Hong Kong SFC licence institution ABB038, Instinet Pacific Limited 極訊亞太有限公司

These are the licence-holders that were found for SFC licence institution ABB038 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB300 LAU Che Wah 劉志華 RO Dealing in Securities 2003-04-01 2005-09-26
AAB300 LAU Che Wah 劉志華 RO Advising on Securities 2003-04-01 2005-09-26
AAB300 LAU Che Wah 劉志華 RO Advising on Corporate Finance 2003-04-01 2004-09-15
AAB300 LAU Che Wah 劉志華 RO Providing Automated Trading Services 2003-04-01 2005-09-26
AAB300 LAU Che Wah 劉志華 RO Asset Management 2003-04-01 2004-09-15
AAC299 LEE Bing Sum, Samuel 李炳森 RE Dealing in Securities 2007-04-23 2007-09-14
AAC299 LEE Bing Sum, Samuel 李炳森 RO Dealing in Securities 2007-09-14 2012-12-03
AAC299 LEE Bing Sum, Samuel 李炳森 RE Advising on Securities 2007-05-03 2007-09-14
AAC299 LEE Bing Sum, Samuel 李炳森 RO Advising on Securities 2007-09-14 2012-12-03
AAC299 LEE Bing Sum, Samuel 李炳森 RE Providing Automated Trading Services 2007-05-03 2007-09-14
AAC299 LEE Bing Sum, Samuel 李炳森 RO Providing Automated Trading Services 2007-09-14 2012-12-03
AAD927 SCOLAMIERO Manuel RE Dealing in Securities 2005-12-23 2006-03-09
AAD927 SCOLAMIERO Manuel RO Dealing in Securities 2006-03-09 2007-03-03
AAD927 SCOLAMIERO Manuel RE Advising on Securities 2005-12-23 2006-03-09
AAD927 SCOLAMIERO Manuel RO Advising on Securities 2006-03-09 2007-03-03
AAD927 SCOLAMIERO Manuel RE Providing Automated Trading Services 2005-12-23 2006-03-09
AAD927 SCOLAMIERO Manuel RO Providing Automated Trading Services 2006-03-09 2007-03-03
AAW659 LEUNG Lai Wah 梁麗華 RE Dealing in Securities 2003-04-01 2004-07-06
AAW659 LEUNG Lai Wah 梁麗華 RE Advising on Securities 2003-04-01 2004-07-06
AAW659 LEUNG Lai Wah 梁麗華 RE Advising on Corporate Finance 2003-04-01 2004-03-02
AAW659 LEUNG Lai Wah 梁麗華 RE Providing Automated Trading Services 2003-04-01 2004-07-06
AAW659 LEUNG Lai Wah 梁麗華 RE Asset Management 2003-04-01 2004-03-02
ABS262 KWAN Lok Sing 關樂聲 RE Dealing in Securities 2003-04-01 2006-09-11
ABS262 KWAN Lok Sing 關樂聲 RE Advising on Securities 2003-04-01 2006-09-11
ABS262 KWAN Lok Sing 關樂聲 RE Advising on Corporate Finance 2003-04-01 2004-06-07
ABS262 KWAN Lok Sing 關樂聲 RE Providing Automated Trading Services 2003-04-01 2006-09-11
ABS262 KWAN Lok Sing 關樂聲 RE Asset Management 2003-04-01 2004-06-07
ABU215 SCOTT David John RE Advising on Securities 2004-12-31 2009-09-01
ACG022 LO Kit Ming 盧潔明 RE Dealing in Securities 2003-04-01 2005-11-22
ACG022 LO Kit Ming 盧潔明 RE Advising on Securities 2003-04-01 2005-11-22
ACG022 LO Kit Ming 盧潔明 RE Advising on Corporate Finance 2003-04-01 2004-02-23
ACG022 LO Kit Ming 盧潔明 RE Providing Automated Trading Services 2003-04-01 2005-11-22
ACG022 LO Kit Ming 盧潔明 RE Asset Management 2003-04-01 2004-02-23
ACJ318 HANCOCK Jonathan Stiles RE Dealing in Securities 2013-06-03 2014-09-20
ACJ318 HANCOCK Jonathan Stiles RE Advising on Securities 2013-06-03 2014-09-20
ACJ318 HANCOCK Jonathan Stiles RE Providing Automated Trading Services 2013-06-03 2014-09-20
ACO822 HAU Edward 侯俊華 RE Dealing in Securities 2003-04-01 2007-04-04
ACO822 HAU Edward 侯俊華 RO Dealing in Securities 2007-04-04
ACO822 HAU Edward 侯俊華 RE Advising on Securities 2003-04-01 2007-04-04
ACO822 HAU Edward 侯俊華 RO Advising on Securities 2007-04-04
ACO822 HAU Edward 侯俊華 RE Advising on Corporate Finance 2003-04-01 2004-06-07
ACO822 HAU Edward 侯俊華 RE Providing Automated Trading Services 2003-04-01 2007-04-04
ACO822 HAU Edward 侯俊華 RO Providing Automated Trading Services 2007-04-04
ACO822 HAU Edward 侯俊華 RE Asset Management 2003-04-01 2004-06-07
ACQ226 NG Ka Yin 吳家燕 RE Dealing in Securities 2006-02-01 2015-06-12
ACQ226 NG Ka Yin 吳家燕 RE Advising on Securities 2006-02-20 2015-06-12
ACQ226 NG Ka Yin 吳家燕 RE Providing Automated Trading Services 2006-02-20 2015-06-12
ACR495 MCCANN Neil Anthony RE Dealing in Securities 2006-04-03 2009-01-22
ACR495 MCCANN Neil Anthony RE Advising on Securities 2006-04-03 2009-01-22
ACR495 MCCANN Neil Anthony RE Providing Automated Trading Services 2006-04-03 2009-01-22
ACZ354 MACKAY Anthony RE Dealing in Securities 2011-05-23 2011-10-01
ACZ354 MACKAY Anthony RO Dealing in Securities 2003-04-01 2009-12-31
ACZ354 MACKAY Anthony RE Advising on Securities 2011-05-23 2011-10-01
ACZ354 MACKAY Anthony RO Advising on Securities 2003-04-01 2009-12-31
ACZ354 MACKAY Anthony RO Advising on Corporate Finance 2003-04-01 2004-09-15
ACZ354 MACKAY Anthony RE Providing Automated Trading Services 2011-05-23 2011-10-01
ACZ354 MACKAY Anthony RO Providing Automated Trading Services 2003-04-01 2009-12-31
ACZ354 MACKAY Anthony RO Asset Management 2003-04-01 2004-09-15
ADE247 LESKO Glenn Eric RE Dealing in Securities 2009-08-11 2009-11-18
ADE247 LESKO Glenn Eric RE Dealing in Securities 2013-06-28 2014-04-10
ADE247 LESKO Glenn Eric RO Dealing in Securities 2009-11-18 2013-06-28
ADE247 LESKO Glenn Eric RE Advising on Securities 2009-08-11 2009-11-18
ADE247 LESKO Glenn Eric RE Advising on Securities 2013-06-28 2014-04-10
ADE247 LESKO Glenn Eric RO Advising on Securities 2009-11-18 2013-06-28
ADE247 LESKO Glenn Eric RE Providing Automated Trading Services 2009-08-11 2009-11-18
ADE247 LESKO Glenn Eric RE Providing Automated Trading Services 2013-06-28 2014-04-10
ADE247 LESKO Glenn Eric RO Providing Automated Trading Services 2009-11-18 2013-06-28
ADM554 WALLACE Lee Peter RO Dealing in Securities 2003-04-01 2005-06-18
ADM554 WALLACE Lee Peter RO Advising on Securities 2004-09-02 2005-06-18
ADM554 WALLACE Lee Peter RO Providing Automated Trading Services 2003-04-01 2003-11-03
ADM554 WALLACE Lee Peter RO Providing Automated Trading Services 2004-09-02 2005-06-18
ADT651 CHONG Yu, Carmen 莊瑜 RE Dealing in Securities 2005-11-01 2006-06-07
ADT651 CHONG Yu, Carmen 莊瑜 RO Dealing in Securities 2006-06-07 2007-03-21
ADT651 CHONG Yu, Carmen 莊瑜 RE Advising on Securities 2005-11-03 2006-06-07
ADT651 CHONG Yu, Carmen 莊瑜 RO Advising on Securities 2006-06-07 2007-03-21
ADT651 CHONG Yu, Carmen 莊瑜 RE Providing Automated Trading Services 2005-11-01 2006-06-07
ADT651 CHONG Yu, Carmen 莊瑜 RO Providing Automated Trading Services 2006-06-07 2007-03-21
ADZ871 CULTURA Crisostomo Medardo Felicisimo 顧鎮廷 RE Dealing in Securities 2012-12-10 2015-06-12
ADZ871 CULTURA Crisostomo Medardo Felicisimo 顧鎮廷 RE Advising on Securities 2012-12-10 2015-06-12
ADZ871 CULTURA Crisostomo Medardo Felicisimo 顧鎮廷 RE Providing Automated Trading Services 2012-12-10 2015-06-12
AEA178 FILDES Ewart John RE Dealing in Securities 2006-08-08 2006-12-19
AEA178 FILDES Ewart John RO Dealing in Securities 2006-12-19 2010-06-05
AEA178 FILDES Ewart John RE Advising on Securities 2006-08-09 2006-12-19
AEA178 FILDES Ewart John RO Advising on Securities 2006-12-19 2010-06-05
AEA178 FILDES Ewart John RE Providing Automated Trading Services 2006-08-08 2006-12-19
AEA178 FILDES Ewart John RO Providing Automated Trading Services 2006-12-19 2010-06-05
AED993 TANG Tsui Ping, Peggy 鄧翠萍 RE Dealing in Securities 2005-09-13 2005-11-22
AED993 TANG Tsui Ping, Peggy 鄧翠萍 RE Advising on Securities 2005-09-13 2005-11-22
AED993 TANG Tsui Ping, Peggy 鄧翠萍 RE Providing Automated Trading Services 2005-09-13 2005-11-22
AEE202 HALL Grant Conway Dorian Arthur RE Dealing in Securities 2003-04-01 2006-01-31
AEE202 HALL Grant Conway Dorian Arthur RE Advising on Securities 2003-04-01 2006-01-31
AEE202 HALL Grant Conway Dorian Arthur RE Advising on Corporate Finance 2003-04-01 2004-06-07
AEE202 HALL Grant Conway Dorian Arthur RE Providing Automated Trading Services 2003-04-01 2006-01-31
AEE202 HALL Grant Conway Dorian Arthur RE Asset Management 2003-04-01 2004-06-07
AEJ688 WATANABE Hiroaki 渡邊浩明 RE Dealing in Securities 2004-01-10 2010-08-01
AEJ688 WATANABE Hiroaki 渡邊浩明 RE Advising on Securities 2004-01-10 2010-08-01
AEJ688 WATANABE Hiroaki 渡邊浩明 RE Providing Automated Trading Services 2004-01-10 2010-08-01
AFD980 MAN Peter Kum-Chung RE Dealing in Securities 2006-07-03 2010-08-01
AFD980 MAN Peter Kum-Chung RE Advising on Securities 2006-07-12 2010-08-01
AFD980 MAN Peter Kum-Chung RE Providing Automated Trading Services 2006-07-12 2010-08-01
AFE210 LAU Wing Shan 劉詠珊 RE Dealing in Securities 2003-04-01 2006-04-13
AFE210 LAU Wing Shan 劉詠珊 RE Advising on Securities 2003-04-01 2006-04-13
AFE210 LAU Wing Shan 劉詠珊 RE Advising on Corporate Finance 2003-04-01 2004-03-02
AFE210 LAU Wing Shan 劉詠珊 RE Providing Automated Trading Services 2003-04-01 2006-04-13
AFE210 LAU Wing Shan 劉詠珊 RE Asset Management 2003-04-01 2004-03-02
AFE658 LAI Cheuk Yin 黎卓賢 RE Dealing in Securities 2015-08-18 2016-11-22
AFE658 LAI Cheuk Yin 黎卓賢 RE Advising on Securities 2015-08-18 2016-11-22
AFE658 LAI Cheuk Yin 黎卓賢 RE Providing Automated Trading Services 2015-08-18 2016-11-22
AFR663 MOHIDEEN Mohamed Rafi RE Dealing in Securities 2003-04-01 2008-03-07
AFR663 MOHIDEEN Mohamed Rafi RO Dealing in Securities 2008-03-07
AFR663 MOHIDEEN Mohamed Rafi RE Advising on Securities 2003-04-01 2008-03-07
AFR663 MOHIDEEN Mohamed Rafi RO Advising on Securities 2008-03-07
AFR663 MOHIDEEN Mohamed Rafi RE Advising on Corporate Finance 2003-04-01 2004-06-07
AFR663 MOHIDEEN Mohamed Rafi RE Providing Automated Trading Services 2003-04-01 2008-03-07
AFR663 MOHIDEEN Mohamed Rafi RO Providing Automated Trading Services 2008-03-07
AFR663 MOHIDEEN Mohamed Rafi RE Asset Management 2003-04-01 2004-06-07
AFR872 DAVIDSON Duncan Neil RE Dealing in Securities 2003-04-01 2006-01-31
AFR872 DAVIDSON Duncan Neil RE Advising on Securities 2003-04-01 2006-01-31
AFR872 DAVIDSON Duncan Neil RE Advising on Corporate Finance 2003-04-01 2004-03-02
AFR872 DAVIDSON Duncan Neil RE Providing Automated Trading Services 2003-04-01 2006-01-31
AFR872 DAVIDSON Duncan Neil RE Asset Management 2003-04-01 2004-03-02
AGE252 DYER Cordelia Mun Ting 廖敏婷 RE Dealing in Securities 2006-04-24 2007-05-01
AGE252 DYER Cordelia Mun Ting 廖敏婷 RE Advising on Securities 2006-04-24 2007-05-01
AGE252 DYER Cordelia Mun Ting 廖敏婷 RE Providing Automated Trading Services 2006-04-24 2007-05-01
AGM990 BOOKER Willie RE Dealing in Securities 2006-06-01 2006-11-10
AGM990 BOOKER Willie RE Advising on Securities 2006-06-14 2006-11-10
AGM990 BOOKER Willie RE Providing Automated Trading Services 2006-06-14 2006-11-10
AHC330 SELIG William Louis RE Dealing in Securities 2004-04-02 2005-07-13
AHC330 SELIG William Louis RE Advising on Securities 2004-04-02 2005-07-13
AHC330 SELIG William Louis RE Providing Automated Trading Services 2004-04-02 2005-07-13
AHC364 CIELINSKI Mark Alan RE Dealing in Securities 2012-12-10 2013-01-28
AHC364 CIELINSKI Mark Alan RE Advising on Securities 2012-12-10 2013-01-28
AHC364 CIELINSKI Mark Alan RE Providing Automated Trading Services 2012-12-10 2013-01-28
AHE134 HOWARTH Mark RE Dealing in Securities 2008-06-30 2009-09-15
AHE134 HOWARTH Mark RO Dealing in Securities 2003-04-01 2006-07-08
AHE134 HOWARTH Mark RE Advising on Securities 2008-06-30 2009-09-15
AHE134 HOWARTH Mark RO Advising on Securities 2003-04-01 2006-07-08
AHE134 HOWARTH Mark RO Advising on Corporate Finance 2003-04-01 2005-01-27
AHE134 HOWARTH Mark RE Providing Automated Trading Services 2008-06-30 2009-09-15
AHE134 HOWARTH Mark RO Providing Automated Trading Services 2003-04-01 2006-07-08
AHE134 HOWARTH Mark RO Asset Management 2003-04-01 2005-01-27
AHO643 CHU Wayne Wing Kar 朱永嘉 RE Dealing in Securities 2013-06-10 2014-09-20
AHO643 CHU Wayne Wing Kar 朱永嘉 RE Advising on Securities 2013-06-10 2014-09-20
AHO643 CHU Wayne Wing Kar 朱永嘉 RE Providing Automated Trading Services 2013-06-10 2014-09-20
AHP525 KAM Tsz Kin 甘子健 RE Dealing in Securities 2006-01-03 2012-02-09
AHP525 KAM Tsz Kin 甘子健 RE Advising on Securities 2006-01-03 2012-02-09
AHP525 KAM Tsz Kin 甘子健 RE Providing Automated Trading Services 2006-01-03 2012-02-09
AIN756 HUREWITZ Joel Allan RE Dealing in Securities 2009-09-17 2013-11-12
AIN756 HUREWITZ Joel Allan RO Dealing in Securities 2013-11-12
AIN756 HUREWITZ Joel Allan RE Advising on Securities 2009-09-17 2013-11-12
AIN756 HUREWITZ Joel Allan RO Advising on Securities 2013-11-12
AIN756 HUREWITZ Joel Allan RE Providing Automated Trading Services 2009-09-17 2013-11-12
AIN756 HUREWITZ Joel Allan RO Providing Automated Trading Services 2013-11-12
AJB048 TANG Chi Heng, Alvin 鄧志恆 RE Dealing in Securities 2007-03-08 2009-01-22
AJB048 TANG Chi Heng, Alvin 鄧志恆 RE Advising on Securities 2007-03-08 2009-01-22
AJB048 TANG Chi Heng, Alvin 鄧志恆 RE Providing Automated Trading Services 2007-03-08 2009-01-22
AJB856 SAMUELL Darren John RE Dealing in Securities 2009-10-28 2012-12-04
AJB856 SAMUELL Darren John RE Advising on Securities 2009-10-28 2012-12-04
AJB856 SAMUELL Darren John RE Providing Automated Trading Services 2009-10-28 2012-12-04
AJE745 JOHNSON Craig Francis RE Dealing in Securities 2007-01-26 2007-08-24
AJE745 JOHNSON Craig Francis RE Advising on Securities 2007-01-26 2007-08-24
AJE745 JOHNSON Craig Francis RE Providing Automated Trading Services 2007-04-26 2007-08-24
AJG087 LORD Phillip Wilson RE Dealing in Securities 2003-11-14 2008-10-30
AJG087 LORD Phillip Wilson RE Advising on Securities 2003-11-14 2008-10-30
AJG087 LORD Phillip Wilson RE Providing Automated Trading Services 2003-11-14 2008-10-30
AJI690 BROOKS Mary Katherine RE Dealing in Securities 2003-12-30 2007-03-26
AJI690 BROOKS Mary Katherine RE Advising on Securities 2003-12-30 2007-03-26
AJI690 BROOKS Mary Katherine RE Providing Automated Trading Services 2003-12-30 2007-03-26
AKP410 WONG Tak Lung 黃德龍 RE Dealing in Securities 2004-05-24 2011-03-20
AKP410 WONG Tak Lung 黃德龍 RE Advising on Securities 2004-05-24 2011-03-20
AKP410 WONG Tak Lung 黃德龍 RE Providing Automated Trading Services 2004-05-24 2011-03-20
ALD659 HENRICSON Ken Ronald RE Dealing in Securities 2004-08-24 2007-07-03
ALD659 HENRICSON Ken Ronald RE Advising on Securities 2004-08-24 2007-07-03
ALD659 HENRICSON Ken Ronald RE Providing Automated Trading Services 2004-08-24 2007-07-03
ALN531 MANN Chi Tat 文志達 RE Dealing in Securities 2004-12-09 2010-08-01
ALN531 MANN Chi Tat 文志達 RE Advising on Securities 2004-12-09 2010-08-01
ALN531 MANN Chi Tat 文志達 RE Providing Automated Trading Services 2004-12-09 2010-08-01
ALP923 XIANG Jisong 項吉松 RE Dealing in Securities 2007-12-21 2008-03-14
ALP923 XIANG Jisong 項吉松 RE Advising on Securities 2007-12-21 2008-03-14
ALP923 XIANG Jisong 項吉松 RE Providing Automated Trading Services 2007-12-21 2008-03-14
AMB609 COOK Graham Christopher RE Dealing in Securities 2009-03-20 2010-05-29
AMB609 COOK Graham Christopher RE Advising on Securities 2009-03-27 2010-05-29
AMB609 COOK Graham Christopher RE Providing Automated Trading Services 2009-03-27 2010-05-29
AME172 CHINNICK Michael Philip RE Dealing in Securities 2005-06-24 2006-03-01
AME172 CHINNICK Michael Philip RE Advising on Securities 2005-06-24 2006-03-01
AME172 CHINNICK Michael Philip RE Providing Automated Trading Services 2005-06-24 2006-03-01
AMF900 GRAHAM Kym Alexander RE Dealing in Securities 2005-08-23 2013-12-19
AMF900 GRAHAM Kym Alexander RO Dealing in Securities 2013-12-19 2015-02-25
AMF900 GRAHAM Kym Alexander RE Advising on Securities 2005-08-23 2013-12-19
AMF900 GRAHAM Kym Alexander RO Advising on Securities 2013-12-19 2015-02-25
AMF900 GRAHAM Kym Alexander RE Providing Automated Trading Services 2005-08-23 2013-12-19
AMF900 GRAHAM Kym Alexander RO Providing Automated Trading Services 2013-12-19 2015-02-25
AMN911 MARCHAL Joseph Hamilton RO Dealing in Securities 2006-07-24 2008-12-15
AMN911 MARCHAL Joseph Hamilton RO Advising on Securities 2006-07-24 2008-12-15
AMN911 MARCHAL Joseph Hamilton RO Providing Automated Trading Services 2006-07-24 2008-12-15
AMP203 TAN Wie Hon, Derrick 陳威雄 RE Dealing in Securities 2007-12-05 2009-01-22
AMP203 TAN Wie Hon, Derrick 陳威雄 RE Advising on Securities 2007-12-05 2009-01-22
AMP203 TAN Wie Hon, Derrick 陳威雄 RE Providing Automated Trading Services 2007-12-10 2009-01-22
AMP598 O Wai Ping, Adrian 柯衛平 RE Dealing in Securities 2005-10-28 2007-12-31
AMP598 O Wai Ping, Adrian 柯衛平 RE Advising on Securities 2005-10-28 2007-12-31
AMP598 O Wai Ping, Adrian 柯衛平 RE Providing Automated Trading Services 2005-10-28 2007-12-31
ANE094 LEE Min Hee 李敏禧 RE Dealing in Securities 2007-05-29 2008-01-28
ANE094 LEE Min Hee 李敏禧 RE Advising on Securities 2007-06-08 2008-01-28
ANE094 LEE Min Hee 李敏禧 RE Providing Automated Trading Services 2007-06-08 2008-01-28
ANF133 SHAHROKHI SADR Ali Reza RE Dealing in Securities 2007-06-01 2009-01-22
ANF133 SHAHROKHI SADR Ali Reza RE Advising on Securities 2007-06-01 2009-01-22
ANF133 SHAHROKHI SADR Ali Reza RE Providing Automated Trading Services 2007-06-01 2009-01-22
ANF151 BERESFORD Paul Richard RE Dealing in Securities 2012-12-10 2015-10-23
ANF151 BERESFORD Paul Richard RO Dealing in Securities 2015-10-23 2016-07-31
ANF151 BERESFORD Paul Richard RE Advising on Securities 2012-12-10 2015-10-23
ANF151 BERESFORD Paul Richard RO Advising on Securities 2015-10-23 2016-07-31
ANF151 BERESFORD Paul Richard RE Providing Automated Trading Services 2012-12-10 2015-10-23
ANF151 BERESFORD Paul Richard RO Providing Automated Trading Services 2015-10-23 2016-07-31
ANH727 WADHERA Karan Dharam RE Dealing in Securities 2013-06-17 2015-02-14
ANH727 WADHERA Karan Dharam RE Advising on Securities 2013-06-17 2015-02-14
ANH727 WADHERA Karan Dharam RE Providing Automated Trading Services 2013-06-17 2015-02-14
ANK547 STASKY Chad Christopher RE Dealing in Securities 2006-12-21 2008-04-14
ANK547 STASKY Chad Christopher RE Advising on Securities 2006-12-21 2008-04-14
ANK547 STASKY Chad Christopher RE Providing Automated Trading Services 2006-12-21 2008-04-14
AOB919 PUN Wai Ying 潘慧瑩 RE Dealing in Securities 2010-01-15 2012-02-09
AOB919 PUN Wai Ying 潘慧瑩 RE Advising on Securities 2010-01-15 2012-02-09
AOB919 PUN Wai Ying 潘慧瑩 RE Providing Automated Trading Services 2010-01-15 2012-02-09
AOB923 SAMPSON Peter John Mattocks RE Dealing in Securities 2006-11-02 2015-01-30
AOB923 SAMPSON Peter John Mattocks RE Advising on Securities 2006-11-02 2015-01-30
AOB923 SAMPSON Peter John Mattocks RE Providing Automated Trading Services 2006-11-02 2015-01-30
AOH093 BRAMHAM Shaun Peter RE Dealing in Securities 2013-08-08 2015-08-17
AOH093 BRAMHAM Shaun Peter RE Advising on Securities 2013-08-08 2015-08-17
AOH093 BRAMHAM Shaun Peter RE Providing Automated Trading Services 2013-08-08 2015-08-17
AOK963 BURTON Scot Andrew RE Dealing in Securities 2007-01-16 2010-07-31
AOK963 BURTON Scot Andrew RE Advising on Securities 2007-01-16 2010-07-31
AOK963 BURTON Scot Andrew RE Providing Automated Trading Services 2007-01-16 2010-07-31
AOL108 LAU Wai Man, Janice 劉維敏 RE Dealing in Securities 2014-09-22
AOL108 LAU Wai Man, Janice 劉維敏 RE Advising on Securities 2014-09-22
AOL108 LAU Wai Man, Janice 劉維敏 RE Providing Automated Trading Services 2014-09-22
AOY546 BLACKBURN Adrian James RE Dealing in Securities 2007-06-04 2010-03-01
AOY546 BLACKBURN Adrian James RE Advising on Securities 2007-06-04 2010-03-01
AOY546 BLACKBURN Adrian James RE Providing Automated Trading Services 2007-06-04 2010-03-01
APB534 COOK Geoffrey John RE Dealing in Securities 2007-06-06 2009-02-28
APB534 COOK Geoffrey John RE Advising on Securities 2007-06-06 2009-02-28
APB534 COOK Geoffrey John RE Providing Automated Trading Services 2007-06-06 2009-02-28
APB544 MUELLER Darryl Eric RE Dealing in Securities 2008-02-11 2010-06-14
APB544 MUELLER Darryl Eric RE Advising on Securities 2008-01-24 2010-06-14
APB544 MUELLER Darryl Eric RE Providing Automated Trading Services 2008-02-11 2010-06-14
APB640 STRONG Stewart David RE Dealing in Securities 2007-06-14 2010-06-13
APB640 STRONG Stewart David RE Advising on Securities 2007-06-14 2010-06-13
APB640 STRONG Stewart David RE Providing Automated Trading Services 2007-06-14 2010-06-13
APC101 LIN Wen Ching 林汶菁 RE Dealing in Securities 2008-10-23 2010-06-03
APC101 LIN Wen Ching 林汶菁 RE Advising on Securities 2008-10-23 2010-06-03
APC101 LIN Wen Ching 林汶菁 RE Providing Automated Trading Services 2008-10-23 2010-06-03
APC670 SEM Hector RE Dealing in Securities 2007-07-03 2010-08-01
APC670 SEM Hector RE Advising on Securities 2007-07-03 2010-08-01
APC670 SEM Hector RE Providing Automated Trading Services 2007-07-03 2010-08-01
APS896 ROOKS Robert RE Dealing in Securities 2007-10-09 2010-03-01
APS896 ROOKS Robert RE Advising on Securities 2007-10-09 2010-03-01
APS896 ROOKS Robert RE Providing Automated Trading Services 2007-10-09 2010-03-01
AQJ868 TAW Thomas James RE Dealing in Securities 2008-01-31 2012-02-09
AQJ868 TAW Thomas James RE Advising on Securities 2008-01-31 2012-02-09
AQJ868 TAW Thomas James RE Providing Automated Trading Services 2008-01-31 2012-02-09
AQK185 KETHEESWARAN Birintha RE Dealing in Securities 2008-02-13 2009-01-22
AQK185 KETHEESWARAN Birintha RE Advising on Securities 2008-02-13 2009-01-22
AQK185 KETHEESWARAN Birintha RE Providing Automated Trading Services 2008-02-13 2009-01-22
AQQ497 YAU Mei Sze, Patty 游美施 RE Dealing in Securities 2008-03-17 2013-01-01
AQQ497 YAU Mei Sze, Patty 游美施 RE Advising on Securities 2008-03-17 2013-01-01
AQQ497 YAU Mei Sze, Patty 游美施 RE Providing Automated Trading Services 2008-03-17 2013-01-01
AQQ628 WONG Wan Yin, Wendy 黃韻妍 RE Dealing in Securities 2008-03-14 2009-01-22
AQQ628 WONG Wan Yin, Wendy 黃韻妍 RE Advising on Securities 2008-03-14 2009-01-22
AQQ628 WONG Wan Yin, Wendy 黃韻妍 RE Providing Automated Trading Services 2008-03-14 2009-01-22
AQZ873 KOO Seul RE Dealing in Securities 2008-05-14 2009-01-22
AQZ873 KOO Seul RE Advising on Securities 2008-05-14 2009-01-22
AQZ873 KOO Seul RE Providing Automated Trading Services 2008-05-14 2009-01-22
ARB806 MCLEAN Neil Iain RE Dealing in Securities 2012-12-17 2016-11-04
ARB806 MCLEAN Neil Iain RO Dealing in Securities 2016-11-04 2018-09-14
ARB806 MCLEAN Neil Iain RE Advising on Securities 2012-12-17 2016-11-04
ARB806 MCLEAN Neil Iain RO Advising on Securities 2016-11-04 2018-09-14
ARB806 MCLEAN Neil Iain RE Providing Automated Trading Services 2012-12-17 2016-11-04
ARB806 MCLEAN Neil Iain RO Providing Automated Trading Services 2016-11-04 2018-09-14
ARB825 ROBERTS Alexander Donald RE Dealing in Securities 2013-02-18 2016-09-02
ARB825 ROBERTS Alexander Donald RE Advising on Securities 2013-02-18 2016-09-02
ARB825 ROBERTS Alexander Donald RE Providing Automated Trading Services 2013-02-18 2016-09-02
ARQ002 CHAN Christian James RE Dealing in Securities 2008-09-19 2009-05-20
ARQ002 CHAN Christian James RE Advising on Securities 2008-09-19 2009-05-20
ARQ002 CHAN Christian James RE Providing Automated Trading Services 2008-12-19 2009-05-20
ARQ480 BRADY Mark Joseph RE Dealing in Securities 2008-09-23 2010-03-06
ARQ480 BRADY Mark Joseph RE Advising on Securities 2008-09-23 2010-03-06
ARQ480 BRADY Mark Joseph RE Providing Automated Trading Services 2008-09-23 2010-03-06
ARR528 THOMPSON Cormac Joseph RE Dealing in Securities 2012-12-04 2018-11-26
ARR528 THOMPSON Cormac Joseph RO Dealing in Securities 2018-11-26
ARR528 THOMPSON Cormac Joseph RE Advising on Securities 2012-12-04 2018-11-26
ARR528 THOMPSON Cormac Joseph RO Advising on Securities 2018-11-26
ARR528 THOMPSON Cormac Joseph RE Providing Automated Trading Services 2012-12-04 2018-11-26
ARR528 THOMPSON Cormac Joseph RO Providing Automated Trading Services 2018-11-26
ARU732 FOSTER Derek Patrick Jack RE Dealing in Securities 2008-11-03 2009-02-03
ARU732 FOSTER Derek Patrick Jack RE Dealing in Securities 2009-05-11 2009-05-15
ARU732 FOSTER Derek Patrick Jack RE Dealing in Securities 2009-06-01 2009-08-01
ARU732 FOSTER Derek Patrick Jack RE Dealing in Securities 2009-08-25 2011-08-01
ARU732 FOSTER Derek Patrick Jack RE Advising on Securities 2008-11-03 2009-02-03
ARU732 FOSTER Derek Patrick Jack RE Advising on Securities 2009-05-11 2009-05-15
ARU732 FOSTER Derek Patrick Jack RE Advising on Securities 2009-06-01 2009-08-01
ARU732 FOSTER Derek Patrick Jack RE Advising on Securities 2009-08-25 2011-08-01
ARU732 FOSTER Derek Patrick Jack RE Providing Automated Trading Services 2009-08-25 2011-08-01
ARW499 LEE Chi Ching, Dawn 李志清 RE Dealing in Securities 2008-11-24 2011-05-01
ARW499 LEE Chi Ching, Dawn 李志清 RE Advising on Securities 2008-11-24 2011-05-01
ARW499 LEE Chi Ching, Dawn 李志清 RE Providing Automated Trading Services 2008-11-24 2011-05-01
ARW937 KIMPTON Dean Webster RE Dealing in Securities 2008-11-27 2008-12-27
ARW937 KIMPTON Dean Webster RE Advising on Securities 2008-11-27 2008-12-27
ASK786 MOORE Gregory Patrick RE Dealing in Securities 2010-10-19 2014-07-31
ASK786 MOORE Gregory Patrick RE Advising on Securities 2010-10-19 2014-07-31
ASK786 MOORE Gregory Patrick RE Providing Automated Trading Services 2010-10-19 2014-07-31
ASK817 SHANKAR Maureen Kelly RE Dealing in Securities 2009-02-18 2009-02-23
ASK817 SHANKAR Maureen Kelly RE Dealing in Securities 2009-12-07 2009-12-09
ASK817 SHANKAR Maureen Kelly RE Advising on Securities 2009-02-18 2009-02-23
ASK817 SHANKAR Maureen Kelly RE Advising on Securities 2009-12-07 2009-12-09
ASO934 STURGES John Stephen Charles RE Dealing in Securities 2009-03-24 2009-06-24
ASO934 STURGES John Stephen Charles RE Advising on Securities 2009-03-24 2009-06-24
ASW652 SPENSLEY Oliver Giles RE Dealing in Securities 2012-12-10 2014-09-20
ASW652 SPENSLEY Oliver Giles RE Advising on Securities 2012-12-10 2014-09-20
ASW652 SPENSLEY Oliver Giles RE Providing Automated Trading Services 2012-12-10 2014-09-20
ASX253 TAM Hoi Wai 譚凱惠 RE Dealing in Securities 2010-07-02 2014-03-31
ASX253 TAM Hoi Wai 譚凱惠 RE Advising on Securities 2010-07-02 2014-03-31
ASX253 TAM Hoi Wai 譚凱惠 RE Providing Automated Trading Services 2010-07-02 2014-03-31
ATB629 FUKUNAGA Hajime RE Dealing in Securities 2009-05-29 2009-08-29
ATB629 FUKUNAGA Hajime RE Advising on Securities 2009-05-29 2009-08-29
ATB630 HONARI Pedram Peter RE Dealing in Securities 2009-05-29 2009-08-29
ATB630 HONARI Pedram Peter RE Dealing in Securities 2010-08-02 2010-09-02
ATB630 HONARI Pedram Peter RE Dealing in Securities 2011-01-18 2012-12-03
ATB630 HONARI Pedram Peter RE Advising on Securities 2009-05-29 2009-08-29
ATB630 HONARI Pedram Peter RE Advising on Securities 2010-08-02 2010-09-02
ATB630 HONARI Pedram Peter RE Advising on Securities 2011-01-18 2012-12-03
ATB630 HONARI Pedram Peter RE Providing Automated Trading Services 2011-01-18 2012-12-03
ATB749 MOORE Matthew Jack RE Dealing in Securities 2009-06-16
ATB749 MOORE Matthew Jack RE Advising on Securities 2009-06-16
ATB749 MOORE Matthew Jack RE Providing Automated Trading Services 2009-06-16
ATM475 CHAN Roy Kwun Yat 陳君逸 RE Dealing in Securities 2012-12-10 2014-09-03
ATM475 CHAN Roy Kwun Yat 陳君逸 RE Advising on Securities 2012-12-10 2014-09-03
ATM475 CHAN Roy Kwun Yat 陳君逸 RE Providing Automated Trading Services 2012-12-10 2014-09-03
ATY905 TAM Seen Mann, Estefania 譚倩雯 RE Dealing in Securities 2010-05-19
ATY905 TAM Seen Mann, Estefania 譚倩雯 RE Advising on Securities 2010-05-19
ATY905 TAM Seen Mann, Estefania 譚倩雯 RE Providing Automated Trading Services 2010-05-19
AUL980 BALDWIN Tristan James RE Dealing in Securities 2010-01-11 2010-02-11
AUL980 BALDWIN Tristan James RE Advising on Securities 2010-01-11 2010-02-11
AUO037 KUNIMOTO (ALAWDEEN) Reza RE Dealing in Securities 2010-01-28 2010-02-28
AUO037 KUNIMOTO (ALAWDEEN) Reza RE Dealing in Securities 2010-07-12 2010-08-12
AUO037 KUNIMOTO (ALAWDEEN) Reza RE Dealing in Securities 2011-01-06 2015-07-31
AUO037 KUNIMOTO (ALAWDEEN) Reza RE Advising on Securities 2010-01-28 2010-02-28
AUO037 KUNIMOTO (ALAWDEEN) Reza RE Advising on Securities 2010-07-12 2010-08-12
AUO037 KUNIMOTO (ALAWDEEN) Reza RE Advising on Securities 2011-01-06 2015-07-31
AUO037 KUNIMOTO (ALAWDEEN) Reza RE Providing Automated Trading Services 2011-01-06 2015-07-31
AUR625 WONG Yun Tong Anton 黃潤棠 RE Dealing in Securities 2015-01-02 2015-07-07
AUR625 WONG Yun Tong Anton 黃潤棠 RE Advising on Securities 2015-01-02 2015-07-07
AUR625 WONG Yun Tong Anton 黃潤棠 RE Providing Automated Trading Services 2015-01-02 2015-07-07
AUV963 NISHI Tetsuhiro RE Dealing in Securities 2015-08-03 2015-09-16
AUV963 NISHI Tetsuhiro RO Dealing in Securities 2015-09-16 2017-08-14
AUV963 NISHI Tetsuhiro RE Advising on Securities 2015-08-03 2015-09-16
AUV963 NISHI Tetsuhiro RO Advising on Securities 2015-09-16 2017-08-14
AUV963 NISHI Tetsuhiro RE Providing Automated Trading Services 2015-08-03 2015-09-16
AUV963 NISHI Tetsuhiro RO Providing Automated Trading Services 2015-09-16 2017-08-14
AUZ373 VISWANATH Ramesh RE Dealing in Securities 2012-12-10 2013-06-16
AUZ373 VISWANATH Ramesh RE Advising on Securities 2012-12-10 2013-06-16
AUZ373 VISWANATH Ramesh RE Providing Automated Trading Services 2012-12-10 2013-06-16
AVB848 VICKERTON Elizabeth Zijing RE Dealing in Securities 2014-01-09
AVB848 VICKERTON Elizabeth Zijing RE Advising on Securities 2014-01-09
AVB848 VICKERTON Elizabeth Zijing RE Providing Automated Trading Services 2014-01-09
AVJ371 MC NIVEN Dillon Tate RE Dealing in Securities 2010-07-02
AVJ371 MC NIVEN Dillon Tate RE Advising on Securities 2010-07-02
AVJ371 MC NIVEN Dillon Tate RE Providing Automated Trading Services 2010-07-02
AVM402 MUI Yu Yuk 梅如玉 RE Dealing in Securities 2015-09-07
AVM402 MUI Yu Yuk 梅如玉 RE Advising on Securities 2015-09-07
AVM402 MUI Yu Yuk 梅如玉 RE Providing Automated Trading Services 2015-09-07
AVM645 LUCAS Ken Lawrence RE Dealing in Securities 2010-07-19 2010-08-19
AVM645 LUCAS Ken Lawrence RE Dealing in Securities 2011-01-26 2012-12-03
AVM645 LUCAS Ken Lawrence RE Advising on Securities 2010-07-19 2010-08-19
AVM645 LUCAS Ken Lawrence RE Advising on Securities 2011-01-26 2012-12-03
AVM645 LUCAS Ken Lawrence RE Providing Automated Trading Services 2011-01-26 2012-12-03
AVN296 SMITH Paul Savile RE Dealing in Securities 2010-08-02 2014-03-10
AVN296 SMITH Paul Savile RE Advising on Securities 2010-08-02 2014-03-10
AVN296 SMITH Paul Savile RE Providing Automated Trading Services 2010-08-02 2014-03-10
AVO481 BHARADWAJ Amrit RE Dealing in Securities 2013-01-14 2013-07-26
AVO481 BHARADWAJ Amrit RE Advising on Securities 2013-01-14 2013-07-26
AVO481 BHARADWAJ Amrit RE Providing Automated Trading Services 2013-01-14 2013-07-26
AVP736 KIM Jae Keun 金宰漌 RE Dealing in Securities 2012-12-10 2015-04-05
AVP736 KIM Jae Keun 金宰漌 RE Advising on Securities 2012-12-10 2015-04-05
AVP736 KIM Jae Keun 金宰漌 RE Providing Automated Trading Services 2012-12-10 2015-04-05
AVW498 KNOWLING Stuart RO Dealing in Securities 2017-10-17
AVW498 KNOWLING Stuart RO Advising on Securities 2017-10-17
AVW498 KNOWLING Stuart RO Providing Automated Trading Services 2017-10-17
AWK854 CHUNG Ji Bak 鄭知博 RE Dealing in Securities 2013-03-25 2015-03-26
AWK854 CHUNG Ji Bak 鄭知博 RE Advising on Securities 2013-03-25 2015-03-26
AWK854 CHUNG Ji Bak 鄭知博 RE Providing Automated Trading Services 2013-03-25 2015-03-26
AXF358 KELLY Bryce Andrew RE Dealing in Securities 2011-04-21 2012-02-04
AXF358 KELLY Bryce Andrew RE Advising on Securities 2011-04-21 2012-02-04
AXF358 KELLY Bryce Andrew RE Providing Automated Trading Services 2011-04-21 2012-02-04
AXY809 MOHR Patrick Shawn RE Dealing in Securities 2016-06-02
AXY809 MOHR Patrick Shawn RE Advising on Securities 2016-06-02
AXY809 MOHR Patrick Shawn RE Providing Automated Trading Services 2016-06-02
AYH771 WONG Tsz Hin Chris 王梓軒 RE Dealing in Securities 2015-09-07
AYH771 WONG Tsz Hin Chris 王梓軒 RE Advising on Securities 2015-09-07
AYH771 WONG Tsz Hin Chris 王梓軒 RE Providing Automated Trading Services 2015-09-07
AYP091 ROSS Iain Laurence RE Dealing in Securities 2011-12-12
AYP091 ROSS Iain Laurence RE Advising on Securities 2011-12-12
AYP091 ROSS Iain Laurence RE Providing Automated Trading Services 2011-12-12
AYQ907 ABRAHAM Kevin Vazhayil RE Dealing in Securities 2013-07-22 2013-08-22
AYQ907 ABRAHAM Kevin Vazhayil RE Advising on Securities 2013-07-22 2013-08-22
AZS255 HEALEY Alex RE Dealing in Securities 2012-12-10 2014-12-21
AZS255 HEALEY Alex RE Advising on Securities 2012-12-10 2014-12-21
AZS255 HEALEY Alex RE Providing Automated Trading Services 2012-12-10 2014-12-21
AZV056 FIRMIN David Jonathan RE Dealing in Securities 2012-07-27 2015-10-01
AZV056 FIRMIN David Jonathan RE Advising on Securities 2012-07-27 2015-10-01
AZV056 FIRMIN David Jonathan RE Providing Automated Trading Services 2012-07-27 2015-10-01
BAC299 LOH Ying Ning, Alexandra RE Dealing in Securities 2013-01-07 2015-07-07
BAC299 LOH Ying Ning, Alexandra RE Advising on Securities 2013-01-07 2015-07-07
BAC299 LOH Ying Ning, Alexandra RE Providing Automated Trading Services 2013-01-07 2015-07-07
BBU600 LEE Vanessa 李韻芝 RE Dealing in Securities 2013-09-02
BBU600 LEE Vanessa 李韻芝 RE Advising on Securities 2013-09-02
BBU600 LEE Vanessa 李韻芝 RE Providing Automated Trading Services 2013-09-02
BCT026 SHIGETOMI Hyunsu RE Dealing in Securities 2014-01-20 2017-05-09
BCT026 SHIGETOMI Hyunsu RE Advising on Securities 2014-01-20 2017-05-09
BCT026 SHIGETOMI Hyunsu RE Providing Automated Trading Services 2014-01-20 2017-05-09
BDD185 ACHAR Vishal Chandra RE Dealing in Securities 2014-03-31 2014-04-30
BDD185 ACHAR Vishal Chandra RE Advising on Securities 2014-03-31 2014-04-30
BDR307 ONO Masanori RE Dealing in Securities 2016-08-31
BDR307 ONO Masanori RE Advising on Securities 2016-08-31
BDR307 ONO Masanori RE Providing Automated Trading Services 2016-08-31
BEA115 MANSIGANI Mahesh RE Dealing in Securities 2014-09-11
BEA115 MANSIGANI Mahesh RE Advising on Securities 2014-09-11
BEA115 MANSIGANI Mahesh RE Providing Automated Trading Services 2014-09-11
BFP347 HART Stephen David 夏大偉 RE Dealing in Securities 2015-06-29
BFP347 HART Stephen David 夏大偉 RE Advising on Securities 2015-06-29
BFP347 HART Stephen David 夏大偉 RE Providing Automated Trading Services 2015-06-29
BHX594 HUNG Darwin Man-tat 熊文鐽 RE Dealing in Securities 2016-08-12 2018-08-31
BHX594 HUNG Darwin Man-tat 熊文鐽 RE Advising on Securities 2016-08-12 2018-08-31
BHX594 HUNG Darwin Man-tat 熊文鐽 RE Providing Automated Trading Services 2016-08-12 2018-08-31
BJC190 LI Jiexin 李杰馨 RE Dealing in Securities 2017-02-22
BJC190 LI Jiexin 李杰馨 RE Advising on Securities 2017-02-22
BJC190 LI Jiexin 李杰馨 RE Providing Automated Trading Services 2017-02-22
BJR938 CHOI Wing Lam 蔡詠琳 RE Dealing in Securities 2017-06-12
BJR938 CHOI Wing Lam 蔡詠琳 RE Advising on Securities 2017-06-12
BJR938 CHOI Wing Lam 蔡詠琳 RE Providing Automated Trading Services 2017-06-12

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