Hong Kong SFC licence institution ABB188, SA Capital Limited

These are the licence-holders that were found for SFC licence institution ABB188 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAF070 ROQUE Richard S. 羅禮全 RO Advising on Securities 2003-04-01 2007-01-31
AAF070 ROQUE Richard S. 羅禮全 RO Advising on Corporate Finance 2003-04-01 2007-01-31
AAF070 ROQUE Richard S. 羅禮全 RO Asset Management 2003-04-01 2007-04-24
AEO903 SHUM Jerry 岑立 RO Asset Management 2006-12-12 2007-04-10
ALT872 LO Hin Fai 羅顯輝 RO Advising on Securities 2005-05-17 2007-01-31
ALT872 LO Hin Fai 羅顯輝 RO Advising on Corporate Finance 2005-05-17 2007-01-31
ALT872 LO Hin Fai 羅顯輝 RO Asset Management 2005-05-17 2007-01-31

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