Hong Kong SFC licence institution ABE601, Daiwa Securities SMBC Futures (Asia) Limited 大和証券盛民博昌期貨(亞洲)有限公司

These are the licence-holders that were found for SFC licence institution ABE601 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

Name Role Activity Start date End date
NG John Wah 伍華安 RE 2 2007-10-10 2007-11-20
LEE Man Yiu, Paul 李文耀 RE 2 2007-08-20 2007-11-17
CHAN Shun Ho 陳舜河 RE 2 2007-08-20 2007-11-01
AKAIWA Sumiyuki RO 2 2007-02-02 2007-11-01
WONG Wai Chiu, Steven 王偉超 RE 2 2006-02-16 2007-11-01
FANG Hei 方曦 RE 2 2005-11-02 2007-11-01
HO Tsz Ho, Andy 何子浩 RE 2 2005-09-28 2007-11-01
KAGOTANI Kenichi RE 2 2005-08-16 2007-11-01
HUNG Lum, Leon 洪霖 RE 2 2004-03-30 2007-11-01
KOBAYASHI Sachiko 小林幸子 RE 2 2003-04-01 2007-11-01
FUNG Ka Fai, Karfield 馮嘉輝 RE 2 2003-04-01 2007-11-01
LIU Chung Hsun 劉宗勳 RE 2 2003-04-01 2007-11-01
KANG Kyong Pil 康景弼 RO 2 2003-04-01 2007-11-01
KAZUI Yoshiyuki RE 2 2003-04-01 2007-11-01
CHAN Ka Kit 陳家傑 RE 2 2004-12-09 2007-09-29
WONG Kwun Hung 王冠雄 RE 2 2007-04-24 2007-07-26
SHIMADA Kenji RO 2 2006-04-19 2007-07-17
CHEUNG Chun Yue, Anthony 張振宇 RE 2 2007-04-11 2007-04-11
CHEUNG Kwok Wah 張國華 RE 2 2003-04-01 2006-12-01
LEUNG Ching 梁青 RE 2 2006-07-18 2006-10-17
MATSUMOTO Satoshi RO 2 2004-06-18 2006-04-19
SHIMADA Kenji RE 2 2003-04-01 2006-04-19
WONG Wai Chiu, Steven 王偉超 RE 2 2005-01-03 2005-10-14
TO Tsz Wai 杜子偉 RE 2 2003-04-01 2005-03-10
SHIMADA Kenji RE 5 2003-04-01 2005-02-07
TO Tsz Wai 杜子偉 RE 5 2003-04-01 2005-02-07
KAZUI Yoshiyuki RE 5 2003-04-01 2005-02-07
KANG Kyong Pil 康景弼 RO 5 2003-04-01 2005-02-07
FUNG Ka Fai, Karfield 馮嘉輝 RE 5 2003-04-01 2005-02-07
KOBAYASHI Sachiko 小林幸子 RE 5 2003-04-01 2005-02-07
CHEUNG Kwok Wah 張國華 RE 5 2003-04-01 2005-02-07
LIU Chung Hsun 劉宗勳 RE 5 2003-04-01 2005-02-07
SHIMADA Kenji RE 9 2003-04-01 2005-02-07
LIU Chung Hsun 劉宗勳 RE 9 2003-04-01 2005-02-07
KOBAYASHI Sachiko 小林幸子 RE 9 2003-04-01 2005-02-07
KAZUI Yoshiyuki RE 9 2003-04-01 2005-02-07
CHEUNG Kwok Wah 張國華 RE 9 2003-04-01 2005-02-07
FUNG Ka Fai, Karfield 馮嘉輝 RE 9 2003-04-01 2005-02-07
KANG Kyong Pil 康景弼 RO 9 2003-04-01 2005-02-07
TO Tsz Wai 杜子偉 RE 9 2003-04-01 2005-02-07
LEUNG Chun Yue 梁振宇 RE 2 2003-04-01 2004-11-25
LEUNG Chun Yue 梁振宇 RE 5 2003-04-01 2004-11-25
LEUNG Chun Yue 梁振宇 RE 9 2003-04-01 2004-11-25
TOMIYAMA Takuya 富山卓也 RE 2 2003-06-23 2004-08-10
OTANI Tomono 大谷知乃 RE 2 2003-07-22 2004-05-31
MIZUNO Masashi RE 2 2003-04-01 2004-05-24
MIZUNO Masashi RE 5 2003-04-01 2004-05-24
MIZUNO Masashi RE 9 2003-04-01 2004-05-24
GORNALL Adrian Rubin RE 2 2003-04-23 2004-05-10
FAN Kwong Hung, Ernest 范廣鴻 RE 2 2004-01-13 2004-02-09
TAM Tak Wing 譚德榮 RE 2 2003-04-01 2003-08-16
TAM Tak Wing 譚德榮 RE 5 2003-04-01 2003-08-16
TAM Tak Wing 譚德榮 RE 9 2003-04-01 2003-08-16

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