Hong Kong SFC licence institution ABE941, Win Wong Securities Limited 宏旺證券有限公司

These are the licence-holders that were found for SFC licence institution ABE941 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA154 KWONG Kam Wing 鄺錦榮 RE Dealing in Securities 2006-06-16 2017-03-14
AAC597 LUK Kit Yiu, Kitty 陸潔瑤 RE Dealing in Securities 2003-04-01 2017-01-01
AAC597 LUK Kit Yiu, Kitty 陸潔瑤 RE Advising on Securities 2003-04-01 2004-02-26
AAC597 LUK Kit Yiu, Kitty 陸潔瑤 RE Advising on Corporate Finance 2003-04-01 2004-02-26
AAC597 LUK Kit Yiu, Kitty 陸潔瑤 RE Asset Management 2003-04-01 2004-02-26
AAD900 MOK Yip Shing, Paul 莫業誠 RE Dealing in Securities 2006-06-16 2006-09-01
AAD900 MOK Yip Shing, Paul 莫業誠 RE Dealing in Securities 2007-09-20 2012-02-20
AAD955 CHAN Sin Keung 陳善強 RO Dealing in Securities 2003-04-01
AAD955 CHAN Sin Keung 陳善強 RO Advising on Securities 2003-04-01 2004-03-15
AAD955 CHAN Sin Keung 陳善強 RO Advising on Corporate Finance 2003-04-01 2004-03-15
AAD955 CHAN Sin Keung 陳善強 RO Asset Management 2003-04-01 2004-03-15
AAE065 YUNG Hon Fai 翁漢輝 RE Dealing in Securities 2008-06-04 2013-10-11
AAE096 GEE King Yip 朱炯業 RE Dealing in Securities 2006-06-16
AAE105 KWAN Tart Yung 關達榕 RO Dealing in Securities 2003-04-01
AAE105 KWAN Tart Yung 關達榕 RO Advising on Securities 2003-04-01 2004-03-15
AAE105 KWAN Tart Yung 關達榕 RO Advising on Corporate Finance 2003-04-01 2004-03-15
AAE105 KWAN Tart Yung 關達榕 RO Asset Management 2003-04-01 2004-03-15
AAE199 SEE Bo Cheung 施寶章 RE Dealing in Securities 2003-04-01 2005-06-01
AAE199 SEE Bo Cheung 施寶章 RE Advising on Securities 2003-04-01 2004-02-26
AAE199 SEE Bo Cheung 施寶章 RE Advising on Corporate Finance 2003-04-01 2004-02-26
AAE199 SEE Bo Cheung 施寶章 RE Asset Management 2003-04-01 2004-02-26
AAE239 WONG Pou Lan 黃寶蘭 RE Dealing in Securities 2008-06-23
AAF272 MA Kwok Ho 馬國豪 RE Dealing in Securities 2007-09-25 2017-06-26
AAI330 SEE TOO Wah Yiu 司徒華耀 RE Dealing in Securities 2003-04-01
AAI330 SEE TOO Wah Yiu 司徒華耀 RE Advising on Securities 2003-04-01 2004-03-31
AAI330 SEE TOO Wah Yiu 司徒華耀 RE Advising on Corporate Finance 2003-04-01 2004-03-31
AAI330 SEE TOO Wah Yiu 司徒華耀 RE Asset Management 2003-04-01 2004-03-31
AAK138 CHAN Chuen Hang 陳銓恆 RE Dealing in Securities 2003-04-01
AAK138 CHAN Chuen Hang 陳銓恆 RE Advising on Securities 2003-04-01 2004-03-31
AAK138 CHAN Chuen Hang 陳銓恆 RE Advising on Corporate Finance 2003-04-01 2004-03-31
AAK138 CHAN Chuen Hang 陳銓恆 RE Asset Management 2003-04-01 2004-03-31
AAK597 HO Kwok Hoi 何國海 RE Dealing in Securities 2008-06-06 2013-10-11
AAK808 WONG Sin Ping 王倩萍 RE Dealing in Securities 2003-04-01 2009-01-02
AAK808 WONG Sin Ping 王倩萍 RE Advising on Securities 2003-04-01 2004-03-31
AAK808 WONG Sin Ping 王倩萍 RE Advising on Corporate Finance 2003-04-01 2004-03-31
AAK808 WONG Sin Ping 王倩萍 RE Asset Management 2003-04-01 2004-03-31
AAW052 LEE Yuen Ling 李婉玲 RE Dealing in Securities 2003-04-01 2015-04-01
AAW052 LEE Yuen Ling 李婉玲 RE Advising on Securities 2003-04-01 2004-03-31
AAW052 LEE Yuen Ling 李婉玲 RE Advising on Corporate Finance 2003-04-01 2004-03-31
AAW052 LEE Yuen Ling 李婉玲 RE Asset Management 2003-04-01 2004-03-31
AAW085 CHIANG Chee Hung 蔣志雄 RE Dealing in Securities 2003-04-01 2010-10-01
AAW085 CHIANG Chee Hung 蔣志雄 RE Advising on Securities 2003-04-01 2004-03-31
AAW085 CHIANG Chee Hung 蔣志雄 RE Advising on Corporate Finance 2003-04-01 2004-03-31
AAW085 CHIANG Chee Hung 蔣志雄 RE Asset Management 2003-04-01 2004-03-31
AAW525 LEUNG Yin Ping 梁燕平 RE Dealing in Securities 2003-04-01 2014-08-01
AAW525 LEUNG Yin Ping 梁燕平 RE Advising on Securities 2003-04-01 2004-02-26
AAW525 LEUNG Yin Ping 梁燕平 RE Advising on Corporate Finance 2003-04-01 2004-02-26
AAW525 LEUNG Yin Ping 梁燕平 RE Asset Management 2003-04-01 2004-02-26
AAZ956 CHAN Po Chun 陳寶春 RE Dealing in Securities 2003-04-01
AAZ956 CHAN Po Chun 陳寶春 RE Advising on Securities 2003-04-01 2004-03-31
AAZ956 CHAN Po Chun 陳寶春 RE Advising on Corporate Finance 2003-04-01 2004-03-31
AAZ956 CHAN Po Chun 陳寶春 RE Asset Management 2003-04-01 2004-03-31
AAZ957 KAN Cheuk Wah 簡卓華 RE Dealing in Securities 2008-06-23 2013-10-11
ABD539 CHAN Hoi 陳凱 RE Dealing in Securities 2006-06-16
ABF620 SIU Po Yee, Patrick 蕭寶儀 RE Dealing in Securities 2003-04-01 2003-09-08
ABF620 SIU Po Yee, Patrick 蕭寶儀 RE Advising on Securities 2003-04-01 2003-09-08
ABF620 SIU Po Yee, Patrick 蕭寶儀 RE Advising on Corporate Finance 2003-04-01 2003-09-08
ABF620 SIU Po Yee, Patrick 蕭寶儀 RE Asset Management 2003-04-01 2003-09-08
ABH502 AU YOUNG Pui Wan 歐陽佩雲 RE Dealing in Securities 2007-09-21 2017-12-31
ABH964 WONG Pui Chong 黃佩莊 RE Dealing in Securities 2003-04-01 2015-04-28
ABH964 WONG Pui Chong 黃佩莊 RE Advising on Securities 2003-04-01 2004-02-26
ABH964 WONG Pui Chong 黃佩莊 RE Advising on Corporate Finance 2003-04-01 2004-02-26
ABH964 WONG Pui Chong 黃佩莊 RE Asset Management 2003-04-01 2004-02-26
ABI435 CHOW Chok Hang, Kevin 周作鏗 RE Dealing in Securities 2003-04-01
ABI435 CHOW Chok Hang, Kevin 周作鏗 RE Advising on Securities 2003-04-01 2004-03-31
ABI435 CHOW Chok Hang, Kevin 周作鏗 RE Advising on Corporate Finance 2003-04-01 2004-03-31
ABI435 CHOW Chok Hang, Kevin 周作鏗 RE Asset Management 2003-04-01 2004-03-31
ABM260 CHAN Yu Kwong 陳宇光 RE Dealing in Securities 2003-04-01
ABM260 CHAN Yu Kwong 陳宇光 RE Advising on Securities 2003-04-01 2004-02-26
ABM260 CHAN Yu Kwong 陳宇光 RE Advising on Corporate Finance 2003-04-01 2004-02-26
ABM260 CHAN Yu Kwong 陳宇光 RE Asset Management 2003-04-01 2004-02-26
ABN173 LUK Hing Man 陸興民 RE Dealing in Securities 2008-07-10 2013-10-11
ABR570 LEUNG Wai Kit 梁慧潔 RE Dealing in Securities 2003-04-01
ABR570 LEUNG Wai Kit 梁慧潔 RE Advising on Securities 2003-04-01 2004-03-31
ABR570 LEUNG Wai Kit 梁慧潔 RE Advising on Corporate Finance 2003-04-01 2004-03-31
ABR570 LEUNG Wai Kit 梁慧潔 RE Asset Management 2003-04-01 2004-03-31
ABS577 TSANG Wing Keung 曾永強 RE Dealing in Securities 2003-04-01
ABS577 TSANG Wing Keung 曾永強 RE Advising on Securities 2003-04-01 2004-03-31
ABS577 TSANG Wing Keung 曾永強 RE Advising on Corporate Finance 2003-04-01 2004-03-31
ABS577 TSANG Wing Keung 曾永強 RE Asset Management 2003-04-01 2004-03-31
ABS882 LAU Man Shing 劉敏成 RE Dealing in Securities 2003-04-01 2011-03-01
ABS882 LAU Man Shing 劉敏成 RE Advising on Securities 2003-04-01 2004-02-26
ABS882 LAU Man Shing 劉敏成 RE Advising on Corporate Finance 2003-04-01 2004-02-26
ABS882 LAU Man Shing 劉敏成 RE Asset Management 2003-04-01 2004-02-26
ABT714 LIU Kai Ming 廖繼明 RE Dealing in Securities 2003-04-01 2009-08-31
ABT714 LIU Kai Ming 廖繼明 RO Dealing in Securities 2009-08-31 2018-07-09
ABT714 LIU Kai Ming 廖繼明 RE Advising on Securities 2003-04-01 2004-02-26
ABT714 LIU Kai Ming 廖繼明 RE Advising on Corporate Finance 2003-04-01 2004-02-26
ABT714 LIU Kai Ming 廖繼明 RE Asset Management 2003-04-01 2004-02-26
ABW348 LUK Man Chun, Freddy 陸文津 RE Dealing in Securities 2011-10-26
ABX443 HO Chi Man, Mendy 何志文 RE Dealing in Securities 2003-04-01 2009-09-07
ABX443 HO Chi Man, Mendy 何志文 RE Advising on Securities 2003-04-01 2004-02-26
ABX443 HO Chi Man, Mendy 何志文 RE Advising on Corporate Finance 2003-04-01 2004-02-26
ABX443 HO Chi Man, Mendy 何志文 RE Asset Management 2003-04-01 2004-02-26
ACI521 CHOI Ka Tong 蔡家棟 RE Dealing in Securities 2006-06-16 2017-12-31
ACQ702 PAU Chi Wing 鮑自榮 RE Dealing in Securities 2008-06-04 2013-10-11
ACT276 WONG Kwok Wah 黃國華 RE Dealing in Securities 2003-04-01 2018-03-23
ACT276 WONG Kwok Wah 黃國華 RE Advising on Securities 2003-04-01 2004-03-31
ACT276 WONG Kwok Wah 黃國華 RE Advising on Corporate Finance 2003-04-01 2004-03-31
ACT276 WONG Kwok Wah 黃國華 RE Asset Management 2003-04-01 2004-03-31
ADN021 YUEN Wing Kam 袁詠琴 RE Dealing in Securities 2003-04-01
ADN021 YUEN Wing Kam 袁詠琴 RE Advising on Securities 2003-04-01 2004-03-31
ADN021 YUEN Wing Kam 袁詠琴 RE Advising on Corporate Finance 2003-04-01 2004-03-31
ADN021 YUEN Wing Kam 袁詠琴 RE Asset Management 2003-04-01 2004-03-31
ADQ084 SUNG Nan Lee 孫南禮 RE Dealing in Securities 2003-04-01 2006-02-01
ADQ084 SUNG Nan Lee 孫南禮 RE Advising on Securities 2003-04-01 2004-03-31
ADQ084 SUNG Nan Lee 孫南禮 RE Advising on Corporate Finance 2003-04-01 2004-03-31
ADQ084 SUNG Nan Lee 孫南禮 RE Asset Management 2003-04-01 2004-03-31
ADQ085 MAGGS Matilda Kit Ling 麥潔靈 RE Dealing in Securities 2003-04-01 2004-02-02
ADQ085 MAGGS Matilda Kit Ling 麥潔靈 RE Advising on Securities 2003-04-01 2004-02-02
ADQ085 MAGGS Matilda Kit Ling 麥潔靈 RE Advising on Corporate Finance 2003-04-01 2004-02-02
ADQ085 MAGGS Matilda Kit Ling 麥潔靈 RE Asset Management 2003-04-01 2004-02-02
ADW083 CHAN Leong Sek, Freddy 陳亮碩 RE Dealing in Securities 2009-03-11 2009-10-02
AED706 WONG Yuk Mei 黃玉媚 RE Dealing in Securities 2003-04-01 2008-06-13
AED706 WONG Yuk Mei 黃玉媚 RE Advising on Securities 2003-04-01 2004-03-31
AED706 WONG Yuk Mei 黃玉媚 RE Advising on Corporate Finance 2003-04-01 2004-03-31
AED706 WONG Yuk Mei 黃玉媚 RE Asset Management 2003-04-01 2004-03-31
AEE933 CHEN Kam Lan, Peg 陳錦蘭 RE Dealing in Securities 2008-12-15
AEJ579 CHENG Mei Kuen 鄭美涓 RE Dealing in Securities 2003-04-01
AEJ579 CHENG Mei Kuen 鄭美涓 RE Advising on Securities 2003-04-01 2004-02-26
AEJ579 CHENG Mei Kuen 鄭美涓 RE Advising on Corporate Finance 2003-04-01 2004-02-26
AEJ579 CHENG Mei Kuen 鄭美涓 RE Asset Management 2003-04-01 2004-02-26
AEN035 OR Kit Man 柯傑文 RE Dealing in Securities 2003-04-01 2007-10-13
AEN035 OR Kit Man 柯傑文 RE Advising on Securities 2003-04-01 2004-03-31
AEN035 OR Kit Man 柯傑文 RE Advising on Corporate Finance 2003-04-01 2004-03-31
AEN035 OR Kit Man 柯傑文 RE Asset Management 2003-04-01 2004-03-31
AEO987 YUNG Chun Chuen 翁鎮全 RE Dealing in Securities 2003-04-01 2003-06-01
AEO987 YUNG Chun Chuen 翁鎮全 RE Advising on Securities 2003-04-01 2003-06-01
AEO987 YUNG Chun Chuen 翁鎮全 RE Advising on Corporate Finance 2003-04-01 2003-06-01
AEO987 YUNG Chun Chuen 翁鎮全 RE Asset Management 2003-04-01 2003-06-01
AEY678 YEUN Sin Yee 印倩怡 RE Dealing in Securities 2009-04-27 2010-08-02
AFC782 CHOW Shu Kee 周樹基 RE Dealing in Securities 2003-04-01 2014-11-01
AFC782 CHOW Shu Kee 周樹基 RE Advising on Securities 2003-04-01 2004-03-31
AFC782 CHOW Shu Kee 周樹基 RE Advising on Corporate Finance 2003-04-01 2004-03-31
AFC782 CHOW Shu Kee 周樹基 RE Asset Management 2003-04-01 2004-03-31
AGN334 WONG Suk Man, Amy 黃淑敏 RE Dealing in Securities 2003-04-01 2004-12-03
AGN334 WONG Suk Man, Amy 黃淑敏 RE Advising on Securities 2003-04-01 2004-03-31
AGN334 WONG Suk Man, Amy 黃淑敏 RE Advising on Corporate Finance 2003-04-01 2004-03-31
AGN334 WONG Suk Man, Amy 黃淑敏 RE Asset Management 2003-04-01 2004-03-31
AHR464 CHAN Ling Wah, Edward 陳令華 RE Dealing in Securities 2003-04-01 2005-02-23
AHR464 CHAN Ling Wah, Edward 陳令華 RO Dealing in Securities 2014-03-21 2018-01-31
AHR464 CHAN Ling Wah, Edward 陳令華 RE Advising on Securities 2003-04-01 2004-03-31
AHR464 CHAN Ling Wah, Edward 陳令華 RE Advising on Corporate Finance 2003-04-01 2004-03-31
AHR464 CHAN Ling Wah, Edward 陳令華 RE Asset Management 2003-04-01 2004-03-31
APK341 YU Yuen Yee 余宛宜 RE Dealing in Securities 2007-09-14 2008-01-02
AQI538 WAI Chuen 韋泉 RE Dealing in Securities 2008-02-29
AQL460 LAU Wai See 劉慧詩 RE Dealing in Securities 2008-04-02 2012-03-01
AQQ104 NG Yu Kwong 吳宇光 RE Dealing in Securities 2008-04-14 2011-06-17
AQQ104 NG Yu Kwong 吳宇光 RO Dealing in Securities 2011-06-17 2013-12-27
ARQ371 LAM Man Ho 林文浩 RE Dealing in Securities 2012-01-09 2013-11-06
ARW189 CHEUNG Ho Yin 張浩賢 RE Dealing in Securities 2008-12-11 2011-03-01
ARW631 KWAI Sze Lai, Tony 季詩禮 RE Dealing in Securities 2009-04-03 2012-03-01
ARW631 KWAI Sze Lai, Tony 季詩禮 RE Dealing in Securities 2012-04-03 2013-01-28
ASH955 NG Wing Hoi 吳泳愷 RE Dealing in Securities 2009-03-09 2012-07-01
ASZ135 HO Yan Wa, Stella 何欣樺 RE Dealing in Securities 2011-10-14 2014-05-23
ATW740 NG Yu Hin John 吳宇軒 RE Dealing in Securities 2009-10-06 2011-05-11
AVA231 TSANG Ying Kit 曾英傑 RE Dealing in Securities 2010-05-18 2011-05-20
AVP390 LIO Wai Ki 廖慧棋 RE Dealing in Securities 2010-08-27 2011-07-01
AWS583 TANG Wing Sze 鄧詠詩 RE Dealing in Securities 2011-02-21
AWU703 LIONG Fung Wai 梁豐煒 RE Dealing in Securities 2011-03-15 2013-10-11
AYO394 CHUN Kwai Yin 秦桂賢 RE Dealing in Securities 2012-01-13 2012-02-20
BAL896 CHAN Kin Wah, Kenneth 陳建華 RE Dealing in Securities 2012-12-07 2016-02-02
BAL896 CHAN Kin Wah, Kenneth 陳建華 RO Dealing in Securities 2016-02-02 2018-03-29
BBK538 HUI Derek Lik Hang 許力行 RE Dealing in Securities 2013-07-10
BDT065 CHOW Hau Lung 周厚隆 RE Dealing in Securities 2014-08-04 2017-11-28
BEC365 LAU Ming Kwok 劉明國 RE Dealing in Securities 2014-10-13 2017-10-18

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