Hong Kong SFC licence institution ABA047, Richmond Asset Management Limited

These are the licence-holders that were found for SFC licence institution ABA047 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAW732 BIBBY Graham Frank RO Advising on Securities 2003-04-01 2014-04-16
AAW732 BIBBY Graham Frank RO Advising on Futures Contracts 2003-04-01 2005-01-13
AAW732 BIBBY Graham Frank RO Advising on Corporate Finance 2003-04-01 2005-01-13
AAW732 BIBBY Graham Frank RO Asset Management 2003-04-01 2014-04-16
ACA279 JUANG William 莊錦川 RE Advising on Securities 2003-04-24 2003-06-16
ACA279 JUANG William 莊錦川 RE Asset Management 2003-04-24 2003-06-16
ADY731 CHEN Yi Hua 陳亦驊 RE Advising on Securities 2004-10-27 2004-11-30
ADY731 CHEN Yi Hua 陳亦驊 RE Asset Management 2004-10-27 2004-11-30
AEP424 DAVIES Simon Huw RE Advising on Securities 2005-12-13 2007-04-18
AEP424 DAVIES Simon Huw RO Advising on Securities 2007-04-18 2013-11-25
AEP424 DAVIES Simon Huw RE Asset Management 2005-12-13 2007-04-18
AEP424 DAVIES Simon Huw RO Asset Management 2007-04-18 2013-11-25
AEU196 DIALDAS Nitin RE Advising on Securities 2003-04-01 2004-10-11
AEU196 DIALDAS Nitin RE Advising on Securities 2010-08-18 2010-09-21
AEU196 DIALDAS Nitin RO Advising on Securities 2010-09-21 2014-04-17
AEU196 DIALDAS Nitin RE Advising on Corporate Finance 2003-04-01 2004-02-02
AEU196 DIALDAS Nitin RE Asset Management 2003-04-01 2004-10-11
AEU196 DIALDAS Nitin RE Asset Management 2010-08-18 2011-10-21
AEU196 DIALDAS Nitin RO Asset Management 2011-10-21 2014-04-17
AFY168 WONG Chak Ming 黃澤銘 RE Advising on Securities 2005-10-20 2007-04-05
AFY168 WONG Chak Ming 黃澤銘 RE Asset Management 2005-10-20 2007-04-05
AGB756 GHAN Seow Chin RE Advising on Securities 2003-04-01 2009-09-12
AGB756 GHAN Seow Chin RE Advising on Corporate Finance 2003-04-01 2004-02-03
AGB756 GHAN Seow Chin RE Asset Management 2003-04-01 2009-09-12
AGH982 KUKREJA Mita RE Advising on Securities 2003-04-01 2006-08-31
AGH982 KUKREJA Mita RE Advising on Corporate Finance 2003-04-01 2004-02-06
AGH982 KUKREJA Mita RE Asset Management 2003-04-01 2006-08-31
AGQ827 DUPRES Alan Michael RE Advising on Securities 2007-04-20 2008-04-29
AGQ827 DUPRES Alan Michael RE Asset Management 2007-05-25 2008-04-29
AHT870 PRZIREMBEL Scott Alan RE Advising on Securities 2003-04-01 2004-04-20
AHT870 PRZIREMBEL Scott Alan RE Advising on Corporate Finance 2003-04-01 2004-02-13
AHT870 PRZIREMBEL Scott Alan RE Asset Management 2003-04-01 2004-04-20
AIH461 TAYLOR Brian Anthony RE Advising on Securities 2003-04-01 2009-11-26
AIH461 TAYLOR Brian Anthony RE Advising on Corporate Finance 2003-04-01 2004-02-26
AIH461 TAYLOR Brian Anthony RE Asset Management 2003-04-01 2009-11-26
AIR825 STANNARD Kathryn Louise RE Advising on Securities 2003-04-24 2004-10-11
AIR825 STANNARD Kathryn Louise RE Asset Management 2003-04-24 2004-10-11
AIR826 HUNTER David RE Advising on Securities 2003-04-24 2014-07-13
AIR826 HUNTER David RE Asset Management 2003-04-24 2014-07-13
AIT497 FAVEUR Samuel Christian RE Advising on Securities 2012-09-11 2014-02-07
AIT497 FAVEUR Samuel Christian RE Asset Management 2012-09-11 2012-10-03
AIT497 FAVEUR Samuel Christian RE Asset Management 2013-06-17 2014-02-07
AIT497 FAVEUR Samuel Christian RO Asset Management 2012-10-03 2013-05-22
AJD534 YIP Chung 葉頌 RE Advising on Securities 2011-09-06 2012-02-13
AJD534 YIP Chung 葉頌 RE Asset Management 2011-09-06 2012-02-13
AJE455 HUANG Lily 黃王莉 RE Advising on Securities 2003-09-26 2004-03-24
AJE455 HUANG Lily 黃王莉 RE Advising on Futures Contracts 2003-09-26 2004-03-24
AJE455 HUANG Lily 黃王莉 RE Asset Management 2003-09-26 2004-03-24
AJE456 PEACOCK Graham RE Advising on Securities 2003-09-26 2005-09-07
AJE456 PEACOCK Graham RE Advising on Futures Contracts 2003-09-26 2004-10-27
AJE456 PEACOCK Graham RE Asset Management 2003-09-26 2005-09-07
AJF046 RAI Roshan Kumar 賴羅漢 RE Advising on Securities 2003-11-27 2004-03-22
AJF046 RAI Roshan Kumar 賴羅漢 RE Asset Management 2003-11-27 2004-03-22
AJG657 OBRIST Peter Ernst RE Advising on Securities 2003-12-16 2006-02-28
AJG657 OBRIST Peter Ernst RE Asset Management 2003-12-16 2006-02-28
AJI408 KAN Lap Hung, Don 簡立雄 RE Advising on Securities 2004-07-13 2005-08-12
AJI408 KAN Lap Hung, Don 簡立雄 RE Asset Management 2004-08-28 2005-08-12
AKX643 WONG Pui Yau 王佩瑤 RE Advising on Securities 2004-08-24 2005-08-12
AKX643 WONG Pui Yau 王佩瑤 RO Advising on Securities 2006-09-25 2007-09-17
AKX643 WONG Pui Yau 王佩瑤 RE Asset Management 2004-08-24 2005-08-12
AKX643 WONG Pui Yau 王佩瑤 RO Asset Management 2006-09-25 2007-09-17
AME172 CHINNICK Michael Philip RE Asset Management 2012-08-16 2014-02-07
AMI853 CHAN Yan Yan, Priscilla 陳欣欣 RE Advising on Securities 2005-10-05 2006-03-16
AMI853 CHAN Yan Yan, Priscilla 陳欣欣 RE Asset Management 2005-10-05 2006-03-16
AMT715 ANG Sofeene 洪素芬 RE Advising on Securities 2006-01-13 2006-03-31
AMT715 ANG Sofeene 洪素芬 RE Asset Management 2006-01-13 2006-03-31
ARF696 BURLEY CHAN Shuk Ching, Ashley 陳淑貞 RE Advising on Securities 2008-08-05 2011-12-09
ARF696 BURLEY CHAN Shuk Ching, Ashley 陳淑貞 RE Asset Management 2008-08-05 2011-12-09
AUC314 GONZALEZ VILLAVECCHIA Manuel RE Advising on Securities 2013-02-06 2014-02-12
AUC314 GONZALEZ VILLAVECCHIA Manuel RE Asset Management 2013-02-06 2014-02-12
AWA163 CHUNG Yin Fong, Idy 鍾燕芳 RE Advising on Securities 2011-03-17 2012-05-14

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