Hong Kong SFC licence institution ABA815, Scotiatrust (Asia) Limited 豐業信託(亞太區)有限公司

These are the licence-holders that were found for SFC licence institution ABA815 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
ABM514 TAY Chee Hung RO Dealing in Securities 2003-04-01 2007-08-03
ABN771 FUNG Yuk Chun, Esther 馮玉珍 RE Dealing in Securities 2003-04-01 2007-08-03
ABN771 FUNG Yuk Chun, Esther 馮玉珍 RE Advising on Securities 2003-04-01 2004-03-12
ABN771 FUNG Yuk Chun, Esther 馮玉珍 RE Advising on Corporate Finance 2003-04-01 2004-03-12
AEC377 CHAN Shun Yee, Elsie 陳順兒 RE Dealing in Securities 2003-04-01 2004-07-07
AEC377 CHAN Shun Yee, Elsie 陳順兒 RO Dealing in Securities 2004-07-07 2007-07-05
AEC377 CHAN Shun Yee, Elsie 陳順兒 RE Advising on Securities 2003-04-01 2004-03-16
AEC377 CHAN Shun Yee, Elsie 陳順兒 RE Advising on Corporate Finance 2003-04-01 2004-03-16
AHR793 CHOW Mei Shi, Juliana 周美思 RO Dealing in Securities 2014-06-06 2018-06-29
AIH727 SATO Toshihisa 佐藤敏久 RO Dealing in Futures Contracts 2011-09-07
AQJ530 LI Tao, Ellen 李濤 RO Dealing in Securities 2008-08-19 2011-03-01
AQN362 GAN Jia C RE Dealing in Securities 2016-08-26 2018-06-29
ARJ825 MARTEL Yves RO Dealing in Securities 2008-08-19 2014-01-08
ASC558 MAK Chung Ming 麥頌鳴 RE Dealing in Securities 2008-12-23 2009-06-12
ASQ132 CHEN Ningning 陳宁宁 RE Dealing in Futures Contracts 2013-05-13 2018-09-01
AVF021 KASHYAP Sunil RO Dealing in Securities 2013-03-07 2018-08-14
AVF021 KASHYAP Sunil RO Dealing in Futures Contracts 2011-09-07
AXG437 HO Chun Yin 何俊彥 RE Dealing in Securities 2011-12-02 2013-05-08
AXV438 JOHN Bruce RO Dealing in Securities 2011-08-24 2013-01-09
BHS205 OR Wing Fai 柯永輝 RE Dealing in Futures Contracts 2016-06-28
BHX646 SONG Rong 宋戎 RE Dealing in Futures Contracts 2016-08-02 2018-09-15

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