Hong Kong SFC licence institution ABH736, South Ocean Management Limited

These are the licence-holders that were found for SFC licence institution ABH736 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
ABH739 MC CONNELL Richard Esterbrook, Jr RO Advising on Securities 2003-04-01 2005-02-05
ABH739 MC CONNELL Richard Esterbrook, Jr RO Advising on Corporate Finance 2003-04-01 2005-02-05
ABH739 MC CONNELL Richard Esterbrook, Jr RO Asset Management 2003-04-01
ABU046 LAM Yiu Wing 林耀榮 RE Asset Management 2007-04-13 2007-08-31
ADJ799 YAU Sheung Kam 邱湘琴 RE Asset Management 2013-03-12 2016-08-31
ADS542 SCHOFIELD John Cyril Lester RO Asset Management 2005-07-29 2006-01-09
ANF300 TAW Stephen Richard RO Asset Management 2006-06-07
BDH196 YIP Pui Sze 葉佩思 RE Asset Management 2014-05-07
BIQ706 D'SILVA Anthony Hogest RE Asset Management 2016-12-01

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