Hong Kong SFC licence institution ABI116, China Rich Asset Management Limited 中國薈智資產管理有限公司

These are the licence-holders that were found for SFC licence institution ABI116 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAF275 HUNG Hing Wai 孔慶偉 RO Advising on Securities 2008-04-02 2014-05-21
AAF275 HUNG Hing Wai 孔慶偉 RO Asset Management 2008-04-02 2014-05-21
ABZ281 LI Kwok Tung 利國東 RE Advising on Securities 2005-08-08 2006-04-06
ABZ281 LI Kwok Tung 利國東 RO Advising on Securities 2006-04-06 2008-04-01
ABZ281 LI Kwok Tung 利國東 RE Asset Management 2005-08-08 2006-04-06
ABZ281 LI Kwok Tung 利國東 RO Asset Management 2006-04-06 2008-04-01
ACG082 CHAN Pui Man, Kitty 陳蓓敏 RO Advising on Securities 2003-04-01 2006-04-01
ACG082 CHAN Pui Man, Kitty 陳蓓敏 RO Asset Management 2003-04-01 2006-04-01
ACV231 LUM Pak Sum 林柏森 RE Advising on Securities 2004-09-14 2006-03-29
ACV231 LUM Pak Sum 林柏森 RO Advising on Securities 2006-03-29 2009-01-10
ACV231 LUM Pak Sum 林柏森 RE Asset Management 2004-09-14 2004-10-14
ACV231 LUM Pak Sum 林柏森 RO Asset Management 2004-10-14 2009-01-10
ADR743 WONG Kwok Ying 黃國英 RO Advising on Securities 2003-04-01 2005-05-31
ADR743 WONG Kwok Ying 黃國英 RO Asset Management 2003-04-01 2005-05-31
AEI004 YIU Ho Yin 姚浩然 RE Advising on Securities 2005-07-05 2005-07-08
AEI004 YIU Ho Yin 姚浩然 RO Advising on Securities 2005-07-08 2006-04-18
AEI004 YIU Ho Yin 姚浩然 RE Asset Management 2005-08-03 2006-04-18
AFT214 LAM Ting Lok 林庭樂 RO Advising on Securities 2008-11-03 2010-12-22
AFT214 LAM Ting Lok 林庭樂 RE Asset Management 2007-07-17 2008-11-03
AFT214 LAM Ting Lok 林庭樂 RO Asset Management 2008-11-03 2010-12-22
AFV860 LAI Kai Wing 黎啟榮 RE Advising on Securities 2003-04-01 2004-04-28
AFV860 LAI Kai Wing 黎啟榮 RE Asset Management 2003-04-01 2005-05-13
AGG947 CHUI Yin Fong 徐燕芳 RE Advising on Securities 2003-04-01 2004-04-28
AGG947 CHUI Yin Fong 徐燕芳 RE Asset Management 2003-04-01 2005-05-31
AGN732 CHEONG Chan Kei, Ernest 張燦基 RO Asset Management 2011-02-24 2012-02-01
AGS493 LEUNG Ching Wan, Catherine 梁靜筠 RE Asset Management 2003-11-27 2005-06-06
AHW147 LIU Chi Yeung 廖摯洋 RE Advising on Securities 2005-08-18 2006-06-19
AHW147 LIU Chi Yeung 廖摯洋 RE Asset Management 2005-08-18 2006-06-19
ALF235 LAI Wing Wah 黎烈誠 RE Asset Management 2007-08-15 2009-09-07
BAH735 LEUNG Ping Shun 梁秉舜 RO Advising on Securities 2012-11-26 2014-05-21

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