Hong Kong SFC licence institution ABI440, AIM Y.K. Hui Investment Consultants Limited 許沂光投資顧問有限公司

These are the licence-holders that were found for SFC licence institution ABI440 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA823 HUI Yee Kwong 許沂光 RO Advising on Securities 2003-04-01 2011-10-31
AAA823 HUI Yee Kwong 許沂光 RO Advising on Futures Contracts 2003-04-01 2011-10-31
AAA823 HUI Yee Kwong 許沂光 RO Advising on Corporate Finance 2003-04-01 2004-11-03
AAA823 HUI Yee Kwong 許沂光 RO Asset Management 2003-04-01 2011-10-31
ABQ770 POON Pai Sun 潘貝新 RE Advising on Securities 2003-04-01 2004-08-31
ABQ770 POON Pai Sun 潘貝新 RE Advising on Corporate Finance 2003-04-01 2004-08-31
ABQ770 POON Pai Sun 潘貝新 RE Asset Management 2003-04-01 2004-08-31
ABQ771 CHING Yim Har 程焰霞 RE Advising on Securities 2003-04-01 2004-01-17
ABQ771 CHING Yim Har 程焰霞 RE Advising on Corporate Finance 2003-04-01 2003-10-03
ABQ771 CHING Yim Har 程焰霞 RE Asset Management 2003-04-01 2003-10-03
ACD153 HO Kam Por, Simon 何鑑波 RO Advising on Securities 2003-04-01 2004-07-02
ACD153 HO Kam Por, Simon 何鑑波 RO Advising on Futures Contracts 2003-04-01 2004-07-02
ACD153 HO Kam Por, Simon 何鑑波 RO Asset Management 2003-04-01 2003-09-22
ACJ702 TSE Wing Fai 謝榮輝 RO Advising on Securities 2003-04-01 2012-02-29
ACJ702 TSE Wing Fai 謝榮輝 RO Advising on Futures Contracts 2003-04-01 2012-02-29
ACJ702 TSE Wing Fai 謝榮輝 RO Advising on Corporate Finance 2003-04-01 2004-11-03
ACJ702 TSE Wing Fai 謝榮輝 RO Asset Management 2003-04-01 2012-02-29
ACJ705 IP Chun Ho 葉俊豪 RO Advising on Securities 2003-04-01 2012-03-30
ACJ705 IP Chun Ho 葉俊豪 RO Advising on Futures Contracts 2003-04-01 2012-03-30
ACJ705 IP Chun Ho 葉俊豪 RO Advising on Corporate Finance 2003-04-01 2004-11-03
ACJ705 IP Chun Ho 葉俊豪 RO Asset Management 2003-04-01 2012-03-30
ADX119 WONG Yuen Yee, Staphenie 黃婉兒 RE Advising on Securities 2003-04-01 2004-02-18
ADX119 WONG Yuen Yee, Staphenie 黃婉兒 RE Advising on Futures Contracts 2003-04-01 2004-02-18
ADX119 WONG Yuen Yee, Staphenie 黃婉兒 RE Advising on Corporate Finance 2003-04-01 2004-02-18
ADX119 WONG Yuen Yee, Staphenie 黃婉兒 RE Asset Management 2003-04-01 2004-02-18
AEQ988 NG Jun Hing, Raymond 吳駿興 RO Advising on Securities 2003-04-01 2003-12-16
AEQ988 NG Jun Hing, Raymond 吳駿興 RE Advising on Futures Contracts 2003-04-01 2003-12-16
AEQ988 NG Jun Hing, Raymond 吳駿興 RE Asset Management 2003-04-01 2003-12-16
AGT998 FAN Kei Shun, Lester 范基信 RE Advising on Securities 2003-04-01 2007-09-22
AGT998 FAN Kei Shun, Lester 范基信 RE Advising on Futures Contracts 2003-04-01 2007-09-22
AGT998 FAN Kei Shun, Lester 范基信 RE Advising on Corporate Finance 2003-04-01 2004-11-10
AGT998 FAN Kei Shun, Lester 范基信 RE Asset Management 2003-04-01 2007-09-22
AIG538 YIU Ristopher 饒偉樺 RE Advising on Futures Contracts 2003-04-01 2004-02-18
AIG538 YIU Ristopher 饒偉樺 RE Asset Management 2003-04-01 2004-02-18

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