Below are the licence-holders that were found for SFC licence institution ABE941 on the SFC website.
Win Wong Securities Limited
宏旺證券有限公司
Key for Role: RE = Respresentative, RO = Responsible Officer
| SFC code | English name | Chinese name | Role | Activity | Start date | End date |
|---|---|---|---|---|---|---|
| AAA154 | KWONG Kam Wing | 鄺錦榮 | RE | Dealing in Securities | 2006-06-16 | 2017-03-14 |
| AAC597 | LUK Kit Yiu, Kitty | 陸潔瑤 | RE | Dealing in Securities | 2003-04-01 | 2017-01-01 |
| AAC597 | LUK Kit Yiu, Kitty | 陸潔瑤 | RE | Advising on Securities | 2003-04-01 | 2004-02-26 |
| AAC597 | LUK Kit Yiu, Kitty | 陸潔瑤 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-02-26 |
| AAC597 | LUK Kit Yiu, Kitty | 陸潔瑤 | RE | Asset Management | 2003-04-01 | 2004-02-26 |
| AAD900 | MOK Yip Shing, Paul | 莫業誠 | RE | Dealing in Securities | 2006-06-16 | 2006-09-01 |
| AAD900 | MOK Yip Shing, Paul | 莫業誠 | RE | Dealing in Securities | 2007-09-20 | 2012-02-20 |
| AAD955 | CHAN Sin Keung | 陳善強 | RO | Dealing in Securities | 2003-04-01 | |
| AAD955 | CHAN Sin Keung | 陳善強 | RO | Advising on Securities | 2003-04-01 | 2004-03-15 |
| AAD955 | CHAN Sin Keung | 陳善強 | RO | Advising on Corporate Finance | 2003-04-01 | 2004-03-15 |
| AAD955 | CHAN Sin Keung | 陳善強 | RO | Asset Management | 2003-04-01 | 2004-03-15 |
| AAE065 | YUNG Hon Fai | 翁漢輝 | RE | Dealing in Securities | 2008-06-04 | 2013-10-11 |
| AAE096 | GEE King Yip | 朱炯業 | RE | Dealing in Securities | 2006-06-16 | |
| AAE105 | KWAN Tart Yung | 關達榕 | RO | Dealing in Securities | 2003-04-01 | |
| AAE105 | KWAN Tart Yung | 關達榕 | RO | Advising on Securities | 2003-04-01 | 2004-03-15 |
| AAE105 | KWAN Tart Yung | 關達榕 | RO | Advising on Corporate Finance | 2003-04-01 | 2004-03-15 |
| AAE105 | KWAN Tart Yung | 關達榕 | RO | Asset Management | 2003-04-01 | 2004-03-15 |
| AAE199 | SEE Bo Cheung | 施寶章 | RE | Dealing in Securities | 2003-04-01 | 2005-06-01 |
| AAE199 | SEE Bo Cheung | 施寶章 | RE | Advising on Securities | 2003-04-01 | 2004-02-26 |
| AAE199 | SEE Bo Cheung | 施寶章 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-02-26 |
| AAE199 | SEE Bo Cheung | 施寶章 | RE | Asset Management | 2003-04-01 | 2004-02-26 |
| AAE239 | WONG Pou Lan | 黃寶蘭 | RE | Dealing in Securities | 2008-06-23 | |
| AAF272 | MA Kwok Ho | 馬國豪 | RE | Dealing in Securities | 2007-09-25 | 2017-06-26 |
| AAI330 | SEE TOO Wah Yiu | 司徒華耀 | RE | Dealing in Securities | 2003-04-01 | |
| AAI330 | SEE TOO Wah Yiu | 司徒華耀 | RE | Advising on Securities | 2003-04-01 | 2004-03-31 |
| AAI330 | SEE TOO Wah Yiu | 司徒華耀 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-03-31 |
| AAI330 | SEE TOO Wah Yiu | 司徒華耀 | RE | Asset Management | 2003-04-01 | 2004-03-31 |
| AAK138 | CHAN Chuen Hang | 陳銓恆 | RE | Dealing in Securities | 2003-04-01 | |
| AAK138 | CHAN Chuen Hang | 陳銓恆 | RE | Advising on Securities | 2003-04-01 | 2004-03-31 |
| AAK138 | CHAN Chuen Hang | 陳銓恆 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-03-31 |
| AAK138 | CHAN Chuen Hang | 陳銓恆 | RE | Asset Management | 2003-04-01 | 2004-03-31 |
| AAK597 | HO Kwok Hoi | 何國海 | RE | Dealing in Securities | 2008-06-06 | 2013-10-11 |
| AAK808 | WONG Sin Ping | 王倩萍 | RE | Dealing in Securities | 2003-04-01 | 2009-01-02 |
| AAK808 | WONG Sin Ping | 王倩萍 | RE | Advising on Securities | 2003-04-01 | 2004-03-31 |
| AAK808 | WONG Sin Ping | 王倩萍 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-03-31 |
| AAK808 | WONG Sin Ping | 王倩萍 | RE | Asset Management | 2003-04-01 | 2004-03-31 |
| AAW052 | LEE Yuen Ling | 李婉玲 | RE | Dealing in Securities | 2003-04-01 | 2015-04-01 |
| AAW052 | LEE Yuen Ling | 李婉玲 | RE | Advising on Securities | 2003-04-01 | 2004-03-31 |
| AAW052 | LEE Yuen Ling | 李婉玲 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-03-31 |
| AAW052 | LEE Yuen Ling | 李婉玲 | RE | Asset Management | 2003-04-01 | 2004-03-31 |
| AAW085 | CHIANG Chee Hung | 蔣志雄 | RE | Dealing in Securities | 2003-04-01 | 2010-10-01 |
| AAW085 | CHIANG Chee Hung | 蔣志雄 | RE | Advising on Securities | 2003-04-01 | 2004-03-31 |
| AAW085 | CHIANG Chee Hung | 蔣志雄 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-03-31 |
| AAW085 | CHIANG Chee Hung | 蔣志雄 | RE | Asset Management | 2003-04-01 | 2004-03-31 |
| AAW525 | LEUNG Yin Ping | 梁燕平 | RE | Dealing in Securities | 2003-04-01 | 2014-08-01 |
| AAW525 | LEUNG Yin Ping | 梁燕平 | RE | Advising on Securities | 2003-04-01 | 2004-02-26 |
| AAW525 | LEUNG Yin Ping | 梁燕平 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-02-26 |
| AAW525 | LEUNG Yin Ping | 梁燕平 | RE | Asset Management | 2003-04-01 | 2004-02-26 |
| AAZ956 | CHAN Po Chun | 陳寶春 | RE | Dealing in Securities | 2003-04-01 | |
| AAZ956 | CHAN Po Chun | 陳寶春 | RE | Advising on Securities | 2003-04-01 | 2004-03-31 |
| AAZ956 | CHAN Po Chun | 陳寶春 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-03-31 |
| AAZ956 | CHAN Po Chun | 陳寶春 | RE | Asset Management | 2003-04-01 | 2004-03-31 |
| AAZ957 | KAN Cheuk Wah | 簡卓華 | RE | Dealing in Securities | 2008-06-23 | 2013-10-11 |
| ABD539 | CHAN Hoi | 陳凱 | RE | Dealing in Securities | 2006-06-16 | 2018-12-31 |
| ABF620 | SIU Po Yee, Patrick | 蕭寶儀 | RE | Dealing in Securities | 2003-04-01 | 2003-09-08 |
| ABF620 | SIU Po Yee, Patrick | 蕭寶儀 | RE | Advising on Securities | 2003-04-01 | 2003-09-08 |
| ABF620 | SIU Po Yee, Patrick | 蕭寶儀 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-09-08 |
| ABF620 | SIU Po Yee, Patrick | 蕭寶儀 | RE | Asset Management | 2003-04-01 | 2003-09-08 |
| ABH502 | AU YOUNG Pui Wan | 歐陽佩雲 | RE | Dealing in Securities | 2007-09-21 | 2017-12-31 |
| ABH964 | WONG Pui Chong | 黃佩莊 | RE | Dealing in Securities | 2003-04-01 | 2015-04-28 |
| ABH964 | WONG Pui Chong | 黃佩莊 | RE | Advising on Securities | 2003-04-01 | 2004-02-26 |
| ABH964 | WONG Pui Chong | 黃佩莊 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-02-26 |
| ABH964 | WONG Pui Chong | 黃佩莊 | RE | Asset Management | 2003-04-01 | 2004-02-26 |
| ABI435 | CHOW Chok Hang, Kevin | 周作鏗 | RE | Dealing in Securities | 2003-04-01 | |
| ABI435 | CHOW Chok Hang, Kevin | 周作鏗 | RE | Advising on Securities | 2003-04-01 | 2004-03-31 |
| ABI435 | CHOW Chok Hang, Kevin | 周作鏗 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-03-31 |
| ABI435 | CHOW Chok Hang, Kevin | 周作鏗 | RE | Asset Management | 2003-04-01 | 2004-03-31 |
| ABM260 | CHAN Yu Kwong | 陳宇光 | RE | Dealing in Securities | 2003-04-01 | |
| ABM260 | CHAN Yu Kwong | 陳宇光 | RE | Advising on Securities | 2003-04-01 | 2004-02-26 |
| ABM260 | CHAN Yu Kwong | 陳宇光 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-02-26 |
| ABM260 | CHAN Yu Kwong | 陳宇光 | RE | Asset Management | 2003-04-01 | 2004-02-26 |
| ABN173 | LUK Hing Man | 陸興民 | RE | Dealing in Securities | 2008-07-10 | 2013-10-11 |
| ABR570 | LEUNG Wai Kit | 梁慧潔 | RE | Dealing in Securities | 2003-04-01 | |
| ABR570 | LEUNG Wai Kit | 梁慧潔 | RE | Advising on Securities | 2003-04-01 | 2004-03-31 |
| ABR570 | LEUNG Wai Kit | 梁慧潔 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-03-31 |
| ABR570 | LEUNG Wai Kit | 梁慧潔 | RE | Asset Management | 2003-04-01 | 2004-03-31 |
| ABS577 | TSANG Wing Keung | 曾永強 | RE | Dealing in Securities | 2003-04-01 | |
| ABS577 | TSANG Wing Keung | 曾永強 | RE | Advising on Securities | 2003-04-01 | 2004-03-31 |
| ABS577 | TSANG Wing Keung | 曾永強 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-03-31 |
| ABS577 | TSANG Wing Keung | 曾永強 | RE | Asset Management | 2003-04-01 | 2004-03-31 |
| ABS882 | LAU Man Shing | 劉敏成 | RE | Dealing in Securities | 2003-04-01 | 2011-03-01 |
| ABS882 | LAU Man Shing | 劉敏成 | RE | Advising on Securities | 2003-04-01 | 2004-02-26 |
| ABS882 | LAU Man Shing | 劉敏成 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-02-26 |
| ABS882 | LAU Man Shing | 劉敏成 | RE | Asset Management | 2003-04-01 | 2004-02-26 |
| ABT627 | WAN Siu Fan | 尹少芬 | RE | Dealing in Securities | 2019-01-09 | |
| ABT714 | LIU Kai Ming | 廖繼明 | RE | Dealing in Securities | 2003-04-01 | 2009-08-31 |
| ABT714 | LIU Kai Ming | 廖繼明 | RO | Dealing in Securities | 2009-08-31 | 2018-07-09 |
| ABT714 | LIU Kai Ming | 廖繼明 | RE | Advising on Securities | 2003-04-01 | 2004-02-26 |
| ABT714 | LIU Kai Ming | 廖繼明 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-02-26 |
| ABT714 | LIU Kai Ming | 廖繼明 | RE | Asset Management | 2003-04-01 | 2004-02-26 |
| ABW348 | LUK Man Chun, Freddy | 陸文津 | RE | Dealing in Securities | 2011-10-26 | |
| ABX443 | HO Chi Man, Mendy | 何志文 | RE | Dealing in Securities | 2003-04-01 | 2009-09-07 |
| ABX443 | HO Chi Man, Mendy | 何志文 | RE | Advising on Securities | 2003-04-01 | 2004-02-26 |
| ABX443 | HO Chi Man, Mendy | 何志文 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-02-26 |
| ABX443 | HO Chi Man, Mendy | 何志文 | RE | Asset Management | 2003-04-01 | 2004-02-26 |
| ACI521 | CHOI Ka Tong | 蔡家棟 | RE | Dealing in Securities | 2006-06-16 | 2017-12-31 |
| ACQ702 | PAU Chi Wing | 鮑自榮 | RE | Dealing in Securities | 2008-06-04 | 2013-10-11 |
| ACT276 | WONG Kwok Wah | 黃國華 | RE | Dealing in Securities | 2003-04-01 | 2018-03-23 |
| ACT276 | WONG Kwok Wah | 黃國華 | RE | Advising on Securities | 2003-04-01 | 2004-03-31 |
| ACT276 | WONG Kwok Wah | 黃國華 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-03-31 |
| ACT276 | WONG Kwok Wah | 黃國華 | RE | Asset Management | 2003-04-01 | 2004-03-31 |
| ADN021 | YUEN Wing Kam | 袁詠琴 | RE | Dealing in Securities | 2003-04-01 | |
| ADN021 | YUEN Wing Kam | 袁詠琴 | RE | Advising on Securities | 2003-04-01 | 2004-03-31 |
| ADN021 | YUEN Wing Kam | 袁詠琴 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-03-31 |
| ADN021 | YUEN Wing Kam | 袁詠琴 | RE | Asset Management | 2003-04-01 | 2004-03-31 |
| ADQ084 | SUNG Nan Lee | 孫南禮 | RE | Dealing in Securities | 2003-04-01 | 2006-02-01 |
| ADQ084 | SUNG Nan Lee | 孫南禮 | RE | Advising on Securities | 2003-04-01 | 2004-03-31 |
| ADQ084 | SUNG Nan Lee | 孫南禮 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-03-31 |
| ADQ084 | SUNG Nan Lee | 孫南禮 | RE | Asset Management | 2003-04-01 | 2004-03-31 |
| ADQ085 | MAGGS Matilda Kit Ling | 麥潔靈 | RE | Dealing in Securities | 2003-04-01 | 2004-02-02 |
| ADQ085 | MAGGS Matilda Kit Ling | 麥潔靈 | RE | Advising on Securities | 2003-04-01 | 2004-02-02 |
| ADQ085 | MAGGS Matilda Kit Ling | 麥潔靈 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-02-02 |
| ADQ085 | MAGGS Matilda Kit Ling | 麥潔靈 | RE | Asset Management | 2003-04-01 | 2004-02-02 |
| ADW083 | CHAN Leong Sek, Freddy | 陳亮碩 | RE | Dealing in Securities | 2009-03-11 | 2009-10-02 |
| AED706 | WONG Yuk Mei | 黃玉媚 | RE | Dealing in Securities | 2003-04-01 | 2008-06-13 |
| AED706 | WONG Yuk Mei | 黃玉媚 | RE | Advising on Securities | 2003-04-01 | 2004-03-31 |
| AED706 | WONG Yuk Mei | 黃玉媚 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-03-31 |
| AED706 | WONG Yuk Mei | 黃玉媚 | RE | Asset Management | 2003-04-01 | 2004-03-31 |
| AEE933 | CHEN Kam Lan, Peg | 陳錦蘭 | RE | Dealing in Securities | 2008-12-15 | |
| AEJ579 | CHENG Mei Kuen | 鄭美涓 | RE | Dealing in Securities | 2003-04-01 | |
| AEJ579 | CHENG Mei Kuen | 鄭美涓 | RE | Advising on Securities | 2003-04-01 | 2004-02-26 |
| AEJ579 | CHENG Mei Kuen | 鄭美涓 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-02-26 |
| AEJ579 | CHENG Mei Kuen | 鄭美涓 | RE | Asset Management | 2003-04-01 | 2004-02-26 |
| AEN035 | OR Kit Man | 柯傑文 | RE | Dealing in Securities | 2003-04-01 | 2007-10-13 |
| AEN035 | OR Kit Man | 柯傑文 | RE | Advising on Securities | 2003-04-01 | 2004-03-31 |
| AEN035 | OR Kit Man | 柯傑文 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-03-31 |
| AEN035 | OR Kit Man | 柯傑文 | RE | Asset Management | 2003-04-01 | 2004-03-31 |
| AEO987 | YUNG Chun Chuen | 翁鎮全 | RE | Dealing in Securities | 2003-04-01 | 2003-06-01 |
| AEO987 | YUNG Chun Chuen | 翁鎮全 | RE | Advising on Securities | 2003-04-01 | 2003-06-01 |
| AEO987 | YUNG Chun Chuen | 翁鎮全 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-06-01 |
| AEO987 | YUNG Chun Chuen | 翁鎮全 | RE | Asset Management | 2003-04-01 | 2003-06-01 |
| AEY678 | YEUN Sin Yee | 印倩怡 | RE | Dealing in Securities | 2009-04-27 | 2010-08-02 |
| AFC782 | CHOW Shu Kee | 周樹基 | RE | Dealing in Securities | 2003-04-01 | 2014-11-01 |
| AFC782 | CHOW Shu Kee | 周樹基 | RE | Advising on Securities | 2003-04-01 | 2004-03-31 |
| AFC782 | CHOW Shu Kee | 周樹基 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-03-31 |
| AFC782 | CHOW Shu Kee | 周樹基 | RE | Asset Management | 2003-04-01 | 2004-03-31 |
| AGN334 | WONG Suk Man, Amy | 黃淑敏 | RE | Dealing in Securities | 2003-04-01 | 2004-12-03 |
| AGN334 | WONG Suk Man, Amy | 黃淑敏 | RE | Advising on Securities | 2003-04-01 | 2004-03-31 |
| AGN334 | WONG Suk Man, Amy | 黃淑敏 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-03-31 |
| AGN334 | WONG Suk Man, Amy | 黃淑敏 | RE | Asset Management | 2003-04-01 | 2004-03-31 |
| AHR464 | CHAN Ling Wah, Edward | 陳令華 | RE | Dealing in Securities | 2003-04-01 | 2005-02-23 |
| AHR464 | CHAN Ling Wah, Edward | 陳令華 | RO | Dealing in Securities | 2014-03-21 | 2018-01-31 |
| AHR464 | CHAN Ling Wah, Edward | 陳令華 | RE | Advising on Securities | 2003-04-01 | 2004-03-31 |
| AHR464 | CHAN Ling Wah, Edward | 陳令華 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-03-31 |
| AHR464 | CHAN Ling Wah, Edward | 陳令華 | RE | Asset Management | 2003-04-01 | 2004-03-31 |
| APK341 | YU Yuen Yee | 余宛宜 | RE | Dealing in Securities | 2007-09-14 | 2008-01-02 |
| AQI538 | WAI Chuen | 韋泉 | RE | Dealing in Securities | 2008-02-29 | |
| AQL460 | LAU Wai See | 劉慧詩 | RE | Dealing in Securities | 2008-04-02 | 2012-03-01 |
| AQQ104 | NG Yu Kwong | 吳宇光 | RE | Dealing in Securities | 2008-04-14 | 2011-06-17 |
| AQQ104 | NG Yu Kwong | 吳宇光 | RO | Dealing in Securities | 2011-06-17 | 2013-12-27 |
| ARQ371 | LAM Man Ho | 林文浩 | RE | Dealing in Securities | 2012-01-09 | 2013-11-06 |
| ARW189 | CHEUNG Ho Yin | 張浩賢 | RE | Dealing in Securities | 2008-12-11 | 2011-03-01 |
| ARW631 | KWAI Sze Lai, Tony | 季詩禮 | RE | Dealing in Securities | 2009-04-03 | 2012-03-01 |
| ARW631 | KWAI Sze Lai, Tony | 季詩禮 | RE | Dealing in Securities | 2012-04-03 | 2013-01-28 |
| ASH955 | NG Wing Hoi | 吳泳愷 | RE | Dealing in Securities | 2009-03-09 | 2012-07-01 |
| ASZ135 | HO Yan Wa, Stella | 何欣樺 | RE | Dealing in Securities | 2011-10-14 | 2014-05-23 |
| ATW740 | NG Yu Hin John | 吳宇軒 | RE | Dealing in Securities | 2009-10-06 | 2011-05-11 |
| AVA231 | TSANG Ying Kit | 曾英傑 | RE | Dealing in Securities | 2010-05-18 | 2011-05-20 |
| AVP390 | LIO Wai Ki | 廖慧棋 | RE | Dealing in Securities | 2010-08-27 | 2011-07-01 |
| AWS583 | TANG Wing Sze | 鄧詠詩 | RE | Dealing in Securities | 2011-02-21 | |
| AWU703 | LIONG Fung Wai | 梁豐煒 | RE | Dealing in Securities | 2011-03-15 | 2013-10-11 |
| AYO394 | CHUN Kwai Yin | 秦桂賢 | RE | Dealing in Securities | 2012-01-13 | 2012-02-20 |
| BAL896 | CHAN Kin Wah, Kenneth | 陳建華 | RE | Dealing in Securities | 2012-12-07 | 2016-02-02 |
| BAL896 | CHAN Kin Wah, Kenneth | 陳建華 | RO | Dealing in Securities | 2016-02-02 | 2018-03-29 |
| BBK538 | HUI Derek Lik Hang | 許力行 | RE | Dealing in Securities | 2013-07-10 | |
| BDT065 | CHOW Hau Lung | 周厚隆 | RE | Dealing in Securities | 2014-08-04 | 2017-11-28 |
| BEC365 | LAU Ming Kwok | 劉明國 | RE | Dealing in Securities | 2014-10-13 | 2017-10-18 |
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