Hong Kong SFC licence institution ABC733, SBI China Capital Securities Limited 軟庫中華金融證券有限公司

These are the licence-holders that were found for SFC licence institution ABC733 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB173 LAW Tak Kuen 羅德權 RE Dealing in Securities 2003-04-01 2003-04-17
AAB173 LAW Tak Kuen 羅德權 RE Advising on Securities 2003-04-01 2003-04-17
AAB173 LAW Tak Kuen 羅德權 RE Advising on Corporate Finance 2003-04-01 2003-04-17
AAB173 LAW Tak Kuen 羅德權 RE Asset Management 2003-04-01 2003-04-17
AAB498 KO Siu Man 高兆文 RE Dealing in Securities 2007-11-29 2009-06-24
AAB990 WONG Yan Po, Joseph 黃恩寶 RE Dealing in Securities 2003-04-01 2011-09-30
AAB990 WONG Yan Po, Joseph 黃恩寶 RE Advising on Securities 2003-04-01 2003-07-30
AAB990 WONG Yan Po, Joseph 黃恩寶 RE Advising on Corporate Finance 2003-04-01 2003-07-30
AAB990 WONG Yan Po, Joseph 黃恩寶 RE Asset Management 2003-04-01 2011-09-30
AAC108 FUNG Ka Pun 馮家彬 RO Dealing in Securities 2003-04-01 2006-01-04
AAC108 FUNG Ka Pun 馮家彬 RO Advising on Securities 2003-04-01 2006-01-04
AAC108 FUNG Ka Pun 馮家彬 RO Advising on Corporate Finance 2003-04-01 2005-02-01
AAC108 FUNG Ka Pun 馮家彬 RO Asset Management 2003-04-01 2006-01-04
AAC250 HUI Koon Shan 許冠山 RE Dealing in Securities 2003-04-01 2011-09-30
AAC250 HUI Koon Shan 許冠山 RE Advising on Securities 2003-04-01 2003-07-31
AAC250 HUI Koon Shan 許冠山 RE Advising on Corporate Finance 2003-04-01 2003-07-31
AAC250 HUI Koon Shan 許冠山 RE Asset Management 2003-04-01 2003-07-31
AAD083 LAU On Wah 劉安樺 RO Dealing in Securities 2003-04-01 2005-08-08
AAD083 LAU On Wah 劉安樺 RO Advising on Securities 2005-04-21 2005-08-08
AAD083 LAU On Wah 劉安樺 RO Asset Management 2005-04-21 2005-08-08
AAF498 LO Ying Lun 勞應麟 RE Dealing in Securities 2003-11-17 2005-01-05
AAF504 LEE Chi Wah 李志華 RE Dealing in Securities 2003-04-01 2011-09-30
AAF504 LEE Chi Wah 李志華 RE Advising on Securities 2003-04-01 2003-07-30
AAF504 LEE Chi Wah 李志華 RE Advising on Corporate Finance 2003-04-01 2003-07-30
AAF504 LEE Chi Wah 李志華 RE Asset Management 2003-04-01 2011-09-30
AAG495 LI Kwok Keung, Asser 李國強 RE Dealing in Securities 2003-04-01 2010-03-31
AAG495 LI Kwok Keung, Asser 李國強 RE Advising on Securities 2003-04-01 2003-07-25
AAG495 LI Kwok Keung, Asser 李國強 RE Advising on Corporate Finance 2003-04-01 2003-07-25
AAG495 LI Kwok Keung, Asser 李國強 RE Asset Management 2003-04-01 2003-07-25
AAH278 CHENG Tai Pui 鄭棣培 RE Dealing in Securities 2003-04-01 2009-02-13
AAH278 CHENG Tai Pui 鄭棣培 RE Dealing in Securities 2009-03-05 2011-09-30
AAH278 CHENG Tai Pui 鄭棣培 RE Advising on Securities 2003-04-01 2003-07-16
AAH278 CHENG Tai Pui 鄭棣培 RE Advising on Corporate Finance 2003-04-01 2003-07-16
AAH278 CHENG Tai Pui 鄭棣培 RE Asset Management 2003-04-01 2009-02-13
AAH278 CHENG Tai Pui 鄭棣培 RE Asset Management 2009-03-05 2011-09-30
AAH527 WONG Kwok Leung 黃國良 RE Dealing in Securities 2003-04-01 2003-10-14
AAH527 WONG Kwok Leung 黃國良 RE Advising on Securities 2003-04-01 2003-07-25
AAH527 WONG Kwok Leung 黃國良 RE Advising on Corporate Finance 2003-04-01 2003-07-25
AAH527 WONG Kwok Leung 黃國良 RE Asset Management 2003-04-01 2003-07-25
AAI500 CHUA Tsz Lan 蔡紫蘭 RE Advising on Securities 2006-05-09 2007-02-28
AAI500 CHUA Tsz Lan 蔡紫蘭 RO Advising on Securities 2007-02-28 2007-12-07
AAJ763 MUI Kay Boon 梅基本 RE Dealing in Securities 2003-08-01 2005-04-14
AAZ401 GODDARD LUI Man Fong, Eva 呂敏芳 RE Dealing in Securities 2003-04-01 2003-07-14
AAZ401 GODDARD LUI Man Fong, Eva 呂敏芳 RE Advising on Securities 2003-04-01 2003-07-11
AAZ401 GODDARD LUI Man Fong, Eva 呂敏芳 RE Advising on Corporate Finance 2003-04-01 2003-07-11
AAZ401 GODDARD LUI Man Fong, Eva 呂敏芳 RE Asset Management 2003-04-01 2003-07-14
AAZ490 LUI Yiu Fong, Eric 雷耀芳 RE Dealing in Securities 2005-02-07 2010-03-31
AAZ939 CHAU Hon Kit, Keith 周漢傑 RE Dealing in Securities 2004-02-24 2011-09-30
ABE594 SZE-TO Ping Chuen 司徒炳全 RE Dealing in Securities 2003-04-01 2011-09-30
ABE594 SZE-TO Ping Chuen 司徒炳全 RE Advising on Securities 2003-04-01 2003-07-21
ABE594 SZE-TO Ping Chuen 司徒炳全 RE Advising on Corporate Finance 2003-04-01 2003-07-21
ABE594 SZE-TO Ping Chuen 司徒炳全 RE Asset Management 2003-04-01 2011-09-30
ABE974 WONG Mang Chung, Alex 黃孟聰 RE Dealing in Securities 2003-04-01 2007-01-22
ABE974 WONG Mang Chung, Alex 黃孟聰 RE Advising on Securities 2003-04-01 2003-07-30
ABE974 WONG Mang Chung, Alex 黃孟聰 RE Advising on Corporate Finance 2003-04-01 2003-07-30
ABE974 WONG Mang Chung, Alex 黃孟聰 RE Asset Management 2003-04-01 2007-01-22
ABH186 TSOI Chi Kun 蔡智勤 RO Dealing in Securities 2008-01-07 2011-09-30
ABH186 TSOI Chi Kun 蔡智勤 RE Asset Management 2007-02-28 2011-09-30
ABH186 TSOI Chi Kun 蔡智勤 RO Asset Management 2006-10-26 2007-02-28
ABM507 LO Wai Tung, John 盧衛東 RE Dealing in Securities 2010-08-19 2010-09-27
ABM507 LO Wai Tung, John 盧衛東 RO Dealing in Securities 2010-09-27 2011-09-30
ABN290 WONG Chi Yan 黃志仁 RE Dealing in Securities 2003-04-01 2011-09-30
ABN290 WONG Chi Yan 黃志仁 RE Advising on Securities 2003-04-01 2003-07-28
ABN290 WONG Chi Yan 黃志仁 RE Advising on Corporate Finance 2003-04-01 2003-07-28
ABN290 WONG Chi Yan 黃志仁 RE Asset Management 2003-04-01 2003-07-28
ABP978 LAI Kin Chung, Kenneth 黎健聰 RE Dealing in Securities 2003-04-01 2005-08-08
ABP978 LAI Kin Chung, Kenneth 黎健聰 RO Dealing in Securities 2005-08-08 2006-05-03
ABP978 LAI Kin Chung, Kenneth 黎健聰 RE Advising on Securities 2003-04-01 2003-07-25
ABP978 LAI Kin Chung, Kenneth 黎健聰 RO Advising on Securities 2005-08-08 2006-05-03
ABP978 LAI Kin Chung, Kenneth 黎健聰 RE Advising on Corporate Finance 2003-04-01 2003-07-25
ABP978 LAI Kin Chung, Kenneth 黎健聰 RE Asset Management 2003-04-01 2005-08-08
ABP978 LAI Kin Chung, Kenneth 黎健聰 RO Asset Management 2005-08-08 2006-05-03
ABQ649 CHAN Kwong Wa, Lawrence 陳光華 RE Dealing in Securities 2005-11-09 2006-05-10
ABR272 CHOW Kim Wing 周劍榮 RE Dealing in Securities 2006-06-30 2009-08-01
ABR272 CHOW Kim Wing 周劍榮 RE Dealing in Securities 2010-12-03 2011-09-30
ABS438 WONG Sin Just 黃森捷 RO Dealing in Securities 2007-04-13 2008-07-18
ABS438 WONG Sin Just 黃森捷 RO Advising on Securities 2007-04-13 2008-07-18
ABS438 WONG Sin Just 黃森捷 RO Asset Management 2007-04-13 2008-07-18
ABS477 CHEUNG Ka Keung, Andy 張家強 RE Dealing in Securities 2003-09-30 2004-03-18
ACF078 WONG Hong Wah 王康華 RE Dealing in Securities 2003-04-01 2008-04-04
ACF078 WONG Hong Wah 王康華 RE Advising on Securities 2003-04-01 2003-07-29
ACF078 WONG Hong Wah 王康華 RE Advising on Corporate Finance 2003-04-01 2003-07-29
ACF078 WONG Hong Wah 王康華 RE Asset Management 2003-04-01 2003-07-29
ACG022 LO Kit Ming 盧潔明 RE Dealing in Securities 2006-04-13 2006-08-08
ACH127 LEE Suk Wah, Inessa 李菽樺 RE Dealing in Securities 2004-08-18 2005-09-02
ACJ708 YAM David 任卓偉 RE Dealing in Securities 2005-09-01 2006-06-29
ACJ708 YAM David 任卓偉 RE Dealing in Securities 2007-11-30 2008-04-23
ACJ708 YAM David 任卓偉 RO Dealing in Securities 2006-06-29 2007-10-02
ACJ708 YAM David 任卓偉 RO Dealing in Securities 2008-04-23 2011-09-30
ACJ708 YAM David 任卓偉 RO Asset Management 2007-02-07 2007-10-02
ACJ708 YAM David 任卓偉 RO Asset Management 2008-04-23 2011-09-30
ACJ709 CHU Kwok Shing, Godwin 朱國承 RE Dealing in Securities 2003-04-01 2011-09-30
ACJ709 CHU Kwok Shing, Godwin 朱國承 RE Advising on Securities 2003-04-01 2003-07-31
ACJ709 CHU Kwok Shing, Godwin 朱國承 RE Advising on Corporate Finance 2003-04-01 2003-07-31
ACJ709 CHU Kwok Shing, Godwin 朱國承 RE Asset Management 2003-04-01 2003-07-31
ACQ095 JOOK Chun Kui, Raymond 祝振駒 RE Advising on Securities 2003-04-01 2004-05-31
ACQ095 JOOK Chun Kui, Raymond 祝振駒 RO Advising on Securities 2004-05-31 2006-11-22
ACQ095 JOOK Chun Kui, Raymond 祝振駒 RE Advising on Corporate Finance 2003-04-01 2005-02-03
ACQ095 JOOK Chun Kui, Raymond 祝振駒 RE Asset Management 2003-04-01 2003-07-14
ACW864 ENG Edmond 伍少凡 RO Dealing in Securities 2005-11-16 2006-09-28
ACW864 ENG Edmond 伍少凡 RO Advising on Securities 2005-11-16 2006-09-28
ACW864 ENG Edmond 伍少凡 RO Asset Management 2005-11-16 2006-09-28
ADB738 YEUNG Kai Ki, Patricia 楊佳琪 RE Advising on Securities 2003-04-01 2005-08-12
ADB738 YEUNG Kai Ki, Patricia 楊佳琪 RE Advising on Corporate Finance 2003-04-01 2005-02-23
ADB738 YEUNG Kai Ki, Patricia 楊佳琪 RE Asset Management 2003-04-01 2003-07-25
ADH412 LEE Siu Yuen 李兆源 RE Dealing in Securities 2009-09-15 2011-09-30
ADH428 CHEUNG Yee Fan 張懿帆 RE Dealing in Securities 2003-04-01 2004-12-28
ADH428 CHEUNG Yee Fan 張懿帆 RE Advising on Securities 2003-04-01 2004-01-07
ADH428 CHEUNG Yee Fan 張懿帆 RE Advising on Corporate Finance 2003-04-01 2004-01-07
ADH428 CHEUNG Yee Fan 張懿帆 RE Asset Management 2003-04-01 2004-12-28
ADN093 TANG Wai Yan 鄧惠因 RE Advising on Securities 2003-04-01 2004-07-09
ADN093 TANG Wai Yan 鄧惠因 RE Advising on Corporate Finance 2003-04-01 2004-07-09
ADN093 TANG Wai Yan 鄧惠因 RE Asset Management 2003-04-01 2003-07-21
ADS814 CLEMENSON Stephen William John RE Dealing in Securities 2005-07-19 2006-10-13
AEA447 BANG Bonna RE Dealing in Securities 2003-04-01 2005-05-18
AEA447 BANG Bonna RE Advising on Securities 2003-04-01 2003-07-14
AEA447 BANG Bonna RE Advising on Corporate Finance 2003-04-01 2003-07-14
AEA447 BANG Bonna RE Asset Management 2003-04-01 2005-05-18
AED718 SUM Poon Yun, Johnny 岑本訢 RO Dealing in Securities 2003-04-01 2004-09-08
AEE306 LUI Chung Wai 雷重威 RE Dealing in Securities 2003-04-01 2003-06-27
AEE306 LUI Chung Wai 雷重威 RE Advising on Securities 2003-04-01 2003-06-27
AEE306 LUI Chung Wai 雷重威 RE Advising on Corporate Finance 2003-04-01 2003-06-27
AEE306 LUI Chung Wai 雷重威 RE Asset Management 2003-04-01 2003-06-27
AEG183 NG John Wah 伍華安 RE Dealing in Securities 2005-05-05 2006-01-21
AEJ691 CHENG Andes 鄭安達 RE Dealing in Securities 2008-11-18 2009-06-01
AEJ691 CHENG Andes 鄭安達 RE Dealing in Securities 2010-12-03 2011-09-30
AEJ691 CHENG Andes 鄭安達 RE Advising on Securities 2006-11-23 2008-11-18
AEN382 TO Kwok Chien, Ronald 杜國鍵 RE Dealing in Securities 2003-04-01 2003-11-10
AEN382 TO Kwok Chien, Ronald 杜國鍵 RE Advising on Securities 2003-04-01 2003-11-10
AEN382 TO Kwok Chien, Ronald 杜國鍵 RE Advising on Corporate Finance 2003-04-01 2003-11-10
AEN382 TO Kwok Chien, Ronald 杜國鍵 RE Asset Management 2003-04-01 2003-11-10
AEN511 SZETO King Chuen 司徒經全 RE Dealing in Securities 2003-04-01 2011-09-30
AEN511 SZETO King Chuen 司徒經全 RE Advising on Securities 2003-04-01 2003-07-21
AEN511 SZETO King Chuen 司徒經全 RE Advising on Corporate Finance 2003-04-01 2003-07-21
AEN511 SZETO King Chuen 司徒經全 RE Asset Management 2003-04-01 2011-09-30
AEO687 TO Kin Tung 陶建東 RE Dealing in Securities 2003-04-01 2003-04-30
AEO687 TO Kin Tung 陶建東 RE Advising on Securities 2003-04-01 2003-04-30
AEO687 TO Kin Tung 陶建東 RE Advising on Corporate Finance 2003-04-01 2003-04-30
AEO687 TO Kin Tung 陶建東 RE Asset Management 2003-04-01 2003-04-30
AES388 CHEUNG Wai Kit 張偉傑 RE Dealing in Securities 2003-04-01 2003-10-07
AES388 CHEUNG Wai Kit 張偉傑 RE Advising on Securities 2003-04-01 2003-07-24
AES388 CHEUNG Wai Kit 張偉傑 RE Advising on Corporate Finance 2003-04-01 2003-07-24
AES388 CHEUNG Wai Kit 張偉傑 RE Asset Management 2003-04-01 2003-07-24
AEY907 CHAU Shun To 周頌滔 RE Dealing in Securities 2003-04-01 2011-09-30
AEY907 CHAU Shun To 周頌滔 RE Advising on Securities 2003-04-01 2003-07-16
AEY907 CHAU Shun To 周頌滔 RE Advising on Corporate Finance 2003-04-01 2003-07-16
AEY907 CHAU Shun To 周頌滔 RE Asset Management 2003-04-01 2011-09-30
AFA722 CHEUNG Ching Kit, Ben 張政傑 RE Dealing in Securities 2004-02-20 2004-05-04
AFA722 CHEUNG Ching Kit, Ben 張政傑 RE Advising on Securities 2004-02-20 2004-05-04
AFD240 HO Lap Chi 何立志 RE Advising on Securities 2005-05-06 2006-03-18
AFH200 WONG Sheung Yeung 王上揚 RE Dealing in Securities 2003-04-01 2006-11-24
AFH200 WONG Sheung Yeung 王上揚 RE Dealing in Securities 2007-06-05 2011-07-10
AFH200 WONG Sheung Yeung 王上揚 RE Advising on Securities 2003-04-01 2003-07-16
AFH200 WONG Sheung Yeung 王上揚 RE Advising on Corporate Finance 2003-04-01 2003-07-16
AFH200 WONG Sheung Yeung 王上揚 RE Asset Management 2003-04-01 2003-07-16
AFN827 HUI Siu Leung, Stanley 許兆良 RE Dealing in Securities 2003-04-01 2003-08-11
AFN827 HUI Siu Leung, Stanley 許兆良 RE Advising on Securities 2003-04-01 2003-08-11
AFN827 HUI Siu Leung, Stanley 許兆良 RE Advising on Corporate Finance 2003-04-01 2003-08-11
AFN827 HUI Siu Leung, Stanley 許兆良 RE Asset Management 2003-04-01 2003-08-11
AFP503 WONG Kam Ming 王錦明 RE Dealing in Securities 2003-04-01 2003-07-30
AFP503 WONG Kam Ming 王錦明 RE Advising on Securities 2003-04-01 2006-04-09
AFP503 WONG Kam Ming 王錦明 RE Advising on Corporate Finance 2003-04-01 2005-02-23
AFP503 WONG Kam Ming 王錦明 RE Asset Management 2003-04-01 2003-07-30
AFV477 LO Chi Hang 盧志恆 RE Advising on Securities 2005-08-29 2006-10-13
AGA252 IP Hung 葉虹 RE Dealing in Securities 2003-04-01 2006-01-24
AGA252 IP Hung 葉虹 RE Dealing in Securities 2006-08-24 2008-10-03
AGA252 IP Hung 葉虹 RO Dealing in Securities 2006-01-24 2006-08-24
AGA252 IP Hung 葉虹 RE Advising on Securities 2003-04-01 2006-01-24
AGA252 IP Hung 葉虹 RE Advising on Securities 2006-08-24 2008-10-03
AGA252 IP Hung 葉虹 RO Advising on Securities 2006-01-24 2006-08-24
AGA252 IP Hung 葉虹 RE Advising on Corporate Finance 2003-04-01 2004-12-20
AGA252 IP Hung 葉虹 RE Asset Management 2003-04-01 2006-01-24
AGA252 IP Hung 葉虹 RE Asset Management 2006-08-24 2008-10-03
AGA252 IP Hung 葉虹 RO Asset Management 2006-01-24 2006-08-24
AGA571 YUE Pui Lam 余佩琳 RE Dealing in Securities 2006-05-22 2006-08-14
AGC692 HUNG Tin Wah 洪天華 RE Advising on Securities 2004-08-09 2005-03-07
AGI798 ZHENG Juan 鄭娟 RE Dealing in Securities 2006-04-18 2007-03-13
AGI798 ZHENG Juan 鄭娟 RO Dealing in Securities 2007-03-13 2009-02-28
AGI798 ZHENG Juan 鄭娟 RO Advising on Securities 2007-03-13 2009-02-28
AGI798 ZHENG Juan 鄭娟 RO Asset Management 2007-03-13 2009-02-28
AGO376 LIM Swee Tin Lisa 林瑞珍 RO Dealing in Securities 2004-07-23 2005-10-28
AGY565 CHAN Tsz Man 陳梓汶 RE Advising on Securities 2004-04-19 2006-02-12
AHA295 SO Lai Shan, Jennifer 蘇勵姍 RE Advising on Securities 2006-04-03 2007-06-22
AHN066 LAM Chik Shun, Marcus 林植信 RE Advising on Securities 2003-04-01 2003-07-14
AHN066 LAM Chik Shun, Marcus 林植信 RE Advising on Corporate Finance 2003-04-01 2003-07-14
AHN066 LAM Chik Shun, Marcus 林植信 RE Asset Management 2003-04-01 2003-07-11
AHT095 CHAN Mong Har RE Dealing in Securities 2009-04-16 2009-06-17
AHZ636 TONG Peng Tiong RE Dealing in Securities 2003-04-01 2004-07-23
AHZ636 TONG Peng Tiong RO Dealing in Securities 2004-07-23 2006-11-03
AHZ636 TONG Peng Tiong RE Advising on Securities 2003-04-01 2004-06-14
AHZ636 TONG Peng Tiong RE Advising on Corporate Finance 2003-04-01 2004-06-14
AHZ636 TONG Peng Tiong RE Asset Management 2003-04-01 2004-07-23
AHZ636 TONG Peng Tiong RO Asset Management 2004-07-23 2006-11-03
AIR281 ONG Tiang Lock 王添樂 RO Dealing in Securities 2006-08-11 2007-08-31
AIR281 ONG Tiang Lock 王添樂 RO Dealing in Securities 2009-08-06 2010-01-28
AIR281 ONG Tiang Lock 王添樂 RO Advising on Securities 2006-11-24 2007-08-31
AIR281 ONG Tiang Lock 王添樂 RO Asset Management 2007-05-17 2007-08-31
AJA562 WONG Kin Fai 王健輝 RO Dealing in Securities 2008-02-25 2011-09-30
AJA562 WONG Kin Fai 王健輝 RO Advising on Securities 2008-02-25 2011-09-30
AJA562 WONG Kin Fai 王健輝 RO Asset Management 2008-03-11 2011-09-30
AJK624 LIU Yang 劉洋 RE Advising on Securities 2004-08-23 2005-09-02
AJN917 ZHANG Jian 張堅 RE Advising on Securities 2007-10-05 2009-12-30
AJN917 ZHANG Jian 張堅 RE Advising on Securities 2010-12-13 2011-02-08
AJN917 ZHANG Jian 張堅 RO Advising on Securities 2009-12-30 2010-06-06
AJN917 ZHANG Jian 張堅 RO Advising on Securities 2011-02-08 2011-08-24
AKL742 LEE King Wai, Karen 李荊慧 RE Dealing in Securities 2005-12-05 2006-01-24
ALP977 TSANG Kennedy Kin Tak 曾建德 RE Dealing in Securities 2010-01-05 2011-09-30
ALP977 TSANG Kennedy Kin Tak 曾建德 RE Advising on Securities 2006-06-15 2007-09-25
ALP977 TSANG Kennedy Kin Tak 曾建德 RE Advising on Securities 2008-04-25 2008-10-21
ALP977 TSANG Kennedy Kin Tak 曾建德 RO Advising on Securities 2007-09-25 2008-04-25
ALP977 TSANG Kennedy Kin Tak 曾建德 RO Advising on Securities 2008-10-21 2011-09-30
ALR570 SHUM Fei Fei 沈菲菲 RE Dealing in Securities 2006-04-06 2006-07-21
ALR877 WONG Tak Ming 黃德明 RE Dealing in Securities 2005-03-18 2005-06-10
ALR878 WENG Eddie Hua-ti 翁華狄 RE Dealing in Securities 2005-11-03 2011-07-22
AME575 LAU Wai Yan, Alice 柳蕙恩 RE Dealing in Securities 2005-07-04 2006-10-09
AMJ868 SINGHAL Shelly Sean RE Dealing in Securities 2008-07-29 2009-04-15
AMJ868 SINGHAL Shelly Sean RE Asset Management 2008-06-04 2009-04-15
AMM278 SUN Baron 孫葆崟 RE Dealing in Securities 2006-05-25 2011-09-30
AMM278 SUN Baron 孫葆崟 RE Advising on Securities 2011-04-20 2011-09-30
ANY308 TAN E Wuen 陳儀雯 RE Advising on Securities 2006-09-20 2008-04-14
AOE446 WU Zhao 吳兆 RE Dealing in Securities 2008-02-22 2008-04-15
AOE478 COSENTINO Katherine Jean RE Dealing in Securities 2007-08-30 2008-05-01
AOI865 YEUNG Kin Pan 楊健斌 RE Dealing in Securities 2006-12-27 2011-09-30
AOJ328 LEE Jeong Ju RE Dealing in Securities 2007-01-10 2007-08-02
AOX910 QIU Haiyan 邱海燕 RE Advising on Securities 2007-05-17 2010-06-01
APF733 SUNG Yuk Yin 宋煜賢 RE Dealing in Securities 2007-07-09 2008-03-26
APL225 YUAN Zhefei 袁哲飛 RE Dealing in Securities 2007-08-22 2009-03-20
APL818 LIU Yang 劉暘 RE Advising on Securities 2007-08-28 2007-10-05
APS862 HUA Catherine RE Advising on Securities 2007-10-09 2008-05-31
APV457 DAGNEAU DE RICHECOUR Ludovic Christophe Amedee RE Dealing in Securities 2009-05-05 2009-09-22
APV457 DAGNEAU DE RICHECOUR Ludovic Christophe Amedee RE Advising on Securities 2007-10-17 2009-02-18
APW355 MAK Tsz Hang 麥子衡 RE Advising on Securities 2010-03-11 2011-09-30
AQA809 LUI Man Wah 呂文華 RE Dealing in Securities 2010-10-19 2011-09-30
AQF554 ZHAO Qi 趙琪 RE Dealing in Securities 2008-01-04 2009-03-07
AQF572 HUO Ling 霍玲 RE Dealing in Securities 2008-01-04 2008-01-30
AQF572 HUO Ling 霍玲 RE Dealing in Securities 2010-12-03 2011-09-30
AQJ842 WONG Ho Ching 黃河清 RE Dealing in Securities 2008-02-01 2008-10-03
AQS445 MILLER Lee Katherine RE Dealing in Securities 2008-03-27 2009-04-15
ARG250 CHU Siu Ling 朱小玲 RE Dealing in Securities 2010-05-06 2011-09-30
ARI432 SZETO Wing Fun, Simon 司徒榮勳 RE Dealing in Securities 2010-09-09 2011-09-30
ARI432 SZETO Wing Fun, Simon 司徒榮勳 RE Asset Management 2010-09-09 2011-09-30
ASU268 LAU Kam Yan, Karen 劉錦欣 RE Dealing in Securities 2011-03-01 2011-09-30
ATM045 KAN Simon Kiu Dick 簡僑迪 RE Dealing in Securities 2009-08-10 2011-09-30
AUI064 LIN Yan Jenny RE Dealing in Securities 2010-01-12 2010-07-12
AWC635 CHAN Pui Sing 陳沛昇 RE Dealing in Securities 2011-07-28 2011-09-30
AXZ950 LAU Yuen Shing 劉原誠 RE Advising on Securities 2011-09-07 2011-09-30

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