Hong Kong SFC licence institution ABF268, Phoenix Capital Securities Limited 英明證券有限公司

These are the licence-holders that were found for SFC licence institution ABF268 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAC680 CHAN Siu Ning 陳兆寧 RO Dealing in Securities 2003-04-01 2016-10-08
AAC680 CHAN Siu Ning 陳兆寧 RO Dealing in Futures Contracts 2006-07-03 2016-10-08
AAC680 CHAN Siu Ning 陳兆寧 RO Advising on Securities 2003-04-01 2005-01-21
AAC680 CHAN Siu Ning 陳兆寧 RO Advising on Corporate Finance 2003-04-01 2005-01-21
AAC680 CHAN Siu Ning 陳兆寧 RO Asset Management 2003-04-01 2005-01-21
AAD163 WONG Kwok On, David 王國安 RE Dealing in Securities 2003-04-15 2007-09-01
AAD163 WONG Kwok On, David 王國安 RE Dealing in Futures Contracts 2006-07-06 2007-09-01
AAE294 HO Yiu Keung, Boby 何耀強 RO Dealing in Securities 2016-10-25
AAI982 HO Yiu Ming 何耀明 RO Dealing in Securities 2003-04-01
AAI982 HO Yiu Ming 何耀明 RO Dealing in Futures Contracts 2006-08-04
AAI982 HO Yiu Ming 何耀明 RO Advising on Securities 2003-04-01 2005-01-21
AAI982 HO Yiu Ming 何耀明 RO Advising on Corporate Finance 2003-04-01 2005-01-21
AAI982 HO Yiu Ming 何耀明 RO Asset Management 2003-04-01 2005-01-21
AAY890 TSO Fung Yee 曹鳳儀 RE Dealing in Securities 2013-04-10 2013-05-15
AAZ154 CHAN Siu Man 陳少文 RO Dealing in Futures Contracts 2006-07-03 2016-10-01
ABF141 CHU Wai Pang 朱維鵬 RO Dealing in Securities 2003-04-01 2016-08-09
ABF141 CHU Wai Pang 朱維鵬 RO Advising on Securities 2003-04-01 2005-01-21
ABF141 CHU Wai Pang 朱維鵬 RO Advising on Corporate Finance 2003-04-01 2005-01-21
ABF141 CHU Wai Pang 朱維鵬 RO Asset Management 2003-04-01 2005-01-21
ABN641 HUI Chiu Kwan 許朝坤 RE Dealing in Securities 2013-03-22 2017-01-14
ABV180 HUNG Yuk Fan 熊玉芬 RE Dealing in Securities 2004-05-25 2005-03-11
ACH828 YIP Mei Chun 葉美珍 RE Dealing in Securities 2003-04-01
ACH828 YIP Mei Chun 葉美珍 RE Dealing in Futures Contracts 2006-07-05
ACH828 YIP Mei Chun 葉美珍 RE Advising on Securities 2003-04-01 2004-05-07
ACH828 YIP Mei Chun 葉美珍 RE Advising on Corporate Finance 2003-04-01 2004-05-07
ACH828 YIP Mei Chun 葉美珍 RE Asset Management 2003-04-01 2004-05-07
ACY330 LEE Chiu Kang 李疇賡 RE Dealing in Securities 2009-10-15 2010-07-07
ACY330 LEE Chiu Kang 李疇賡 RO Dealing in Securities 2010-07-07
ACY334 YIU Pui Yee 姚佩怡 RE Dealing in Securities 2017-11-17
ACY903 LAM Kai Hong 林啟康 RE Dealing in Securities 2003-04-01 2005-01-21
ACY903 LAM Kai Hong 林啟康 RO Dealing in Securities 2005-01-21 2005-08-11
ACY903 LAM Kai Hong 林啟康 RE Advising on Securities 2003-04-01 2004-05-07
ACY903 LAM Kai Hong 林啟康 RE Advising on Corporate Finance 2003-04-01 2004-05-07
ACY903 LAM Kai Hong 林啟康 RE Asset Management 2003-04-01 2004-05-07
ADC991 CHAN Sui Lung, Twice 陳瑞龍 RE Dealing in Securities 2004-04-30 2010-07-08
ADC991 CHAN Sui Lung, Twice 陳瑞龍 RO Dealing in Securities 2010-07-08 2012-08-01
ADV640 LEUNG Tsz Man, Agnes 梁祉雯 RE Dealing in Securities 2003-04-01 2003-05-16
ADV640 LEUNG Tsz Man, Agnes 梁祉雯 RE Advising on Securities 2003-04-01 2003-05-15
ADV640 LEUNG Tsz Man, Agnes 梁祉雯 RE Advising on Corporate Finance 2003-04-01 2003-05-15
ADV640 LEUNG Tsz Man, Agnes 梁祉雯 RE Asset Management 2003-04-01 2003-05-15
AEJ589 LEE Po Shan, Yolenda 李寶珊 RE Dealing in Securities 2008-04-15
AEZ248 FUNG Ling 馮玲 RE Dealing in Securities 2003-04-01
AEZ248 FUNG Ling 馮玲 RE Dealing in Futures Contracts 2012-07-18
AEZ248 FUNG Ling 馮玲 RE Advising on Securities 2003-04-01 2005-01-21
AEZ248 FUNG Ling 馮玲 RE Advising on Corporate Finance 2003-04-01 2005-01-21
AEZ248 FUNG Ling 馮玲 RE Asset Management 2003-04-01 2005-01-21
AFV853 TSE Ching Man 謝靜雯 RE Dealing in Securities 2003-04-01 2003-12-30
AFV853 TSE Ching Man 謝靜雯 RE Advising on Securities 2003-04-01 2003-12-30
AFV853 TSE Ching Man 謝靜雯 RE Advising on Corporate Finance 2003-04-01 2003-12-30
AFV853 TSE Ching Man 謝靜雯 RE Asset Management 2003-04-01 2003-12-30
AGR737 TSUI Chi Chung 崔致忠 RE Dealing in Securities 2003-04-01 2010-04-14
AGR737 TSUI Chi Chung 崔致忠 RE Advising on Securities 2003-04-01 2004-05-07
AGR737 TSUI Chi Chung 崔致忠 RE Advising on Corporate Finance 2003-04-01 2004-05-07
AGR737 TSUI Chi Chung 崔致忠 RE Asset Management 2003-04-01 2004-05-07
AHN189 FUNG Wai Yan 馮慧茵 RE Dealing in Securities 2003-08-11 2003-10-14
AOV295 CHENG Siu Wa 鄭少華 RE Dealing in Securities 2009-10-15 2010-10-15
APN538 YIU Chin Keung 姚展強 RE Dealing in Securities 2012-08-07 2016-01-16
APN538 YIU Chin Keung 姚展強 RE Dealing in Futures Contracts 2012-08-07 2016-01-16
APW355 MAK Tsz Hang 麥子衡 RE Dealing in Securities 2009-10-15 2010-03-02
AQR635 YEUNG Hon Ying 楊漢英 RE Dealing in Securities 2008-04-15 2010-05-28
ATX291 LIU Tsan Pui 廖燦培 RE Dealing in Securities 2016-11-07 2017-02-24
ATX291 LIU Tsan Pui 廖燦培 RO Dealing in Securities 2017-02-24
ATX291 LIU Tsan Pui 廖燦培 RE Dealing in Futures Contracts 2016-11-07 2016-12-01
ATX291 LIU Tsan Pui 廖燦培 RO Dealing in Futures Contracts 2016-12-01
AVI263 CHOW Pok Yin 周博彥 RE Dealing in Securities 2010-07-13 2011-03-08
AVL313 WONG Hok Pan 黃學彬 RE Dealing in Securities 2010-08-10 2012-07-21
AVL313 WONG Hok Pan 黃學彬 RE Dealing in Futures Contracts 2012-02-07 2012-07-21
AVP120 LAU Chun Yin 劉俊賢 RE Dealing in Securities 2010-08-27 2011-11-28
AVP120 LAU Chun Yin 劉俊賢 RE Dealing in Securities 2014-10-06
AVP120 LAU Chun Yin 劉俊賢 RE Dealing in Futures Contracts 2011-01-20 2011-11-28
AVP120 LAU Chun Yin 劉俊賢 RE Dealing in Futures Contracts 2014-10-06
AWK458 CHAN Wai Hon 陳偉翰 RE Dealing in Securities 2010-12-30 2012-02-11
AWK458 CHAN Wai Hon 陳偉翰 RE Dealing in Futures Contracts 2011-01-20 2012-02-11
BHL036 LEE Helmut Inn Man 李彥文 RE Dealing in Securities 2017-03-21 2017-08-01

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