Hong Kong SFC licence institution ABA943, Fairwin Broking Limited 海富證券有限公司

These are the licence-holders that were found for SFC licence institution ABA943 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB208 KWONG Yau Wai, David 鄺有為 RE Dealing in Securities 2017-01-23
AAB208 KWONG Yau Wai, David 鄺有為 RO Dealing in Securities 2003-04-01 2017-01-23
AAB208 KWONG Yau Wai, David 鄺有為 RO Advising on Securities 2003-04-01 2003-09-18
AAB208 KWONG Yau Wai, David 鄺有為 RO Advising on Corporate Finance 2003-04-01 2003-09-18
AAB208 KWONG Yau Wai, David 鄺有為 RO Asset Management 2003-04-01 2003-09-18
AAB221 HO Yuen Chu 何涴芝 RE Dealing in Securities 2016-10-11 2017-07-09
AAB221 HO Yuen Chu 何涴芝 RO Dealing in Securities 2003-04-01 2016-10-11
AAB221 HO Yuen Chu 何涴芝 RO Advising on Securities 2003-04-01 2004-06-11
AAB221 HO Yuen Chu 何涴芝 RO Advising on Corporate Finance 2003-04-01 2004-06-11
AAB221 HO Yuen Chu 何涴芝 RO Asset Management 2003-04-01 2004-06-11
AAB230 WOO Wing Kwan 胡榮坤 RE Dealing in Securities 2003-04-01
AAB230 WOO Wing Kwan 胡榮坤 RE Advising on Securities 2003-04-01 2004-07-07
AAB230 WOO Wing Kwan 胡榮坤 RE Advising on Corporate Finance 2003-04-01 2004-07-07
AAB230 WOO Wing Kwan 胡榮坤 RE Asset Management 2003-04-01 2004-07-07
AAD165 KAM Bing Tong, Joseph 甘炳棠 RE Dealing in Securities 2012-11-05 2016-09-01
AAG142 CHEUNG King Ho 張敬豪 RE Dealing in Securities 2013-01-02 2014-12-15
AAG270 LUNG Tak Wing 龍德榮 RE Dealing in Securities 2017-04-27 2017-06-23
AAY542 NG Yu Pun 伍于泮 RE Dealing in Securities 2003-04-01
AAY542 NG Yu Pun 伍于泮 RE Advising on Securities 2003-04-01 2003-09-26
AAY542 NG Yu Pun 伍于泮 RE Advising on Corporate Finance 2003-04-01 2003-09-26
AAY542 NG Yu Pun 伍于泮 RE Asset Management 2003-04-01 2003-09-26
ABY156 LU Shui Gee Lucy 呂瑞芝 RE Dealing in Securities 2003-04-01 2017-11-01
ABY156 LU Shui Gee Lucy 呂瑞芝 RE Advising on Securities 2003-04-01 2004-07-07
ABY156 LU Shui Gee Lucy 呂瑞芝 RE Advising on Corporate Finance 2003-04-01 2004-07-07
ABY156 LU Shui Gee Lucy 呂瑞芝 RE Asset Management 2003-04-01 2004-07-07
ACI636 KWOK Yuk Kuen 郭玉娟 RE Dealing in Securities 2003-04-01 2005-06-07
ACI636 KWOK Yuk Kuen 郭玉娟 RE Advising on Securities 2003-04-01 2003-12-23
ACI636 KWOK Yuk Kuen 郭玉娟 RE Advising on Corporate Finance 2003-04-01 2003-12-23
ACI636 KWOK Yuk Kuen 郭玉娟 RE Asset Management 2003-04-01 2003-12-23
ACK823 TSUI Moon Kwong 徐滿光 RE Dealing in Securities 2016-11-23 2017-07-07
ACO196 AU Siu Ling 區少玲 RE Dealing in Securities 2003-04-01 2012-05-04
ACO196 AU Siu Ling 區少玲 RO Dealing in Securities 2012-05-04 2017-07-31
ACO196 AU Siu Ling 區少玲 RE Advising on Securities 2003-04-01 2004-07-07
ACO196 AU Siu Ling 區少玲 RE Advising on Corporate Finance 2003-04-01 2004-07-07
ACO196 AU Siu Ling 區少玲 RE Asset Management 2003-04-01 2004-07-07
AGL374 KWONG Yan Chi, Godfrey 鄺訢至 RE Dealing in Securities 2010-08-12 2010-09-26
ALW874 LAU Kit Man 劉潔敏 RE Dealing in Securities 2017-03-07 2017-05-09
ALW874 LAU Kit Man 劉潔敏 RO Dealing in Securities 2017-05-09
ALW874 LAU Kit Man 劉潔敏 RO Dealing in Futures Contracts 2017-10-06
ANF269 LEE Hui Sun 李栩新 RE Dealing in Securities 2006-05-22 2012-11-01
ANM710 LI Ka Ying 李家盈 RE Dealing in Securities 2016-08-17 2016-10-03
ANM710 LI Ka Ying 李家盈 RE Dealing in Securities 2017-08-16 2017-09-14
ANM710 LI Ka Ying 李家盈 RO Dealing in Securities 2016-10-03 2017-05-05
ANM710 LI Ka Ying 李家盈 RO Dealing in Securities 2017-09-14
AOI967 SOO Chi Kit 蘇志傑 RE Dealing in Securities 2017-08-15
AOI967 SOO Chi Kit 蘇志傑 RE Dealing in Futures Contracts 2018-01-05
AVQ920 KWOK Simon 郭世民 RO Dealing in Futures Contracts 2017-10-06 2018-06-28
BAH595 YIP Chi Kin 葉志堅 RE Dealing in Securities 2012-10-31 2013-09-24
BFL255 IP Tsz King 葉子敬 RE Dealing in Securities 2016-08-30 2016-10-18
BHA091 CHEN Weicheng 陳偉誠 RO Dealing in Securities 2018-01-03
BHA091 CHEN Weicheng 陳偉誠 RO Dealing in Futures Contracts 2018-06-11
BIX628 YE Chenxi 叶晨曦 RE Dealing in Securities 2017-02-08
BIX628 YE Chenxi 叶晨曦 RE Dealing in Futures Contracts 2018-02-01
BKB259 HU Xiaozhong 胡晓忠 RO Dealing in Securities 2018-03-26
BKB259 HU Xiaozhong 胡晓忠 RO Dealing in Futures Contracts 2018-03-26
BNK372 CHEN Jingyao 陈婧瑶 RE Dealing in Securities 2018-10-09
BNK372 CHEN Jingyao 陈婧瑶 RE Dealing in Futures Contracts 2018-11-07

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