Hong Kong SFC licence institution ABG590, Fu Yip Securities & Investment Co. 富業證券投資公司

These are the licence-holders that were found for SFC licence institution ABG590 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAG035 LEE Shu Kuen 李樹權 RO Dealing in Securities 2003-04-01 2005-03-03
AAG035 LEE Shu Kuen 李樹權 RO Advising on Securities 2003-04-01 2004-05-10
AAG035 LEE Shu Kuen 李樹權 RO Advising on Corporate Finance 2003-04-01 2004-05-10
AAG035 LEE Shu Kuen 李樹權 RO Asset Management 2003-04-01 2004-05-10
AAG062 LEE Lau Shek 李流錫 RO Dealing in Securities 2003-04-01 2005-03-03
AAG062 LEE Lau Shek 李流錫 RO Advising on Securities 2003-04-01 2004-05-10
AAG062 LEE Lau Shek 李流錫 RO Advising on Corporate Finance 2003-04-01 2004-05-10
AAG062 LEE Lau Shek 李流錫 RO Asset Management 2003-04-01 2004-05-10
AAI702 LAM Kok Shing 林國成 RE Dealing in Securities 2003-04-01 2003-08-12
AAI702 LAM Kok Shing 林國成 RE Advising on Securities 2003-04-01 2003-08-12
AAI702 LAM Kok Shing 林國成 RE Advising on Corporate Finance 2003-04-01 2003-08-12
AAI702 LAM Kok Shing 林國成 RE Asset Management 2003-04-01 2003-08-12
AAZ358 NG Chui Yuk 吳翠玉 RE Dealing in Securities 2003-04-01 2005-03-03
AAZ358 NG Chui Yuk 吳翠玉 RE Advising on Securities 2003-04-01 2003-11-17
AAZ358 NG Chui Yuk 吳翠玉 RE Advising on Corporate Finance 2003-04-01 2003-11-17
AAZ358 NG Chui Yuk 吳翠玉 RE Asset Management 2003-04-01 2003-11-17
ABO012 WU Kwok Chuen 胡國全 RE Dealing in Securities 2003-04-01 2005-03-03
ABO012 WU Kwok Chuen 胡國全 RE Advising on Securities 2003-04-01 2003-10-09
ABO012 WU Kwok Chuen 胡國全 RE Advising on Corporate Finance 2003-04-01 2003-10-09
ABO012 WU Kwok Chuen 胡國全 RE Asset Management 2003-04-01 2003-10-09
ADH586 FUNG Sau Mei 馮秀美 RE Dealing in Securities 2003-04-01 2005-03-03
ADH586 FUNG Sau Mei 馮秀美 RE Advising on Securities 2003-04-01 2003-07-24
ADH586 FUNG Sau Mei 馮秀美 RE Advising on Corporate Finance 2003-04-01 2003-07-24
ADH586 FUNG Sau Mei 馮秀美 RE Asset Management 2003-04-01 2003-07-24
ADV429 CHOY Yin Hing 蔡燕馨 RE Dealing in Securities 2003-04-01 2005-03-03
ADV429 CHOY Yin Hing 蔡燕馨 RE Advising on Securities 2003-04-01 2003-06-24
ADV429 CHOY Yin Hing 蔡燕馨 RE Advising on Corporate Finance 2003-04-01 2003-06-24
ADV429 CHOY Yin Hing 蔡燕馨 RE Asset Management 2003-04-01 2003-06-24
ADV430 FUNG Yuen Mei 馮婉媚 RE Dealing in Securities 2003-04-01 2005-03-03
ADV430 FUNG Yuen Mei 馮婉媚 RE Advising on Securities 2003-04-01 2003-06-24
ADV430 FUNG Yuen Mei 馮婉媚 RE Advising on Corporate Finance 2003-04-01 2003-06-24
ADV430 FUNG Yuen Mei 馮婉媚 RE Asset Management 2003-04-01 2003-06-24

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