Hong Kong SFC licence institution ABA007, Rich Pleasure Securities Limited 富欣證券有限公司

These are the licence-holders that were found for SFC licence institution ABA007 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA183 LI Kai Yin 李啟賢 RE Dealing in Securities 2017-03-02 2018-02-01
AAA583 CHAU Wing Kwong 周永光 RE Dealing in Securities 2003-04-01 2005-03-31
AAA583 CHAU Wing Kwong 周永光 RE Dealing in Securities 2005-04-18 2011-05-01
AAA583 CHAU Wing Kwong 周永光 RE Advising on Securities 2003-04-01 2004-11-30
AAA583 CHAU Wing Kwong 周永光 RE Advising on Corporate Finance 2003-04-01 2004-11-30
AAA583 CHAU Wing Kwong 周永光 RE Asset Management 2003-04-01 2004-11-30
ABA008 SHUM Ngar On 岑雅安 RO Dealing in Securities 2003-04-01 2017-07-28
ABA008 SHUM Ngar On 岑雅安 RO Advising on Securities 2003-04-01 2004-11-30
ABA008 SHUM Ngar On 岑雅安 RO Advising on Corporate Finance 2003-04-01 2004-11-30
ABA008 SHUM Ngar On 岑雅安 RO Asset Management 2003-04-01 2004-11-30
ABA027 SHUM Mei Yee, Katherine 岑美儀 RO Dealing in Securities 2003-04-01 2018-03-29
ABA027 SHUM Mei Yee, Katherine 岑美儀 RO Advising on Securities 2003-04-01 2004-11-30
ABA027 SHUM Mei Yee, Katherine 岑美儀 RO Advising on Corporate Finance 2003-04-01 2004-11-30
ABA027 SHUM Mei Yee, Katherine 岑美儀 RO Asset Management 2003-04-01 2004-11-30
ACT490 SHUM Mei Ching 岑美菁 RE Dealing in Securities 2003-04-01 2018-02-01
ACT490 SHUM Mei Ching 岑美菁 RE Advising on Securities 2003-04-01 2004-10-12
ACT490 SHUM Mei Ching 岑美菁 RE Advising on Corporate Finance 2003-04-01 2004-10-12
ACT490 SHUM Mei Ching 岑美菁 RE Asset Management 2003-04-01 2004-10-12
ACT493 SHUM Mei Ling 岑美玲 RE Dealing in Securities 2003-04-01 2018-02-01
ACT493 SHUM Mei Ling 岑美玲 RE Advising on Securities 2003-04-01 2004-10-12
ACT493 SHUM Mei Ling 岑美玲 RE Advising on Corporate Finance 2003-04-01 2004-10-12
ACT493 SHUM Mei Ling 岑美玲 RE Asset Management 2003-04-01 2004-10-12
AOO657 NG Kwok Wai 吳國維 RE Dealing in Securities 2007-05-07 2012-07-23
AOO657 NG Kwok Wai 吳國維 RO Dealing in Securities 2012-07-23
AQE351 LEUNG Ka Shing 梁嘉誠 RE Dealing in Securities 2008-01-22 2017-02-28
AUJ066 FUNG Man Tak 馮文德 RE Dealing in Securities 2011-04-21 2017-12-31

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