Hong Kong SFC licence institution ABC734, Central China International Capital Limited 中州國際融資有限公司

These are the licence-holders that were found for SFC licence institution ABC734 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB278 TSUI Kin Wing 崔健榮 RO Dealing in Securities 2009-10-05 2011-02-28
AAB278 TSUI Kin Wing 崔健榮 RE Advising on Corporate Finance 2009-08-03 2009-08-03
AAB278 TSUI Kin Wing 崔健榮 RO Advising on Corporate Finance 2009-08-03 2011-02-28
AAI320 PANG Wai Yuen, Marvin 彭偉源 RE Dealing in Securities 2016-04-19 2016-11-30
AAI320 PANG Wai Yuen, Marvin 彭偉源 RO Dealing in Securities 2016-11-30 2018-01-05
AAI320 PANG Wai Yuen, Marvin 彭偉源 RE Advising on Corporate Finance 2016-04-19 2018-01-05
AAJ578 FOX Robin Jonathan Gibbs RE Dealing in Securities 2015-07-10 2015-11-03
AAJ578 FOX Robin Jonathan Gibbs RO Dealing in Securities 2015-11-03 2016-05-24
AAJ578 FOX Robin Jonathan Gibbs RE Advising on Corporate Finance 2015-07-10 2015-11-03
AAJ578 FOX Robin Jonathan Gibbs RO Advising on Corporate Finance 2015-11-03 2016-05-24
ABS438 WONG Sin Just 黃森捷 RO Dealing in Securities 2003-04-01 2006-01-06
ABS438 WONG Sin Just 黃森捷 RO Advising on Corporate Finance 2003-04-01 2006-01-06
ABS438 WONG Sin Just 黃森捷 RO Advising on Corporate Finance 2007-04-13 2007-09-12
ACD376 WONG Wing Kee, Christopher 黃永基 RE Dealing in Securities 2004-05-03 2004-07-13
ACD376 WONG Wing Kee, Christopher 黃永基 RO Dealing in Securities 2004-07-13 2004-12-28
ACD376 WONG Wing Kee, Christopher 黃永基 RE Advising on Corporate Finance 2004-05-03 2004-07-13
ACD376 WONG Wing Kee, Christopher 黃永基 RO Advising on Corporate Finance 2004-07-13 2004-12-28
ACJ279 WAN Ten Lap 溫天納 RE Dealing in Securities 2004-09-03 2004-09-28
ACJ279 WAN Ten Lap 溫天納 RO Dealing in Securities 2004-09-28 2007-01-04
ACJ279 WAN Ten Lap 溫天納 RE Advising on Corporate Finance 2004-09-03 2004-09-28
ACJ279 WAN Ten Lap 溫天納 RO Advising on Corporate Finance 2004-09-28 2007-01-04
ACL748 HARDING Simon Roderick RO Dealing in Securities 2007-08-28
ACL748 HARDING Simon Roderick RO Advising on Corporate Finance 2007-01-18
ACR603 LEE Yat Ming 李日明 RE Dealing in Securities 2008-07-31 2009-04-02
ACR603 LEE Yat Ming 李日明 RO Dealing in Securities 2007-08-28 2008-07-31
ACW864 ENG Edmond 伍少凡 RO Dealing in Securities 2003-06-26 2005-12-06
ACW864 ENG Edmond 伍少凡 RO Advising on Securities 2003-06-26 2004-12-14
ACW864 ENG Edmond 伍少凡 RO Advising on Corporate Finance 2003-04-01 2005-12-20
ACX305 CHEUNG Yui Kai, Warren 張睿佳 RO Dealing in Securities 2003-04-01 2003-04-30
ACX305 CHEUNG Yui Kai, Warren 張睿佳 RO Advising on Securities 2003-04-01 2003-04-30
ACX305 CHEUNG Yui Kai, Warren 張睿佳 RO Advising on Corporate Finance 2003-04-01 2003-04-30
ACX305 CHEUNG Yui Kai, Warren 張睿佳 RO Asset Management 2003-04-01 2003-04-30
ADE993 LIN Chak Pui, Louis 林澤焙 RE Advising on Securities 2003-04-01 2004-02-27
ADE993 LIN Chak Pui, Louis 林澤焙 RE Advising on Corporate Finance 2003-04-01 2004-02-27
ADE993 LIN Chak Pui, Louis 林澤焙 RE Asset Management 2003-04-01 2004-02-27
ADG917 YAN Kwok Ting, Sunny 印國庭 RO Dealing in Securities 2006-06-13 2006-12-23
ADG917 YAN Kwok Ting, Sunny 印國庭 RE Advising on Corporate Finance 2005-10-05 2006-05-25
ADG917 YAN Kwok Ting, Sunny 印國庭 RO Advising on Corporate Finance 2006-05-25 2006-12-23
ADH871 YUM Vincent 任偉成 RE Dealing in Securities 2003-10-11 2004-04-01
ADH871 YUM Vincent 任偉成 RE Advising on Securities 2003-10-11 2004-04-01
ADH871 YUM Vincent 任偉成 RE Advising on Corporate Finance 2003-10-11 2004-04-01
ADR230 TRAN Chuen Wah, John 陳傳華 RO Advising on Corporate Finance 2003-04-01 2003-09-09
ADS751 YIP Kin Kong 葉建剛 RE Advising on Securities 2003-04-01 2003-10-08
ADS751 YIP Kin Kong 葉建剛 RO Advising on Securities 2003-10-08 2004-12-14
ADS751 YIP Kin Kong 葉建剛 RE Advising on Corporate Finance 2003-04-01 2003-10-08
ADS751 YIP Kin Kong 葉建剛 RO Advising on Corporate Finance 2003-10-08 2005-06-23
ADS751 YIP Kin Kong 葉建剛 RE Asset Management 2003-04-01 2003-10-03
ADV457 TSANG Tak Chi 曾德芝 RE Advising on Corporate Finance 2009-04-08 2009-07-16
AEK987 CHEUNG Wai Kay 張偉奇 RO Advising on Corporate Finance 2007-06-26 2008-02-15
AEM537 SUN Huali 孫華琍 RO Advising on Corporate Finance 2003-04-01 2007-12-14
AEN382 TO Kwok Chien, Ronald 杜國鍵 RE Advising on Securities 2003-04-01 2003-11-10
AEN382 TO Kwok Chien, Ronald 杜國鍵 RE Advising on Corporate Finance 2003-04-01 2003-11-10
AEN382 TO Kwok Chien, Ronald 杜國鍵 RE Asset Management 2003-04-01 2003-11-10
AEY942 SO Raymond 蘇利民 RE Advising on Corporate Finance 2007-10-29 2007-11-02
AFN603 SZE Chin Pei, Pacita 史君白 RE Dealing in Securities 2005-04-27 2005-12-08
AFN603 SZE Chin Pei, Pacita 史君白 RO Dealing in Securities 2005-12-08 2006-05-24
AFN603 SZE Chin Pei, Pacita 史君白 RE Advising on Corporate Finance 2005-04-27 2005-12-08
AFN603 SZE Chin Pei, Pacita 史君白 RO Advising on Corporate Finance 2005-12-08 2006-05-24
AFN610 KOO Pak Kin 古栢堅 RE Dealing in Securities 2007-02-28 2007-05-17
AFN610 KOO Pak Kin 古栢堅 RO Dealing in Securities 2007-05-17 2009-04-13
AFN610 KOO Pak Kin 古栢堅 RE Advising on Corporate Finance 2007-02-28 2007-05-17
AFN610 KOO Pak Kin 古栢堅 RO Advising on Corporate Finance 2007-05-17 2009-04-13
AFU534 MANG Yun Sun, George 孟潤燊 RE Dealing in Securities 2018-09-11
AFU534 MANG Yun Sun, George 孟潤燊 RE Advising on Corporate Finance 2018-11-26
AGA252 IP Hung 葉虹 RE Dealing in Securities 2003-04-01 2006-01-24
AGA252 IP Hung 葉虹 RE Advising on Securities 2003-04-01 2004-12-20
AGA252 IP Hung 葉虹 RE Advising on Corporate Finance 2003-04-01 2006-01-24
AGA252 IP Hung 葉虹 RE Advising on Corporate Finance 2006-11-09 2007-09-12
AGA252 IP Hung 葉虹 RE Asset Management 2003-04-01 2004-12-20
AGD748 YAN Kam Cheong 殷鑑昌 RE Dealing in Securities 2003-09-29 2005-11-13
AGD748 YAN Kam Cheong 殷鑑昌 RE Advising on Securities 2003-09-29 2004-12-20
AGD748 YAN Kam Cheong 殷鑑昌 RE Advising on Corporate Finance 2003-09-29 2005-11-13
AGI481 YU Chi Chiu, Andrew 余志超 RE Advising on Corporate Finance 2003-11-01 2004-07-23
AGK116 PANG Hiu Ming 彭曉明 RE Dealing in Securities 2003-04-01 2003-04-30
AGK116 PANG Hiu Ming 彭曉明 RE Advising on Securities 2003-04-01 2003-04-30
AGK116 PANG Hiu Ming 彭曉明 RE Advising on Corporate Finance 2003-04-01 2003-04-30
AGK116 PANG Hiu Ming 彭曉明 RE Asset Management 2003-04-01 2003-04-30
AGK907 NG Chak Chung 吳澤松 RE Dealing in Securities 2018-03-08 2018-04-09
AGN288 LEUNG Hon Ki 梁漢旗 RE Advising on Corporate Finance 2009-05-12 2009-05-22
AGN288 LEUNG Hon Ki 梁漢旗 RO Advising on Corporate Finance 2009-05-22 2009-07-22
AGO376 LIM Swee Tin Lisa 林瑞珍 RO Dealing in Securities 2004-07-23 2005-10-28
AGT978 CHEUNG Chung Wai, Billy 張仲威 RO Dealing in Securities 2009-05-18
AGT978 CHEUNG Chung Wai, Billy 張仲威 RO Advising on Corporate Finance 2008-10-29
AHA892 TANG Chun Fai, Billy 鄧振輝 RE Advising on Corporate Finance 2004-10-08 2005-06-08
AHC010 LIU Kam Yin 廖錦賢 RE Advising on Securities 2003-04-01 2003-09-24
AHC010 LIU Kam Yin 廖錦賢 RE Advising on Corporate Finance 2003-04-01 2003-09-25
AHC010 LIU Kam Yin 廖錦賢 RE Asset Management 2003-04-01 2003-09-24
AHU910 WONG Hoi, Michael 王海 RE Advising on Securities 2003-04-01 2003-10-20
AHU910 WONG Hoi, Michael 王海 RE Advising on Corporate Finance 2003-04-01 2003-10-20
AHU910 WONG Hoi, Michael 王海 RE Asset Management 2003-04-01 2003-10-20
AHY113 TSE Yee Hin, Tony 謝宇軒 RE Dealing in Securities 2009-07-24 2009-07-29
AHY113 TSE Yee Hin, Tony 謝宇軒 RE Advising on Corporate Finance 2009-07-24 2009-07-29
AIB802 AU-YEUNG Yan Lun 歐陽欣麟 RE Dealing in Securities 2009-02-02 2009-04-29
AIB802 AU-YEUNG Yan Lun 歐陽欣麟 RO Dealing in Securities 2009-04-29 2013-11-30
AIB802 AU-YEUNG Yan Lun 歐陽欣麟 RE Advising on Corporate Finance 2004-11-23 2008-04-29
AIB802 AU-YEUNG Yan Lun 歐陽欣麟 RO Advising on Corporate Finance 2008-04-29 2013-11-30
AIE986 LI Nga Yee 李雅儀 RE Advising on Securities 2003-04-01 2004-09-14
AIE986 LI Nga Yee 李雅儀 RE Advising on Corporate Finance 2003-04-01 2004-09-14
AIE986 LI Nga Yee 李雅儀 RE Asset Management 2003-04-01 2004-05-07
AIH774 CHAN Hi Kit 陳喜杰 RE Advising on Corporate Finance 2007-04-10 2009-02-14
AIU532 LOCK Pik Shan, Ivy 駱碧珊 RE Advising on Corporate Finance 2010-01-06 2011-05-12
AIY999 YU Chung Hang, Lucian 余仲行 RE Advising on Corporate Finance 2003-07-02 2003-11-13
ALB878 CHAN Alvin Christopher Hung Kit 陳鴻傑 RE Advising on Corporate Finance 2004-08-13 2005-08-09
ALE835 YUEN Wing Yiu, Benson 袁榮耀 RE Advising on Corporate Finance 2004-08-30 2004-12-19
ALL685 CHIU Hin Fung, Sherman 趙衍鋒 RE Dealing in Securities 2011-05-04 2011-08-24
ALL685 CHIU Hin Fung, Sherman 趙衍鋒 RO Dealing in Securities 2011-08-24 2012-04-27
ALR878 WENG Eddie Hua-ti 翁華狄 RE Advising on Corporate Finance 2005-02-07 2005-12-20
AMP581 WONG Wing Yin 黃穎妍 RE Advising on Corporate Finance 2005-10-26 2006-08-14
ANE330 LIU Wing Yin, Wendy 廖穎賢 RE Advising on Corporate Finance 2009-08-10 2011-03-18
ANR250 LI Kin Shing, Alan 李建承 RE Advising on Corporate Finance 2006-09-05 2007-10-18
AOG059 CHU Pui Fan 朱佩芬 RE Advising on Corporate Finance 2011-05-17 2011-07-04
APG471 CHAN Po Man 陳寶文 RE Advising on Corporate Finance 2007-07-18 2009-02-14
APX203 WONG Yee Man 王綺文 RE Advising on Corporate Finance 2007-11-01 2008-10-03
AQI645 WONG Mei Ying, Jenny 黃美盈 RE Advising on Corporate Finance 2011-02-14 2013-03-06
ARO960 CHENG Tai Wai, David 鄭大衛 RE Dealing in Securities 2016-04-07 2016-10-14
ARO960 CHENG Tai Wai, David 鄭大衛 RE Advising on Corporate Finance 2011-09-06 2013-01-17
ARO960 CHENG Tai Wai, David 鄭大衛 RE Advising on Corporate Finance 2016-04-07 2016-10-14
ARP537 CHAN Frank Clifford Shui Ting Chu 陳瑞庭 RE Advising on Corporate Finance 2018-04-19
ASU516 YEUNG Wing Kwan 楊穎筠 RE Advising on Corporate Finance 2009-05-21 2010-02-12
ATN385 TAI Nga Chun 戴雅真 RE Advising on Corporate Finance 2013-11-05 2014-01-10
AUX416 LEUNG Kit Ming 梁傑明 RE Advising on Corporate Finance 2011-05-23 2012-05-31
AVH555 TSEUNG Choi Wing Queenie 蔣采穎 RE Dealing in Securities 2011-04-07 2015-09-30
AVH555 TSEUNG Choi Wing Queenie 蔣采穎 RE Advising on Corporate Finance 2010-07-09 2015-09-30
BAA860 WONG Wai Sze 黃慧思 RE Advising on Corporate Finance 2012-10-10 2013-09-07
BAM969 NG Florence Man Shan 吳旻珊 RE Advising on Corporate Finance 2018-03-19 2018-03-20
BBD544 JIANG Hongyan 蒋宏延 RE Advising on Corporate Finance 2013-05-10 2013-10-18
BBH444 ZHANG Chi 張弛 RE Dealing in Securities 2017-09-18
BBH444 ZHANG Chi 張弛 RE Advising on Corporate Finance 2017-09-18
BBT305 FONG Wai Ying, Vivian Catherine 方韋盈 RE Dealing in Securities 2017-05-16 2017-07-31
BBT305 FONG Wai Ying, Vivian Catherine 方韋盈 RE Advising on Corporate Finance 2017-06-06 2017-07-31
BBX618 LAM Daniel Tung Leung 林棟樑 RE Advising on Corporate Finance 2013-10-04
BCE781 PAN Wenxian Jocelyn 潘玟先 RE Advising on Corporate Finance 2015-09-18 2015-12-07
BDF468 CHAN Lok Hei 陳樂熙 RE Advising on Corporate Finance 2014-04-24 2015-07-15
BDK814 LIN King Yeung 連景揚 RE Dealing in Securities 2017-05-10 2018-07-16
BDK814 LIN King Yeung 連景揚 RE Advising on Corporate Finance 2017-05-10 2018-07-16
BEA677 AU-YOUNG Hin Lap 歐陽顯立 RE Advising on Corporate Finance 2017-01-04 2017-11-06
BEL351 YIP Hoi Wun 葉愷媛 RE Advising on Corporate Finance 2014-12-02 2015-01-30
BGG148 LI Xiaoqiang 李小强 RO Dealing in Securities 2018-01-31
BGG148 LI Xiaoqiang 李小强 RE Advising on Corporate Finance 2017-05-02 2018-01-31
BGG148 LI Xiaoqiang 李小强 RO Advising on Corporate Finance 2018-01-31
BGN430 CHEUNG Mandy 張雯寧 RE Advising on Corporate Finance 2016-01-04 2017-02-28
BGO741 NG Tsz Ying 吳芷瑩 RE Advising on Corporate Finance 2016-01-04 2016-09-14
BGQ885 WONG Kok Yin 王覺賢 RE Advising on Corporate Finance 2016-01-04
BGY983 ZHOU Jiangning 周江宁 RE Advising on Corporate Finance 2017-07-28 2018-03-26
BIQ834 LI Ho Yin 李浩賢 RE Advising on Corporate Finance 2016-12-21 2018-09-04
BJL363 KO Fei Fan Tommy 高飛帆 RE Dealing in Securities 2018-06-12
BJL363 KO Fei Fan Tommy 高飛帆 RE Advising on Corporate Finance 2018-06-12
BJR449 JIA Meng RE Dealing in Securities 2018-05-18
BJR449 JIA Meng RE Advising on Corporate Finance 2017-06-21
BKV253 CHUNG Pak Ki 鍾柏棋 RE Advising on Corporate Finance 2017-10-09 2017-10-09
BKW246 CHEN Tianyang 陳天揚 RE Advising on Corporate Finance 2017-10-09
BLT554 HE Lanjian 何蘭劍 RE Advising on Corporate Finance 2018-01-12 2018-11-06

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