Hong Kong SFC licence institution ABC209, Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司

These are the licence-holders that were found for SFC licence institution ABC209 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAE275 KWAN Wai Kuen, Freddie 關偉權 RO Dealing in Securities 2006-06-23 2014-08-01
AAH639 TING Kay Loong 丁基龍 RO Dealing in Securities 2006-12-18
AAH639 TING Kay Loong 丁基龍 RO Advising on Securities 2006-12-18
AAH639 TING Kay Loong 丁基龍 RO Advising on Corporate Finance 2006-10-04
ACN098 CHEUNG Yee Man, Elaine 張綺雯 RE Dealing in Securities 2011-05-03 2011-06-20
ACN098 CHEUNG Yee Man, Elaine 張綺雯 RO Dealing in Securities 2011-06-20 2014-02-12
ACN098 CHEUNG Yee Man, Elaine 張綺雯 RE Advising on Securities 2011-05-03 2011-06-20
ACN098 CHEUNG Yee Man, Elaine 張綺雯 RO Advising on Securities 2011-06-20 2014-02-12
ACN098 CHEUNG Yee Man, Elaine 張綺雯 RE Advising on Corporate Finance 2011-05-03 2011-06-20
ACN098 CHEUNG Yee Man, Elaine 張綺雯 RO Advising on Corporate Finance 2011-06-20 2014-02-12
ACY158 LAU Wai Chun 劉偉駿 RE Dealing in Securities 2005-12-21 2006-06-01
ACY158 LAU Wai Chun 劉偉駿 RE Advising on Securities 2005-12-21 2006-06-01
ACY158 LAU Wai Chun 劉偉駿 RE Advising on Corporate Finance 2005-12-21 2006-06-01
ADJ260 MATSUDA Minoru RE Dealing in Securities 2011-11-17 2016-09-26
ADJ260 MATSUDA Minoru RE Advising on Securities 2011-11-17 2016-09-26
ADJ260 MATSUDA Minoru RE Advising on Corporate Finance 2011-11-17 2016-09-26
ADJ393 CHAU Suk Bing, Tanny 周淑冰 RO Dealing in Securities 2006-10-13 2014-03-17
ADJ393 CHAU Suk Bing, Tanny 周淑冰 RO Advising on Securities 2006-10-13 2014-03-17
ADJ393 CHAU Suk Bing, Tanny 周淑冰 RE Advising on Corporate Finance 2006-08-22 2006-10-13
ADJ393 CHAU Suk Bing, Tanny 周淑冰 RO Advising on Corporate Finance 2006-10-13 2014-03-17
ADK017 LEE Siu Ming, Simon 李紹明 RO Dealing in Securities 2003-04-01 2006-06-16
ADK017 LEE Siu Ming, Simon 李紹明 RO Advising on Securities 2003-04-01 2006-06-16
ADK017 LEE Siu Ming, Simon 李紹明 RO Advising on Corporate Finance 2003-04-01 2006-06-16
ADP076 CHAN Tit Leung, Sunny 陳鐵樑 RE Dealing in Securities 2003-04-01 2004-02-23
ADP076 CHAN Tit Leung, Sunny 陳鐵樑 RE Dealing in Securities 2014-03-13 2018-04-12
ADP076 CHAN Tit Leung, Sunny 陳鐵樑 RO Dealing in Securities 2004-02-23 2005-06-14
ADP076 CHAN Tit Leung, Sunny 陳鐵樑 RO Dealing in Securities 2018-04-12
ADP076 CHAN Tit Leung, Sunny 陳鐵樑 RE Advising on Securities 2003-04-01 2003-12-04
ADP076 CHAN Tit Leung, Sunny 陳鐵樑 RE Advising on Securities 2014-03-13 2018-04-12
ADP076 CHAN Tit Leung, Sunny 陳鐵樑 RO Advising on Securities 2018-04-12
ADP076 CHAN Tit Leung, Sunny 陳鐵樑 RE Advising on Corporate Finance 2003-04-01 2004-02-23
ADP076 CHAN Tit Leung, Sunny 陳鐵樑 RE Advising on Corporate Finance 2014-03-13 2016-05-20
ADP076 CHAN Tit Leung, Sunny 陳鐵樑 RO Advising on Corporate Finance 2004-02-23 2005-06-14
ADP076 CHAN Tit Leung, Sunny 陳鐵樑 RO Advising on Corporate Finance 2016-05-20
ADP076 CHAN Tit Leung, Sunny 陳鐵樑 RE Asset Management 2003-04-01 2003-12-04
ADX085 KWAN Chun Yee, Hidulf 關振義 RE Dealing in Securities 2008-09-08 2008-11-01
ADX085 KWAN Chun Yee, Hidulf 關振義 RE Advising on Securities 2008-09-08 2008-11-01
ADX085 KWAN Chun Yee, Hidulf 關振義 RE Advising on Corporate Finance 2008-08-11 2008-11-01
ADX639 LEE Hing Cheung, Eric 李慶翔 RE Dealing in Securities 2003-04-01 2004-02-23
ADX639 LEE Hing Cheung, Eric 李慶翔 RO Dealing in Securities 2004-02-23 2006-06-16
ADX639 LEE Hing Cheung, Eric 李慶翔 RE Advising on Securities 2003-04-01 2003-12-23
ADX639 LEE Hing Cheung, Eric 李慶翔 RE Advising on Corporate Finance 2003-04-01 2004-02-23
ADX639 LEE Hing Cheung, Eric 李慶翔 RO Advising on Corporate Finance 2004-02-23 2006-06-16
ADX639 LEE Hing Cheung, Eric 李慶翔 RE Asset Management 2003-04-01 2003-12-23
AEA418 YING Niankang 應年康 RO Dealing in Securities 2003-04-01 2012-03-10
AEA418 YING Niankang 應年康 RO Advising on Securities 2003-04-01 2012-03-10
AEA418 YING Niankang 應年康 RO Advising on Corporate Finance 2003-04-01 2012-03-10
AEE952 TSANG Hin Cheung 曾衍祥 RE Advising on Securities 2003-04-01 2006-06-28
AEE952 TSANG Hin Cheung 曾衍祥 RE Advising on Corporate Finance 2003-04-01 2006-06-28
AEE952 TSANG Hin Cheung 曾衍祥 RE Asset Management 2003-04-01 2004-07-20
AEG459 SHIH Shun Ching 施順情 RE Dealing in Securities 2004-04-26 2005-11-16
AEG459 SHIH Shun Ching 施順情 RE Advising on Securities 2003-04-01 2003-06-20
AEG459 SHIH Shun Ching 施順情 RE Advising on Corporate Finance 2003-04-01 2003-06-24
AEG459 SHIH Shun Ching 施順情 RE Advising on Corporate Finance 2004-03-15 2005-11-16
AEG459 SHIH Shun Ching 施順情 RE Asset Management 2003-04-01 2003-06-20
AEK034 CHEUNG Wai Lik 張偉力 RE Dealing in Securities 2006-02-07 2008-07-21
AEK034 CHEUNG Wai Lik 張偉力 RE Dealing in Securities 2008-12-16 2009-10-26
AEK034 CHEUNG Wai Lik 張偉力 RE Advising on Securities 2006-10-06 2008-07-21
AEK034 CHEUNG Wai Lik 張偉力 RE Advising on Securities 2008-12-16 2009-10-26
AEK034 CHEUNG Wai Lik 張偉力 RE Advising on Corporate Finance 2006-02-07 2008-07-21
AEK034 CHEUNG Wai Lik 張偉力 RE Advising on Corporate Finance 2008-12-16 2009-10-26
AEN591 GUO Chun 郭純 RO Advising on Securities 2003-04-01
AEN591 GUO Chun 郭純 RO Advising on Corporate Finance 2003-04-01
AEN591 GUO Chun 郭純 RO Asset Management 2003-04-01 2003-05-23
AEP106 LEUNG An Loy, Derek 梁晏來 RE Advising on Securities 2003-04-01 2003-05-20
AEP106 LEUNG An Loy, Derek 梁晏來 RE Advising on Corporate Finance 2003-04-01 2008-08-11
AEP106 LEUNG An Loy, Derek 梁晏來 RE Asset Management 2003-04-01 2003-05-20
AES254 WAN Joseph Jason 尹宸賢 RE Dealing in Securities 2013-07-19 2013-11-18
AES254 WAN Joseph Jason 尹宸賢 RE Advising on Securities 2013-07-19 2013-11-18
AES254 WAN Joseph Jason 尹宸賢 RE Advising on Corporate Finance 2013-07-19 2013-11-18
AFM549 SIU Wai Kit 蕭偉杰 RE Advising on Securities 2003-04-01 2003-04-09
AFM549 SIU Wai Kit 蕭偉杰 RE Advising on Corporate Finance 2003-04-01 2003-04-09
AFM549 SIU Wai Kit 蕭偉杰 RE Asset Management 2003-04-01 2003-04-09
AFW562 WONG Wai Leung 黃偉亮 RE Advising on Securities 2003-04-01 2004-09-13
AFW562 WONG Wai Leung 黃偉亮 RE Advising on Corporate Finance 2003-04-01 2004-09-13
AFW562 WONG Wai Leung 黃偉亮 RE Asset Management 2003-04-01 2004-07-20
AFY720 CHIU Chun Pong 趙振邦 RE Advising on Securities 2003-04-01 2006-06-01
AFY720 CHIU Chun Pong 趙振邦 RE Advising on Corporate Finance 2003-04-01 2006-06-01
AFY720 CHIU Chun Pong 趙振邦 RE Asset Management 2003-04-01 2004-07-22
AGJ184 NG Wai Yu 吳惠如 RE Dealing in Securities 2004-03-31 2005-07-24
AGJ184 NG Wai Yu 吳惠如 RE Advising on Corporate Finance 2004-03-31 2005-07-24
AGJ902 KO Wilson Wai Shun 高偉舜 RE Dealing in Securities 2010-06-01 2010-07-01
AGJ902 KO Wilson Wai Shun 高偉舜 RE Advising on Securities 2010-06-01 2010-07-01
AGJ902 KO Wilson Wai Shun 高偉舜 RE Advising on Corporate Finance 2010-04-01 2010-07-01
AGO945 KAN Tsz Yan, Arthur 簡子欣 RE Dealing in Securities 2014-11-10 2015-08-12
AGO945 KAN Tsz Yan, Arthur 簡子欣 RE Advising on Securities 2014-11-10 2015-08-12
AGO945 KAN Tsz Yan, Arthur 簡子欣 RE Advising on Corporate Finance 2014-11-10 2015-01-30
AGO945 KAN Tsz Yan, Arthur 簡子欣 RO Advising on Corporate Finance 2015-01-30 2015-08-12
AGP529 LIU Hiu Lau 廖曉柳 RE Advising on Securities 2003-04-01 2004-01-01
AGP529 LIU Hiu Lau 廖曉柳 RE Advising on Corporate Finance 2003-04-01 2004-01-01
AGP529 LIU Hiu Lau 廖曉柳 RE Asset Management 2003-04-01 2004-01-01
AHF293 SHIN Chuck Yin 單婥然 RE Dealing in Securities 2006-09-13 2007-06-01
AHF293 SHIN Chuck Yin 單婥然 RE Advising on Securities 2006-09-13 2007-06-01
AHF293 SHIN Chuck Yin 單婥然 RE Advising on Corporate Finance 2006-08-11 2007-06-01
AHF797 HSU Shirley Sui-Wei 許穗煒 RE Dealing in Securities 2010-12-01 2011-12-01
AHF797 HSU Shirley Sui-Wei 許穗煒 RE Advising on Securities 2010-12-01 2011-12-01
AHF797 HSU Shirley Sui-Wei 許穗煒 RE Advising on Corporate Finance 2010-12-01 2011-12-01
AHT430 CHAN Wai Hung 陳偉雄 RE Dealing in Securities 2009-06-05 2009-09-23
AHT430 CHAN Wai Hung 陳偉雄 RO Dealing in Securities 2009-09-23
AHT430 CHAN Wai Hung 陳偉雄 RE Advising on Securities 2009-07-06 2009-09-23
AHT430 CHAN Wai Hung 陳偉雄 RO Advising on Securities 2009-09-23
AHT430 CHAN Wai Hung 陳偉雄 RE Advising on Corporate Finance 2009-06-05 2009-09-23
AHT430 CHAN Wai Hung 陳偉雄 RO Advising on Corporate Finance 2009-09-23
AIB802 AU-YEUNG Yan Lun 歐陽欣麟 RE Dealing in Securities 2016-09-05 2016-11-22
AIB802 AU-YEUNG Yan Lun 歐陽欣麟 RO Dealing in Securities 2016-11-22
AIB802 AU-YEUNG Yan Lun 歐陽欣麟 RE Advising on Securities 2016-09-05
AIB802 AU-YEUNG Yan Lun 歐陽欣麟 RE Advising on Corporate Finance 2016-09-05 2016-11-22
AIB802 AU-YEUNG Yan Lun 歐陽欣麟 RO Advising on Corporate Finance 2016-11-22
AIH325 HUNG Hing Man 孔慶文 RE Advising on Securities 2003-04-01 2004-03-01
AIH325 HUNG Hing Man 孔慶文 RE Advising on Corporate Finance 2003-04-01 2004-03-02
AIH325 HUNG Hing Man 孔慶文 RE Asset Management 2003-04-01 2004-03-01
AIU532 LOCK Pik Shan, Ivy 駱碧珊 RE Dealing in Securities 2008-06-23 2009-05-11
AIU532 LOCK Pik Shan, Ivy 駱碧珊 RE Advising on Securities 2008-06-23 2009-05-11
AIU532 LOCK Pik Shan, Ivy 駱碧珊 RE Advising on Corporate Finance 2008-05-29 2009-05-11
AJM676 HO Shuk Yi, Susanna 何淑儀 RE Dealing in Securities 2004-06-28 2005-07-08
AJM676 HO Shuk Yi, Susanna 何淑儀 RE Advising on Corporate Finance 2004-06-28 2005-07-08
ALN988 MOU Shuk Han 繆淑嫻 RE Dealing in Securities 2005-01-26 2005-09-21
ALN988 MOU Shuk Han 繆淑嫻 RE Advising on Securities 2005-01-26 2005-09-21
ALN988 MOU Shuk Han 繆淑嫻 RE Advising on Corporate Finance 2005-01-26 2005-09-21
ALP813 FU Xingyi 傅幸藝 RO Dealing in Securities 2007-06-06 2016-03-05
ALP813 FU Xingyi 傅幸藝 RO Advising on Securities 2007-06-06 2016-03-05
ALP813 FU Xingyi 傅幸藝 RO Advising on Corporate Finance 2007-06-06 2016-03-05
AMF525 LEUNG Man Ho 梁文豪 RE Dealing in Securities 2013-07-19 2013-11-18
AMF525 LEUNG Man Ho 梁文豪 RE Advising on Securities 2013-07-19 2013-11-18
AMF525 LEUNG Man Ho 梁文豪 RE Advising on Corporate Finance 2013-07-19 2013-11-18
AMT668 WAH Pui Shan 華佩珊 RE Dealing in Securities 2013-11-29 2014-01-07
AMT668 WAH Pui Shan 華佩珊 RE Advising on Securities 2013-11-29 2014-01-07
AMT668 WAH Pui Shan 華佩珊 RE Advising on Corporate Finance 2013-11-29 2014-01-07
AMZ977 CHOW Man Yee, Kitty 周敏儀 RE Dealing in Securities 2011-02-11 2011-07-27
AMZ977 CHOW Man Yee, Kitty 周敏儀 RE Advising on Securities 2011-02-11 2011-07-27
AMZ977 CHOW Man Yee, Kitty 周敏儀 RE Advising on Corporate Finance 2011-02-11 2011-07-27
ANN409 JIANG Bo 蔣波 RE Dealing in Securities 2012-10-04 2017-12-15
ANN409 JIANG Bo 蔣波 RE Advising on Corporate Finance 2006-06-21 2017-12-15
ANV150 LAU Jing Yeung, William 劉正揚 RE Dealing in Securities 2008-02-04 2008-04-22
ANV150 LAU Jing Yeung, William 劉正揚 RE Advising on Securities 2008-02-04 2008-04-22
ANV150 LAU Jing Yeung, William 劉正揚 RE Advising on Corporate Finance 2008-02-04 2008-04-22
AOC861 LIU Weiqi 劉韡祺 RE Advising on Corporate Finance 2006-11-01 2011-06-14
AOH101 YEUNG Tsun Yin 楊俊賢 RE Dealing in Securities 2009-12-07 2011-06-04
AOH101 YEUNG Tsun Yin 楊俊賢 RE Advising on Securities 2009-12-07 2011-06-04
AOH101 YEUNG Tsun Yin 楊俊賢 RE Advising on Corporate Finance 2009-11-09 2011-06-04
AOJ604 YEUNG Yat Chuen 楊日泉 RE Dealing in Securities 2010-07-30 2011-10-04
AOJ604 YEUNG Yat Chuen 楊日泉 RE Dealing in Securities 2014-04-22 2014-09-24
AOJ604 YEUNG Yat Chuen 楊日泉 RE Advising on Securities 2010-07-30 2011-10-04
AOJ604 YEUNG Yat Chuen 楊日泉 RE Advising on Securities 2014-04-22 2014-09-24
AOJ604 YEUNG Yat Chuen 楊日泉 RE Advising on Corporate Finance 2010-07-30 2011-10-04
AOJ604 YEUNG Yat Chuen 楊日泉 RE Advising on Corporate Finance 2014-04-22 2014-09-24
APC238 SHU Tony 徐成東 RE Dealing in Securities 2007-07-24 2007-12-29
APC238 SHU Tony 徐成東 RE Advising on Securities 2007-07-24 2007-12-29
APC238 SHU Tony 徐成東 RE Advising on Corporate Finance 2007-07-24 2007-12-29
APC863 OZORIO Gertrude Marion 柯家如 RE Dealing in Securities 2011-08-29 2012-10-19
APC863 OZORIO Gertrude Marion 柯家如 RE Advising on Securities 2011-08-29 2012-10-19
APC863 OZORIO Gertrude Marion 柯家如 RE Advising on Corporate Finance 2011-08-29 2012-10-19
APF483 LAM Wai Tong 林瑋瑭 RE Dealing in Securities 2007-11-19 2010-05-31
APF483 LAM Wai Tong 林瑋瑭 RE Dealing in Securities 2011-08-02 2012-09-01
APF483 LAM Wai Tong 林瑋瑭 RE Advising on Securities 2007-12-17 2010-05-31
APF483 LAM Wai Tong 林瑋瑭 RE Advising on Securities 2011-08-02 2012-09-01
APF483 LAM Wai Tong 林瑋瑭 RE Advising on Corporate Finance 2007-12-17 2010-05-31
APF483 LAM Wai Tong 林瑋瑭 RE Advising on Corporate Finance 2011-08-02 2012-09-01
APL374 WONG Kar Fung, Kenneth 黃嘉豐 RE Dealing in Securities 2010-11-02 2010-11-02
APL374 WONG Kar Fung, Kenneth 黃嘉豐 RE Advising on Securities 2010-11-02 2010-11-02
APL374 WONG Kar Fung, Kenneth 黃嘉豐 RE Advising on Corporate Finance 2010-11-02 2010-11-02
APL937 LO Hiu Lam 盧曉琳 RE Dealing in Securities 2013-05-07 2017-10-19
APL937 LO Hiu Lam 盧曉琳 RO Dealing in Securities 2017-10-19 2018-08-31
APL937 LO Hiu Lam 盧曉琳 RE Advising on Securities 2013-05-07 2017-10-19
APL937 LO Hiu Lam 盧曉琳 RO Advising on Securities 2017-10-19 2018-08-31
APL937 LO Hiu Lam 盧曉琳 RE Advising on Corporate Finance 2013-05-07 2017-10-19
APL937 LO Hiu Lam 盧曉琳 RO Advising on Corporate Finance 2017-10-19 2018-08-31
APQ819 WONG Wan Men, Margaret 黃蘊文 RE Dealing in Securities 2008-07-21 2008-10-07
APQ819 WONG Wan Men, Margaret 黃蘊文 RE Advising on Securities 2008-07-21 2008-10-07
APQ819 WONG Wan Men, Margaret 黃蘊文 RE Advising on Corporate Finance 2008-07-08 2008-10-07
APV971 WU Sheung Chi, Steven 胡尚智 RE Dealing in Securities 2014-06-05 2015-07-14
APV971 WU Sheung Chi, Steven 胡尚智 RE Advising on Securities 2014-06-05 2015-07-14
APV971 WU Sheung Chi, Steven 胡尚智 RE Advising on Corporate Finance 2014-06-05 2015-07-14
AQA975 WANG Wei 王蔚 RE Dealing in Securities 2012-10-04
AQA975 WANG Wei 王蔚 RE Advising on Corporate Finance 2007-11-28
AQM112 LI Jialu 李佳潞 RE Dealing in Securities 2008-03-06 2010-07-05
AQM112 LI Jialu 李佳潞 RE Advising on Securities 2008-03-06 2010-07-05
AQM112 LI Jialu 李佳潞 RE Advising on Corporate Finance 2008-03-06 2010-07-05
AQT139 YEUNG Ka Lai 楊嘉麗 RE Dealing in Securities 2014-11-10 2015-12-31
AQT139 YEUNG Ka Lai 楊嘉麗 RE Advising on Securities 2014-11-10 2015-12-31
AQT139 YEUNG Ka Lai 楊嘉麗 RE Advising on Corporate Finance 2014-11-10 2015-12-31
AQV376 WONG Kwok Chu 黃國柱 RE Dealing in Securities 2011-11-14 2013-10-02
AQV376 WONG Kwok Chu 黃國柱 RE Advising on Securities 2011-11-14 2013-10-02
AQV376 WONG Kwok Chu 黃國柱 RE Advising on Corporate Finance 2011-11-14 2013-10-02
ARL253 TAM Ka Heng, Carmen 譚嘉恒 RE Dealing in Securities 2010-07-07 2010-08-28
ARL253 TAM Ka Heng, Carmen 譚嘉恒 RE Dealing in Securities 2012-02-06 2013-04-15
ARL253 TAM Ka Heng, Carmen 譚嘉恒 RE Advising on Securities 2010-07-07 2010-08-28
ARL253 TAM Ka Heng, Carmen 譚嘉恒 RE Advising on Securities 2012-02-06 2013-04-15
ARL253 TAM Ka Heng, Carmen 譚嘉恒 RE Advising on Corporate Finance 2010-07-07 2010-08-28
ARL253 TAM Ka Heng, Carmen 譚嘉恒 RE Advising on Corporate Finance 2012-02-06 2013-04-15
ARM750 YEN Chanan 霍震南 RE Dealing in Securities 2012-01-04 2012-03-20
ARM750 YEN Chanan 霍震南 RE Advising on Securities 2012-01-04 2012-03-20
ARM750 YEN Chanan 霍震南 RE Advising on Corporate Finance 2012-01-04 2012-03-20
ARM922 TSANG Wing Ngai 曾永毅 RE Dealing in Securities 2013-10-02 2013-11-04
ARM922 TSANG Wing Ngai 曾永毅 RE Advising on Securities 2013-10-02 2013-11-04
ARM922 TSANG Wing Ngai 曾永毅 RE Advising on Corporate Finance 2013-10-02 2013-11-04
ART807 LI Ying 李穎 RE Advising on Corporate Finance 2008-11-20 2009-07-24
ASC826 WANG Difeng 王迪风 RE Advising on Corporate Finance 2008-12-29
ASP357 LEE Mei Shan 李美珊 RE Dealing in Securities 2014-11-10 2015-10-01
ASP357 LEE Mei Shan 李美珊 RE Advising on Securities 2014-11-10 2015-10-01
ASP357 LEE Mei Shan 李美珊 RE Advising on Corporate Finance 2014-11-10 2015-10-01
AUC919 CHAN Ying Wai 陳英偉 RE Dealing in Securities 2011-08-03 2015-09-21
AUC919 CHAN Ying Wai 陳英偉 RO Dealing in Securities 2015-09-21 2017-05-20
AUC919 CHAN Ying Wai 陳英偉 RE Advising on Securities 2011-08-03 2015-09-21
AUC919 CHAN Ying Wai 陳英偉 RO Advising on Securities 2015-09-21 2017-05-20
AUC919 CHAN Ying Wai 陳英偉 RE Advising on Corporate Finance 2011-08-03 2015-09-21
AUC919 CHAN Ying Wai 陳英偉 RO Advising on Corporate Finance 2015-09-21 2017-05-20
AUM360 XIAN Yi 鮮壹 RE Dealing in Securities 2010-02-08 2011-07-23
AUM360 XIAN Yi 鮮壹 RE Advising on Securities 2010-02-08 2011-07-23
AUM360 XIAN Yi 鮮壹 RE Advising on Corporate Finance 2010-02-08 2011-07-23
AUV781 CHU Sing Wai 朱聖瑋 RE Dealing in Securities 2010-03-05 2010-03-12
AUV781 CHU Sing Wai 朱聖瑋 RE Advising on Securities 2010-03-05 2010-03-12
AUV781 CHU Sing Wai 朱聖瑋 RE Advising on Corporate Finance 2010-03-05 2010-03-12
AUX369 LAM Long Hin, Hiram 林朗軒 RE Dealing in Securities 2013-08-05 2013-11-19
AUX369 LAM Long Hin, Hiram 林朗軒 RE Advising on Securities 2013-08-05 2013-11-19
AUX369 LAM Long Hin, Hiram 林朗軒 RE Advising on Corporate Finance 2013-08-05 2013-11-19
AVX842 CHENG Chun Fai, Hudson 鄭俊輝 RE Dealing in Securities 2018-02-09
AVX842 CHENG Chun Fai, Hudson 鄭俊輝 RE Advising on Securities 2018-02-09
AVX842 CHENG Chun Fai, Hudson 鄭俊輝 RE Advising on Corporate Finance 2018-02-09
AVY121 NG Kai Him 吳啟謙 RE Dealing in Securities 2010-09-21 2013-04-17
AVY121 NG Kai Him 吳啟謙 RE Advising on Securities 2010-09-21 2013-04-17
AVY121 NG Kai Him 吳啟謙 RE Advising on Corporate Finance 2010-09-21 2013-04-17
AVY580 SO Nga Ting, Bernadette 蘇雅婷 RE Dealing in Securities 2016-07-20
AVY580 SO Nga Ting, Bernadette 蘇雅婷 RE Advising on Securities 2016-07-20
AVY580 SO Nga Ting, Bernadette 蘇雅婷 RE Advising on Corporate Finance 2016-07-20
AWK729 IP Shu Wai 葉書瑋 RE Dealing in Securities 2011-08-29 2012-12-01
AWK729 IP Shu Wai 葉書瑋 RE Advising on Securities 2011-08-29 2012-12-01
AWK729 IP Shu Wai 葉書瑋 RE Advising on Corporate Finance 2011-08-29 2012-12-01
AWQ619 WAI Kwai Fong 韋桂芳 RE Dealing in Securities 2014-06-09
AWQ619 WAI Kwai Fong 韋桂芳 RE Advising on Securities 2014-06-09
AWQ619 WAI Kwai Fong 韋桂芳 RE Advising on Corporate Finance 2014-06-09
AWT865 YUAN Yingjun 袁穎君 RE Dealing in Securities 2011-02-11 2012-11-30
AWT865 YUAN Yingjun 袁穎君 RE Advising on Securities 2011-02-11 2012-11-30
AWT865 YUAN Yingjun 袁穎君 RE Advising on Corporate Finance 2011-02-11 2012-11-30
AWU004 HUANG Liwen 黃麗雯 RE Dealing in Securities 2016-10-14 2017-01-12
AWU004 HUANG Liwen 黃麗雯 RE Advising on Securities 2016-10-14 2017-01-12
AWU004 HUANG Liwen 黃麗雯 RE Advising on Corporate Finance 2016-10-14 2017-01-12
AXD243 WONG Chor Ming 黃礎銘 RE Dealing in Securities 2013-07-31 2014-06-27
AXD243 WONG Chor Ming 黃礎銘 RE Advising on Securities 2013-07-31 2014-06-27
AXD243 WONG Chor Ming 黃礎銘 RE Advising on Corporate Finance 2013-07-31 2014-06-27
AXE884 KONG Li Yi, Lorraine 龔立儀 RE Dealing in Securities 2011-10-17 2011-11-19
AXE884 KONG Li Yi, Lorraine 龔立儀 RE Advising on Securities 2011-10-17 2011-11-19
AXE884 KONG Li Yi, Lorraine 龔立儀 RE Advising on Corporate Finance 2011-10-17 2011-11-19
AXM307 IP Mun Lam 葉滿林 RE Dealing in Securities 2013-07-10 2015-02-19
AXM307 IP Mun Lam 葉滿林 RE Advising on Securities 2013-07-10 2015-02-19
AXM307 IP Mun Lam 葉滿林 RE Advising on Corporate Finance 2013-07-10 2015-02-19
AXQ083 WONG Ka Man 黃嘉敏 RE Dealing in Securities 2011-08-04 2011-10-20
AXQ083 WONG Ka Man 黃嘉敏 RE Advising on Securities 2011-08-04 2011-10-20
AXQ083 WONG Ka Man 黃嘉敏 RE Advising on Corporate Finance 2011-08-04 2011-10-20
AXS174 HE Fei 賀斐 RE Dealing in Securities 2011-07-27 2011-12-22
AXS174 HE Fei 賀斐 RE Advising on Securities 2011-07-27 2011-12-22
AXS174 HE Fei 賀斐 RE Advising on Corporate Finance 2011-07-27 2011-12-22
AXZ043 LEE Hoi Yan 李凱恩 RE Dealing in Securities 2011-08-30 2014-02-24
AXZ043 LEE Hoi Yan 李凱恩 RE Advising on Securities 2011-08-30 2014-02-24
AXZ043 LEE Hoi Yan 李凱恩 RE Advising on Corporate Finance 2011-08-30 2014-02-24
AXZ961 SHYU Alexander 徐秉聖 RE Dealing in Securities 2011-09-05 2011-12-06
AXZ961 SHYU Alexander 徐秉聖 RE Advising on Securities 2011-09-05 2011-12-06
AXZ961 SHYU Alexander 徐秉聖 RE Advising on Corporate Finance 2011-09-05 2011-12-06
AYF494 ZHU Dawen 朱達文 RE Dealing in Securities 2011-10-10 2012-10-17
AYF494 ZHU Dawen 朱達文 RE Advising on Securities 2011-10-10 2012-10-17
AYF494 ZHU Dawen 朱達文 RE Advising on Corporate Finance 2011-10-10 2012-10-17
AYM141 ZHANG Cheng 章程 RE Dealing in Securities 2011-11-17 2013-09-01
AYM141 ZHANG Cheng 章程 RE Advising on Securities 2011-11-17 2013-09-01
AYM141 ZHANG Cheng 章程 RE Advising on Corporate Finance 2011-11-17 2013-09-01
AYN529 ITO Ikuo RE Dealing in Securities 2011-11-30 2012-07-05
AYN529 ITO Ikuo RE Advising on Securities 2011-11-30 2012-07-05
AYN529 ITO Ikuo RE Advising on Corporate Finance 2011-11-30 2012-07-05
AYN533 SHIRAISHI Kazuma RE Dealing in Securities 2011-12-01 2013-07-08
AYN533 SHIRAISHI Kazuma RE Advising on Securities 2011-12-01 2013-07-08
AYN533 SHIRAISHI Kazuma RE Advising on Corporate Finance 2011-12-01 2013-07-08
AYR568 CHENG Tak Him, Terence 鄭德謙 RE Dealing in Securities 2011-12-19 2017-11-19
AYR568 CHENG Tak Him, Terence 鄭德謙 RE Advising on Securities 2011-12-19 2017-11-19
AYR568 CHENG Tak Him, Terence 鄭德謙 RE Advising on Corporate Finance 2011-12-19 2017-11-19
AYT968 SHIH Ichi 施怡琪 RE Dealing in Securities 2012-01-10 2012-02-11
AYT968 SHIH Ichi 施怡琪 RE Advising on Securities 2012-01-10 2012-02-11
AYT968 SHIH Ichi 施怡琪 RE Advising on Corporate Finance 2012-01-10 2012-02-11
AYV680 ZHENG Liuting 鄭枊婷 RE Advising on Corporate Finance 2012-01-17 2013-05-01
AZJ841 LAU Pak Ho, Patricio 劉珀豪 RE Dealing in Securities 2014-05-07 2016-03-25
AZJ841 LAU Pak Ho, Patricio 劉珀豪 RE Advising on Securities 2014-05-07 2016-03-25
AZJ841 LAU Pak Ho, Patricio 劉珀豪 RE Advising on Corporate Finance 2014-05-07 2016-03-25
AZM828 WONG Chung 黃翀 RE Dealing in Securities 2012-06-04 2014-06-12
AZM828 WONG Chung 黃翀 RE Advising on Securities 2012-06-04 2014-06-12
AZM828 WONG Chung 黃翀 RE Advising on Corporate Finance 2012-06-04 2014-06-12
AZN927 CHANG Aaron Zai Yuen 張世炫 RE Dealing in Securities 2012-05-28 2014-04-14
AZN927 CHANG Aaron Zai Yuen 張世炫 RE Advising on Securities 2012-05-28 2014-04-14
AZN927 CHANG Aaron Zai Yuen 張世炫 RE Advising on Corporate Finance 2012-05-28 2014-04-14
BAF383 LEUNG Mathew Chi-hang 梁智恒 RE Dealing in Securities 2015-07-31 2018-07-02
BAF383 LEUNG Mathew Chi-hang 梁智恒 RE Advising on Securities 2015-07-31 2018-07-02
BAF383 LEUNG Mathew Chi-hang 梁智恒 RE Advising on Corporate Finance 2015-07-31 2018-07-02
BAL969 TONG Wai Ho 唐煒皓 RE Dealing in Securities 2012-11-20 2013-12-18
BAL969 TONG Wai Ho 唐煒皓 RE Advising on Securities 2012-11-20 2013-12-18
BAL969 TONG Wai Ho 唐煒皓 RE Advising on Corporate Finance 2012-11-20 2013-12-18
BBB359 ZHANG Zhijie 章智杰 RE Dealing in Securities 2016-09-15 2017-05-24
BBB359 ZHANG Zhijie 章智杰 RO Dealing in Securities 2017-05-24 2018-09-10
BBB359 ZHANG Zhijie 章智杰 RE Advising on Securities 2016-09-15 2017-05-24
BBB359 ZHANG Zhijie 章智杰 RO Advising on Securities 2017-05-24 2018-09-10
BBB359 ZHANG Zhijie 章智杰 RE Advising on Corporate Finance 2016-09-15 2017-05-24
BBB359 ZHANG Zhijie 章智杰 RO Advising on Corporate Finance 2017-05-24 2018-09-10
BBT321 LI Jingbo 李靜波 RE Advising on Corporate Finance 2013-09-09 2017-06-16
BCH568 TAM Kok Ching 譚覺靖 RE Dealing in Securities 2016-07-27
BCH568 TAM Kok Ching 譚覺靖 RE Advising on Securities 2016-07-27
BCH568 TAM Kok Ching 譚覺靖 RE Advising on Corporate Finance 2016-07-27
BCP843 ZHAN Congcong 詹聰聰 RE Dealing in Securities 2018-02-20
BCP843 ZHAN Congcong 詹聰聰 RE Advising on Securities 2018-02-20
BCP843 ZHAN Congcong 詹聰聰 RE Advising on Corporate Finance 2018-02-20
BCT483 SHI Weihua 史韋華 RE Dealing in Securities 2014-12-08 2015-12-10
BCT483 SHI Weihua 史韋華 RE Advising on Securities 2014-12-08 2015-12-10
BCT483 SHI Weihua 史韋華 RE Advising on Corporate Finance 2014-12-08 2015-12-10
BCZ917 PAN Longhao 潘龍浩 RE Dealing in Securities 2016-09-15 2016-12-01
BCZ917 PAN Longhao 潘龍浩 RE Advising on Securities 2016-09-15 2016-12-01
BCZ917 PAN Longhao 潘龍浩 RE Advising on Corporate Finance 2016-09-15 2016-12-01
BDA207 HUANG Yue 黃玥 RE Dealing in Securities 2014-03-07 2016-04-16
BDA207 HUANG Yue 黃玥 RE Dealing in Securities 2018-08-02
BDA207 HUANG Yue 黃玥 RE Advising on Securities 2014-03-07 2016-04-16
BDA207 HUANG Yue 黃玥 RE Advising on Securities 2018-08-02
BDA207 HUANG Yue 黃玥 RE Advising on Corporate Finance 2014-03-07 2016-04-16
BDA207 HUANG Yue 黃玥 RE Advising on Corporate Finance 2018-08-02
BDF606 WONG Siu On 黃兆安 RE Dealing in Securities 2016-03-11 2017-09-21
BDF606 WONG Siu On 黃兆安 RE Advising on Securities 2016-03-11 2017-09-21
BDF606 WONG Siu On 黃兆安 RE Advising on Corporate Finance 2016-03-11 2017-09-21
BDK981 PANG Ka Po 彭家寳 RE Dealing in Securities 2015-08-05 2017-12-28
BDK981 PANG Ka Po 彭家寳 RE Advising on Securities 2015-08-05 2017-12-28
BDK981 PANG Ka Po 彭家寳 RE Advising on Corporate Finance 2015-08-05 2017-12-28
BDL001 FOU Shuwa Bruce 傅旭華 RE Dealing in Securities 2014-06-10 2015-09-12
BDL001 FOU Shuwa Bruce 傅旭華 RE Advising on Securities 2014-06-10 2015-09-12
BDL001 FOU Shuwa Bruce 傅旭華 RE Advising on Corporate Finance 2014-06-10 2015-09-12
BDL393 CHENG Chung Yan, Nicole 鄭仲殷 RE Dealing in Securities 2014-06-03 2016-06-25
BDL393 CHENG Chung Yan, Nicole 鄭仲殷 RE Advising on Securities 2014-06-03 2016-06-25
BDL393 CHENG Chung Yan, Nicole 鄭仲殷 RE Advising on Corporate Finance 2014-06-03 2016-06-25
BEC792 MAN Yuk Fai 萬煜輝 RE Dealing in Securities 2014-09-19 2017-10-15
BEC792 MAN Yuk Fai 萬煜輝 RE Advising on Securities 2014-09-19 2017-10-15
BEC792 MAN Yuk Fai 萬煜輝 RE Advising on Corporate Finance 2014-09-19 2017-10-15
BEW671 NG Chung 伍聰 RE Dealing in Securities 2016-11-25
BEW671 NG Chung 伍聰 RE Advising on Securities 2016-11-25
BEW671 NG Chung 伍聰 RE Advising on Corporate Finance 2016-11-25
BEY872 LAW Wing Kit 羅永傑 RE Dealing in Securities 2015-03-31 2017-02-20
BEY872 LAW Wing Kit 羅永傑 RE Advising on Securities 2015-03-31 2017-02-20
BEY872 LAW Wing Kit 羅永傑 RE Advising on Corporate Finance 2015-03-31 2017-02-20
BGL389 WANG Shengnan 王盛男 RE Dealing in Securities 2015-11-09
BGL389 WANG Shengnan 王盛男 RE Advising on Securities 2015-11-09
BGL389 WANG Shengnan 王盛男 RE Advising on Corporate Finance 2015-11-09
BGP448 YU Adrian 虞玖龍 RE Dealing in Securities 2015-12-23 2018-06-15
BGP448 YU Adrian 虞玖龍 RE Advising on Securities 2015-12-23 2018-06-15
BGP448 YU Adrian 虞玖龍 RE Advising on Corporate Finance 2015-12-23 2018-06-15
BGP938 CHIU Man Sum 趙文深 RE Dealing in Securities 2015-12-07 2017-08-06
BGP938 CHIU Man Sum 趙文深 RE Advising on Securities 2015-12-07 2017-08-06
BGP938 CHIU Man Sum 趙文深 RE Advising on Corporate Finance 2015-12-07 2017-08-06
BGY191 KAN Nik Hung Joseph 簡力行 RE Dealing in Securities 2016-03-01 2017-09-29
BGY191 KAN Nik Hung Joseph 簡力行 RE Advising on Securities 2016-03-01 2017-09-29
BGY191 KAN Nik Hung Joseph 簡力行 RE Advising on Corporate Finance 2016-03-01 2017-09-29
BIH736 ZOU Yuanhui 鄒渊慧 RE Dealing in Securities 2016-10-05 2018-04-29
BIH736 ZOU Yuanhui 鄒渊慧 RE Advising on Securities 2016-10-05 2018-04-29
BIH736 ZOU Yuanhui 鄒渊慧 RE Advising on Corporate Finance 2016-10-05 2018-04-29
BIJ839 GUO Tao 郭濤 RE Dealing in Securities 2016-10-24 2017-06-14
BIJ839 GUO Tao 郭濤 RE Advising on Securities 2016-10-24 2017-06-14
BIJ839 GUO Tao 郭濤 RE Advising on Corporate Finance 2016-10-24 2017-06-14
BIX444 FONG Hiu Fai 方曉暉 RE Dealing in Securities 2017-02-08
BIX444 FONG Hiu Fai 方曉暉 RE Advising on Securities 2017-02-08
BIX444 FONG Hiu Fai 方曉暉 RE Advising on Corporate Finance 2017-02-08
BJE593 MAN Chun Wai 文俊偉 RE Dealing in Securities 2017-03-10
BJE593 MAN Chun Wai 文俊偉 RE Advising on Securities 2017-03-10
BJE593 MAN Chun Wai 文俊偉 RE Advising on Corporate Finance 2017-03-10
BJI779 YUAN Minjie 袁敏婕 RE Dealing in Securities 2017-04-07 2017-10-19
BJI779 YUAN Minjie 袁敏婕 RE Advising on Securities 2017-04-07 2017-10-19
BJI779 YUAN Minjie 袁敏婕 RE Advising on Corporate Finance 2017-04-07 2017-10-19
BJP012 QIU Yizhou 邱一舟 RO Dealing in Securities 2018-04-17
BJP012 QIU Yizhou 邱一舟 RO Advising on Securities 2018-04-17
BJP012 QIU Yizhou 邱一舟 RO Advising on Corporate Finance 2018-04-17
BJQ475 LEUNG Chun Fai 梁晉暉 RE Dealing in Securities 2017-07-03
BJQ475 LEUNG Chun Fai 梁晉暉 RE Advising on Securities 2017-07-03
BJQ475 LEUNG Chun Fai 梁晉暉 RE Advising on Corporate Finance 2017-07-03
BLV211 LIN Qimin 林綺敏 RE Dealing in Securities 2018-01-30
BLV211 LIN Qimin 林綺敏 RE Advising on Securities 2018-01-30
BLV211 LIN Qimin 林綺敏 RE Advising on Corporate Finance 2018-01-30
BMI346 HO Chin Fei 何展飛 RE Dealing in Securities 2018-02-13
BMI346 HO Chin Fei 何展飛 RE Advising on Securities 2018-02-13
BMI346 HO Chin Fei 何展飛 RE Advising on Corporate Finance 2018-02-13
BMI348 LAM Ka Wing 林家詠 RE Dealing in Securities 2018-02-13
BMI348 LAM Ka Wing 林家詠 RE Advising on Securities 2018-02-13
BMI348 LAM Ka Wing 林家詠 RE Advising on Corporate Finance 2018-02-13
BMI351 NG Carole 吳家惠 RE Dealing in Securities 2018-05-03
BMI351 NG Carole 吳家惠 RE Advising on Securities 2018-05-03
BMI351 NG Carole 吳家惠 RE Advising on Corporate Finance 2018-05-03
BMW912 SHI Han 石瀚 RE Dealing in Securities 2018-05-28
BMW912 SHI Han 石瀚 RE Advising on Securities 2018-05-28
BMW912 SHI Han 石瀚 RE Advising on Corporate Finance 2018-05-28
BNJ843 LI Na 李娜 RE Dealing in Securities 2018-08-17
BNJ843 LI Na 李娜 RE Advising on Securities 2018-08-17
BNJ843 LI Na 李娜 RE Advising on Corporate Finance 2018-08-17
BNN675 ZHANG Tao 張濤 RE Dealing in Securities 2018-10-16
BNN675 ZHANG Tao 張濤 RE Advising on Securities 2018-10-16
BNN675 ZHANG Tao 張濤 RE Advising on Corporate Finance 2018-10-16

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