Hong Kong SFC licence institution ABF301, Cortez Capital Limited

These are the licence-holders that were found for SFC licence institution ABF301 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB022 SEGHIN Bruno Paul Yves Ghislain RO Advising on Securities 2003-04-01 2005-03-21
AAB022 SEGHIN Bruno Paul Yves Ghislain RO Advising on Securities 2006-03-22
AAB022 SEGHIN Bruno Paul Yves Ghislain RO Advising on Corporate Finance 2003-04-01 2006-08-01
AAB022 SEGHIN Bruno Paul Yves Ghislain RO Asset Management 2003-04-01 2006-03-22
ALW293 SABALE Harshawardhan Hanmant RO Advising on Securities 2006-03-22 2006-11-22
ALW293 SABALE Harshawardhan Hanmant RO Advising on Corporate Finance 2005-07-27 2006-03-27
ALW293 SABALE Harshawardhan Hanmant RO Asset Management 2005-07-27 2005-09-28
ANZ866 WONG Yi Fan 黃綺芬 RO Advising on Securities 2006-12-14

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