Hong Kong SFC licence institution ABC733, SBI China Capital Securities Limited 軟庫中華金融證券有限公司

These are the licence-holders that were found for SFC licence institution ABC733 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

Name Role Activity Start date End date
LAU Yuen Shing 劉原誠 RE 4 2011-09-07 2011-09-30
CHAN Pui Sing 陳沛昇 RE 1 2011-07-28 2011-09-30
SUN Baron 孫葆崟 RE 4 2011-04-20 2011-09-30
LAU Kam Yan, Karen 劉錦欣 RE 1 2011-03-01 2011-09-30
CHOW Kim Wing 周劍榮 RE 1 2010-12-03 2011-09-30
CHENG Andes 鄭安達 RE 1 2010-12-03 2011-09-30
HUO Ling 霍玲 RE 1 2010-12-03 2011-09-30
LUI Man Wah 呂文華 RE 1 2010-10-19 2011-09-30
LO Wai Tung, John 盧衛東 RO 1 2010-09-27 2011-09-30
SZETO Wing Fun, Simon 司徒榮勳 RE 1 2010-09-09 2011-09-30
SZETO Wing Fun, Simon 司徒榮勳 RE 9 2010-09-09 2011-09-30
CHU Siu Ling 朱小玲 RE 1 2010-05-06 2011-09-30
MAK Tsz Hang 麥子衡 RE 4 2010-03-11 2011-09-30
TSANG Kennedy Kin Tak 曾建德 RE 1 2010-01-05 2011-09-30
LEE Siu Yuen 李兆源 RE 1 2009-09-15 2011-09-30
KAN Simon Kiu Dick 簡僑迪 RE 1 2009-08-10 2011-09-30
CHENG Tai Pui 鄭棣培 RE 1 2009-03-05 2011-09-30
CHENG Tai Pui 鄭棣培 RE 9 2009-03-05 2011-09-30
TSANG Kennedy Kin Tak 曾建德 RO 4 2008-10-21 2011-09-30
YAM David 任卓偉 RO 1 2008-04-23 2011-09-30
YAM David 任卓偉 RO 9 2008-04-23 2011-09-30
WONG Kin Fai 王健輝 RO 9 2008-03-11 2011-09-30
WONG Kin Fai 王健輝 RO 1 2008-02-25 2011-09-30
WONG Kin Fai 王健輝 RO 4 2008-02-25 2011-09-30
TSOI Chi Kun 蔡智勤 RO 1 2008-01-07 2011-09-30
TSOI Chi Kun 蔡智勤 RE 9 2007-02-28 2011-09-30
YEUNG Kin Pan 楊健斌 RE 1 2006-12-27 2011-09-30
SUN Baron 孫葆崟 RE 1 2006-05-25 2011-09-30
CHAU Hon Kit, Keith 周漢傑 RE 1 2004-02-24 2011-09-30
WONG Yan Po, Joseph 黃恩寶 RE 1 2003-04-01 2011-09-30
WONG Yan Po, Joseph 黃恩寶 RE 9 2003-04-01 2011-09-30
HUI Koon Shan 許冠山 RE 1 2003-04-01 2011-09-30
LEE Chi Wah 李志華 RE 1 2003-04-01 2011-09-30
LEE Chi Wah 李志華 RE 9 2003-04-01 2011-09-30
SZE-TO Ping Chuen 司徒炳全 RE 1 2003-04-01 2011-09-30
SZE-TO Ping Chuen 司徒炳全 RE 9 2003-04-01 2011-09-30
WONG Chi Yan 黃志仁 RE 1 2003-04-01 2011-09-30
CHU Kwok Shing, Godwin 朱國承 RE 1 2003-04-01 2011-09-30
SZETO King Chuen 司徒經全 RE 1 2003-04-01 2011-09-30
SZETO King Chuen 司徒經全 RE 9 2003-04-01 2011-09-30
CHAU Shun To 周頌滔 RE 1 2003-04-01 2011-09-30
CHAU Shun To 周頌滔 RE 9 2003-04-01 2011-09-30
ZHANG Jian 張堅 RO 4 2011-02-08 2011-08-24
WENG Eddie Hua-ti 翁華狄 RE 1 2005-11-03 2011-07-22
WONG Sheung Yeung 王上揚 RE 1 2007-06-05 2011-07-10
ZHANG Jian 張堅 RE 4 2010-12-13 2011-02-08
LO Wai Tung, John 盧衛東 RE 1 2010-08-19 2010-09-27
LIN Yan Jenny RE 1 2010-01-12 2010-07-12
ZHANG Jian 張堅 RO 4 2009-12-30 2010-06-06
QIU Haiyan 邱海燕 RE 4 2007-05-17 2010-06-01
LUI Yiu Fong, Eric 雷耀芳 RE 1 2005-02-07 2010-03-31
LI Kwok Keung, Asser 李國強 RE 1 2003-04-01 2010-03-31
ONG Tiang Lock 王添樂 RO 1 2009-08-06 2010-01-28
ZHANG Jian 張堅 RE 4 2007-10-05 2009-12-30
DAGNEAU DE RICHECOUR Ludovic Christophe Amedee RE 1 2009-05-05 2009-09-22
CHOW Kim Wing 周劍榮 RE 1 2006-06-30 2009-08-01
KO Siu Man 高兆文 RE 1 2007-11-29 2009-06-24
CHAN Mong Har RE 1 2009-04-16 2009-06-17
CHENG Andes 鄭安達 RE 1 2008-11-18 2009-06-01
SINGHAL Shelly Sean RE 1 2008-07-29 2009-04-15
SINGHAL Shelly Sean RE 9 2008-06-04 2009-04-15
MILLER Lee Katherine RE 1 2008-03-27 2009-04-15
YUAN Zhefei 袁哲飛 RE 1 2007-08-22 2009-03-20
ZHAO Qi 趙琪 RE 1 2008-01-04 2009-03-07
ZHENG Juan 鄭娟 RO 1 2007-03-13 2009-02-28
ZHENG Juan 鄭娟 RO 4 2007-03-13 2009-02-28
ZHENG Juan 鄭娟 RO 9 2007-03-13 2009-02-28
DAGNEAU DE RICHECOUR Ludovic Christophe Amedee RE 4 2007-10-17 2009-02-18
CHENG Tai Pui 鄭棣培 RE 1 2003-04-01 2009-02-13
CHENG Tai Pui 鄭棣培 RE 9 2003-04-01 2009-02-13
CHENG Andes 鄭安達 RE 4 2006-11-23 2008-11-18
TSANG Kennedy Kin Tak 曾建德 RE 4 2008-04-25 2008-10-21
WONG Ho Ching 黃河清 RE 1 2008-02-01 2008-10-03
IP Hung 葉虹 RE 1 2006-08-24 2008-10-03
IP Hung 葉虹 RE 4 2006-08-24 2008-10-03
IP Hung 葉虹 RE 9 2006-08-24 2008-10-03
WONG Sin Just 黃森捷 RO 1 2007-04-13 2008-07-18
WONG Sin Just 黃森捷 RO 4 2007-04-13 2008-07-18
WONG Sin Just 黃森捷 RO 9 2007-04-13 2008-07-18
HUA Catherine RE 4 2007-10-09 2008-05-31
COSENTINO Katherine Jean RE 1 2007-08-30 2008-05-01
TSANG Kennedy Kin Tak 曾建德 RO 4 2007-09-25 2008-04-25
YAM David 任卓偉 RE 1 2007-11-30 2008-04-23
WU Zhao 吳兆 RE 1 2008-02-22 2008-04-15
TAN E Wuen 陳儀雯 RE 4 2006-09-20 2008-04-14
WONG Hong Wah 王康華 RE 1 2003-04-01 2008-04-04
SUNG Yuk Yin 宋煜賢 RE 1 2007-07-09 2008-03-26
HUO Ling 霍玲 RE 1 2008-01-04 2008-01-30
CHUA Tsz Lan 蔡紫蘭 RO 4 2007-02-28 2007-12-07
LIU Yang 劉暘 RE 4 2007-08-28 2007-10-05
YAM David 任卓偉 RO 9 2007-02-07 2007-10-02
YAM David 任卓偉 RO 1 2006-06-29 2007-10-02
TSANG Kennedy Kin Tak 曾建德 RE 4 2006-06-15 2007-09-25
ONG Tiang Lock 王添樂 RO 9 2007-05-17 2007-08-31
ONG Tiang Lock 王添樂 RO 4 2006-11-24 2007-08-31
ONG Tiang Lock 王添樂 RO 1 2006-08-11 2007-08-31
LEE Jeong Ju RE 1 2007-01-10 2007-08-02
SO Lai Shan, Jennifer 蘇勵姍 RE 4 2006-04-03 2007-06-22
ZHENG Juan 鄭娟 RE 1 2006-04-18 2007-03-13
TSOI Chi Kun 蔡智勤 RO 9 2006-10-26 2007-02-28
CHUA Tsz Lan 蔡紫蘭 RE 4 2006-05-09 2007-02-28
WONG Mang Chung, Alex 黃孟聰 RE 1 2003-04-01 2007-01-22
WONG Mang Chung, Alex 黃孟聰 RE 9 2003-04-01 2007-01-22
WONG Sheung Yeung 王上揚 RE 1 2003-04-01 2006-11-24
JOOK Chun Kui, Raymond 祝振駒 RO 4 2004-05-31 2006-11-22
TONG Peng Tiong RO 1 2004-07-23 2006-11-03
TONG Peng Tiong RO 9 2004-07-23 2006-11-03
LO Chi Hang 盧志恆 RE 4 2005-08-29 2006-10-13
CLEMENSON Stephen William John RE 1 2005-07-19 2006-10-13
LAU Wai Yan, Alice 柳蕙恩 RE 1 2005-07-04 2006-10-09
ENG Edmond 伍少凡 RO 1 2005-11-16 2006-09-28
ENG Edmond 伍少凡 RO 4 2005-11-16 2006-09-28
ENG Edmond 伍少凡 RO 9 2005-11-16 2006-09-28
IP Hung 葉虹 RO 1 2006-01-24 2006-08-24
IP Hung 葉虹 RO 4 2006-01-24 2006-08-24
IP Hung 葉虹 RO 9 2006-01-24 2006-08-24
YUE Pui Lam 余佩琳 RE 1 2006-05-22 2006-08-14
LO Kit Ming 盧潔明 RE 1 2006-04-13 2006-08-08
SHUM Fei Fei 沈菲菲 RE 1 2006-04-06 2006-07-21
YAM David 任卓偉 RE 1 2005-09-01 2006-06-29
CHAN Kwong Wa, Lawrence 陳光華 RE 1 2005-11-09 2006-05-10
LAI Kin Chung, Kenneth 黎健聰 RO 1 2005-08-08 2006-05-03
LAI Kin Chung, Kenneth 黎健聰 RO 4 2005-08-08 2006-05-03
LAI Kin Chung, Kenneth 黎健聰 RO 9 2005-08-08 2006-05-03
WONG Kam Ming 王錦明 RE 4 2003-04-01 2006-04-09
HO Lap Chi 何立志 RE 4 2005-05-06 2006-03-18
CHAN Tsz Man 陳梓汶 RE 4 2004-04-19 2006-02-12
LEE King Wai, Karen 李荊慧 RE 1 2005-12-05 2006-01-24
IP Hung 葉虹 RE 1 2003-04-01 2006-01-24
IP Hung 葉虹 RE 4 2003-04-01 2006-01-24
IP Hung 葉虹 RE 9 2003-04-01 2006-01-24
NG John Wah 伍華安 RE 1 2005-05-05 2006-01-21
FUNG Ka Pun 馮家彬 RO 1 2003-04-01 2006-01-04
FUNG Ka Pun 馮家彬 RO 4 2003-04-01 2006-01-04
FUNG Ka Pun 馮家彬 RO 9 2003-04-01 2006-01-04
LIM Swee Tin Lisa 林瑞珍 RO 1 2004-07-23 2005-10-28
LIU Yang 劉洋 RE 4 2004-08-23 2005-09-02
LEE Suk Wah, Inessa 李菽樺 RE 1 2004-08-18 2005-09-02
YEUNG Kai Ki, Patricia 楊佳琪 RE 4 2003-04-01 2005-08-12
LAU On Wah 劉安樺 RO 4 2005-04-21 2005-08-08
LAU On Wah 劉安樺 RO 9 2005-04-21 2005-08-08
LAU On Wah 劉安樺 RO 1 2003-04-01 2005-08-08
LAI Kin Chung, Kenneth 黎健聰 RE 1 2003-04-01 2005-08-08
LAI Kin Chung, Kenneth 黎健聰 RE 9 2003-04-01 2005-08-08
WONG Tak Ming 黃德明 RE 1 2005-03-18 2005-06-10
BANG Bonna RE 1 2003-04-01 2005-05-18
BANG Bonna RE 9 2003-04-01 2005-05-18
MUI Kay Boon 梅基本 RE 1 2003-08-01 2005-04-14
HUNG Tin Wah 洪天華 RE 4 2004-08-09 2005-03-07
YEUNG Kai Ki, Patricia 楊佳琪 RE 6 2003-04-01 2005-02-23
WONG Kam Ming 王錦明 RE 6 2003-04-01 2005-02-23
JOOK Chun Kui, Raymond 祝振駒 RE 6 2003-04-01 2005-02-03
FUNG Ka Pun 馮家彬 RO 6 2003-04-01 2005-02-01
LO Ying Lun 勞應麟 RE 1 2003-11-17 2005-01-05
CHEUNG Yee Fan 張懿帆 RE 1 2003-04-01 2004-12-28
CHEUNG Yee Fan 張懿帆 RE 9 2003-04-01 2004-12-28
IP Hung 葉虹 RE 6 2003-04-01 2004-12-20
SUM Poon Yun, Johnny 岑本訢 RO 1 2003-04-01 2004-09-08
TONG Peng Tiong RE 1 2003-04-01 2004-07-23
TONG Peng Tiong RE 9 2003-04-01 2004-07-23
TANG Wai Yan 鄧惠因 RE 4 2003-04-01 2004-07-09
TANG Wai Yan 鄧惠因 RE 6 2003-04-01 2004-07-09
TONG Peng Tiong RE 4 2003-04-01 2004-06-14
TONG Peng Tiong RE 6 2003-04-01 2004-06-14
JOOK Chun Kui, Raymond 祝振駒 RE 4 2003-04-01 2004-05-31
CHEUNG Ching Kit, Ben 張政傑 RE 1 2004-02-20 2004-05-04
CHEUNG Ching Kit, Ben 張政傑 RE 4 2004-02-20 2004-05-04
CHEUNG Ka Keung, Andy 張家強 RE 1 2003-09-30 2004-03-18
CHEUNG Yee Fan 張懿帆 RE 4 2003-04-01 2004-01-07
CHEUNG Yee Fan 張懿帆 RE 6 2003-04-01 2004-01-07
TO Kwok Chien, Ronald 杜國鍵 RE 1 2003-04-01 2003-11-10
TO Kwok Chien, Ronald 杜國鍵 RE 4 2003-04-01 2003-11-10
TO Kwok Chien, Ronald 杜國鍵 RE 6 2003-04-01 2003-11-10
TO Kwok Chien, Ronald 杜國鍵 RE 9 2003-04-01 2003-11-10
WONG Kwok Leung 黃國良 RE 1 2003-04-01 2003-10-14
CHEUNG Wai Kit 張偉傑 RE 1 2003-04-01 2003-10-07
HUI Siu Leung, Stanley 許兆良 RE 1 2003-04-01 2003-08-11
HUI Siu Leung, Stanley 許兆良 RE 4 2003-04-01 2003-08-11
HUI Siu Leung, Stanley 許兆良 RE 6 2003-04-01 2003-08-11
HUI Siu Leung, Stanley 許兆良 RE 9 2003-04-01 2003-08-11
HUI Koon Shan 許冠山 RE 4 2003-04-01 2003-07-31
HUI Koon Shan 許冠山 RE 6 2003-04-01 2003-07-31
HUI Koon Shan 許冠山 RE 9 2003-04-01 2003-07-31
CHU Kwok Shing, Godwin 朱國承 RE 4 2003-04-01 2003-07-31
CHU Kwok Shing, Godwin 朱國承 RE 6 2003-04-01 2003-07-31
CHU Kwok Shing, Godwin 朱國承 RE 9 2003-04-01 2003-07-31
WONG Yan Po, Joseph 黃恩寶 RE 4 2003-04-01 2003-07-30
WONG Yan Po, Joseph 黃恩寶 RE 6 2003-04-01 2003-07-30
LEE Chi Wah 李志華 RE 4 2003-04-01 2003-07-30
LEE Chi Wah 李志華 RE 6 2003-04-01 2003-07-30
WONG Mang Chung, Alex 黃孟聰 RE 4 2003-04-01 2003-07-30
WONG Mang Chung, Alex 黃孟聰 RE 6 2003-04-01 2003-07-30
WONG Kam Ming 王錦明 RE 1 2003-04-01 2003-07-30
WONG Kam Ming 王錦明 RE 9 2003-04-01 2003-07-30
WONG Hong Wah 王康華 RE 4 2003-04-01 2003-07-29
WONG Hong Wah 王康華 RE 6 2003-04-01 2003-07-29
WONG Hong Wah 王康華 RE 9 2003-04-01 2003-07-29
WONG Chi Yan 黃志仁 RE 4 2003-04-01 2003-07-28
WONG Chi Yan 黃志仁 RE 6 2003-04-01 2003-07-28
WONG Chi Yan 黃志仁 RE 9 2003-04-01 2003-07-28
LI Kwok Keung, Asser 李國強 RE 4 2003-04-01 2003-07-25
LI Kwok Keung, Asser 李國強 RE 6 2003-04-01 2003-07-25
LI Kwok Keung, Asser 李國強 RE 9 2003-04-01 2003-07-25
WONG Kwok Leung 黃國良 RE 4 2003-04-01 2003-07-25
WONG Kwok Leung 黃國良 RE 6 2003-04-01 2003-07-25
WONG Kwok Leung 黃國良 RE 9 2003-04-01 2003-07-25
LAI Kin Chung, Kenneth 黎健聰 RE 4 2003-04-01 2003-07-25
LAI Kin Chung, Kenneth 黎健聰 RE 6 2003-04-01 2003-07-25
YEUNG Kai Ki, Patricia 楊佳琪 RE 9 2003-04-01 2003-07-25
CHEUNG Wai Kit 張偉傑 RE 4 2003-04-01 2003-07-24
CHEUNG Wai Kit 張偉傑 RE 6 2003-04-01 2003-07-24
CHEUNG Wai Kit 張偉傑 RE 9 2003-04-01 2003-07-24
SZE-TO Ping Chuen 司徒炳全 RE 4 2003-04-01 2003-07-21
SZE-TO Ping Chuen 司徒炳全 RE 6 2003-04-01 2003-07-21
TANG Wai Yan 鄧惠因 RE 9 2003-04-01 2003-07-21
SZETO King Chuen 司徒經全 RE 4 2003-04-01 2003-07-21
SZETO King Chuen 司徒經全 RE 6 2003-04-01 2003-07-21
CHENG Tai Pui 鄭棣培 RE 4 2003-04-01 2003-07-16
CHENG Tai Pui 鄭棣培 RE 6 2003-04-01 2003-07-16
CHAU Shun To 周頌滔 RE 4 2003-04-01 2003-07-16
CHAU Shun To 周頌滔 RE 6 2003-04-01 2003-07-16
WONG Sheung Yeung 王上揚 RE 4 2003-04-01 2003-07-16
WONG Sheung Yeung 王上揚 RE 6 2003-04-01 2003-07-16
WONG Sheung Yeung 王上揚 RE 9 2003-04-01 2003-07-16
GODDARD LUI Man Fong, Eva 呂敏芳 RE 1 2003-04-01 2003-07-14
GODDARD LUI Man Fong, Eva 呂敏芳 RE 9 2003-04-01 2003-07-14
JOOK Chun Kui, Raymond 祝振駒 RE 9 2003-04-01 2003-07-14
BANG Bonna RE 4 2003-04-01 2003-07-14
BANG Bonna RE 6 2003-04-01 2003-07-14
LAM Chik Shun, Marcus 林植信 RE 4 2003-04-01 2003-07-14
LAM Chik Shun, Marcus 林植信 RE 6 2003-04-01 2003-07-14
GODDARD LUI Man Fong, Eva 呂敏芳 RE 4 2003-04-01 2003-07-11
GODDARD LUI Man Fong, Eva 呂敏芳 RE 6 2003-04-01 2003-07-11
LAM Chik Shun, Marcus 林植信 RE 9 2003-04-01 2003-07-11
LUI Chung Wai 雷重威 RE 1 2003-04-01 2003-06-27
LUI Chung Wai 雷重威 RE 4 2003-04-01 2003-06-27
LUI Chung Wai 雷重威 RE 6 2003-04-01 2003-06-27
LUI Chung Wai 雷重威 RE 9 2003-04-01 2003-06-27
TO Kin Tung 陶建東 RE 1 2003-04-01 2003-04-30
TO Kin Tung 陶建東 RE 4 2003-04-01 2003-04-30
TO Kin Tung 陶建東 RE 6 2003-04-01 2003-04-30
TO Kin Tung 陶建東 RE 9 2003-04-01 2003-04-30
LAW Tak Kuen 羅德權 RE 1 2003-04-01 2003-04-17
LAW Tak Kuen 羅德權 RE 4 2003-04-01 2003-04-17
LAW Tak Kuen 羅德權 RE 6 2003-04-01 2003-04-17
LAW Tak Kuen 羅德權 RE 9 2003-04-01 2003-04-17

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