Hong Kong SFC licence institution ABF948, AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務)

These are the licence-holders that were found for SFC licence institution ABF948 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

Name Role Activity Start date End date
GUILLOTON Bruno Jean Roger RO 1 2016-11-01
GUILLOTON Bruno Jean Roger RO 4 2016-11-01
WANG Chun-kai 王俊凱 RE 1 2016-04-19
WANG Chun-kai 王俊凱 RE 4 2016-04-19
BELLEMIN Frederic Louis Gabriel RO 1 2015-12-21
BELLEMIN Frederic Louis Gabriel RO 4 2015-12-21
CHOI Pik Chi 蔡碧芝 RE 1 2015-09-10
CHOI Pik Chi 蔡碧芝 RE 4 2015-09-10
RODRIGUES Mark William RE 1 2014-09-11
RODRIGUES Mark William RE 4 2014-09-11
HUI Ming Kei 許銘基 RE 1 2013-06-24
HUI Ming Kei 許銘基 RE 4 2013-06-24
LAM Chung Han, Terence 林忠漢 RO 1 2010-10-12
LAM Chung Han, Terence 林忠漢 RO 4 2010-10-12
LO Ming Sze, Amy 盧明詩 RE 1 2003-10-24
LO Ming Sze, Amy 盧明詩 RE 4 2003-10-24
GUILLOTON Bruno Jean Roger RO 9 2016-11-01 2018-02-20
CHEN Wenyu RO 1 2012-02-07 2018-02-20
CHEN Wenyu RO 4 2012-02-07 2018-02-20
CHEN Wenyu RO 9 2012-02-07 2018-02-20
LAM Chung Han, Terence 林忠漢 RO 9 2010-10-12 2018-02-20
WESTON Simon Michael RE 1 2015-09-30 2017-10-31
WESTON Simon Michael RE 4 2015-09-30 2017-10-31
WESTON Simon Michael RE 9 2015-09-30 2017-10-31
VENEAU James Christopher RO 1 2015-05-29 2017-10-31
VENEAU James Christopher RO 4 2015-05-29 2017-10-31
VENEAU James Christopher RO 9 2015-05-29 2017-10-31
TINKER Mark Andrew RO 1 2014-09-08 2017-10-31
TINKER Mark Andrew RO 4 2014-09-08 2017-10-31
TINKER Mark Andrew RO 9 2014-09-08 2017-10-31
LEE Ye Jiat RE 1 2005-06-20 2017-10-31
LEE Ye Jiat RE 4 2005-06-20 2017-10-31
LEE Ye Jiat RE 9 2005-06-20 2017-10-31
KEUNG Hoi Hing 姜凱馨 RE 1 2016-07-13 2017-08-11
KEUNG Hoi Hing 姜凱馨 RE 4 2016-07-13 2017-08-11
KEUNG Hoi Hing 姜凱馨 RE 9 2016-07-13 2017-08-11
CLAPHAM Thomas Antony RE 1 2015-09-17 2017-08-11
CLAPHAM Thomas Antony RE 4 2015-09-17 2017-08-11
CHAU Sze Wan, Devan 鄒思韻 RE 1 2015-09-14 2017-08-11
CHAU Sze Wan, Devan 鄒思韻 RE 9 2015-09-14 2017-08-11
DING Michael B 丁寶奇 RE 1 2014-09-15 2017-08-11
DING Michael B 丁寶奇 RE 4 2014-09-15 2017-08-11
DING Michael B 丁寶奇 RE 9 2014-09-15 2017-08-11
CHUANG Wei Lun 莊瑋倫 RE 1 2014-05-30 2017-08-11
CHUANG Wei Lun 莊瑋倫 RE 4 2014-05-30 2017-08-11
CHUANG Wei Lun 莊瑋倫 RE 9 2014-05-30 2017-08-11
FUNG Honyu 馮漢宇 RE 1 2014-05-20 2017-08-11
FUNG Honyu 馮漢宇 RE 4 2014-05-20 2017-08-11
FUNG Honyu 馮漢宇 RE 9 2014-05-20 2017-08-11
LEE Tsz Heng 李芷蘅 RE 1 2014-01-30 2017-08-11
LEE Tsz Heng 李芷蘅 RE 4 2014-01-30 2017-08-11
LEE Tsz Heng 李芷蘅 RE 9 2014-01-30 2017-08-11
YAO Yuan 姚遠 RE 4 2014-01-07 2017-08-11
BILARD Laurent Bernard Michel RE 9 2013-12-02 2017-08-11
SUEN Kuk Fong 孫菊芳 RE 1 2013-08-27 2017-08-11
SUEN Kuk Fong 孫菊芳 RE 4 2013-08-27 2017-08-11
SUEN Kuk Fong 孫菊芳 RE 9 2013-08-27 2017-08-11
DUVERNAY Alexis Charles Antoine RE 1 2013-09-09 2017-06-30
DUVERNAY Alexis Charles Antoine RE 4 2013-09-09 2017-06-30
DUVERNAY Alexis Charles Antoine RE 9 2013-09-09 2017-06-30
PANG Jason Yat Sing 彭逸升 RE 1 2014-09-16 2016-09-15
PANG Jason Yat Sing 彭逸升 RE 4 2014-09-16 2016-09-15
PANG Jason Yat Sing 彭逸升 RE 9 2014-09-16 2016-09-15
BELLEMIN Frederic Louis Gabriel RE 1 2015-11-13 2015-12-21
BELLEMIN Frederic Louis Gabriel RE 4 2015-11-13 2015-12-21
CHOW Chit 周捷 RE 1 2010-12-23 2015-09-01
CHOW Chit 周捷 RE 4 2010-12-23 2015-09-01
FOK Wing Sze 霍詠詩 RE 1 2012-08-08 2015-06-15
FOK Wing Sze 霍詠詩 RE 4 2012-08-08 2015-06-15
VENEAU James Christopher RE 1 2013-12-09 2015-05-29
VENEAU James Christopher RE 4 2013-12-09 2015-05-29
VENEAU James Christopher RE 9 2013-12-09 2015-05-29
CHEN Wenyu RO 5 2012-02-07 2015-05-18
TINKER Mark Andrew RO 5 2014-09-08 2015-05-15
CHUANG Wei Lun 莊瑋倫 RE 5 2014-05-30 2015-05-14
CHOW Chit 周捷 RE 9 2010-12-23 2015-04-28
RODRIGUES Mark William RE 9 2014-09-11 2015-04-21
LO Ming Sze, Amy 盧明詩 RE 9 2008-05-28 2015-04-21
MOUTIER Boris Patrice RO 1 2014-08-22 2015-04-13
MOUTIER Boris Patrice RO 4 2014-08-22 2015-04-13
MOUTIER Boris Patrice RO 5 2014-08-22 2015-04-13
MOUTIER Boris Patrice RO 9 2014-08-22 2015-04-13
KONG Edna Suet Peng RE 1 2005-12-02 2015-03-30
CHENG Ka Keung 鄭家強 RE 1 2005-06-16 2015-03-30
CHENG Ka Keung 鄭家強 RE 4 2005-06-16 2015-03-30
CHENG Ka Keung 鄭家強 RE 5 2005-06-16 2015-03-30
CHENG Ka Keung 鄭家強 RE 9 2005-06-16 2015-03-30
FLOOD Simon Richard RO 1 2014-10-17 2015-02-18
FLOOD Simon Richard RO 4 2014-10-17 2015-02-18
FLOOD Simon Richard RO 5 2014-10-17 2015-02-18
FLOOD Simon Richard RO 9 2014-10-17 2015-02-18
LAU AUYANG Sandra 劉歐陽苑姍 RE 1 2011-09-21 2015-02-16
LAU AUYANG Sandra 劉歐陽苑姍 RE 4 2011-09-21 2015-02-16
LEONI Jean Pierre RO 1 2010-02-04 2015-01-07
LEONI Jean Pierre RO 4 2010-02-04 2015-01-07
LEONI Jean Pierre RO 5 2010-02-04 2015-01-07
LEONI Jean Pierre RO 9 2010-02-04 2015-01-07
LAU Man Chi 劉敏姿 RE 1 2011-04-28 2014-11-28
LAU Man Chi 劉敏姿 RE 4 2011-04-28 2014-11-28
TINKER Mark Andrew RE 1 2013-09-09 2014-09-08
TINKER Mark Andrew RE 4 2013-09-09 2014-09-08
TINKER Mark Andrew RE 9 2013-09-09 2014-09-08
MOUTIER Boris Patrice RE 1 2013-07-30 2014-08-22
MOUTIER Boris Patrice RE 4 2013-07-30 2014-08-22
ONG Alvin Ying Yi RE 1 2013-09-09 2014-06-27
ONG Alvin Ying Yi RE 4 2013-09-09 2014-06-27
ONG Alvin Ying Yi RE 9 2013-09-09 2014-06-27
ANDREW Robert John RE 1 2014-02-17 2014-06-08
ANDREW Robert John RE 4 2014-02-17 2014-06-08
ANDREW Robert John RE 5 2014-02-17 2014-06-08
ANDREW Robert John RE 9 2014-02-17 2014-06-08
HO Wan Ha, Wendy 何雲霞 RE 1 2006-11-01 2014-01-15
HO Wan Ha, Wendy 何雲霞 RE 4 2006-11-01 2014-01-15
HO Wan Ha, Wendy 何雲霞 RE 5 2006-11-01 2014-01-15
HO Wan Ha, Wendy 何雲霞 RE 9 2006-11-01 2014-01-15
SUN Qi 孫琦 RE 4 2012-10-31 2013-08-31
DU Ying 杜迎 RE 1 2005-04-06 2012-08-23
DU Ying 杜迎 RE 4 2005-04-06 2012-08-23
DU Ying 杜迎 RE 9 2005-04-06 2012-08-23
HUI Ian Wai Heng 許慧恆 RE 1 2010-07-19 2012-05-11
HUI Ian Wai Heng 許慧恆 RE 4 2010-07-19 2012-05-11
HUI Ian Wai Heng 許慧恆 RE 5 2010-07-19 2012-05-11
HUI Ian Wai Heng 許慧恆 RE 9 2010-07-19 2012-05-11
CHAU Man Fai, Ricky 周文輝 RE 1 2010-07-16 2012-04-19
CHAU Man Fai, Ricky 周文輝 RE 4 2010-07-16 2012-04-19
CHAU Man Fai, Ricky 周文輝 RE 5 2010-07-16 2012-04-19
CHAU Man Fai, Ricky 周文輝 RE 9 2010-07-16 2012-04-19
LU Shu Hua 盧淑華 RE 5 2006-01-25 2012-04-19
LU Shu Hua 盧淑華 RE 1 2003-04-01 2012-04-19
LU Shu Hua 盧淑華 RE 4 2003-04-01 2012-04-19
LU Shu Hua 盧淑華 RE 9 2003-04-01 2012-04-19
FU Chi Wah, Paul 符致華 RE 4 2010-03-24 2011-07-08
FU Chi Wah, Paul 符致華 RE 1 2010-03-19 2011-07-08
NG Khim Hau RE 1 2006-01-13 2011-06-25
NG Khim Hau RE 4 2006-01-13 2011-06-25
NG Khim Hau RE 9 2006-01-13 2011-06-25
GOULD Denis James RO 1 2009-02-27 2011-06-24
GOULD Denis James RO 4 2009-02-27 2011-06-24
GOULD Denis James RO 5 2009-02-27 2011-06-24
GOULD Denis James RO 9 2009-02-27 2011-06-24
EYSSAUTIER Jean-Luc Denys Maurice RE 1 2009-08-25 2011-03-09
EYSSAUTIER Jean-Luc Denys Maurice RE 4 2009-08-25 2011-03-09
LIAO Cheng Shu RO 1 2004-06-16 2011-02-18
LIAO Cheng Shu RO 4 2004-06-16 2011-02-18
LIAO Cheng Shu RO 5 2004-06-16 2011-02-18
LIAO Cheng Shu RO 9 2004-06-16 2011-02-18
LAM Chung Han, Terence 林忠漢 RE 1 2010-09-01 2010-10-12
LAM Chung Han, Terence 林忠漢 RE 4 2010-09-01 2010-10-12
LAM Chung Han, Terence 林忠漢 RE 9 2010-09-01 2010-10-12
TAN Cheng Soon RE 1 2005-03-24 2010-07-26
TAN Cheng Soon RE 4 2005-03-24 2010-07-26
TAN Cheng Soon RO 5 2005-03-24 2010-07-26
TAN Cheng Soon RE 9 2005-03-24 2010-07-26
CHOONG Chee Ming RE 1 2005-04-12 2010-04-06
CHOONG Chee Ming RE 4 2005-04-12 2010-04-06
CHOONG Chee Ming RE 5 2005-04-12 2010-04-06
CHOONG Chee Ming RE 9 2005-04-12 2010-04-06
FASSO Anthony Gerard RO 1 2005-05-23 2010-02-19
FASSO Anthony Gerard RO 4 2005-05-23 2010-02-19
FASSO Anthony Gerard RO 5 2005-05-23 2010-02-19
FASSO Anthony Gerard RO 9 2005-05-23 2010-02-19
ZHOU Jiayi, Lucinda RE 1 2009-04-08 2009-08-21
ZHOU Jiayi, Lucinda RE 4 2009-04-08 2009-08-21
ZHOU Jiayi, Lucinda RE 9 2009-04-08 2009-08-21
DARDE Adrien, Jean-Christian RE 1 2006-05-22 2009-03-15
DARDE Adrien, Jean-Christian RE 4 2006-05-22 2009-03-15
DARDE Adrien, Jean-Christian RE 5 2006-05-22 2009-03-15
DARDE Adrien, Jean-Christian RE 9 2006-05-22 2009-03-15
RICHARDSON Nigel RO 1 2004-09-14 2009-03-15
RICHARDSON Nigel RO 4 2004-09-14 2009-03-15
RICHARDSON Nigel RO 9 2004-09-14 2009-03-15
TAI Chong Ling RE 1 2005-12-02 2008-04-30
LI Zheng 李崢 RE 1 2004-12-21 2007-08-31
LI Zheng 李崢 RE 4 2004-12-21 2007-08-31
LAM Ming Yan 林銘恩 RE 4 2004-11-05 2007-04-27
LAM Ming Yan 林銘恩 RE 9 2004-11-05 2007-04-27
LAM Ming Yan 林銘恩 RE 1 2004-10-15 2007-04-27
LIEW Wai Mun, Julie 廖惠敏 RE 1 2003-05-28 2006-09-18
LIEW Wai Mun, Julie 廖惠敏 RE 4 2003-05-28 2006-09-18
WOU Cecile Terry 吳天理 RE 1 2005-12-14 2006-01-03
WOU Cecile Terry 吳天理 RE 4 2005-12-14 2006-01-03
ARCHER Anthony William RO 4 2003-04-01 2005-06-22
ARCHER Anthony William RO 9 2003-04-01 2005-06-22
YIP Tai Yuen 葉泰源 RO 1 2003-04-01 2005-05-31
YIP Tai Yuen 葉泰源 RO 4 2003-04-01 2005-05-31
YIP Tai Yuen 葉泰源 RO 5 2003-04-01 2005-05-31
YIP Tai Yuen 葉泰源 RO 9 2003-04-01 2005-05-31
FASSO Anthony Gerard RO 1 2005-05-06 2005-05-12
FASSO Anthony Gerard RO 4 2005-05-06 2005-05-12
FASSO Anthony Gerard RO 5 2005-05-06 2005-05-12
FASSO Anthony Gerard RO 9 2005-05-06 2005-05-12
YU Tin Yau, Elvin 余天佑 RE 1 2003-04-01 2005-04-15
YU Tin Yau, Elvin 余天佑 RE 4 2003-04-01 2005-04-15
YU Tin Yau, Elvin 余天佑 RE 9 2003-04-01 2005-04-15
YIM Kam Kin 嚴錦堅 RE 1 2003-04-01 2005-03-21
YIM Kam Kin 嚴錦堅 RE 4 2003-04-01 2005-03-21
YIM Kam Kin 嚴錦堅 RE 5 2003-04-01 2005-03-21
YIM Kam Kin 嚴錦堅 RE 9 2003-04-01 2005-03-21
LEUNG Wing Man, Kitty 梁穎雯 RE 1 2003-04-01 2005-03-21
LEUNG Wing Man, Kitty 梁穎雯 RE 4 2003-04-01 2005-03-21
LEUNG Wing Man, Kitty 梁穎雯 RE 9 2003-04-01 2005-03-21
YIM Kam Kin 嚴錦堅 RE 6 2003-04-01 2004-12-13
LU Shu Hua 盧淑華 RE 6 2003-04-01 2004-12-13
LEUNG Wing Man, Kitty 梁穎雯 RE 6 2003-04-01 2004-12-13
YU Tin Yau, Elvin 余天佑 RE 6 2003-04-01 2004-12-13
ARCHER Anthony William RO 6 2003-04-01 2004-12-02
LEE Shu Yan, Andrew 李樹仁 RE 4 2003-04-01 2004-11-30
LEE Shu Yan, Andrew 李樹仁 RE 6 2003-04-01 2004-11-30
LEE Shu Yan, Andrew 李樹仁 RE 9 2003-04-01 2004-11-30
TSANG Sze Wai, Karen 曾思慧 RE 1 2003-04-01 2004-10-15
TSANG Sze Wai, Karen 曾思慧 RE 4 2003-04-01 2004-10-15
TSANG Sze Wai, Karen 曾思慧 RE 6 2003-04-01 2004-10-15
TSANG Sze Wai, Karen 曾思慧 RE 9 2003-04-01 2004-10-15
KANG Mi Jung RE 4 2003-04-01 2004-09-24
KANG Mi Jung RE 6 2003-04-01 2004-09-24
KANG Mi Jung RE 9 2003-04-01 2004-09-24
YIP Tai Yuen 葉泰源 RO 6 2003-04-01 2004-06-09
GOLDFELD Leon RO 1 2003-04-01 2004-05-31
GOLDFELD Leon RO 4 2003-04-01 2004-05-31
GOLDFELD Leon RO 5 2003-04-01 2004-05-31
GOLDFELD Leon RO 6 2003-04-01 2004-05-31
GOLDFELD Leon RO 9 2003-04-01 2004-05-31
THOMPSON Nicholas James Creer RE 4 2003-04-01 2004-04-01
THOMPSON Nicholas James Creer RE 6 2003-04-01 2004-04-01
THOMPSON Nicholas James Creer RE 9 2003-04-01 2004-04-01
PUN Melanie 潘美鈴 RE 1 2003-04-01 2003-05-30
PUN Melanie 潘美鈴 RE 4 2003-04-01 2003-05-30
PUN Melanie 潘美鈴 RE 6 2003-04-01 2003-05-30
PUN Melanie 潘美鈴 RE 9 2003-04-01 2003-05-30
KWONG Wing Man 鄺穎文 RE 1 2003-04-01 2003-05-19
KWONG Wing Man 鄺穎文 RE 4 2003-04-01 2003-05-19
KWONG Wing Man 鄺穎文 RE 9 2003-04-01 2003-05-19
KWONG Wing Man 鄺穎文 RE 5 2003-04-01 2003-05-13
KWONG Wing Man 鄺穎文 RE 6 2003-04-01 2003-05-13

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