Hong Kong SFC licence institution ABE601, Daiwa Securities SMBC Futures (Asia) Limited 大和証券盛民博昌期貨(亞洲)有限公司

These are the licence-holders that were found for SFC licence institution ABE601 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
ABQ708 FAN Kwong Hung, Ernest 范廣鴻 RE Dealing in Futures Contracts 2004-01-13 2004-02-09
ACL807 FANG Hei 方曦 RE Dealing in Futures Contracts 2005-11-02 2007-11-01
ACQ784 WONG Wai Chiu, Steven 王偉超 RE Dealing in Futures Contracts 2005-01-03 2005-10-14
ACQ784 WONG Wai Chiu, Steven 王偉超 RE Dealing in Futures Contracts 2006-02-16 2007-11-01
ADM811 KANG Kyong Pil 康景弼 RO Dealing in Futures Contracts 2003-04-01 2007-11-01
ADM811 KANG Kyong Pil 康景弼 RO Advising on Futures Contracts 2003-04-01 2005-02-07
ADM811 KANG Kyong Pil 康景弼 RO Asset Management 2003-04-01 2005-02-07
ADU225 HUNG Lum, Leon 洪霖 RE Dealing in Futures Contracts 2004-03-30 2007-11-01
ADV329 LEE Man Yiu, Paul 李文耀 RE Dealing in Futures Contracts 2007-08-20 2007-11-17
AED841 CHAN Ka Kit 陳家傑 RE Dealing in Futures Contracts 2004-12-09 2007-09-29
AEG183 NG John Wah 伍華安 RE Dealing in Futures Contracts 2007-10-10 2007-11-20
AEN383 MIZUNO Masashi RE Dealing in Futures Contracts 2003-04-01 2004-05-24
AEN383 MIZUNO Masashi RE Advising on Futures Contracts 2003-04-01 2004-05-24
AEN383 MIZUNO Masashi RE Asset Management 2003-04-01 2004-05-24
AEV682 FUNG Ka Fai, Karfield 馮嘉輝 RE Dealing in Futures Contracts 2003-04-01 2007-11-01
AEV682 FUNG Ka Fai, Karfield 馮嘉輝 RE Advising on Futures Contracts 2003-04-01 2005-02-07
AEV682 FUNG Ka Fai, Karfield 馮嘉輝 RE Asset Management 2003-04-01 2005-02-07
AEZ684 KOBAYASHI Sachiko 小林幸子 RE Dealing in Futures Contracts 2003-04-01 2007-11-01
AEZ684 KOBAYASHI Sachiko 小林幸子 RE Advising on Futures Contracts 2003-04-01 2005-02-07
AEZ684 KOBAYASHI Sachiko 小林幸子 RE Asset Management 2003-04-01 2005-02-07
AFK428 LEUNG Chun Yue 梁振宇 RE Dealing in Futures Contracts 2003-04-01 2004-11-25
AFK428 LEUNG Chun Yue 梁振宇 RE Advising on Futures Contracts 2003-04-01 2004-11-25
AFK428 LEUNG Chun Yue 梁振宇 RE Asset Management 2003-04-01 2004-11-25
AFR780 TAM Tak Wing 譚德榮 RE Dealing in Futures Contracts 2003-04-01 2003-08-16
AFR780 TAM Tak Wing 譚德榮 RE Advising on Futures Contracts 2003-04-01 2003-08-16
AFR780 TAM Tak Wing 譚德榮 RE Asset Management 2003-04-01 2003-08-16
AFS336 KAZUI Yoshiyuki RE Dealing in Futures Contracts 2003-04-01 2007-11-01
AFS336 KAZUI Yoshiyuki RE Advising on Futures Contracts 2003-04-01 2005-02-07
AFS336 KAZUI Yoshiyuki RE Asset Management 2003-04-01 2005-02-07
AFU687 TO Tsz Wai 杜子偉 RE Dealing in Futures Contracts 2003-04-01 2005-03-10
AFU687 TO Tsz Wai 杜子偉 RE Advising on Futures Contracts 2003-04-01 2005-02-07
AFU687 TO Tsz Wai 杜子偉 RE Asset Management 2003-04-01 2005-02-07
AFV776 HO Tsz Ho, Andy 何子浩 RE Dealing in Futures Contracts 2005-09-28 2007-11-01
AFZ169 CHAN Shun Ho 陳舜河 RE Dealing in Futures Contracts 2007-08-20 2007-11-01
AGO346 CHEUNG Kwok Wah 張國華 RE Dealing in Futures Contracts 2003-04-01 2006-12-01
AGO346 CHEUNG Kwok Wah 張國華 RE Advising on Futures Contracts 2003-04-01 2005-02-07
AGO346 CHEUNG Kwok Wah 張國華 RE Asset Management 2003-04-01 2005-02-07
AGU752 TOMIYAMA Takuya 富山卓也 RE Dealing in Futures Contracts 2003-06-23 2004-08-10
AHC251 LIU Chung Hsun 劉宗勳 RE Dealing in Futures Contracts 2003-04-01 2007-11-01
AHC251 LIU Chung Hsun 劉宗勳 RE Advising on Futures Contracts 2003-04-01 2005-02-07
AHC251 LIU Chung Hsun 劉宗勳 RE Asset Management 2003-04-01 2005-02-07
AHK579 SHIMADA Kenji RE Dealing in Futures Contracts 2003-04-01 2006-04-19
AHK579 SHIMADA Kenji RO Dealing in Futures Contracts 2006-04-19 2007-07-17
AHK579 SHIMADA Kenji RE Advising on Futures Contracts 2003-04-01 2005-02-07
AHK579 SHIMADA Kenji RE Asset Management 2003-04-01 2005-02-07
AHU523 MATSUMOTO Satoshi RO Dealing in Futures Contracts 2004-06-18 2006-04-19
AIT881 OTANI Tomono 大谷知乃 RE Dealing in Futures Contracts 2003-07-22 2004-05-31
AIX145 GORNALL Adrian Rubin RE Dealing in Futures Contracts 2003-04-23 2004-05-10
AJF996 WONG Kwun Hung 王冠雄 RE Dealing in Futures Contracts 2007-04-24 2007-07-26
ALI727 LEUNG Ching 梁青 RE Dealing in Futures Contracts 2006-07-18 2006-10-17
AMC946 CHEUNG Chun Yue, Anthony 張振宇 RE Dealing in Futures Contracts 2007-04-11 2007-04-11
AMJ330 KAGOTANI Kenichi RE Dealing in Futures Contracts 2005-08-16 2007-11-01
ANH760 AKAIWA Sumiyuki RO Dealing in Futures Contracts 2007-02-02 2007-11-01

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