE Advising on Securities 2007-04-27 2012-03-31
AOV064 LIN Kwan Lok 連君樂 RE Asset Management 2007-08-14 2012-03-31
APW581 LEE Henry Chi Hou 李智豪 RE Advising on Securities 2008-03-04 2012-08-02
APW581 LEE Henry Chi Hou 李智豪 RE Advising on Futures Contracts 2008-04-15 2011-02-01
APW581 LEE Henry Chi Hou 李智豪 RE Asset Management 2008-04-15 2012-08-02
APY325 LIM May Man Wai 林文慧 RE Dealing in Securities 2012-03-30 2012-08-02
APY325 LIM May Man Wai 林文慧 RE Advising on Securities 2012-03-30 2012-08-02
AQB108 CHAN Connie Stella RE Advising on Securities 2010-10-18 2012-08-02
AQB108 CHAN Connie Stella RE Advising on Futures Contracts 2010-10-18 2011-02-01
AQB108 CHAN Connie Stella RE Asset Management 2010-10-18 2012-08-02
AQD284 GUPTA Mohit Kumar RE Advising on Securities 2011-09-01 2012-08-02
AQD284 GUPTA Mohit Kumar RE Asset Management 2011-09-01 2012-08-02
AQS496 GOH Soon Gek 吳順玉 RE Advising on Securities 2011-09-26 2011-09-30
AQS496 GOH Soon Gek 吳順玉 RE Advising on Securities 2011-11-23 2011-11-25
AQX076 LI Wing Yee 李泳儀 RE Dealing in Securities 2009-02-23 2012-03-31
AQX076 LI Wing Yee 李泳儀 RE Advising on Securities 2008-04-22 2012-03-31
AQX076 LI Wing Yee 李泳儀 RE Advising on Futures Contracts 2008-04-22 2011-02-01
AQX076 LI Wing Yee 李泳儀 RE Asset Management 2008-04-22 2012-03-31
ARJ689 IP Lai Man 葉麗文 RE Advising on Securities 2008-07-29 2008-12-10
ARJ689 IP Lai Man 葉麗文 RE Advising on Futures Contracts 2008-07-29 2008-12-10
ARJ689 IP Lai Man 葉麗文 RE Asset Management 2008-07-29 2008-12-10
ARQ479 CHAN Bok Man, Andrew 陳博文 RE Dealing in Securities 2009-02-23 2010-01-11
ARQ479 CHAN Bok Man, Andrew 陳博文 RE Advising on Securities 2008-09-22 2010-01-11
ARQ479 CHAN Bok Man, Andrew 陳博文 RE Advising on Futures Contracts 2008-09-22 2010-01-11
ARQ479 CHAN Bok Man, Andrew 陳博文 RE Asset Management 2008-09-22 2010-01-11
ART708 WANG Jianguo 王建國 RE Advising on Securities 2008-10-22 2009-09-11
ART708 WANG Jianguo 王建國 RE Advising on Futures Contracts 2008-10-22 2009-09-11
ART708 WANG Jianguo 王建國 RE Asset Management 2008-10-22 2009-09-11
ASD085 CHEUNG Ah Lai Peggy 張雅麗 RE Advising on Securities 2008-12-08 2012-03-31
ASD085 CHEUNG Ah Lai Peggy 張雅麗 RE Advising on Futures Contracts 2008-12-08 2011-02-01
ASD085 CHEUNG Ah Lai Peggy 張雅麗 RE Asset Management 2008-12-08 2012-03-31
ASD086 HUNG Hing Yin Amy 孔慶賢 RE Advising on Securities 2008-12-05 2010-03-01
ASD086 HUNG Hing Yin Amy 孔慶賢 RE Advising on Futures Contracts 2008-12-05 2010-03-01
ASD086 HUNG Hing Yin Amy 孔慶賢 RE Asset Management 2008-12-05 2010-03-01
ASH641 HO Kwan Kit, Chris 何君傑 RE Dealing in Securities 2012-03-30 2012-08-02
ASH641 HO Kwan Kit, Chris 何君傑 RE Advising on Securities 2012-03-30 2012-08-02
ASZ686 KUNG Robert Yi Ming 龔憶明 RE Advising on Securities 2009-12-22 2011-09-16
ASZ686 KUNG Robert Yi Ming 龔憶明 RE Advising on Futures Contracts 2009-12-22 2011-02-01
ASZ686 KUNG Robert Yi Ming 龔憶明 RE Asset Management 2009-12-22 2011-09-16
ATI146 WONG Wai Kwan, Anna 黃慧群 RO Dealing in Securities 2012-03-28 2012-08-31
ATI146 WONG Wai Kwan, Anna 黃慧群 RO Advising on Securities 2012-03-28 2012-08-31
ATI146 WONG Wai Kwan, Anna 黃慧群 RO Asset Management 2012-03-28 2012-08-31
ATI398 NG Kong Sang 吳港生 RE Dealing in Securities 2012-04-17 2012-08-02
ATI398 NG Kong Sang 吳港生 RE Advising on Securities 2012-04-17 2012-08-02
ATX642 HO Hsueh-mei 何雪梅 RE Advising on Securities 2009-10-12 2010-01-18
ATX642 HO Hsueh-mei 何雪梅 RE Advising on Futures Contracts 2009-10-12 2010-01-18
ATX642 HO Hsueh-mei 何雪梅 RE Asset Management 2009-10-12 2010-01-18
AUB434 TSUI Ursula Yee Har 崔依霞 RE Advising on Securities 2009-11-03 2012-03-31
AUB434 TSUI Ursula Yee Har 崔依霞 RE Advising on Futures Contracts 2009-11-03 2011-02-01
AUB434 TSUI Ursula Yee Har 崔依霞 RE Asset Management 2009-11-03 2012-03-31
AUB971 WONG Fai Yue, Edward 黃輝宇 RE Advising on Securities 2009-11-05 2011-06-30
AUB971 WONG Fai Yue, Edward 黃輝宇 RE Advising on Futures Contracts 2009-11-05 2011-02-01
AUB971 WONG Fai Yue, Edward 黃輝宇 RE Asset Management 2009-11-05 2011-06-30
AUC618 TSO Kit Yee 曹潔儀 RE Advising on Securities 2009-11-12 2011-06-30
AUC618 TSO Kit Yee 曹潔儀 RE Advising on Futures Contracts 2009-11-12 2011-02-01
AUC618 TSO Kit Yee 曹潔儀 RE Asset Management 2009-11-12 2011-06-30
AUE414 LI Yim Ling, Alice 李艷玲 RE Advising on Securities 2009-11-19 2012-03-31
AUE414 LI Yim Ling, Alice 李艷玲 RE Advising on Futures Contracts 2009-11-19 2011-02-01
AUE414 LI Yim Ling, Alice 李艷玲 RE Asset Management 2009-11-19 2012-03-31
AUE985 CHAN Lai Ying 陳麗英 RE Advising on Securities 2009-12-01 2012-06-16
AUE985 CHAN Lai Ying 陳麗英 RE Advising on Futures Contracts 2009-12-01 2011-02-01
AUE985 CHAN Lai Ying 陳麗英 RE Asset Management 2009-12-01 2012-06-16
AUF129 HO Lai Ming 何勵明 RE Advising on Securities 2011-10-17 2012-08-02
AUF129 HO Lai Ming 何勵明 RE Asset Management 2011-10-17 2012-08-02
AUI272 SENGUPTA Ashis Kumar RE Advising on Securities 2011-11-01 2012-08-02
AUI272 SENGUPTA Ashis Kumar RE Asset Management 2011-11-01 2012-08-02
AUT893 POON Tsze kay 潘芷琦 RE Advising on Securities 2010-02-26 2012-06-09
AUT893 POON Tsze kay 潘芷琦 RE Advising on Futures Contracts 2010-02-26 2011-02-01
AUT893 POON Tsze kay 潘芷琦 RE Asset Management 2010-02-26 2012-06-09
AUV181 LOUIE Kwun Yin, David 雷冠賢 RE Dealing in Securities 2010-03-01 2011-09-02
AUV181 LOUIE Kwun Yin, David 雷冠賢 RO Dealing in Securities 2011-09-02 2012-04-01
AUV181 LOUIE Kwun Yin, David 雷冠賢 RE Advising on Securities 2010-03-01 2011-05-12
AUV181 LOUIE Kwun Yin, David 雷冠賢 RO Advising on Securities 2011-05-12 2012-04-01
AUV181 LOUIE Kwun Yin, David 雷冠賢 RE Advising on Futures Contracts 2010-03-01 2011-02-01
AUV181 LOUIE Kwun Yin, David 雷冠賢 RE Asset Management 2010-03-01 2011-05-12
AUV181 LOUIE Kwun Yin, David 雷冠賢 RO Asset Management 2011-05-12 2012-04-01
AUX271 MALHOTRA Sandeep RE Advising on Securities 2010-03-29 2010-04-04
AUX271 MALHOTRA Sandeep RE Advising on Securities 2010-11-15 2010-11-21
AUX271 MALHOTRA Sandeep RE Advising on Futures Contracts 2010-03-29 2010-04-04
AUX271 MALHOTRA Sandeep RE Advising on Futures Contracts 2010-11-15 2010-11-21
AVJ532 TAN Kit Wai, Derek 陳杰煒 RE Advising on Securities 2010-07-12 2011-11-02
AVJ532 TAN Kit Wai, Derek 陳杰煒 RE Advising on Futures Contracts 2010-07-12 2011-02-01
AVJ532 TAN Kit Wai, Derek 陳杰煒 RE Asset Management 2010-07-12 2011-11-02
AVL497 KELLER Christine Denise Hedwig RE Advising on Securities 2010-07-20 2010-09-07
AVY291 MAYO Herbert James Seton 梅宗堯 RE Advising on Securities 2010-09-27 2011-03-19
AVY291 MAYO Herbert James Seton 梅宗堯 RE Advising on Futures Contracts 2010-09-27 2011-02-01
AVY291 MAYO Herbert James Seton 梅宗堯 RE Asset Management 2010-09-27 2011-03-19
AVZ290 KORACH Philipp Patrick RE Advising on Securities 2010-10-06 2012-03-31
AWC166 PSIOLA Zinaida RE Advising on Securities 2010-10-20 2010-10-21
AWC176 CHAN Lai Yan 陳麗恩 RE Advising on Securities 2010-10-19 2011-07-14
AWC176 CHAN Lai Yan 陳麗恩 RE Advising on Futures Contracts 2010-10-19 2011-02-01
AWC176 CHAN Lai Yan 陳麗恩 RE Asset Management 2010-10-19 2011-07-14
AWM092 HU Yi Na 胡伊娜 RE Advising on Securities 2011-01-03 2012-03-31
AWM092 HU Yi Na 胡伊娜 RE Asset Management 2011-01-03 2012-03-31
AWT048 LAW Kai Chung 羅啟聰 RE Advising on Securities 2011-02-07 2011-06-30
AWT048 LAW Kai Chung 羅啟聰 RE Asset Management 2011-02-07 2011-06-30
AWU869 LI Huaiyu 李怀玉 RE Advising on Securities 2011-02-23 2012-03-31
AWU869 LI Huaiyu 李怀玉 RE Asset Management 2011-02-23 2012-03-31
AWW422 CHAN Sarah Man Yin 陳敏賢 RE Advising on Securities 2011-02-25 2012-03-31
AWW422 CHAN Sarah Man Yin 陳敏賢 RE Asset Management 2011-02-25 2012-03-31
AWZ335 YEOH Charles Seng Khew RE Advising on Securities 2011-03-21 2011-03-25
AWZ335 YEOH Charles Seng Khew RE Advising on Securities 2011-04-11 2011-04-13
AWZ335 YEOH Charles Seng Khew RE Advising on Securities 2011-08-22 2011-08-25
AWZ335 YEOH Charles Seng Khew RE Advising on Securities 2011-12-05 2011-12-08
AWZ335 YEOH Charles Seng Khew RE Advising on Securities 2012-03-05 2012-03-09
AWZ349 CHEN Mei-Ming 陳梅明 RE Advising on Securities 2011-03-21 2012-07-19
AWZ349 CHEN Mei-Ming 陳梅明 RE Asset Management 2011-03-21 2012-07-19
AXC369 CHAN Ying Yu Leanna 陳盈如 RE Advising on Securities 2011-03-29 2012-08-02
AXC369 CHAN Ying Yu Leanna 陳盈如 RE Asset Management 2011-03-29 2012-08-02
AXK855 MENDOZA BEGGIATO Juan Manuel RE Dealing in Securities 2011-08-12 2011-10-10
AXK855 MENDOZA BEGGIATO Juan Manuel RO Dealing in Securities 2011-10-10 2012-04-01
AXK855 MENDOZA BEGGIATO Juan Manuel RE Advising on Securities 2011-06-17 2011-07-17
AXK855 MENDOZA BEGGIATO Juan Manuel RE Advising on Securities 2011-08-12 2011-10-10
AXK855 MENDOZA BEGGIATO Juan Manuel RO Advising on Securities 2011-10-10 2012-04-01
AXK855 MENDOZA BEGGIATO Juan Manuel RE Asset Management 2011-08-12 2011-10-10
AXK855 MENDOZA BEGGIATO Juan Manuel RO Asset Management 2011-10-10 2012-04-01
AXR268 LEE Boon Leng 李文龍 RO Asset Management 2012-03-30 2012-08-31
AXY674 YU Haisi 于海思 RE Dealing in Securities 2011-09-02 2012-03-10
AXY674 YU Haisi 于海思 RE Advising on Securities 2011-09-02 2012-03-10
AXY674 YU Haisi 于海思 RE Asset Management 2011-09-02 2012-03-10
AYD565 MA Kit Sum Isis 馬潔芯 RE Dealing in Securities 2011-10-03 2012-03-31
AYD565 MA Kit Sum Isis 馬潔芯 RE Advising on Securities 2011-10-03 2012-03-31
AYD565 MA Kit Sum Isis 馬潔芯 RE Asset Management 2011-10-03 2012-03-31
AYI794 MA Ha Ling Denise 馬夏玲 RE Advising on Securities 2011-10-26 2012-03-06
AYI794 MA Ha Ling Denise 馬夏玲 RE Asset Management 2011-10-26 2012-03-06
AZD532 HIVAREKAR Abhijeet RE Dealing in Securities 2012-03-30 2012-08-02
AZD532 HIVAREKAR Abhijeet RE Advising on Securities 2012-03-30 2012-08-02
AZD535 SO Yee Shuk Julie 蘇宜淑 RE Dealing in Securities 2012-03-30 2012-08-02
AZD535 SO Yee Shuk Julie 蘇宜淑 RE Advising on Securities 2012-03-30 2012-08-02
AZE648 LO Ting Chiu Murphy 盧廷釗 RE Dealing in Securities 2012-03-30 2012-08-02
AZE648 LO Ting Chiu Murphy 盧廷釗 RE Advising on Securities 2012-03-30 2012-08-02
AZE652 MOUDGIL Siddharth RE Dealing in Securities 2012-03-30 2012-08-02
AZE652 MOUDGIL Siddharth RE Advising on Securities 2012-03-30 2012-08-02
AZF416 LEE Yuk Kwan Corina 李玉君 RE Dealing in Securities 2012-03-30 2012-08-02
AZF416 LEE Yuk Kwan Corina 李玉君 RE Advising on Securities 2012-03-30 2012-08-02
AZF421 LEUNG Kin Hung Nelson 梁建洪 RE Dealing in Securities 2012-03-30 2012-08-02
AZF421 LEUNG Kin Hung Nelson 梁建洪 RE Advising on Securities 2012-03-30 2012-08-02
AZF426 SHICK David C. Y. 戚志雄 RE Dealing in Securities 2012-03-30 2012-08-02
AZF426 SHICK David C. Y. 戚志雄 RE Advising on Securities 2012-03-30 2012-08-02
AZF841 MA Albert Kai Ben 馬嘉彬 RE Dealing in Securities 2012-03-30 2012-08-02
AZF841 MA Albert Kai Ben 馬嘉彬 RE Advising on Securities 2012-03-30 2012-08-02
AZH202 LEE Yin Ping Clara 李燕萍 RE Dealing in Securities 2012-04-16 2012-06-30
AZH202 LEE Yin Ping Clara 李燕萍 RE Advising on Securities 2012-04-16 2012-06-30
AZH204 BERGQVIST Maria Vanessa RE Dealing in Securities 2012-04-16 2012-08-02
AZH204 BERGQVIST Maria Vanessa RE Advising on Securities 2012-04-16 2012-08-02
AZJ717 CHU Jing Man 朱政旻 RE Dealing in Securities 2012-04-30 2012-08-02
AZJ717 CHU Jing Man 朱政旻 RE Advising on Securities 2012-04-30 2012-08-02

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