Hong Kong SFC licence institution ABF168, South China Asset Management Limited 南華資產管理有限公司

These are the licence-holders that were found for SFC licence institution ABF168 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA747 WONG Ding Pong, Allan 黃定邦 RE Advising on Securities 2015-08-21 2016-12-19
AAA747 WONG Ding Pong, Allan 黃定邦 RE Asset Management 2015-08-21 2016-12-19
AAA815 CHEUNG Choi Ngor 張賽娥 RO Advising on Securities 2010-04-19 2018-05-09
AAA815 CHEUNG Choi Ngor 張賽娥 RO Asset Management 2007-06-27 2018-05-09
AAA820 GORGES Richard Howard RO Advising on Securities 2003-04-01 2005-01-31
AAA820 GORGES Richard Howard RO Advising on Corporate Finance 2003-04-01 2005-01-31
AAA820 GORGES Richard Howard RE Asset Management 2007-11-29 2009-06-26
AAA820 GORGES Richard Howard RO Asset Management 2003-04-01 2007-12-21
AAC295 MAK Chak Hung 麥澤鴻 RO Advising on Securities 2010-04-19 2011-10-14
AAC295 MAK Chak Hung 麥澤鴻 RO Asset Management 2009-08-18 2011-10-14
AAC469 CHEUNG Wai Kwok, Gary 張為國 RO Advising on Securities 2010-04-19 2011-06-09
AAC469 CHEUNG Wai Kwok, Gary 張為國 RO Asset Management 2009-09-22 2011-06-09
AAE164 SZE Cho Man, Colin 施祖文 RE Advising on Securities 2011-01-19 2012-01-04
AAE164 SZE Cho Man, Colin 施祖文 RE Asset Management 2011-01-19 2012-01-04
AAH544 LIU Lai Sum Christina 廖麗心 RE Asset Management 2012-05-24 2014-04-17
AAH544 LIU Lai Sum Christina 廖麗心 RO Asset Management 2014-04-17 2014-05-31
AAI586 LEE Shuk Ying, Nancy 李淑英 RE Advising on Securities 2014-09-05 2014-11-04
AAI586 LEE Shuk Ying, Nancy 李淑英 RO Advising on Securities 2014-11-04 2015-10-20
AAI586 LEE Shuk Ying, Nancy 李淑英 RE Asset Management 2014-09-05 2014-11-04
AAI586 LEE Shuk Ying, Nancy 李淑英 RO Asset Management 2014-11-04 2015-10-20
AAJ445 TEOH Tean Chai, Anthony 張展才 RE Asset Management 2011-09-28 2015-07-23
AAJ445 TEOH Tean Chai, Anthony 張展才 RO Asset Management 2015-07-23 2016-11-09
AAJ982 TSANG Siu Hung, Simon 曾少雄 RE Asset Management 2014-04-01 2016-10-31
AAV372 CHEUNG Lai Yan 張禮仁 RO Advising on Securities 2016-04-20 2016-06-30
AAV372 CHEUNG Lai Yan 張禮仁 RO Asset Management 2016-04-20 2016-06-30
AAV908 AU Yuk Ying, Pappy 區玉瑛 RE Advising on Securities 2011-04-18 2011-12-20
AAY171 HO Tin Lok, Byron 何天樂 RE Asset Management 2012-02-20 2016-06-01
ABM105 CHAN Sai Yee, Vincent 陳世義 RO Advising on Securities 2018-11-27
ABM105 CHAN Sai Yee, Vincent 陳世義 RO Asset Management 2017-11-28
ABN448 LEE Siew Bee 李秀美 RE Advising on Securities 2013-03-12 2015-06-18
ABQ819 KWONG Yuk Ho, Henry 鄺鋈豪 RE Advising on Securities 2012-05-21 2013-03-10
ABV019 MAN Kong Yui 文剛銳 RE Asset Management 2009-07-20 2009-08-28
ABV019 MAN Kong Yui 文剛銳 RO Asset Management 2009-08-28 2011-01-16
ACG508 TSUI Kun Lam, Ivan 徐觀林 RE Advising on Securities 2012-05-15 2012-09-21
ACG508 TSUI Kun Lam, Ivan 徐觀林 RE Asset Management 2012-05-15 2012-09-21
ACJ320 TSE Wing Keung 謝永強 RE Advising on Securities 2012-11-02 2014-07-11
ACR865 LEE Wai Man 李慧敏 RE Advising on Securities 2013-03-22 2016-10-21
ADC177 LIU Yuen Shan 廖婉珊 RE Asset Management 2018-06-20 2018-08-01
ADC177 LIU Yuen Shan 廖婉珊 RO Asset Management 2018-08-01
ADE566 KETTERER Edward 何猷良 RE Advising on Securities 2013-09-11 2014-11-18
ADE566 KETTERER Edward 何猷良 RE Asset Management 2013-09-11 2014-11-18
ADK810 CHEUNG Chi Wing 張志永 RE Advising on Securities 2014-07-17 2014-09-08
ADK810 CHEUNG Chi Wing 張志永 RO Advising on Securities 2014-09-08 2014-10-05
ADK810 CHEUNG Chi Wing 張志永 RE Asset Management 2014-07-17 2014-10-05
ADT227 FUNG Kwok Hung, Raymond 馮國洪 RO Advising on Securities 2010-04-20 2010-04-30
ADT227 FUNG Kwok Hung, Raymond 馮國洪 RO Asset Management 2009-10-16 2010-04-30
ADY321 YEUNG Wan Yiu 楊雲耀 RE Advising on Securities 2012-09-11 2015-11-05
ADY321 YEUNG Wan Yiu 楊雲耀 RE Asset Management 2012-09-11 2015-09-10
ADY321 YEUNG Wan Yiu 楊雲耀 RO Asset Management 2015-09-10 2015-11-05
AED560 CHOW Chun Bong 周鎮邦 RE Asset Management 2015-10-13 2016-12-16
AEN150 POON Yuk Ki 潘玉琪 RO Asset Management 2009-05-18 2009-09-13
AEN382 TO Kwok Chien, Ronald 杜國鍵 RE Advising on Securities 2013-04-19 2014-11-07
AEN382 TO Kwok Chien, Ronald 杜國鍵 RE Asset Management 2012-06-19 2012-09-03
AEN382 TO Kwok Chien, Ronald 杜國鍵 RO Asset Management 2012-09-03 2014-11-07
AET272 CHAN Hing Wah 陳慶華 RO Advising on Securities 2011-09-28 2014-06-30
AET272 CHAN Hing Wah 陳慶華 RO Asset Management 2011-09-28 2014-06-30
AEW096 KIM Yong Moon RE Advising on Securities 2017-04-06 2017-05-09
AEW096 KIM Yong Moon RE Asset Management 2017-04-06 2017-05-09
AEY425 CHAN Kei 陳琦 RE Advising on Securities 2012-07-24 2012-12-08
AEY425 CHAN Kei 陳琦 RE Advising on Securities 2013-07-16 2014-08-29
AEY425 CHAN Kei 陳琦 RE Asset Management 2012-07-24 2012-12-08
AEY425 CHAN Kei 陳琦 RE Asset Management 2013-07-16 2014-08-29
AEZ703 MA Wai Kiu 馬煒喬 RE Advising on Securities 2010-09-10 2014-03-27
AEZ703 MA Wai Kiu 馬煒喬 RE Asset Management 2010-09-10 2014-03-27
AFD223 WU Yinong 吳亦農 RE Asset Management 2006-04-12 2006-08-08
AFO311 LAU Kin Bong, Joe 劉建邦 RE Advising on Securities 2013-09-02 2013-12-01
AFO311 LAU Kin Bong, Joe 劉建邦 RE Asset Management 2013-09-02 2013-12-01
AFR743 LEE Chung Shing, Javan 李仲承 RE Asset Management 2014-04-17 2016-11-01
AFZ881 FUNG Koon Wah 馮冠華 RE Advising on Securities 2014-09-01 2015-02-11
AFZ881 FUNG Koon Wah 馮冠華 RO Advising on Securities 2015-02-11 2015-12-28
AFZ881 FUNG Koon Wah 馮冠華 RE Asset Management 2014-09-01 2015-12-28
AGC128 CHUNG Siu Wah 鍾兆華 RE Advising on Securities 2015-02-24 2015-04-10
AGC128 CHUNG Siu Wah 鍾兆華 RE Asset Management 2015-02-24 2015-04-10
AGI128 LAM Chor Ha 林楚霞 RE Advising on Securities 2012-04-20 2015-05-12
AGJ362 CHOW Chui Shan, Tobee 周翠珊 RE Advising on Securities 2013-09-26 2014-09-28
AGJ362 CHOW Chui Shan, Tobee 周翠珊 RE Asset Management 2013-09-26 2014-09-28
AGM440 LEUNG Kwai Gee 梁桂姿 RE Advising on Securities 2012-04-20 2015-09-14
AGO593 CHAN Kam Ming 陳鑑明 RE Advising on Securities 2012-03-12 2014-01-30
AGQ352 HUI Hon Yuen, Benedict 許瀚源 RE Asset Management 2012-06-20 2012-08-17
AGQ352 HUI Hon Yuen, Benedict 許瀚源 RE Asset Management 2013-05-16 2013-10-01
AGQ352 HUI Hon Yuen, Benedict 許瀚源 RO Asset Management 2012-08-17 2013-03-17
AGV468 NG Yuk Fung, Peter 吳旭峰 RE Asset Management 2006-04-28 2009-08-31
AIJ099 CHAN Lap Chung 陳立中 RE Advising on Securities 2016-10-12 2017-01-04
AIJ099 CHAN Lap Chung 陳立中 RE Asset Management 2016-10-12 2017-01-04
AJC669 TANG James 鄧民煇 RE Advising on Securities 2013-05-13 2014-05-09
AJC669 TANG James 鄧民煇 RE Asset Management 2013-06-14 2014-05-09
AJG658 SO Pak Ming 蘇柏鳴 RE Asset Management 2014-11-03 2015-01-02
AJG658 SO Pak Ming 蘇柏鳴 RO Asset Management 2015-01-02 2016-11-09
ALN127 LEUNG Chun Sing 梁振聲 RE Advising on Securities 2017-12-21 2018-05-15
ALN127 LEUNG Chun Sing 梁振聲 RO Advising on Securities 2018-05-15
ALQ658 POON Yin Ling 潘燕玲 RE Advising on Securities 2016-10-13 2017-02-24
ALQ658 POON Yin Ling 潘燕玲 RE Asset Management 2016-10-13 2017-02-24
AMH584 LAM Ming Kai 林明佳 RE Advising on Securities 2015-02-25 2015-04-10
AMH584 LAM Ming Kai 林明佳 RE Asset Management 2015-02-25 2015-04-10
AMN831 NGAI Tak Shun 倪德順 RE Advising on Securities 2012-05-22 2016-12-15
AMN831 NGAI Tak Shun 倪德順 RE Asset Management 2016-07-26 2016-12-15
AMU318 WONG Yeuk Wing, Cindy 王若頴 RE Advising on Securities 2013-09-26 2015-05-11
AMU318 WONG Yeuk Wing, Cindy 王若頴 RE Asset Management 2013-09-26 2015-05-11
ANM307 CHAN Yue Yuen 陳裕源 RE Advising on Securities 2015-10-23 2016-01-21
ANM307 CHAN Yue Yuen 陳裕源 RO Advising on Securities 2016-01-21 2016-12-18
ANM307 CHAN Yue Yuen 陳裕源 RE Asset Management 2015-10-23 2016-01-21
ANM307 CHAN Yue Yuen 陳裕源 RO Asset Management 2016-01-21 2016-12-18
ANN465 WANG Lai Ling 王麗玲 RE Advising on Securities 2011-08-26 2015-08-04
AON979 LAW Mang Kwan 羅孟君 RO Advising on Securities 2015-10-12 2016-01-09
AON979 LAW Mang Kwan 羅孟君 RO Asset Management 2015-10-12 2016-01-09
AOQ599 LAU Kwok Hei 劉國熙 RE Asset Management 2017-03-10 2017-10-27
AOS315 HO Pak Hang 何柏恒 RE Advising on Securities 2014-06-05 2015-07-08
APB923 LI Yao Jun 李耀君 RE Advising on Securities 2015-09-30 2016-12-27
APB923 LI Yao Jun 李耀君 RE Asset Management 2015-09-30 2016-12-27
APD289 KWONG Tse San, Toby 鄺紫珊 RE Advising on Securities 2012-01-20 2015-10-23
APD463 LAM Chun Hung, Cassidy 林振雄 RE Advising on Securities 2010-10-27 2012-03-22
APD463 LAM Chun Hung, Cassidy 林振雄 RE Asset Management 2010-10-27 2012-03-22
APY403 LUI Kim Fung 雷劍鋒 RE Advising on Securities 2015-01-28 2015-04-10
APY403 LUI Kim Fung 雷劍鋒 RE Asset Management 2015-01-28 2015-04-10
APZ779 LAI Wing Tai, Victor 黎榮泰 RE Advising on Securities 2013-09-05 2014-04-17
APZ779 LAI Wing Tai, Victor 黎榮泰 RE Asset Management 2013-09-05 2014-04-17
AQE292 WU Kin Chung 胡健聰 RE Asset Management 2013-06-11 2015-02-10
AQE526 LI Jia 李佳 RE Advising on Securities 2013-11-28 2014-01-27
AQL154 NG Oi Wan, Eva 吳璦琿 RE Asset Management 2013-12-06 2014-01-21
AQR571 WANG Wai Kwong, Bryan 宏惠光 RE Advising on Securities 2013-05-27 2014-04-22
ARJ968 CHAN Chi Keung 陳智強 RE Asset Management 2017-01-06 2018-01-21
ARM915 CHU Chun Yi 朱真宜 RE Advising on Securities 2013-06-14 2015-11-06
ARM915 CHU Chun Yi 朱真宜 RE Asset Management 2013-06-14 2015-11-06
ARU536 LIM Kim Huat RE Advising on Securities 2011-12-29 2015-04-01
ARU536 LIM Kim Huat RE Asset Management 2012-06-11 2015-04-01
ATY066 TEH Chou Yuen RE Advising on Securities 2014-06-17 2016-12-15
AUA500 WONG Ho Man, Julian 王皓民 RE Asset Management 2013-07-02 2016-12-15
AUB778 YUNG Muk Tsz 翁木子 RE Advising on Securities 2012-03-26 2012-06-27
AUV853 PANG Lai Kwan 彭麗君 RE Advising on Securities 2013-06-28 2014-08-24
AUV853 PANG Lai Kwan 彭麗君 RE Asset Management 2013-10-09 2014-08-24
AWG920 LAI Cheuk Ho 賴卓豪 RE Advising on Securities 2015-03-26 2015-04-10
AWG920 LAI Cheuk Ho 賴卓豪 RE Asset Management 2015-03-26 2015-04-10
AYX726 NIAN Yuan 念媛 RE Advising on Securities 2012-02-20 2013-08-13
AZC299 MUI Man Ki 梅敏琪 RE Asset Management 2012-10-29 2015-02-28
BAK873 ZHENG Bao 鄭寶 RE Advising on Securities 2013-06-14 2013-09-25
BAK873 ZHENG Bao 鄭寶 RE Asset Management 2013-06-14 2013-09-25
BAT977 LAU Yau Leong 劉友亮 RE Advising on Securities 2015-10-29 2016-12-15
BAT977 LAU Yau Leong 劉友亮 RE Advising on Securities 2017-02-13 2017-04-28
BAT977 LAU Yau Leong 劉友亮 RE Asset Management 2015-10-29 2016-12-15
BAT977 LAU Yau Leong 劉友亮 RE Asset Management 2017-02-13 2017-04-28
BAZ969 YU Yee Fung 余苡蜂 RE Asset Management 2013-03-18 2013-06-01
BBA107 AFZAL Bilal RE Asset Management 2013-03-18 2013-06-10
BBS226 HO Graca 何采穎 RE Asset Management 2013-08-06 2014-08-29
BCH678 ZHANG Qiang 張强 RE Asset Management 2013-12-10 2017-02-13
BFA701 CHOW Ching In 周靜姸 RE Advising on Securities 2015-09-01 2016-02-01
BFA701 CHOW Ching In 周靜姸 RE Asset Management 2015-09-01 2016-02-01
BGH033 AN Qi 安琪 RE Advising on Securities 2015-09-30 2016-02-18
BGH033 AN Qi 安琪 RE Asset Management 2015-09-30 2016-02-18
BGX218 LAM Kin Kwan 林建均 RE Asset Management 2016-05-25 2016-12-15
BHV021 YUNG Cheuk Yin 容卓彥 RE Advising on Securities 2016-09-01 2016-11-16
BHV021 YUNG Cheuk Yin 容卓彥 RE Asset Management 2016-09-01 2016-11-16

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