Hong Kong SFC licence institution ABF465, Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司

These are the licence-holders that were found for SFC licence institution ABF465 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB263 NOMURA Hiroyuki RO Advising on Securities 2009-10-20 2011-04-16
AAD076 OKA Hironori RO Advising on Securities 2011-06-20 2012-06-04
AAV861 BRADBURY Colin David RE Advising on Securities 2010-07-13 2012-01-30
ABN564 HETHERINGTON John Charles 夏嶺東 RE Advising on Securities 2010-12-09 2012-01-30
ACE376 TSANG Wai Ming 曾慧明 RE Advising on Securities 2003-12-23 2007-02-16
ACJ314 CHU Ka Kit, Peter 朱家傑 RE Advising on Securities 2005-10-19 2012-01-30
ACJ334 IRVINE Craig Wycliffe 歐陽貴 RE Advising on Securities 2009-01-13 2009-07-31
ACJ334 IRVINE Craig Wycliffe 歐陽貴 RO Advising on Securities 2009-07-31 2011-01-29
ACN606 CHUI Tze Wan, Judy 徐紫雲 RE Advising on Securities 2004-05-25 2005-09-21
ACQ141 CHENG Bik Hoi 鄭碧海 RE Advising on Securities 2003-11-20 2010-08-04
ACY060 LEE Kee Siong 李淦祥 RE Advising on Securities 2003-04-01 2012-01-30
ACZ368 KAN Kwok Yu 簡國裕 RE Advising on Securities 2003-04-01 2003-12-10
ACZ368 KAN Kwok Yu 簡國裕 RO Advising on Securities 2003-12-10 2012-01-30
ADE336 JOBSON Andrew Charles RE Advising on Securities 2003-04-01 2008-07-31
ADI036 CHAN Sik Tin 陳昔典 RE Advising on Securities 2008-06-06 2010-03-31
ADJ672 FAN Kwan Ming 范均明 RE Advising on Securities 2003-04-01 2009-07-17
ADS668 MAKINO Masatoshi RO Advising on Securities 2003-04-01 2004-12-10
ADS668 MAKINO Masatoshi RO Advising on Securities 2005-06-21 2011-04-01
ADS783 LAM Hok Hoi 林學海 RE Advising on Securities 2010-07-12 2012-01-30
ADV652 LI Kai Yu 李啟宇 RE Advising on Securities 2003-04-01 2003-12-03
ADY257 LI Zhaohong 李兆宏 RE Advising on Securities 2003-09-30 2004-01-20
ADY707 LO Ming Hung 盧銘雄 RE Advising on Securities 2007-04-12 2011-09-22
ADZ738 LOBELLO Christopher Michael RE Advising on Securities 2011-04-11 2011-07-07
ADZ738 LOBELLO Christopher Michael RO Advising on Securities 2011-07-07 2012-01-30
AED920 SZETO Fong Wa, Jenny 司徒芳華 RE Advising on Securities 2003-04-01 2006-11-17
AEI555 CHAN Man Hon 陳文瀚 RE Advising on Securities 2010-03-17 2012-01-30
AEY314 LAM Chun Kwok, Jimmy 林振國 RE Advising on Securities 2010-11-09 2011-08-19
AFF208 KIMURA Toshikatsu RE Advising on Securities 2003-04-01 2003-12-16
AFF208 KIMURA Toshikatsu RO Advising on Securities 2003-12-16 2007-09-01
AFP308 HO Wai Kei 何偉基 RE Advising on Securities 2006-05-03 2012-01-30
AFS531 CHOW Ting Ka 周廷珈 RE Advising on Securities 2003-04-01 2007-03-31
AGJ125 WAN Maurine 溫慕蓮 RE Advising on Securities 2006-07-26 2012-01-30
AGY558 CHAN Man Hin, Rocky 陳敏軒 RE Advising on Securities 2003-05-19 2005-09-23
AGY660 THAM Mun Hon 譚文漢 RE Advising on Securities 2008-08-14 2011-09-16
AHK484 FUNG King Keung, Kenneth 馮敬強 RE Advising on Securities 2003-04-01 2004-08-23
AHK484 FUNG King Keung, Kenneth 馮敬強 RE Advising on Corporate Finance 2003-04-01 2003-05-27
AHK484 FUNG King Keung, Kenneth 馮敬強 RE Asset Management 2003-04-01 2003-05-27
AHT098 CHAN Suk Man 陳淑雯 RE Advising on Securities 2007-09-14 2007-11-16
AIU741 KUSHIDA Masahiro RO Advising on Securities 2003-06-13 2004-01-13
AIU741 KUSHIDA Masahiro RO Advising on Securities 2004-11-11 2005-07-11
AJE274 WONG Po Yee 黃寶儀 RE Advising on Securities 2006-09-27 2010-07-30
AJL491 LAU Ching Yin, Justin 劉正賢 RE Advising on Securities 2010-10-25 2012-01-30
AKI974 WU Yuet Ming, Grace 胡月明 RE Advising on Securities 2010-09-13 2012-01-30
AKV099 HO Ka Wai 何家維 RE Advising on Securities 2010-07-29 2012-01-30
AKY763 SARMAH Pranab Kumar RE Advising on Securities 2004-08-20 2012-01-30
ALA867 LAU Hiu Wai 劉曉慧 RE Advising on Securities 2005-10-21 2009-02-06
ALJ991 CHANG Ching-Kun 張靖坤 RE Advising on Securities 2010-10-15 2012-01-30
ALK263 YUIHAMA Hirokazu RE Advising on Securities 2004-11-03 2005-04-21
ALK263 YUIHAMA Hirokazu RO Advising on Securities 2005-04-21 2010-04-09
ALN138 GUHA ROY Tathagata RE Advising on Securities 2011-06-15 2012-01-30
ALQ596 CHO Yui Kwan, Larry 曹銳焜 RE Advising on Securities 2006-07-26 2006-10-06
ALW538 CHEN Hui-ming 陳慧明 RE Advising on Securities 2010-09-21 2012-01-30
AMA934 MARSDEN Matthew Owen RE Advising on Securities 2011-10-07 2012-01-30
AMC389 CHAN Andrew Shingfun 陳盛勳 RE Advising on Securities 2008-05-15 2011-06-27
AMF182 LEE Chang Ling, Brenda 李昶霖 RE Advising on Securities 2005-08-03 2007-09-28
AMF316 TANG Chuan 唐川 RE Advising on Securities 2006-05-19 2007-05-25
AML481 SHI Shaojie 師少杰 RE Advising on Securities 2007-04-16 2008-09-05
AMO552 LAM Man Kiu, Michael 林萬喬 RE Advising on Securities 2007-02-28 2009-02-13
AMT669 LO Philip 盧偉楷 RE Advising on Securities 2010-09-27 2012-01-30
AMY262 LEUNG Koon Yip, Kevin 梁冠業 RE Advising on Securities 2008-06-30 2010-07-30
AMY763 CAI Yun 蔡韻 RE Advising on Securities 2008-01-15 2009-07-17
ANK163 CHENG Chun Hei 鄭鎮禧 RE Advising on Securities 2006-06-27 2006-07-14
ANM054 LATZER Alexander RE Advising on Securities 2009-03-18 2012-01-30
ANN058 LAM Hung Wai, Brian 林鴻煒 RE Advising on Securities 2006-07-25 2007-08-10
ANN061 KAM Wai Lun 甘偉倫 RE Advising on Securities 2006-07-25 2012-01-30
ANR606 BAO Danny Q 包強 RE Advising on Securities 2010-10-08 2012-01-30
ANR774 XIA Yibing 夏宜冰 RE Advising on Securities 2008-03-20 2010-10-15
ANX811 LO Shun-chih 羅舜芝 RE Advising on Securities 2007-03-27 2007-06-08
AOI875 HUO Ran 霍然 RE Advising on Securities 2010-08-16 2011-05-27
AOM636 WANG Yong 王勇 RE Advising on Securities 2008-06-06 2011-09-27
AOR544 MA Jibo 馬繼博 RE Advising on Securities 2010-09-15 2012-01-30
AOR609 DAI Wei 戴維 RE Advising on Securities 2010-05-31 2012-01-30
APL477 LAU Alfred 劉雅瀚 RE Advising on Securities 2007-08-17 2009-09-11
APL590 LAW Yuen Sheung 羅婉湘 RE Advising on Securities 2010-11-15 2012-01-30
APN533 LIANG Feng Chun, Florence 梁鳳淳 RE Advising on Securities 2007-08-24 2010-03-24
APQ275 LAU Wai Kin, Kelvin 劉偉健 RE Advising on Securities 2007-09-14 2012-01-30
APQ351 LAI Chi Man 賴志文 RE Advising on Securities 2007-09-14 2012-01-30
APQ667 CHUNG Ming 叢明 RE Advising on Securities 2011-04-28 2012-01-30
APQ785 KAJI Taiki RE Advising on Securities 2007-09-17 2009-12-31
APW452 LI Jixiang RE Advising on Securities 2008-06-05 2010-01-28
AQO335 CHOI Hyung Wook 崔亨旭 RE Advising on Securities 2010-10-15 2012-01-30
AQQ504 CHAN On Lan, Alan 陳安瀾 RE Advising on Securities 2008-03-10 2009-09-18
AQQ505 NG King Chuen 吳景荃 RE Advising on Securities 2008-03-10 2010-07-09
AQQ629 LEE Yuk Man 李育文 RE Advising on Securities 2010-06-07 2012-01-30
AQS325 MA Hon Kin 馬漢堅 RE Advising on Securities 2008-04-21 2011-06-11
ARR518 HUI Ole Hiu Tung 許曉東 RE Advising on Securities 2010-05-25 2011-08-05
ARW394 ANG Soo Kee RE Advising on Securities 2008-11-14 2009-11-30
ARW945 SUN Mingchun 孫明春 RE Advising on Securities 2010-11-02 2012-01-30
ASP680 XUE Fei 薛菲 RE Advising on Securities 2010-12-02 2012-01-30
ASY645 POON Hiu Yee RE Advising on Securities 2010-08-17 2012-01-30
ATD358 MIYABE Nagahisa RO Advising on Securities 2009-07-16 2012-06-04
ATM945 ZHU Hongxia 諸紅霞 RE Advising on Securities 2009-08-03 2012-01-30
AVD234 DAI Chao 戴超 RE Advising on Securities 2010-05-03 2010-09-21
AVD313 MANS William Gerard RE Advising on Securities 2010-05-03 2010-10-04
AVJ543 ZHOU Francis Bingrong RE Advising on Securities 2011-10-03 2012-01-30
AVV549 CHUNG Yi-Ling 鍾怡伶 RE Advising on Securities 2011-02-25 2012-01-30
AWE687 KUO Yan Ki 郭恩琦 RE Advising on Securities 2010-11-03 2012-01-30
AWE691 XIE Yi 謝軼 RE Advising on Securities 2010-11-01 2012-01-27
AWF498 CHAN Ut Ieong 陳悅楊 RE Advising on Securities 2010-11-03 2011-09-15
AWH234 GROSE George Francis RE Advising on Securities 2010-11-10 2012-01-30
AWK695 ZHANG Senyan 張森焱 RE Advising on Securities 2010-12-28 2012-01-30
AWL066 HUANG Wen Yau 黃文堯 RE Advising on Securities 2010-12-06 2011-11-15
AWN098 JIANG Sheng 蔣昇 RE Advising on Securities 2010-12-20 2012-01-30
AWQ290 HU Jie 胡潔 RE Advising on Securities 2011-01-14 2012-01-30
AWS033 YE Qing 葉青 RE Advising on Securities 2011-01-24 2012-01-30
AWT602 HO Chun Keung 何振強 RE Advising on Securities 2011-02-07 2012-01-30
AWZ410 SERIZAWA Kenji RE Advising on Securities 2011-03-17 2012-01-14
AWZ604 CHAN Nga Shan 陳雅珊 RE Advising on Securities 2011-03-18 2012-01-30
AWZ618 XU Jingfan 許靖凡 RE Advising on Securities 2011-03-18 2012-01-30
AXE227 LU Yunye 陸昀曄 RE Advising on Securities 2011-04-19 2012-01-30
AXJ784 WONG Ming Him 黃銘謙 RE Advising on Securities 2011-06-01 2012-01-30
AXK067 SO Ka 蘇卡 RE Advising on Securities 2011-06-03 2012-01-30
AXK262 CHIEN Ming-Hui 簡民恵 RE Advising on Securities 2011-06-08 2012-01-30
AXL635 YU Ka Kong 余嘉剛 RE Advising on Securities 2011-06-16 2012-01-30
AXL781 LO Ching Man, Ilona 羅靜敏 RE Advising on Securities 2011-06-20 2012-01-30
AXN015 CAO Jiyun 曹集云 RE Advising on Securities 2011-07-04 2012-01-30
AXU896 LEE Ka Man Madeleine 李嘉雯 RE Advising on Securities 2011-08-05 2011-09-17
AXV659 ZHOU Tianyu 周天宇 RE Advising on Securities 2011-08-11 2012-01-30

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