Hong Kong SFC licence institution ABH456, Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司

These are the licence-holders that were found for SFC licence institution ABH456 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

Name Role Activity Start date End date
CHIU Yin Bong, Tony 趙彥邦 RE 1 2014-02-11 2017-06-19
LAM WONG Wei Ching, Carmen 林黃慧貞 RO 1 2013-06-13 2017-05-01
LAM WONG Wei Ching, Carmen 林黃慧貞 RO 4 2013-06-13 2017-05-01
CHEUNG Kam Ping 張錦屏 RO 1 2013-10-03 2016-12-31
CHEUNG Kam Ping 張錦屏 RO 4 2013-10-03 2016-12-31
HUNG Shin Mei 孔倩美 RE 1 2014-03-13 2016-09-07
CHAN King Sum Kelvin 陳敬琛 RE 1 2010-12-06 2016-09-03
CHANG Helen 張令遠 RE 1 2014-08-21 2015-12-21
CHANG Helen 張令遠 RE 4 2014-08-21 2015-12-21
HO Cham 何湛 RE 1 2014-07-03 2015-12-21
HO Cham 何湛 RE 4 2014-07-03 2015-12-21
LI Cecilia Lok-yee 李樂儀 RE 1 2014-07-22 2015-08-10
WONG Hoi Ka 黃鎧珈 RE 1 2014-04-28 2015-08-10
SO Po Man 蘇寶文 RE 1 2014-04-23 2015-08-10
CHOW Wai Chi 周煒智 RE 1 2014-03-10 2015-08-10
JUIN Enoch 晉以諾 RE 1 2014-02-27 2015-08-10
LAM Wai Yu 林慧瑜 RE 1 2014-02-24 2015-08-10
NG Yin Tung 吳彥彤 RE 1 2012-09-11 2015-08-10
LEE Wai Man 李慧文 RE 1 2010-10-26 2015-08-10
LOK Remus Chu Kit 駱柱傑 RE 1 2010-07-23 2015-08-10
CHUNG Lui 鍾蕾 RE 1 2010-04-29 2015-08-10
CHOY Suet Yin 蔡雪賢 RE 1 2010-04-22 2015-08-10
IP Kwai Keung 葉桂強 RE 1 2010-04-22 2015-08-10
WAI Kam San 衛錦珊 RE 1 2010-04-22 2015-08-10
WONG Mo Lan, Monica 黃慕蘭 RE 1 2013-09-23 2015-07-25
WONG Mo Lan, Monica 黃慕蘭 RE 4 2013-09-23 2015-07-25
LI Ying Cheung 李應章 RE 1 2014-02-25 2015-03-06
FUNG Che Yin, Jane 馮芷賢 RO 4 2014-01-24 2014-12-31
FUNG Che Yin, Jane 馮芷賢 RO 1 2013-11-11 2014-12-31
LEUNG Chi Him 梁智謙 RE 1 2014-06-06 2014-10-07
CHEUNG Lee Yee 張莉儀 RE 1 2014-06-06 2014-09-11
NG Kwan Yi Queenie 吳鈞儀 RE 1 2011-06-22 2014-08-25
LAU Chi Ho 劉志豪 RE 1 2012-06-25 2014-07-14
NG Chun Nok 吳俊諾 RE 1 2012-06-26 2014-06-16
HO Ping Nga, Derek 何平雅 RO 1 2013-06-13 2014-02-28
HO Ping Nga, Derek 何平雅 RO 4 2013-06-13 2014-02-28
FUNG Che Yin, Jane 馮芷賢 RE 1 2013-10-21 2013-11-11
LI Hiu Fung, Vivian 李曉楓 RE 1 2007-02-05 2013-09-23
YIP Chi Leung 葉志良 RO 4 2005-09-12 2013-07-16
YIP Chi Leung 葉志良 RO 1 2003-04-01 2013-07-16
SINN Pak Ming, Ringo 冼百明 RO 1 2007-08-27 2013-06-21
SINN Pak Ming, Ringo 冼百明 RO 4 2007-08-27 2013-06-21
FAN Chi Wai, Simon 樊志偉 RE 1 2012-11-22 2013-01-11
TSANG Yin Kan 曾燕勤 RE 1 2009-01-13 2012-07-07
WONG Kit Man 黃潔雯 RE 1 2012-03-13 2012-03-19
WONG Mona 黃夢娜 RE 1 2011-11-10 2012-03-02
CHOU Chun Kit 周俊杰 RE 1 2011-06-27 2012-02-07
TSANG Yin Kan 曾燕勤 RE 4 2009-01-13 2011-07-29
NG Wing Kin 伍永健 RE 1 2010-12-24 2011-06-20
CHAN Wing Sze 陳詠詩 RE 1 2010-10-12 2011-05-23
CHEUNG King Hei 張敬禧 RE 1 2010-04-22 2011-01-01
LAW Hiu Ying 羅曉迎 RE 1 2010-09-24 2010-12-13
TSANG Lok Ping 曾樂平 RE 1 2007-03-06 2010-11-17
TSANG Lok Ping 曾樂平 RE 4 2007-03-06 2010-11-17
CHEUNG Kwong Yan 張廣恩 RE 1 2010-09-24 2010-11-08
FONG Hau Wah 方巧華 RE 1 2010-04-22 2010-11-08
TSANG Chun Wai 曾俊威 RE 1 2010-04-19 2010-09-01
CHEUNG King Hei 張敬禧 RE 4 2010-01-22 2010-07-30
FONG Hau Wah 方巧華 RE 4 2009-12-18 2010-07-30
CHOY Suet Yin 蔡雪賢 RE 4 2008-07-11 2010-07-30
IP Kwai Keung 葉桂強 RE 4 2008-05-26 2010-07-30
TSANG Lok Man 曾樂雯 RE 1 2010-05-06 2010-05-13
KO Ka Wai 高家慧 RE 4 2009-12-19 2010-02-17
SUM Ho Sang 岑皓生 RE 4 2009-08-28 2010-02-01
YEUNG Yat Sang, Nelson 楊逸生 RE 4 2008-02-13 2009-12-07
LAM Tze Wan, Phyllis 林紫芸 RE 4 2007-04-02 2009-12-07
CHUNG Lui 鍾蕾 RE 4 2007-05-16 2009-11-30
CHEUNG LUI Mei Sze, Iris 張呂美施 RE 4 2008-07-25 2009-03-23
WAI Kam San 衛錦珊 RE 4 2008-03-05 2009-03-01
CHANG Helen 張令遠 RE 1 2007-06-22 2009-02-02
CHANG Helen 張令遠 RE 4 2007-06-22 2009-02-02
WEST Kenneth Kirk RE 4 2007-06-04 2009-02-02
CHENG Hong Shing, Nelson 鄭康勝 RE 1 2008-07-21 2009-01-01
CHENG Hong Shing, Nelson 鄭康勝 RE 4 2008-07-21 2009-01-01
LEE Suet Lai, Chloe 李雪麗 RE 1 2008-04-18 2008-10-02
LEE Suet Lai, Chloe 李雪麗 RE 4 2008-04-18 2008-10-02
LEE Chi Fung 李志鋒 RE 1 2008-08-25 2008-08-25
WONG Sui Man 黃瑞文 RE 1 2008-07-28 2008-08-05
WONG Sui Man 黃瑞文 RE 4 2008-07-28 2008-08-05
TSANG Yin Kan 曾燕勤 RE 1 2005-11-23 2008-05-26
TSANG Yin Kan 曾燕勤 RE 4 2005-11-21 2008-05-26
CHOI Chi Fai 蔡志輝 RE 4 2008-03-25 2008-05-15
NGAN Edith Man Ling 顏文玲 RO 4 2008-02-20 2008-04-03
LAU Wing Sze 劉泳思 RE 4 2005-05-24 2008-03-03
CHIANG Ki Yuk 蔣麒鈺 RE 1 2007-11-29 2008-01-07
CHIANG Ki Yuk 蔣麒鈺 RE 4 2007-11-29 2008-01-07
HO Mei Lok 何美樂 RE 4 2007-11-19 2007-11-28
HO Mei Lok 何美樂 RE 1 2007-10-10 2007-11-28
WONG Hoi Man 黃海雯 RE 4 2007-07-26 2007-11-25
CHAO Mei-ying 楊美瑛 RO 4 2005-10-26 2007-10-12
KONG Siu Tin 江紹田 RE 1 2006-03-20 2007-09-03
KONG Siu Tin 江紹田 RE 4 2006-03-20 2007-09-03
CHEUNG Hoi Kei, Eggie 張凱琪 RE 4 2005-06-08 2007-09-03
SUNG Wai Kit 宋韋傑 RE 4 2003-10-13 2007-09-03
LI Yu Fun, Grace 李如歡 RE 4 2003-07-21 2007-09-03
WOO John Kwok Kwong 胡國光 RO 1 2006-03-03 2007-09-01
WOO John Kwok Kwong 胡國光 RO 4 2006-03-03 2007-09-01
WONG Yuk Fong, Noel 黃玉芳 RE 1 2006-09-11 2007-08-31
SINN Pak Ming, Ringo 冼百明 RE 4 2007-03-19 2007-08-27
SINN Pak Ming, Ringo 冼百明 RE 1 2007-03-01 2007-08-27
TONG Yin Nai 唐燕妮 RE 4 2005-05-24 2007-06-28
MAN Chi Sing 萬志成 RE 1 2007-02-28 2007-06-01
MAN Chi Sing 萬志成 RE 4 2007-02-28 2007-06-01
SHU Lai Yi 舒麗兒 RE 4 2007-01-26 2007-04-12
LEUNG Ka Man 梁家文 RE 4 2006-04-04 2007-04-01
WEST Kenneth Kirk RE 4 2006-08-14 2007-03-27
SINN Pak Ming, Ringo 冼百明 RO 4 2005-10-31 2007-03-19
SINN Pak Ming, Ringo 冼百明 RO 1 2005-10-31 2007-03-01
MA Man Lai 馬文麗 RE 4 2007-02-05 2007-02-16
WONG Ching Wa 黃菁華 RE 1 2005-07-27 2007-01-17
WONG Ching Wa 黃菁華 RE 4 2005-07-27 2007-01-17
LAU Kit 劉杰 RE 1 2005-11-10 2007-01-02
LAU Kit 劉杰 RE 4 2005-11-10 2007-01-02
WONG Ying Fun 黃應勳 RE 1 2005-11-02 2006-12-23
WONG Ying Fun 黃應勳 RE 4 2005-11-02 2006-12-23
CHAN Wai Yee 陳慧儀 RE 4 2005-02-25 2006-10-22
SHU Lai Yi 舒麗兒 RE 4 2005-11-21 2006-08-22
HO Ming Wai, Alberta 何明蕙 RE 4 2005-05-24 2006-08-22
WONG Yuk Fong, Noel 黃玉芳 RE 4 2005-06-02 2006-07-31
FREIHEIT Aisling Mary RE 4 2006-05-19 2006-05-25
WEST Kenneth Kirk RE 4 2006-05-16 2006-05-22
SIM James Choon Wen 沈俊文 RE 4 2006-05-16 2006-05-22
WAN Yu Ming, David 尹宇明 RE 4 2004-02-17 2006-05-19
SO Ching Kong, Kevin 蘇正綱 RE 4 2005-06-15 2006-05-16
LEUNG Man Ho, Raymond 梁文豪 RE 4 2005-06-21 2006-05-01
WONG Kwok Wa 王國華 RE 4 2005-08-24 2006-04-13
KONG Ching Wai 江清慧 RE 4 2005-07-27 2006-03-15
WOO John Kwok Kwong 胡國光 RE 1 2005-12-14 2006-03-03
WU Ka Ling 胡嘉玲 RE 4 2005-08-26 2006-02-25
CHEUNG Pak Lun 張伯倫 RE 4 2005-05-03 2006-02-07
AU Soong Chun, Jenny 區崇真 RE 4 2005-12-19 2006-01-07
WONG Sai Kee 黃世基 RE 4 2005-09-13 2006-01-07
JAROS Thomas Antonio RO 4 2004-11-05 2005-12-31
HUNG Hing On 孔慶安 RO 1 2003-04-01 2005-12-22
HUNG Hing On 孔慶安 RO 4 2003-04-01 2005-12-22
CHANDGOTHIA Binay RE 1 2005-10-28 2005-12-12
CHANDGOTHIA Binay RE 4 2005-10-28 2005-12-12
LAU Chee Fung, Daniel 劉智峯 RE 1 2003-04-01 2005-11-12
LAU Chee Fung, Daniel 劉智峯 RE 4 2003-04-01 2005-11-12
SINN Pak Ming, Ringo 冼百明 RE 1 2005-04-15 2005-10-31
SINN Pak Ming, Ringo 冼百明 RE 4 2005-04-15 2005-10-31
SIN Ka Pui 冼嘉佩 RE 4 2005-05-23 2005-10-03
CHIANG Wai Ling, Winnie 蔣慧玲 RE 4 2003-08-13 2005-09-28
LAU Koon Ping, Jaclyn 劉冠屏 RE 4 2004-06-17 2005-06-02
YEUNG Mei Lin 楊美蓮 RE 4 2003-11-04 2005-05-25
WONG Kwok Chun 黃國俊 RE 4 2004-10-15 2005-04-25
TAM Lai Chu 譚麗珠 RE 4 2004-05-28 2005-03-21
LEUNG Kwai Wah, Ronald 梁貴華 RE 4 2003-10-13 2005-03-05
LUK Wing Sze, Linda 陸穎詩 RE 1 2004-03-23 2005-01-21
LUK Wing Sze, Linda 陸穎詩 RE 4 2004-03-23 2005-01-21
HUNG Hing On 孔慶安 RO 9 2003-04-01 2005-01-12
LAU Chee Fung, Daniel 劉智峯 RE 6 2003-04-01 2004-12-08
LAU Chee Fung, Daniel 劉智峯 RE 9 2003-04-01 2004-12-08
FU Ching, Rachel 符清 RE 1 2003-12-10 2004-09-16
KONG Ching Wai 江清慧 RE 1 2003-05-07 2004-08-26
CHAN Ching Charm 陳清杉 RE 1 2003-04-01 2004-08-13
CHAN Ching Charm 陳清杉 RE 4 2003-04-01 2004-08-13
CHAN Ching Charm 陳清杉 RE 6 2003-04-01 2004-08-13
CHAN Ching Charm 陳清杉 RE 9 2003-04-01 2004-08-13
SO Po Man 蘇寶文 RE 1 2003-09-29 2004-06-16
IP Yun Ping 葉潤屏 RE 1 2003-04-01 2004-05-24
IP Yun Ping 葉潤屏 RE 4 2003-04-01 2004-05-24
IP Yun Ping 葉潤屏 RE 6 2003-04-01 2004-05-24
IP Yun Ping 葉潤屏 RE 9 2003-04-01 2004-05-24
HUNG Hing On 孔慶安 RO 6 2003-04-01 2004-03-16
TAM CHEUNG Fung Yi, Viola 譚張鳳儀 RE 1 2003-04-01 2004-02-20
TAM CHEUNG Fung Yi, Viola 譚張鳳儀 RE 4 2003-04-01 2004-02-20
TAM CHEUNG Fung Yi, Viola 譚張鳳儀 RE 6 2003-04-01 2004-02-20
TAM CHEUNG Fung Yi, Viola 譚張鳳儀 RE 9 2003-04-01 2004-02-20
CHEUNG Wai Chuen 張偉銓 RE 1 2003-04-01 2003-09-09
CHEUNG Wai Chuen 張偉銓 RE 4 2003-04-01 2003-09-09
CHEUNG Wai Chuen 張偉銓 RE 6 2003-04-01 2003-09-09
CHEUNG Wai Chuen 張偉銓 RE 9 2003-04-01 2003-09-09
SIMMONDS Ian Timothy RO 1 2003-04-01 2003-07-31
SIMMONDS Ian Timothy RO 4 2003-04-01 2003-07-31
SIMMONDS Ian Timothy RO 6 2003-04-01 2003-07-31
SIMMONDS Ian Timothy RO 9 2003-04-01 2003-07-31
MAK Chun Bond 麥俊邦 RE 1 2003-06-09 2003-07-24
CHAN Wing Yan 陳詠恩 RE 1 2003-04-01 2003-06-13
CHAN Wing Yan 陳詠恩 RE 4 2003-04-01 2003-06-13
CHAN Wing Yan 陳詠恩 RE 6 2003-04-01 2003-06-13
CHAN Wing Yan 陳詠恩 RE 9 2003-04-01 2003-06-13

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