Hong Kong SFC licence institution ABA448, Lloyd George Investment Management (Hong Kong) Limited

These are the licence-holders that were found for SFC licence institution ABA448 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB351 LLOYD GEORGE Robert John Daniel RO Dealing in Securities 2003-04-01 2012-10-31
AAB351 LLOYD GEORGE Robert John Daniel RO Advising on Securities 2003-04-01 2012-10-31
AAB351 LLOYD GEORGE Robert John Daniel RO Advising on Corporate Finance 2003-04-01 2004-10-18
AAB351 LLOYD GEORGE Robert John Daniel RO Asset Management 2003-04-01 2012-10-31
ABC844 KERR William Walter Raleigh RO Dealing in Securities 2004-05-31 2012-10-31
ABC844 KERR William Walter Raleigh RO Advising on Securities 2004-05-31 2012-10-31
ABC844 KERR William Walter Raleigh RO Asset Management 2004-05-31 2012-10-31
ABD368 TANG Man Fat 鄧萬發 RE Advising on Securities 2005-01-14 2012-10-31
ABD368 TANG Man Fat 鄧萬發 RO Advising on Securities 2003-04-01 2005-01-14
ABD368 TANG Man Fat 鄧萬發 RO Advising on Corporate Finance 2003-04-01 2004-10-19
ABD368 TANG Man Fat 鄧萬發 RE Asset Management 2005-01-14 2012-10-31
ABD368 TANG Man Fat 鄧萬發 RO Asset Management 2003-04-01 2005-01-14
ABN768 CHAN LU Suk On, Pamela 陳呂淑安 RE Advising on Securities 2003-04-01 2012-10-31
ABN768 CHAN LU Suk On, Pamela 陳呂淑安 RE Advising on Corporate Finance 2003-04-01 2004-10-19
ABN768 CHAN LU Suk On, Pamela 陳呂淑安 RE Asset Management 2003-04-01 2012-10-31
ABS203 LEUNG Yi Fun Peggy 梁綺芬 RE Dealing in Securities 2004-04-30 2012-10-31
ABS203 LEUNG Yi Fun Peggy 梁綺芬 RE Advising on Securities 2003-04-01 2012-10-31
ABS203 LEUNG Yi Fun Peggy 梁綺芬 RE Advising on Corporate Finance 2003-04-01 2004-04-22
ABS203 LEUNG Yi Fun Peggy 梁綺芬 RE Asset Management 2003-04-01 2004-04-22
ACZ279 SITABKHAN Zaheer Abbas RE Advising on Securities 2003-04-01 2006-06-29
ACZ279 SITABKHAN Zaheer Abbas RE Advising on Corporate Finance 2003-04-01 2004-10-19
ACZ279 SITABKHAN Zaheer Abbas RE Asset Management 2003-04-01 2006-06-29
ADA498 LO Po Ping 盧寶萍 RE Dealing in Securities 2004-02-23 2007-08-31
ADI727 KO Mang Yee, Adaline 高孟儀 RE Advising on Securities 2003-04-01 2011-03-01
ADI727 KO Mang Yee, Adaline 高孟儀 RE Advising on Corporate Finance 2003-04-01 2004-10-19
ADI727 KO Mang Yee, Adaline 高孟儀 RE Asset Management 2003-04-01 2011-03-01
ADX534 MEHTA Samir Dilip RE Advising on Securities 2003-04-01 2007-03-30
ADX534 MEHTA Samir Dilip RE Advising on Corporate Finance 2003-04-01 2004-10-19
ADX534 MEHTA Samir Dilip RE Asset Management 2003-04-01 2007-03-30
AEO842 RIGBY Simon John RE Dealing in Securities 2003-09-25 2011-11-30
AEO842 RIGBY Simon John RE Advising on Securities 2006-08-09 2011-11-30
AEO842 RIGBY Simon John RE Asset Management 2003-09-25 2011-11-30
AEZ709 TAN Suat Wah 陳雪華 RE Advising on Securities 2003-04-01 2006-06-29
AEZ709 TAN Suat Wah 陳雪華 RE Advising on Corporate Finance 2003-04-01 2004-10-19
AEZ709 TAN Suat Wah 陳雪華 RE Asset Management 2003-04-01 2006-06-29
AFH647 KOOI Cho Yu 桂卓瑜 RE Advising on Securities 2003-04-01 2008-03-26
AFH647 KOOI Cho Yu 桂卓瑜 RE Advising on Corporate Finance 2003-04-01 2004-10-19
AFH647 KOOI Cho Yu 桂卓瑜 RE Asset Management 2003-04-01 2008-03-26
AFQ827 LEE Ting Yan 李定恩 RE Advising on Securities 2007-01-10 2012-03-12
AFQ827 LEE Ting Yan 李定恩 RE Asset Management 2007-01-10 2012-03-12
AFT866 LEUNG Wing Yan 梁詠欣 RE Dealing in Securities 2007-10-29 2012-10-31
AFT866 LEUNG Wing Yan 梁詠欣 RE Advising on Securities 2007-09-11 2012-10-31
AFT866 LEUNG Wing Yan 梁詠欣 RE Asset Management 2007-09-11 2008-01-22
AFV960 WEE May Ling 黃美玲 RE Advising on Securities 2004-10-15 2012-10-31
AFV960 WEE May Ling 黃美玲 RE Asset Management 2004-10-15 2012-10-31
AGE009 JAP Wing Lai 葉永麗 RE Advising on Securities 2007-09-28 2012-10-31
AGE009 JAP Wing Lai 葉永麗 RE Asset Management 2007-09-28 2012-10-31
AGI797 CHIU Chap Tai 趙集大 RE Advising on Securities 2003-04-01 2005-02-16
AGI797 CHIU Chap Tai 趙集大 RE Advising on Corporate Finance 2003-04-01 2004-10-19
AGI797 CHIU Chap Tai 趙集大 RE Asset Management 2003-04-01 2005-02-16
AHW455 KITZING Ingrid Loraine RE Advising on Securities 2003-04-01 2004-03-17
AHW455 KITZING Ingrid Loraine RE Advising on Corporate Finance 2003-04-01 2004-03-17
AHW455 KITZING Ingrid Loraine RE Asset Management 2003-04-01 2004-03-17
AIG231 LAI Nga Ting, Anthea 賴雅婷 RE Dealing in Securities 2005-09-29 2012-10-31
AIG231 LAI Nga Ting, Anthea 賴雅婷 RE Advising on Securities 2005-09-29 2012-10-31
AIG231 LAI Nga Ting, Anthea 賴雅婷 RE Asset Management 2005-11-07 2012-10-31
ALB234 CHENG Tak Ming, Tim 鄭德明 RE Advising on Securities 2004-08-31 2006-10-31
ALB234 CHENG Tak Ming, Tim 鄭德明 RE Asset Management 2004-08-31 2006-10-31
ALJ917 SEHGAL Gautam RE Advising on Securities 2004-12-16 2008-10-17
ALJ917 SEHGAL Gautam RE Asset Management 2004-12-16 2008-10-17
ALW790 DARLING Christopher Edwin RE Dealing in Securities 2006-05-11 2012-10-31
ALW790 DARLING Christopher Edwin RE Advising on Securities 2006-05-11 2012-10-31
ALW790 DARLING Christopher Edwin RE Asset Management 2006-06-28 2012-10-31
AMI310 YEUNG Wai Fun 楊慧芬 RE Dealing in Securities 2005-09-30 2012-10-31
AMI310 YEUNG Wai Fun 楊慧芬 RE Advising on Securities 2005-09-30 2012-10-31
AMP024 TANG Christopher Ping Yin 鄧秉賢 RE Advising on Securities 2005-11-24 2012-10-31
AMP024 TANG Christopher Ping Yin 鄧秉賢 RE Asset Management 2005-11-24 2012-10-31
ANV012 NG Guan Mean RE Advising on Securities 2007-06-18 2012-04-13
ANV012 NG Guan Mean RE Asset Management 2007-06-18 2012-04-13
AOA395 YE Lin 葉林 RE Dealing in Securities 2010-05-06 2012-10-31
AOA395 YE Lin 葉林 RE Advising on Securities 2010-05-06 2012-10-31
AOA395 YE Lin 葉林 RE Asset Management 2010-05-06 2012-10-31
AOS568 AYTON Douglas Roy RE Advising on Securities 2007-05-21 2011-10-21
AOS568 AYTON Douglas Roy RE Asset Management 2007-05-21 2011-10-21
AOY785 LAING Christopher Caulkins RE Advising on Securities 2007-05-28 2008-05-30
AOY785 LAING Christopher Caulkins RE Asset Management 2007-05-28 2008-05-30
APB571 WONG Gladys Chi-ching 黃志貞 RE Dealing in Securities 2007-08-03 2012-10-31
APB571 WONG Gladys Chi-ching 黃志貞 RE Advising on Securities 2007-08-03 2012-10-31
APO549 PONG Hayden Hei Ting 龐熙霆 RE Dealing in Securities 2012-07-19 2012-10-31
APO549 PONG Hayden Hei Ting 龐熙霆 RE Advising on Securities 2012-07-19 2012-10-31
AQB109 TIAN Ligeng 田勵耕 RE Advising on Securities 2008-01-10 2012-10-31
AQB109 TIAN Ligeng 田勵耕 RE Asset Management 2008-01-10 2012-10-31
ARA846 LIMOND Andrew Mark RE Advising on Securities 2010-10-20 2012-10-31
ARA846 LIMOND Andrew Mark RE Asset Management 2010-10-20 2012-10-31
ARM931 WILSON Daniel Charles RE Advising on Securities 2008-09-17 2011-07-09
ARM931 WILSON Daniel Charles RE Asset Management 2008-09-17 2011-07-09
ARP301 CHEN Tzu-Yuan 陳姿元 RE Advising on Securities 2012-04-12 2012-10-31
ARP301 CHEN Tzu-Yuan 陳姿元 RE Asset Management 2012-04-12 2012-10-31
ASH733 FU Hiu Wun 傅曉媛 RE Dealing in Securities 2009-02-09 2012-10-31
ASH733 FU Hiu Wun 傅曉媛 RE Advising on Securities 2009-02-09 2012-10-31
ATN578 GOMI Masaomi 五味正臣 RE Advising on Securities 2009-10-02 2012-10-31
ATN578 GOMI Masaomi 五味正臣 RE Asset Management 2009-10-02 2012-10-31
AXD822 RIGBY Romain Alexander 黎龍敏 RE Advising on Securities 2011-05-12 2012-10-31
AXD822 RIGBY Romain Alexander 黎龍敏 RE Asset Management 2011-05-12 2012-10-31
AYV303 WHITMORE SNOW Amanda Clare 魏麗明 RE Dealing in Securities 2012-01-20 2012-10-31
AYV303 WHITMORE SNOW Amanda Clare 魏麗明 RE Advising on Securities 2012-01-20 2012-10-31
AZL251 LEUNG Ngar Nai 梁雅妮 RE Dealing in Securities 2012-05-10 2012-10-31
AZL251 LEUNG Ngar Nai 梁雅妮 RE Advising on Securities 2012-05-10 2012-10-31

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