Hong Kong SFC licence institution ABG591, JPMorgan Asset Management (Japan) Limited

These are the licence-holders that were found for SFC licence institution ABG591 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAC679 LITHERLAND Piers Aidan RO Advising on Securities 2006-07-18 2011-03-31
AAC679 LITHERLAND Piers Aidan RO Advising on Futures Contracts 2006-07-18 2011-03-31
AAC679 LITHERLAND Piers Aidan RO Asset Management 2006-07-18 2011-03-31
AAD156 EU Andrew Douglas 余義焜 RO Advising on Securities 2004-01-06 2006-07-31
AAD156 EU Andrew Douglas 余義焜 RO Advising on Futures Contracts 2004-01-06 2006-07-31
AAD156 EU Andrew Douglas 余義焜 RO Asset Management 2004-01-06 2006-07-31
ADO756 GELDARD Miles Anthony Sloan RO Advising on Securities 2003-04-01 2004-01-15
ADO756 GELDARD Miles Anthony Sloan RO Advising on Futures Contracts 2003-04-01 2004-01-15
ADO756 GELDARD Miles Anthony Sloan RO Asset Management 2003-04-01 2004-01-15
AET484 HEPPER Roger Anthony RO Advising on Securities 2003-12-15 2011-03-31
AET484 HEPPER Roger Anthony RO Advising on Futures Contracts 2003-12-15 2011-03-31
AET484 HEPPER Roger Anthony RO Asset Management 2003-12-15 2011-03-31

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