Hong Kong SFC licence institution ABH433, Tarzan Stock & Shares Limited 泰山證券有限公司

These are the licence-holders that were found for SFC licence institution ABH433 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB564 SIU Siu Ling 蕭小玲 RE Dealing in Securities 2005-04-25
AAC031 LEE Ping Kwai 李炳貴 RE Dealing in Securities 2003-04-01 2010-07-12
AAC031 LEE Ping Kwai 李炳貴 RE Advising on Securities 2003-04-01 2005-01-31
AAC031 LEE Ping Kwai 李炳貴 RE Advising on Corporate Finance 2003-04-01 2005-01-31
AAC031 LEE Ping Kwai 李炳貴 RE Asset Management 2003-04-01 2005-01-31
AAF551 CHIU Cheuk San 趙焯燊 RO Dealing in Securities 2003-04-01 2018-10-31
AAF551 CHIU Cheuk San 趙焯燊 RO Advising on Securities 2003-04-01 2018-10-31
AAF551 CHIU Cheuk San 趙焯燊 RO Asset Management 2003-04-01 2005-03-30
AAF563 CHIU Chak Lam, Gorden 趙澤霖 RE Dealing in Securities 2003-04-01 2016-05-01
AAF563 CHIU Chak Lam, Gorden 趙澤霖 RE Advising on Securities 2003-04-01 2005-01-25
AAF563 CHIU Chak Lam, Gorden 趙澤霖 RE Advising on Corporate Finance 2003-04-01 2005-01-25
AAF563 CHIU Chak Lam, Gorden 趙澤霖 RE Asset Management 2003-04-01 2005-01-25
AAF579 CHIU Chak Sum 趙澤森 RO Dealing in Securities 2003-04-01 2018-04-23
AAF579 CHIU Chak Sum 趙澤森 RO Advising on Securities 2003-04-01 2018-04-23
AAF579 CHIU Chak Sum 趙澤森 RO Advising on Corporate Finance 2003-04-01 2005-01-18
AAF579 CHIU Chak Sum 趙澤森 RO Asset Management 2003-04-01 2005-03-30
AAF585 YU Sai Sum 余細森 RE Dealing in Securities 2003-04-01 2018-11-23
AAF585 YU Sai Sum 余細森 RO Dealing in Securities 2018-11-23
AAF585 YU Sai Sum 余細森 RE Advising on Securities 2003-04-01 2005-01-31
AAF585 YU Sai Sum 余細森 RO Advising on Securities 2018-11-23
AAF585 YU Sai Sum 余細森 RE Advising on Corporate Finance 2003-04-01 2005-01-31
AAF585 YU Sai Sum 余細森 RE Asset Management 2003-04-01 2005-01-31
AAI561 LEE Yick Cheong 李益昌 RE Dealing in Securities 2003-04-01
AAI561 LEE Yick Cheong 李益昌 RE Advising on Securities 2003-04-01 2005-01-25
AAI561 LEE Yick Cheong 李益昌 RE Advising on Corporate Finance 2003-04-01 2005-01-25
AAI561 LEE Yick Cheong 李益昌 RE Asset Management 2003-04-01 2005-01-25
AAK614 YUNG Chi Kan 翁自勤 RE Dealing in Securities 2003-04-01 2004-10-11
AAK614 YUNG Chi Kan 翁自勤 RE Advising on Securities 2003-04-01 2004-10-11
AAK614 YUNG Chi Kan 翁自勤 RE Advising on Corporate Finance 2003-04-01 2004-10-11
AAK614 YUNG Chi Kan 翁自勤 RE Asset Management 2003-04-01 2004-10-11
ABS925 CHIU Kam Yuen 趙錦源 RE Dealing in Securities 2003-04-01 2003-08-16
ABS925 CHIU Kam Yuen 趙錦源 RE Advising on Securities 2003-04-01 2003-08-16
ABS925 CHIU Kam Yuen 趙錦源 RE Advising on Corporate Finance 2003-04-01 2003-08-16
ABS925 CHIU Kam Yuen 趙錦源 RE Asset Management 2003-04-01 2003-08-16
ABS926 CHIU Tung 趙棟 RO Dealing in Securities 2003-04-01
ABS926 CHIU Tung 趙棟 RO Advising on Securities 2003-04-01
ABS926 CHIU Tung 趙棟 RO Asset Management 2003-04-01 2005-03-30
ACC420 LEE Siu Ming, Kenneth 李兆明 RE Dealing in Securities 2003-04-01 2017-03-24
ACC420 LEE Siu Ming, Kenneth 李兆明 RO Dealing in Securities 2017-03-24
ACC420 LEE Siu Ming, Kenneth 李兆明 RE Advising on Securities 2003-04-01 2005-01-25
ACC420 LEE Siu Ming, Kenneth 李兆明 RO Advising on Securities 2017-03-24
ACC420 LEE Siu Ming, Kenneth 李兆明 RE Advising on Corporate Finance 2003-04-01 2005-01-25
ACC420 LEE Siu Ming, Kenneth 李兆明 RE Asset Management 2003-04-01 2005-01-25
ADV593 CHAN Tak Fai 陳德輝 RE Advising on Securities 2009-12-09 2012-04-13
AEM853 LEE Lin Fong 李蓮芳 RE Dealing in Securities 2003-04-01 2013-03-28
AEM853 LEE Lin Fong 李蓮芳 RE Advising on Securities 2003-04-01 2005-01-25
AEM853 LEE Lin Fong 李蓮芳 RE Advising on Corporate Finance 2003-04-01 2005-01-25
AEM853 LEE Lin Fong 李蓮芳 RE Asset Management 2003-04-01 2005-01-25
AFP114 CHAN Yuk Lin 陳玉蓮 RE Dealing in Securities 2003-04-01
AFP114 CHAN Yuk Lin 陳玉蓮 RE Advising on Securities 2003-04-01 2005-01-25
AFP114 CHAN Yuk Lin 陳玉蓮 RE Advising on Corporate Finance 2003-04-01 2005-01-25
AFP114 CHAN Yuk Lin 陳玉蓮 RE Asset Management 2003-04-01 2005-01-25
AGJ780 SO Kai Kar 蘇啟嘉 RE Dealing in Securities 2003-04-01
AGJ780 SO Kai Kar 蘇啟嘉 RE Advising on Securities 2003-04-01 2005-01-25
AGJ780 SO Kai Kar 蘇啟嘉 RE Advising on Corporate Finance 2003-04-01 2005-01-25
AGJ780 SO Kai Kar 蘇啟嘉 RE Asset Management 2003-04-01 2005-01-25
AKT152 WONG Chun Ho, Sammy 黃俊皓 RE Dealing in Securities 2004-07-14 2004-09-28
AOV786 LAM Chun Ling 林春玲 RE Dealing in Securities 2007-06-06 2018-11-23
AOV786 LAM Chun Ling 林春玲 RO Dealing in Securities 2018-11-23
AOV786 LAM Chun Ling 林春玲 RO Advising on Securities 2018-11-23
ATE783 MUI Chung Hong 梅頌康 RO Dealing in Securities 2018-08-09
ATE783 MUI Chung Hong 梅頌康 RO Advising on Securities 2018-08-09

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