Hong Kong SFC licence institution ABA910, Oriental Stocks & Shares (Investment) Co. 東方證券投資公司

These are the licence-holders that were found for SFC licence institution ABA910 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
ABA569 LO Shuk Fan 羅淑芬 RO Dealing in Securities 2003-04-01 2005-03-31
ABA569 LO Shuk Fan 羅淑芬 RO Advising on Securities 2003-04-01 2005-03-30
ABA569 LO Shuk Fan 羅淑芬 RO Advising on Corporate Finance 2003-04-01 2005-03-30
ABA569 LO Shuk Fan 羅淑芬 RO Asset Management 2003-04-01 2005-03-30
ABE267 YIP Kwan Kwok 葉君國 RE Dealing in Securities 2003-04-01 2003-09-02
ABE267 YIP Kwan Kwok 葉君國 RE Advising on Securities 2003-04-01 2003-09-02
ABE267 YIP Kwan Kwok 葉君國 RE Advising on Corporate Finance 2003-04-01 2003-09-02
ABE267 YIP Kwan Kwok 葉君國 RE Asset Management 2003-04-01 2003-09-02
ABS843 WONG Hou Yu 黃孝耀 RE Dealing in Securities 2003-04-01 2005-03-31
ABS843 WONG Hou Yu 黃孝耀 RE Advising on Securities 2003-04-01 2005-03-29
ABS843 WONG Hou Yu 黃孝耀 RE Advising on Corporate Finance 2003-04-01 2005-03-29
ABS843 WONG Hou Yu 黃孝耀 RE Asset Management 2003-04-01 2005-03-29

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