Hong Kong SFC licence institution ABD523, SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司

These are the licence-holders that were found for SFC licence institution ABD523 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB498 KO Siu Man 高兆文 RE Dealing in Securities 2007-12-07 2009-06-24
AAB990 WONG Yan Po, Joseph 黃恩寶 RE Dealing in Securities 2003-04-01
AAB990 WONG Yan Po, Joseph 黃恩寶 RE Advising on Securities 2003-04-01 2003-07-30
AAB990 WONG Yan Po, Joseph 黃恩寶 RE Advising on Corporate Finance 2003-04-01 2003-07-30
AAB990 WONG Yan Po, Joseph 黃恩寶 RE Asset Management 2003-04-01 2005-02-23
AAB990 WONG Yan Po, Joseph 黃恩寶 RE Asset Management 2008-09-23
AAC108 FUNG Ka Pun 馮家彬 RO Dealing in Securities 2003-04-01 2006-01-04
AAC108 FUNG Ka Pun 馮家彬 RO Advising on Securities 2003-04-01 2005-02-01
AAC108 FUNG Ka Pun 馮家彬 RO Advising on Corporate Finance 2003-04-01 2005-02-01
AAC108 FUNG Ka Pun 馮家彬 RO Asset Management 2003-04-01 2005-02-01
AAC250 HUI Koon Shan 許冠山 RE Dealing in Securities 2009-08-04
AAD083 LAU On Wah 劉安樺 RO Dealing in Securities 2003-04-01 2005-08-08
AAF498 LO Ying Lun 勞應麟 RE Dealing in Securities 2003-11-17 2005-01-05
AAF504 LEE Chi Wah 李志華 RE Dealing in Securities 2008-09-23
AAF504 LEE Chi Wah 李志華 RE Asset Management 2008-09-23
AAG495 LI Kwok Keung, Asser 李國強 RE Dealing in Securities 2003-04-01 2010-03-31
AAG495 LI Kwok Keung, Asser 李國強 RE Advising on Securities 2003-04-01 2003-07-25
AAG495 LI Kwok Keung, Asser 李國強 RE Advising on Corporate Finance 2003-04-01 2003-07-25
AAG495 LI Kwok Keung, Asser 李國強 RE Asset Management 2003-04-01 2003-07-25
AAH278 CHENG Tai Pui 鄭棣培 RE Dealing in Securities 2008-09-23 2009-02-13
AAH278 CHENG Tai Pui 鄭棣培 RE Dealing in Securities 2009-03-05 2013-03-21
AAH278 CHENG Tai Pui 鄭棣培 RE Asset Management 2008-09-23 2009-02-13
AAH278 CHENG Tai Pui 鄭棣培 RE Asset Management 2009-03-05 2013-03-21
AAZ490 LUI Yiu Fong, Eric 雷耀芳 RE Dealing in Securities 2005-02-07 2010-03-31
AAZ939 CHAU Hon Kit, Keith 周漢傑 RE Dealing in Securities 2004-02-24
ABE594 SZE-TO Ping Chuen 司徒炳全 RE Dealing in Securities 2008-09-23
ABE594 SZE-TO Ping Chuen 司徒炳全 RE Asset Management 2008-09-23
ABH186 TSOI Chi Kun 蔡智勤 RE Dealing in Securities 2003-04-01 2006-10-20
ABH186 TSOI Chi Kun 蔡智勤 RO Dealing in Securities 2006-10-20
ABH186 TSOI Chi Kun 蔡智勤 RE Advising on Securities 2003-04-01 2005-02-23
ABH186 TSOI Chi Kun 蔡智勤 RE Advising on Corporate Finance 2003-04-01 2004-02-26
ABH186 TSOI Chi Kun 蔡智勤 RE Asset Management 2003-04-01 2005-02-23
ABH186 TSOI Chi Kun 蔡智勤 RE Asset Management 2008-09-23
ABM507 LO Wai Tung, John 盧衛東 RE Dealing in Securities 2010-08-19 2010-09-27
ABM507 LO Wai Tung, John 盧衛東 RO Dealing in Securities 2010-09-27 2018-10-12
ABN290 WONG Chi Yan 黃志仁 RE Dealing in Securities 2003-04-01 2015-01-12
ABN290 WONG Chi Yan 黃志仁 RE Advising on Securities 2003-04-01 2003-07-28
ABN290 WONG Chi Yan 黃志仁 RE Advising on Corporate Finance 2003-04-01 2003-07-28
ABN290 WONG Chi Yan 黃志仁 RE Asset Management 2003-04-01 2003-07-28
ABP978 LAI Kin Chung, Kenneth 黎健聰 RE Dealing in Securities 2003-04-01 2005-08-08
ABP978 LAI Kin Chung, Kenneth 黎健聰 RO Dealing in Securities 2005-08-08 2006-05-03
ABP978 LAI Kin Chung, Kenneth 黎健聰 RE Advising on Securities 2003-04-01 2003-07-25
ABP978 LAI Kin Chung, Kenneth 黎健聰 RE Advising on Corporate Finance 2003-04-01 2003-07-25
ABP978 LAI Kin Chung, Kenneth 黎健聰 RE Asset Management 2003-04-01 2005-02-23
ABR272 CHOW Kim Wing 周劍榮 RE Dealing in Securities 2006-06-30 2009-08-01
ABR272 CHOW Kim Wing 周劍榮 RE Dealing in Securities 2010-12-03 2012-04-28
ABS477 CHEUNG Ka Keung, Andy 張家強 RE Dealing in Securities 2003-09-30 2004-03-18
ACF078 WONG Hong Wah 王康華 RE Dealing in Securities 2003-04-01 2008-04-04
ACF078 WONG Hong Wah 王康華 RE Advising on Securities 2003-04-01 2003-07-29
ACF078 WONG Hong Wah 王康華 RE Advising on Corporate Finance 2003-04-01 2003-07-29
ACF078 WONG Hong Wah 王康華 RE Asset Management 2003-04-01 2003-07-29
ACJ708 YAM David 任卓偉 RE Dealing in Securities 2005-10-06 2006-04-28
ACJ708 YAM David 任卓偉 RE Dealing in Securities 2007-11-30 2008-04-23
ACJ708 YAM David 任卓偉 RO Dealing in Securities 2006-04-28 2007-10-02
ACJ708 YAM David 任卓偉 RO Dealing in Securities 2008-04-23
ACJ708 YAM David 任卓偉 RO Asset Management 2008-09-19
ACJ709 CHU Kwok Shing, Godwin 朱國承 RE Dealing in Securities 2003-04-01
ACJ709 CHU Kwok Shing, Godwin 朱國承 RE Advising on Securities 2003-04-01 2003-07-31
ACJ709 CHU Kwok Shing, Godwin 朱國承 RE Advising on Corporate Finance 2003-04-01 2003-07-31
ACJ709 CHU Kwok Shing, Godwin 朱國承 RE Asset Management 2003-04-01 2003-07-31
ACW864 ENG Edmond 伍少凡 RO Dealing in Securities 2005-11-16 2006-09-28
ADH412 LEE Siu Yuen 李兆源 RE Dealing in Securities 2009-09-15
AED718 SUM Poon Yun, Johnny 岑本訢 RO Dealing in Securities 2003-04-01 2004-09-08
AEH400 HO Ting Kay 何定錤 RO Dealing in Securities 2018-09-04
AEH400 HO Ting Kay 何定錤 RO Advising on Securities 2018-09-04
AEJ691 CHENG Andes 鄭安達 RE Dealing in Securities 2008-11-18 2009-06-01
AEJ691 CHENG Andes 鄭安達 RE Dealing in Securities 2010-12-03 2016-08-31
AEJ691 CHENG Andes 鄭安達 RE Advising on Securities 2008-09-23 2008-11-18
AEN511 SZETO King Chuen 司徒經全 RE Dealing in Securities 2008-09-23
AEN511 SZETO King Chuen 司徒經全 RE Asset Management 2008-09-23
AES388 CHEUNG Wai Kit 張偉傑 RE Dealing in Securities 2003-04-01 2003-10-07
AES388 CHEUNG Wai Kit 張偉傑 RE Advising on Securities 2003-04-01 2003-07-24
AES388 CHEUNG Wai Kit 張偉傑 RE Advising on Corporate Finance 2003-04-01 2003-07-24
AES388 CHEUNG Wai Kit 張偉傑 RE Asset Management 2003-04-01 2003-07-24
AEY907 CHAU Shun To 周頌滔 RE Dealing in Securities 2003-04-01 2013-02-16
AEY907 CHAU Shun To 周頌滔 RE Advising on Securities 2003-04-01 2003-07-16
AEY907 CHAU Shun To 周頌滔 RE Advising on Corporate Finance 2003-04-01 2003-07-16
AEY907 CHAU Shun To 周頌滔 RE Asset Management 2003-04-01 2005-02-23
AEY907 CHAU Shun To 周頌滔 RE Asset Management 2008-09-23 2013-02-16
AFH200 WONG Sheung Yeung 王上揚 RE Dealing in Securities 2003-04-01 2006-11-24
AFH200 WONG Sheung Yeung 王上揚 RE Dealing in Securities 2007-06-05 2011-07-10
AFH200 WONG Sheung Yeung 王上揚 RE Advising on Securities 2003-04-01 2003-07-16
AFH200 WONG Sheung Yeung 王上揚 RE Advising on Corporate Finance 2003-04-01 2003-07-16
AFH200 WONG Sheung Yeung 王上揚 RE Asset Management 2003-04-01 2003-07-16
AGA252 IP Hung 葉虹 RE Dealing in Securities 2008-09-23 2008-10-03
AGA252 IP Hung 葉虹 RE Advising on Securities 2008-09-23 2008-10-03
AGA252 IP Hung 葉虹 RE Asset Management 2008-09-23 2008-10-03
AGG690 TSE Ho Seng 謝灝笙 RE Dealing in Securities 2015-05-27 2015-11-04
AGI798 ZHENG Juan 鄭娟 RO Dealing in Securities 2008-09-19 2009-02-28
AGI798 ZHENG Juan 鄭娟 RO Advising on Securities 2008-09-19 2009-02-28
AGI798 ZHENG Juan 鄭娟 RO Asset Management 2008-09-19 2009-02-28
AHT095 CHAN Mong Har RE Dealing in Securities 2009-04-16 2009-06-17
AIR281 ONG Tiang Lock 王添樂 RO Dealing in Securities 2006-08-11 2008-03-10
AIR281 ONG Tiang Lock 王添樂 RO Dealing in Securities 2009-08-06 2010-01-28
AJA562 WONG Kin Fai 王健輝 RO Dealing in Securities 2008-02-25
AJA562 WONG Kin Fai 王健輝 RO Advising on Securities 2008-09-19
AJA562 WONG Kin Fai 王健輝 RO Asset Management 2008-09-19
AJN917 ZHANG Jian 張堅 RE Advising on Securities 2008-09-23 2009-12-30
AJN917 ZHANG Jian 張堅 RE Advising on Securities 2010-12-13 2011-02-08
AJN917 ZHANG Jian 張堅 RO Advising on Securities 2009-12-30 2010-06-06
AJN917 ZHANG Jian 張堅 RO Advising on Securities 2011-02-08 2011-08-24
ALL685 CHIU Hin Fung, Sherman 趙衍鋒 RE Dealing in Securities 2012-05-07 2012-06-21
ALL685 CHIU Hin Fung, Sherman 趙衍鋒 RO Dealing in Securities 2012-06-21 2014-03-27
ALP977 TSANG Kennedy Kin Tak 曾建德 RE Dealing in Securities 2010-01-05
ALP977 TSANG Kennedy Kin Tak 曾建德 RE Advising on Securities 2008-10-21 2008-12-16
ALP977 TSANG Kennedy Kin Tak 曾建德 RO Advising on Securities 2008-12-16
ALR878 WENG Eddie Hua-ti 翁華狄 RE Dealing in Securities 2008-09-23 2011-07-22
AMJ868 SINGHAL Shelly Sean RE Dealing in Securities 2008-09-23 2009-04-15
AMJ868 SINGHAL Shelly Sean RE Asset Management 2008-09-23 2009-04-15
AMM278 SUN Baron 孫葆崟 RE Dealing in Securities 2008-09-23 2014-01-18
AMM278 SUN Baron 孫葆崟 RE Advising on Securities 2011-04-20 2014-01-18
AMN653 CHAN Shiu Pong 陳兆邦 RE Dealing in Securities 2014-11-03 2015-08-13
AOB779 XIE Jun 謝俊 RE Dealing in Securities 2018-06-12 2018-07-25
AOB779 XIE Jun 謝俊 RO Dealing in Securities 2018-07-25
AOB779 XIE Jun 謝俊 RE Advising on Securities 2018-06-12 2018-07-25
AOB779 XIE Jun 謝俊 RO Advising on Securities 2018-07-25
AOB779 XIE Jun 謝俊 RE Asset Management 2018-06-20
AOI865 YEUNG Kin Pan 楊健斌 RE Dealing in Securities 2006-12-27 2015-09-23
AOI865 YEUNG Kin Pan 楊健斌 RO Dealing in Securities 2015-09-23
AOU775 CHAN Fung Ping 陳鳳萍 RE Dealing in Securities 2014-10-15 2016-06-30
AOX910 QIU Haiyan 邱海燕 RE Advising on Securities 2008-09-23 2010-06-01
APK159 TSE Ka Chai 謝家齊 RE Dealing in Securities 2015-03-30 2015-04-14
APL225 YUAN Zhefei 袁哲飛 RE Dealing in Securities 2008-09-23 2009-03-20
APV457 DAGNEAU DE RICHECOUR Ludovic Christophe Amedee RE Dealing in Securities 2009-05-05 2009-09-22
APV457 DAGNEAU DE RICHECOUR Ludovic Christophe Amedee RE Advising on Securities 2008-09-23 2009-02-18
APW355 MAK Tsz Hang 麥子衡 RE Advising on Securities 2010-03-11 2013-05-21
AQA809 LUI Man Wah 呂文華 RE Dealing in Securities 2010-10-19 2012-10-05
AQF554 ZHAO Qi 趙琪 RE Dealing in Securities 2008-09-23 2009-03-07
AQF572 HUO Ling 霍玲 RE Dealing in Securities 2010-12-03 2012-03-16
AQI255 LAM Karman Razilee 林蔚琋 RE Dealing in Securities 2012-10-12 2013-10-02
AQJ262 LEE Chi Ho 李子豪 RE Dealing in Securities 2017-04-06 2018-05-12
AQJ262 LEE Chi Ho 李子豪 RE Advising on Securities 2015-05-22 2018-05-12
AQJ842 WONG Ho Ching 黃河清 RE Dealing in Securities 2008-09-23 2008-10-03
AQS445 MILLER Lee Katherine RE Dealing in Securities 2008-09-23 2009-04-15
ARG250 CHU Siu Ling 朱小玲 RE Dealing in Securities 2010-05-06 2013-02-27
ARI432 SZETO Wing Fun, Simon 司徒榮勳 RE Dealing in Securities 2010-09-09 2013-04-28
ARI432 SZETO Wing Fun, Simon 司徒榮勳 RE Asset Management 2010-09-09 2013-04-28
ASH712 YU Hon Man, Herman 余漢文 RE Dealing in Securities 2012-10-17 2014-01-13
ASU268 LAU Kam Yan, Karen 劉錦欣 RE Dealing in Securities 2011-03-01 2018-08-07
ATM045 KAN Simon Kiu Dick 簡僑迪 RE Dealing in Securities 2009-08-10 2013-04-26
AUI064 LIN Yan Jenny RE Dealing in Securities 2010-01-12 2010-07-12
AUU925 WONG Ka Chun 黃嘉俊 RE Dealing in Securities 2018-05-28 2018-10-25
AUU925 WONG Ka Chun 黃嘉俊 RE Advising on Securities 2018-07-06 2018-10-25
AUZ013 LAM Cheuk Fung 林卓峰 RE Dealing in Securities 2018-06-28
AUZ013 LAM Cheuk Fung 林卓峰 RE Advising on Securities 2018-06-28
AVL281 YE Wenli 葉文莉 RE Dealing in Securities 2016-01-25
AVL281 YE Wenli 葉文莉 RE Advising on Securities 2016-01-25
AVL281 YE Wenli 葉文莉 RE Asset Management 2016-01-25
AVM533 LEE Kai Ho 李啟浩 RE Advising on Securities 2013-07-12 2015-01-13
AVM533 LEE Kai Ho 李啟浩 RO Advising on Securities 2015-01-13 2015-06-05
AWC635 CHAN Pui Sing 陳沛昇 RE Dealing in Securities 2011-07-28 2015-02-26
AWC635 CHAN Pui Sing 陳沛昇 RE Advising on Securities 2014-10-22 2015-02-26
AXK997 ZHANG Chi 張弛 RE Dealing in Securities 2015-02-11 2015-04-27
AXO784 FONG Ying Ching 方凝清 RE Dealing in Securities 2014-10-14
AXX530 WANG Pengyu 王鵬宇 RE Dealing in Securities 2012-07-13 2012-10-03
AXZ950 LAU Yuen Shing 劉原誠 RE Advising on Securities 2011-09-07 2013-04-05
AYK314 SHUM Chung 沈仲 RE Dealing in Securities 2011-11-11 2012-12-07
AYK314 SHUM Chung 沈仲 RE Advising on Securities 2011-11-11 2012-12-07
AYW933 LEUNG Kwan Chai 梁君齊 RE Advising on Securities 2013-05-27 2013-10-22
AZJ591 JOHNSEN Bjarke Lauritz Faerch RE Advising on Securities 2012-04-27 2012-06-16
AZX096 ZHAO Tao 趙濤 RE Dealing in Securities 2017-08-31 2018-04-11
AZX096 ZHAO Tao 趙濤 RO Dealing in Securities 2018-04-11
BAK932 TSE Shing Chi 謝承志 RE Dealing in Securities 2018-08-20
BAK932 TSE Shing Chi 謝承志 RE Advising on Securities 2018-08-20
BAZ626 THAM Wai Ming 譚維明 RE Dealing in Securities 2013-03-08 2015-11-06
BAZ626 THAM Wai Ming 譚維明 RE Dealing in Securities 2017-08-31
BAZ626 THAM Wai Ming 譚維明 RE Advising on Securities 2017-08-31
BAZ626 THAM Wai Ming 譚維明 RE Asset Management 2018-02-12
BAZ969 YU Yee Fung 余苡蜂 RE Dealing in Securities 2018-07-09
BAZ969 YU Yee Fung 余苡蜂 RE Advising on Securities 2018-07-09
BCI869 KIM Christian Chung-Hwan RE Dealing in Securities 2016-05-04
BCY613 LI Bo 李博 RE Advising on Securities 2014-02-17 2015-04-18
BEC590 CHAN Lam Wai 陳藍慧 RE Dealing in Securities 2016-09-12 2017-08-31
BEC590 CHAN Lam Wai 陳藍慧 RE Advising on Securities 2016-09-12 2017-08-31
BFA222 YIM Ho Wa 嚴浩華 RE Advising on Securities 2015-04-09 2015-06-30
BFD608 TIAN Qi 田崎 RE Dealing in Securities 2015-03-25 2016-01-28
BFE801 MA Pui Keung 馬沛強 RE Dealing in Securities 2016-01-18
BFE801 MA Pui Keung 馬沛強 RE Asset Management 2016-01-18
BFN898 CHU Ka Ho 朱加豪 RE Advising on Securities 2015-06-01 2016-03-15
BFR960 WANG Hao 王浩 RE Dealing in Securities 2017-05-09 2018-04-15
BFR960 WANG Hao 王浩 RE Advising on Securities 2015-06-24 2018-04-15
BGA441 LYU Yu 呂宇 RE Advising on Securities 2015-08-13 2015-08-28
BGB450 HUANG Kai 黃凱 RE Dealing in Securities 2017-05-09 2017-08-31
BGB450 HUANG Kai 黃凱 RE Advising on Securities 2015-08-24 2017-08-31
BGO479 CHAN Wang 陳宏 RE Dealing in Securities 2015-11-24 2015-12-03
BHO982 ZOU Liyi 鄒立义 RE Dealing in Securities 2017-11-28
BIT239 LEE Chun Hin 李震軒 RE Dealing in Securities 2018-07-30
BIT239 LEE Chun Hin 李震軒 RE Advising on Securities 2018-07-30
BJN297 SU Ling 蘇玲 RE Dealing in Securities 2017-09-29
BJO526 LAU Kin Fai 劉健輝 RE Dealing in Securities 2017-06-22 2018-10-29
BJO526 LAU Kin Fai 劉健輝 RE Advising on Securities 2017-06-22 2018-10-29

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