Hong Kong SFC licence institution ABF948, AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務)

These are the licence-holders that were found for SFC licence institution ABF948 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAG994 YIP Tai Yuen 葉泰源 RO Dealing in Securities 2003-04-01 2005-05-31
AAG994 YIP Tai Yuen 葉泰源 RO Advising on Securities 2003-04-01 2005-05-31
AAG994 YIP Tai Yuen 葉泰源 RO Advising on Futures Contracts 2003-04-01 2005-05-31
AAG994 YIP Tai Yuen 葉泰源 RO Advising on Corporate Finance 2003-04-01 2004-06-09
AAG994 YIP Tai Yuen 葉泰源 RO Asset Management 2003-04-01 2005-05-31
ABE543 THOMPSON Nicholas James Creer RE Advising on Securities 2003-04-01 2004-04-01
ABE543 THOMPSON Nicholas James Creer RE Advising on Corporate Finance 2003-04-01 2004-04-01
ABE543 THOMPSON Nicholas James Creer RE Asset Management 2003-04-01 2004-04-01
ABP465 WOU Cecile Terry 吳天理 RE Dealing in Securities 2005-12-14 2006-01-03
ABP465 WOU Cecile Terry 吳天理 RE Advising on Securities 2005-12-14 2006-01-03
ACJ619 LAM Ming Yan 林銘恩 RE Dealing in Securities 2004-10-15 2007-04-27
ACJ619 LAM Ming Yan 林銘恩 RE Advising on Securities 2004-11-05 2007-04-27
ACJ619 LAM Ming Yan 林銘恩 RE Asset Management 2004-11-05 2007-04-27
ACR987 FASSO Anthony Gerard RO Dealing in Securities 2005-05-06 2005-05-12
ACR987 FASSO Anthony Gerard RO Dealing in Securities 2005-05-23 2010-02-19
ACR987 FASSO Anthony Gerard RO Advising on Securities 2005-05-06 2005-05-12
ACR987 FASSO Anthony Gerard RO Advising on Securities 2005-05-23 2010-02-19
ACR987 FASSO Anthony Gerard RO Advising on Futures Contracts 2005-05-06 2005-05-12
ACR987 FASSO Anthony Gerard RO Advising on Futures Contracts 2005-05-23 2010-02-19
ACR987 FASSO Anthony Gerard RO Asset Management 2005-05-06 2005-05-12
ACR987 FASSO Anthony Gerard RO Asset Management 2005-05-23 2010-02-19
ADA338 ARCHER Anthony William RO Advising on Securities 2003-04-01 2005-06-22
ADA338 ARCHER Anthony William RO Advising on Corporate Finance 2003-04-01 2004-12-02
ADA338 ARCHER Anthony William RO Asset Management 2003-04-01 2005-06-22
ADI436 KANG Mi Jung RE Advising on Securities 2003-04-01 2004-09-24
ADI436 KANG Mi Jung RE Advising on Corporate Finance 2003-04-01 2004-09-24
ADI436 KANG Mi Jung RE Asset Management 2003-04-01 2004-09-24
ADK344 YIM Kam Kin 嚴錦堅 RE Dealing in Securities 2003-04-01 2005-03-21
ADK344 YIM Kam Kin 嚴錦堅 RE Advising on Securities 2003-04-01 2005-03-21
ADK344 YIM Kam Kin 嚴錦堅 RE Advising on Futures Contracts 2003-04-01 2005-03-21
ADK344 YIM Kam Kin 嚴錦堅 RE Advising on Corporate Finance 2003-04-01 2004-12-13
ADK344 YIM Kam Kin 嚴錦堅 RE Asset Management 2003-04-01 2005-03-21
ADP267 LAU AUYANG Sandra 劉歐陽苑姍 RE Dealing in Securities 2011-09-21 2015-02-16
ADP267 LAU AUYANG Sandra 劉歐陽苑姍 RE Advising on Securities 2011-09-21 2015-02-16
ADW996 CHOI Pik Chi 蔡碧芝 RE Dealing in Securities 2015-09-10
ADW996 CHOI Pik Chi 蔡碧芝 RE Advising on Securities 2015-09-10
AED561 GOLDFELD Leon RO Dealing in Securities 2003-04-01 2004-05-31
AED561 GOLDFELD Leon RO Advising on Securities 2003-04-01 2004-05-31
AED561 GOLDFELD Leon RO Advising on Futures Contracts 2003-04-01 2004-05-31
AED561 GOLDFELD Leon RO Advising on Corporate Finance 2003-04-01 2004-05-31
AED561 GOLDFELD Leon RO Asset Management 2003-04-01 2004-05-31
AEP630 LIEW Wai Mun, Julie 廖惠敏 RE Dealing in Securities 2003-05-28 2006-09-18
AEP630 LIEW Wai Mun, Julie 廖惠敏 RE Advising on Securities 2003-05-28 2006-09-18
AFC448 KWONG Wing Man 鄺穎文 RE Dealing in Securities 2003-04-01 2003-05-19
AFC448 KWONG Wing Man 鄺穎文 RE Advising on Securities 2003-04-01 2003-05-19
AFC448 KWONG Wing Man 鄺穎文 RE Advising on Futures Contracts 2003-04-01 2003-05-13
AFC448 KWONG Wing Man 鄺穎文 RE Advising on Corporate Finance 2003-04-01 2003-05-13
AFC448 KWONG Wing Man 鄺穎文 RE Asset Management 2003-04-01 2003-05-19
AFN688 TSANG Sze Wai, Karen 曾思慧 RE Dealing in Securities 2003-04-01 2004-10-15
AFN688 TSANG Sze Wai, Karen 曾思慧 RE Advising on Securities 2003-04-01 2004-10-15
AFN688 TSANG Sze Wai, Karen 曾思慧 RE Advising on Corporate Finance 2003-04-01 2004-10-15
AFN688 TSANG Sze Wai, Karen 曾思慧 RE Asset Management 2003-04-01 2004-10-15
AFP239 LEE Shu Yan, Andrew 李樹仁 RE Advising on Securities 2003-04-01 2004-11-30
AFP239 LEE Shu Yan, Andrew 李樹仁 RE Advising on Corporate Finance 2003-04-01 2004-11-30
AFP239 LEE Shu Yan, Andrew 李樹仁 RE Asset Management 2003-04-01 2004-11-30
AFQ372 PUN Melanie 潘美鈴 RE Dealing in Securities 2003-04-01 2003-05-30
AFQ372 PUN Melanie 潘美鈴 RE Advising on Securities 2003-04-01 2003-05-30
AFQ372 PUN Melanie 潘美鈴 RE Advising on Corporate Finance 2003-04-01 2003-05-30
AFQ372 PUN Melanie 潘美鈴 RE Asset Management 2003-04-01 2003-05-30
AFV777 LU Shu Hua 盧淑華 RE Dealing in Securities 2003-04-01 2012-04-19
AFV777 LU Shu Hua 盧淑華 RE Advising on Securities 2003-04-01 2012-04-19
AFV777 LU Shu Hua 盧淑華 RE Advising on Futures Contracts 2006-01-25 2012-04-19
AFV777 LU Shu Hua 盧淑華 RE Advising on Corporate Finance 2003-04-01 2004-12-13
AFV777 LU Shu Hua 盧淑華 RE Asset Management 2003-04-01 2012-04-19
AFV787 LEUNG Wing Man, Kitty 梁穎雯 RE Dealing in Securities 2003-04-01 2005-03-21
AFV787 LEUNG Wing Man, Kitty 梁穎雯 RE Advising on Securities 2003-04-01 2005-03-21
AFV787 LEUNG Wing Man, Kitty 梁穎雯 RE Advising on Corporate Finance 2003-04-01 2004-12-13
AFV787 LEUNG Wing Man, Kitty 梁穎雯 RE Asset Management 2003-04-01 2005-03-21
AGK719 YU Tin Yau, Elvin 余天佑 RE Dealing in Securities 2003-04-01 2005-04-15
AGK719 YU Tin Yau, Elvin 余天佑 RE Advising on Securities 2003-04-01 2005-04-15
AGK719 YU Tin Yau, Elvin 余天佑 RE Advising on Corporate Finance 2003-04-01 2004-12-13
AGK719 YU Tin Yau, Elvin 余天佑 RE Asset Management 2003-04-01 2005-04-15
AGT968 LAM Chung Han, Terence 林忠漢 RE Dealing in Securities 2010-09-01 2010-10-12
AGT968 LAM Chung Han, Terence 林忠漢 RO Dealing in Securities 2010-10-12
AGT968 LAM Chung Han, Terence 林忠漢 RE Advising on Securities 2010-09-01 2010-10-12
AGT968 LAM Chung Han, Terence 林忠漢 RO Advising on Securities 2010-10-12
AGT968 LAM Chung Han, Terence 林忠漢 RE Asset Management 2010-09-01 2010-10-12
AGT968 LAM Chung Han, Terence 林忠漢 RO Asset Management 2010-10-12 2018-02-20
AHV085 LIAO Cheng Shu RO Dealing in Securities 2004-06-16 2011-02-18
AHV085 LIAO Cheng Shu RO Advising on Securities 2004-06-16 2011-02-18
AHV085 LIAO Cheng Shu RO Advising on Futures Contracts 2004-06-16 2011-02-18
AHV085 LIAO Cheng Shu RO Asset Management 2004-06-16 2011-02-18
AIN693 FUNG Honyu 馮漢宇 RE Dealing in Securities 2014-05-20 2017-08-11
AIN693 FUNG Honyu 馮漢宇 RE Advising on Securities 2014-05-20 2017-08-11
AIN693 FUNG Honyu 馮漢宇 RE Asset Management 2014-05-20 2017-08-11
AJE176 LO Ming Sze, Amy 盧明詩 RE Dealing in Securities 2003-10-24
AJE176 LO Ming Sze, Amy 盧明詩 RE Advising on Securities 2003-10-24
AJE176 LO Ming Sze, Amy 盧明詩 RE Asset Management 2008-05-28 2015-04-21
AKP006 FU Chi Wah, Paul 符致華 RE Dealing in Securities 2010-03-19 2011-07-08
AKP006 FU Chi Wah, Paul 符致華 RE Advising on Securities 2010-03-24 2011-07-08
AKT582 RICHARDSON Nigel RO Dealing in Securities 2004-09-14 2009-03-15
AKT582 RICHARDSON Nigel RO Advising on Securities 2004-09-14 2009-03-15
AKT582 RICHARDSON Nigel RO Asset Management 2004-09-14 2009-03-15
ALI697 FLOOD Simon Richard RO Dealing in Securities 2014-10-17 2015-02-18
ALI697 FLOOD Simon Richard RO Advising on Securities 2014-10-17 2015-02-18
ALI697 FLOOD Simon Richard RO Advising on Futures Contracts 2014-10-17 2015-02-18
ALI697 FLOOD Simon Richard RO Asset Management 2014-10-17 2015-02-18
ALN042 LI Zheng 李崢 RE Dealing in Securities 2004-12-21 2007-08-31
ALN042 LI Zheng 李崢 RE Advising on Securities 2004-12-21 2007-08-31
ALR735 DU Ying 杜迎 RE Dealing in Securities 2005-04-06 2012-08-23
ALR735 DU Ying 杜迎 RE Advising on Securities 2005-04-06 2012-08-23
ALR735 DU Ying 杜迎 RE Asset Management 2005-04-06 2012-08-23
ALU098 TAN Cheng Soon RE Dealing in Securities 2005-03-24 2010-07-26
ALU098 TAN Cheng Soon RE Advising on Securities 2005-03-24 2010-07-26
ALU098 TAN Cheng Soon RO Advising on Futures Contracts 2005-03-24 2010-07-26
ALU098 TAN Cheng Soon RE Asset Management 2005-03-24 2010-07-26
ALV116 CHOONG Chee Ming RE Dealing in Securities 2005-04-12 2010-04-06
ALV116 CHOONG Chee Ming RE Advising on Securities 2005-04-12 2010-04-06
ALV116 CHOONG Chee Ming RE Advising on Futures Contracts 2005-04-12 2010-04-06
ALV116 CHOONG Chee Ming RE Asset Management 2005-04-12 2010-04-06
ALW870 LEE Ye Jiat RE Dealing in Securities 2005-06-20 2017-10-31
ALW870 LEE Ye Jiat RE Advising on Securities 2005-06-20 2017-10-31
ALW870 LEE Ye Jiat RE Asset Management 2005-06-20 2017-10-31
ALZ686 CHENG Ka Keung 鄭家強 RE Dealing in Securities 2005-06-16 2015-03-30
ALZ686 CHENG Ka Keung 鄭家強 RE Advising on Securities 2005-06-16 2015-03-30
ALZ686 CHENG Ka Keung 鄭家強 RE Advising on Futures Contracts 2005-06-16 2015-03-30
ALZ686 CHENG Ka Keung 鄭家強 RE Asset Management 2005-06-16 2015-03-30
AMH270 CHAU Sze Wan, Devan 鄒思韻 RE Dealing in Securities 2015-09-14 2017-08-11
AMH270 CHAU Sze Wan, Devan 鄒思韻 RE Asset Management 2015-09-14 2017-08-11
AMP429 KONG Edna Suet Peng RE Dealing in Securities 2005-12-02 2015-03-30
AMP432 TAI Chong Ling RE Dealing in Securities 2005-12-02 2008-04-30
AMU111 NG Khim Hau RE Dealing in Securities 2006-01-13 2011-06-25
AMU111 NG Khim Hau RE Advising on Securities 2006-01-13 2011-06-25
AMU111 NG Khim Hau RE Asset Management 2006-01-13 2011-06-25
ANE832 RODRIGUES Mark William RE Dealing in Securities 2014-09-11
ANE832 RODRIGUES Mark William RE Advising on Securities 2014-09-11
ANE832 RODRIGUES Mark William RE Asset Management 2014-09-11 2015-04-21
ANG121 DARDE Adrien, Jean-Christian RE Dealing in Securities 2006-05-22 2009-03-15
ANG121 DARDE Adrien, Jean-Christian RE Advising on Securities 2006-05-22 2009-03-15
ANG121 DARDE Adrien, Jean-Christian RE Advising on Futures Contracts 2006-05-22 2009-03-15
ANG121 DARDE Adrien, Jean-Christian RE Asset Management 2006-05-22 2009-03-15
ANG566 CHOW Chit 周捷 RE Dealing in Securities 2010-12-23 2015-09-01
ANG566 CHOW Chit 周捷 RE Advising on Securities 2010-12-23 2015-09-01
ANG566 CHOW Chit 周捷 RE Asset Management 2010-12-23 2015-04-28
ANR562 HUI Ming Kei 許銘基 RE Dealing in Securities 2013-06-24 2018-10-05
ANR562 HUI Ming Kei 許銘基 RE Advising on Securities 2013-06-24 2018-10-05
ANT922 PANG Jason Yat Sing 彭逸升 RE Dealing in Securities 2014-09-16 2016-09-15
ANT922 PANG Jason Yat Sing 彭逸升 RE Advising on Securities 2014-09-16 2016-09-15
ANT922 PANG Jason Yat Sing 彭逸升 RE Asset Management 2014-09-16 2016-09-15
ANU491 HO Wan Ha, Wendy 何雲霞 RE Dealing in Securities 2006-11-01 2014-01-15
ANU491 HO Wan Ha, Wendy 何雲霞 RE Advising on Securities 2006-11-01 2014-01-15
ANU491 HO Wan Ha, Wendy 何雲霞 RE Advising on Futures Contracts 2006-11-01 2014-01-15
ANU491 HO Wan Ha, Wendy 何雲霞 RE Asset Management 2006-11-01 2014-01-15
AOC719 CLAPHAM Thomas Antony RE Dealing in Securities 2015-09-17 2017-08-11
AOC719 CLAPHAM Thomas Antony RE Advising on Securities 2015-09-17 2017-08-11
AOU841 LAU Man Chi 劉敏姿 RE Dealing in Securities 2011-04-28 2014-11-28
AOU841 LAU Man Chi 劉敏姿 RE Advising on Securities 2011-04-28 2014-11-28
ASH964 GOULD Denis James RO Dealing in Securities 2009-02-27 2011-06-24
ASH964 GOULD Denis James RO Advising on Securities 2009-02-27 2011-06-24
ASH964 GOULD Denis James RO Advising on Futures Contracts 2009-02-27 2011-06-24
ASH964 GOULD Denis James RO Asset Management 2009-02-27 2011-06-24
ASP240 ZHOU Jiayi, Lucinda RE Dealing in Securities 2009-04-08 2009-08-21
ASP240 ZHOU Jiayi, Lucinda RE Advising on Securities 2009-04-08 2009-08-21
ASP240 ZHOU Jiayi, Lucinda RE Asset Management 2009-04-08 2009-08-21
AST288 GUILLOTON Bruno Jean Roger RO Dealing in Securities 2016-11-01
AST288 GUILLOTON Bruno Jean Roger RO Advising on Securities 2016-11-01
AST288 GUILLOTON Bruno Jean Roger RO Asset Management 2016-11-01 2018-02-20
AST291 LEONI Jean Pierre RO Dealing in Securities 2010-02-04 2015-01-07
AST291 LEONI Jean Pierre RO Advising on Securities 2010-02-04 2015-01-07
AST291 LEONI Jean Pierre RO Advising on Futures Contracts 2010-02-04 2015-01-07
AST291 LEONI Jean Pierre RO Asset Management 2010-02-04 2015-01-07
ATP153 EYSSAUTIER Jean-Luc Denys Maurice RE Dealing in Securities 2009-08-25 2011-03-09
ATP153 EYSSAUTIER Jean-Luc Denys Maurice RE Advising on Securities 2009-08-25 2011-03-09
ATY073 VENEAU James Christopher RE Dealing in Securities 2013-12-09 2015-05-29
ATY073 VENEAU James Christopher RO Dealing in Securities 2015-05-29 2017-10-31
ATY073 VENEAU James Christopher RE Advising on Securities 2013-12-09 2015-05-29
ATY073 VENEAU James Christopher RO Advising on Securities 2015-05-29 2017-10-31
ATY073 VENEAU James Christopher RE Asset Management 2013-12-09 2015-05-29
ATY073 VENEAU James Christopher RO Asset Management 2015-05-29 2017-10-31
AVH801 HUI Ian Wai Heng 許慧恆 RE Dealing in Securities 2010-07-19 2012-05-11
AVH801 HUI Ian Wai Heng 許慧恆 RE Advising on Securities 2010-07-19 2012-05-11
AVH801 HUI Ian Wai Heng 許慧恆 RE Advising on Futures Contracts 2010-07-19 2012-05-11
AVH801 HUI Ian Wai Heng 許慧恆 RE Asset Management 2010-07-19 2012-05-11
AVM774 CHAU Man Fai, Ricky 周文輝 RE Dealing in Securities 2010-07-16 2012-04-19
AVM774 CHAU Man Fai, Ricky 周文輝 RE Advising on Securities 2010-07-16 2012-04-19
AVM774 CHAU Man Fai, Ricky 周文輝 RE Advising on Futures Contracts 2010-07-16 2012-04-19
AVM774 CHAU Man Fai, Ricky 周文輝 RE Asset Management 2010-07-16 2012-04-19
AVU839 WESTON Simon Michael RE Dealing in Securities 2015-09-30 2017-10-31
AVU839 WESTON Simon Michael RE Advising on Securities 2015-09-30 2017-10-31
AVU839 WESTON Simon Michael RE Asset Management 2015-09-30 2017-10-31
AVY700 WANG Chun-kai 王俊凱 RE Dealing in Securities 2016-04-19
AVY700 WANG Chun-kai 王俊凱 RE Advising on Securities 2016-04-19
AXO514 LEE Tsz Heng 李芷蘅 RE Dealing in Securities 2014-01-30 2017-08-11
AXO514 LEE Tsz Heng 李芷蘅 RE Advising on Securities 2014-01-30 2017-08-11
AXO514 LEE Tsz Heng 李芷蘅 RE Asset Management 2014-01-30 2017-08-11
AYK468 CHEN Wenyu RO Dealing in Securities 2012-02-07 2018-02-20
AYK468 CHEN Wenyu RO Advising on Securities 2012-02-07 2018-02-20
AYK468 CHEN Wenyu RO Advising on Futures Contracts 2012-02-07 2015-05-18
AYK468 CHEN Wenyu RO Asset Management 2012-02-07 2018-02-20
BAA275 FOK Wing Sze 霍詠詩 RE Dealing in Securities 2012-08-08 2015-06-15
BAA275 FOK Wing Sze 霍詠詩 RE Advising on Securities 2012-08-08 2015-06-15
BAK393 SUN Qi 孫琦 RE Advising on Securities 2012-10-31 2013-08-31
BBE582 ANDREW Robert John RE Dealing in Securities 2014-02-17 2014-06-08
BBE582 ANDREW Robert John RE Advising on Securities 2014-02-17 2014-06-08
BBE582 ANDREW Robert John RE Advising on Futures Contracts 2014-02-17 2014-06-08
BBE582 ANDREW Robert John RE Asset Management 2014-02-17 2014-06-08
BBN097 SUEN Kuk Fong 孫菊芳 RE Dealing in Securities 2013-08-27 2017-08-11
BBN097 SUEN Kuk Fong 孫菊芳 RE Advising on Securities 2013-08-27 2017-08-11
BBN097 SUEN Kuk Fong 孫菊芳 RE Asset Management 2013-08-27 2017-08-11
BBQ650 MOUTIER Boris Patrice RE Dealing in Securities 2013-07-30 2014-08-22
BBQ650 MOUTIER Boris Patrice RO Dealing in Securities 2014-08-22 2015-04-13
BBQ650 MOUTIER Boris Patrice RE Advising on Securities 2013-07-30 2014-08-22
BBQ650 MOUTIER Boris Patrice RO Advising on Securities 2014-08-22 2015-04-13
BBQ650 MOUTIER Boris Patrice RO Advising on Futures Contracts 2014-08-22 2015-04-13
BBQ650 MOUTIER Boris Patrice RO Asset Management 2014-08-22 2015-04-13
BBT696 ONG Alvin Ying Yi RE Dealing in Securities 2013-09-09 2014-06-27
BBT696 ONG Alvin Ying Yi RE Advising on Securities 2013-09-09 2014-06-27
BBT696 ONG Alvin Ying Yi RE Asset Management 2013-09-09 2014-06-27
BBT702 DUVERNAY Alexis Charles Antoine RE Dealing in Securities 2013-09-09 2017-06-30
BBT702 DUVERNAY Alexis Charles Antoine RE Advising on Securities 2013-09-09 2017-06-30
BBT702 DUVERNAY Alexis Charles Antoine RE Asset Management 2013-09-09 2017-06-30
BBT883 TINKER Mark Andrew RE Dealing in Securities 2013-09-09 2014-09-08
BBT883 TINKER Mark Andrew RO Dealing in Securities 2014-09-08 2017-10-31
BBT883 TINKER Mark Andrew RE Advising on Securities 2013-09-09 2014-09-08
BBT883 TINKER Mark Andrew RO Advising on Securities 2014-09-08 2017-10-31
BBT883 TINKER Mark Andrew RO Advising on Futures Contracts 2014-09-08 2015-05-15
BBT883 TINKER Mark Andrew RE Asset Management 2013-09-09 2014-09-08
BBT883 TINKER Mark Andrew RO Asset Management 2014-09-08 2017-10-31
BCG150 BILARD Laurent Bernard Michel RE Asset Management 2013-12-02 2017-08-11
BCQ611 YAO Yuan 姚遠 RE Advising on Securities 2014-01-07 2017-08-11
BDL906 KEUNG Hoi Hing 姜凱馨 RE Dealing in Securities 2016-07-13 2017-08-11
BDL906 KEUNG Hoi Hing 姜凱馨 RE Advising on Securities 2016-07-13 2017-08-11
BDL906 KEUNG Hoi Hing 姜凱馨 RE Asset Management 2016-07-13 2017-08-11
BDM987 CHUANG Wei Lun 莊瑋倫 RE Dealing in Securities 2014-05-30 2017-08-11
BDM987 CHUANG Wei Lun 莊瑋倫 RE Advising on Securities 2014-05-30 2017-08-11
BDM987 CHUANG Wei Lun 莊瑋倫 RE Advising on Futures Contracts 2014-05-30 2015-05-14
BDM987 CHUANG Wei Lun 莊瑋倫 RE Asset Management 2014-05-30 2017-08-11
BEC499 DING Michael B 丁宝奇 RE Dealing in Securities 2014-09-15 2017-08-11
BEC499 DING Michael B 丁宝奇 RE Advising on Securities 2014-09-15 2017-08-11
BEC499 DING Michael B 丁宝奇 RE Asset Management 2014-09-15 2017-08-11
BGM936 BELLEMIN Frederic Louis Gabriel RE Dealing in Securities 2015-11-13 2015-12-21
BGM936 BELLEMIN Frederic Louis Gabriel RO Dealing in Securities 2015-12-21
BGM936 BELLEMIN Frederic Louis Gabriel RE Advising on Securities 2015-11-13 2015-12-21
BGM936 BELLEMIN Frederic Louis Gabriel RO Advising on Securities 2015-12-21

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