Hong Kong SFC licence institution ABB421, Luen Hing Securities Limited 聯興證券有限公司

These are the licence-holders that were found for SFC licence institution ABB421 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAG670 SHUM Fong Fun 沈芳芬 RO Dealing in Securities 2003-04-01 2017-04-18
AAG670 SHUM Fong Fun 沈芳芬 RO Advising on Securities 2003-04-01 2003-09-29
AAG670 SHUM Fong Fun 沈芳芬 RO Advising on Corporate Finance 2003-04-01 2003-09-29
AAG670 SHUM Fong Fun 沈芳芬 RO Asset Management 2003-04-01 2003-09-29
AAG672 SHUM Sai Man, Albert 沈世文 RO Dealing in Securities 2003-04-01 2014-03-31
AAG672 SHUM Sai Man, Albert 沈世文 RO Advising on Securities 2003-04-01 2003-09-29
AAG672 SHUM Sai Man, Albert 沈世文 RO Advising on Corporate Finance 2003-04-01 2003-09-29
AAG672 SHUM Sai Man, Albert 沈世文 RO Asset Management 2003-04-01 2003-09-29
AAG674 TSANG Kwong Yat 曾廣一 RE Dealing in Securities 2003-04-01 2014-03-31
AAG674 TSANG Kwong Yat 曾廣一 RE Advising on Securities 2003-04-01 2004-03-12
AAG674 TSANG Kwong Yat 曾廣一 RE Advising on Corporate Finance 2003-04-01 2004-03-12
AAG674 TSANG Kwong Yat 曾廣一 RE Asset Management 2003-04-01 2004-03-12
AAG676 WONG Chung Nin 黃松年 RE Dealing in Securities 2003-04-01 2009-09-28
AAG676 WONG Chung Nin 黃松年 RE Advising on Securities 2003-04-01 2003-09-29
AAG676 WONG Chung Nin 黃松年 RE Advising on Corporate Finance 2003-04-01 2003-09-29
AAG676 WONG Chung Nin 黃松年 RE Asset Management 2003-04-01 2003-09-29
AAG678 SHUM Ping Man 沈炳文 RO Dealing in Securities 2003-04-01 2008-09-03
AAG678 SHUM Ping Man 沈炳文 RO Advising on Securities 2003-04-01 2003-07-18
AAG678 SHUM Ping Man 沈炳文 RO Advising on Corporate Finance 2003-04-01 2003-07-18
AAG678 SHUM Ping Man 沈炳文 RO Asset Management 2003-04-01 2003-07-18
ABP403 CHEUNG Sau Chun, Winnie 張秀珍 RE Dealing in Securities 2003-04-01 2014-02-28
ABP403 CHEUNG Sau Chun, Winnie 張秀珍 RE Advising on Securities 2003-04-01 2003-09-18
ABP403 CHEUNG Sau Chun, Winnie 張秀珍 RE Advising on Corporate Finance 2003-04-01 2003-09-18
ABP403 CHEUNG Sau Chun, Winnie 張秀珍 RE Asset Management 2003-04-01 2003-09-18
ABP404 CHOW Hong Ping 鄒康平 RE Dealing in Securities 2003-04-01 2014-03-31
ABP404 CHOW Hong Ping 鄒康平 RE Advising on Securities 2003-04-01 2003-08-28
ABP404 CHOW Hong Ping 鄒康平 RE Advising on Corporate Finance 2003-04-01 2003-08-28
ABP404 CHOW Hong Ping 鄒康平 RE Asset Management 2003-04-01 2003-08-28
ACL806 CHAN Wing 陳榮 RE Dealing in Securities 2003-04-01 2014-03-31
ACL806 CHAN Wing 陳榮 RE Advising on Securities 2003-04-01 2004-02-03
ACL806 CHAN Wing 陳榮 RE Advising on Corporate Finance 2003-04-01 2004-02-03
ACL806 CHAN Wing 陳榮 RE Asset Management 2003-04-01 2004-02-03
AFQ740 SHUM Yuen Ming 沈婉明 RE Dealing in Securities 2003-04-01 2014-03-31
AFQ740 SHUM Yuen Ming 沈婉明 RE Advising on Securities 2003-04-01 2004-03-12
AFQ740 SHUM Yuen Ming 沈婉明 RE Advising on Corporate Finance 2003-04-01 2004-03-12
AFQ740 SHUM Yuen Ming 沈婉明 RE Asset Management 2003-04-01 2004-03-12
AQE971 WONG Chi Hang, William 黃知行 RE Dealing in Securities 2007-12-27 2014-03-31

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