Hong Kong SFC licence institution ABI734, Hong Kong Asset Management Limited 香港資產管理有限公司

These are the licence-holders that were found for SFC licence institution ABI734 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAW718 ARKEY Anthony Alan RO Dealing in Securities 2011-12-21 2013-07-01
AAW718 ARKEY Anthony Alan RO Advising on Securities 2003-04-01 2004-07-20
AAW718 ARKEY Anthony Alan RO Advising on Securities 2005-11-21 2014-03-01
AAW718 ARKEY Anthony Alan RO Advising on Securities 2014-04-04 2014-06-13
AAW718 ARKEY Anthony Alan RO Advising on Corporate Finance 2003-04-01 2004-07-20
AAW718 ARKEY Anthony Alan RO Asset Management 2003-04-01 2014-03-01
AAW718 ARKEY Anthony Alan RO Asset Management 2014-04-04 2014-06-13
ACP433 DONALDSON Nicholas John Not Applicable RE Advising on Securities 2006-04-03 2007-09-10
ACP433 DONALDSON Nicholas John Not Applicable RE Asset Management 2005-06-27 2007-09-10
AEI556 ALI Jamilah RO Dealing in Securities 2011-12-21 2013-07-01
AEI556 ALI Jamilah RO Advising on Securities 2005-11-21 2013-12-13
AEI556 ALI Jamilah RO Asset Management 2004-12-21 2013-12-13
AEK601 WAN Hor Shun, Hetty 溫可巽 RE Advising on Securities 2016-07-15 2017-01-27
AEK601 WAN Hor Shun, Hetty 溫可巽 RE Asset Management 2016-07-15 2017-01-27
AEM238 FONG Ching Man, Jessica 方靜雯 RE Advising on Securities 2006-03-28 2006-07-21
AEM238 FONG Ching Man, Jessica 方靜雯 RE Asset Management 2005-04-20 2006-07-21
AEP882 AU Fung Cheung, Florence 區鳳翔 RE Advising on Securities 2003-04-01 2003-07-30
AEP882 AU Fung Cheung, Florence 區鳳翔 RE Advising on Corporate Finance 2003-04-01 2003-07-30
AEP882 AU Fung Cheung, Florence 區鳳翔 RE Asset Management 2003-04-01 2003-07-30
AEY891 HOPKINS Christopher Paul Frederick RE Advising on Securities 2003-04-01 2004-03-03
AEY891 HOPKINS Christopher Paul Frederick RE Advising on Securities 2006-03-28 2007-09-18
AEY891 HOPKINS Christopher Paul Frederick RE Advising on Corporate Finance 2003-04-01 2004-03-03
AEY891 HOPKINS Christopher Paul Frederick RE Asset Management 2003-04-01 2007-09-18
AFK975 TO Wai Hung, Anson 杜偉雄 RE Dealing in Securities 2017-07-18
AFK975 TO Wai Hung, Anson 杜偉雄 RE Advising on Securities 2017-02-03
AFK975 TO Wai Hung, Anson 杜偉雄 RE Asset Management 2017-02-03
AFT874 NG Lai Man, Carmen 吳麗文 RE Dealing in Securities 2017-02-15
AFT874 NG Lai Man, Carmen 吳麗文 RE Advising on Securities 2014-03-11 2018-05-10
AFT874 NG Lai Man, Carmen 吳麗文 RO Advising on Securities 2018-05-10
AFT874 NG Lai Man, Carmen 吳麗文 RE Asset Management 2014-03-11 2018-05-10
AFT874 NG Lai Man, Carmen 吳麗文 RO Asset Management 2018-05-10
AGN072 PARK-SMITH Stephen Raymond RE Advising on Securities 2003-04-01 2004-04-30
AGN072 PARK-SMITH Stephen Raymond RE Advising on Corporate Finance 2003-04-01 2004-04-30
AGN072 PARK-SMITH Stephen Raymond RE Asset Management 2003-04-01 2004-04-30
AGN072 PARK-SMITH Stephen Raymond RE Asset Management 2004-08-12 2004-10-12
AJD602 KWOK Wai Chi 郭偉志 RE Advising on Securities 2009-05-19 2009-07-01
AJH487 BEVAN Mariea RE Dealing in Securities 2011-12-22 2013-07-01
AJH487 BEVAN Mariea RE Asset Management 2004-01-17 2004-04-27
AQX239 NG Wing Keung 伍永強 RO Dealing in Securities 2017-02-15
AQX239 NG Wing Keung 伍永強 RO Advising on Securities 2014-08-06
AQX239 NG Wing Keung 伍永強 RO Asset Management 2014-08-06
ASU332 WONG Pui Ching, Winnie 黃佩貞 RE Advising on Securities 2009-05-15 2009-07-01
ATO412 YE Feng, Jeff 叶鋒 RE Advising on Securities 2016-03-31 2017-01-20
ATO412 YE Feng, Jeff 叶鋒 RE Asset Management 2016-03-31 2017-01-20
AUT778 YANG Kane RO Dealing in Securities 2017-02-15
AUT778 YANG Kane RO Advising on Securities 2011-11-17
AUT778 YANG Kane RO Asset Management 2011-11-17
AWA163 CHUNG Yin Fong, Idy 鍾燕芳 RE Dealing in Securities 2012-08-20 2013-07-01
AWA163 CHUNG Yin Fong, Idy 鍾燕芳 RE Advising on Securities 2012-08-20 2013-11-22
AWA163 CHUNG Yin Fong, Idy 鍾燕芳 RE Asset Management 2012-08-20 2013-11-22
AZB954 CHAN Kin Pan 陳健斌 RE Advising on Securities 2015-08-28 2015-11-04
AZB954 CHAN Kin Pan 陳健斌 RO Advising on Securities 2015-11-04 2016-11-03
AZB954 CHAN Kin Pan 陳健斌 RE Asset Management 2015-08-28 2016-11-03
BAW827 LEE Yuen Mei 李婉媚 RE Advising on Securities 2016-06-16 2018-03-05
BAW827 LEE Yuen Mei 李婉媚 RE Asset Management 2016-06-16 2018-03-05
BBN267 HO Chun Hung 何振雄 RO Dealing in Securities 2017-02-15
BBN267 HO Chun Hung 何振雄 RE Advising on Securities 2016-05-26 2016-06-28
BBN267 HO Chun Hung 何振雄 RO Advising on Securities 2016-06-28
BBN267 HO Chun Hung 何振雄 RE Asset Management 2016-05-26 2016-06-28
BBN267 HO Chun Hung 何振雄 RO Asset Management 2016-06-28
BBT503 NG Chun Hing 吳振興 RE Dealing in Securities 2017-07-18
BBT503 NG Chun Hing 吳振興 RE Advising on Securities 2016-07-12
BBT503 NG Chun Hing 吳振興 RE Asset Management 2016-07-12
BBX595 LAM Lit Fung 林烈鋒 RE Advising on Securities 2016-02-16
BBX595 LAM Lit Fung 林烈鋒 RE Asset Management 2016-02-16
BDU292 MENZIES Jonathan Henry Paul RE Advising on Securities 2014-08-01 2015-01-06
BDU292 MENZIES Jonathan Henry Paul RE Asset Management 2014-08-01 2015-01-06
BEV529 WONG Man Ho 黃敏豪 RE Advising on Securities 2016-07-27 2016-12-23
BEV529 WONG Man Ho 黃敏豪 RE Asset Management 2016-07-27 2016-12-23
BFM369 LAM Chung Wai, Christopher 林仲煒 RE Advising on Securities 2015-06-15 2016-11-17
BFM369 LAM Chung Wai, Christopher 林仲煒 RE Asset Management 2015-06-15 2016-11-17
BFU199 LEE Chi Chung 李志聰 RE Advising on Securities 2015-11-19 2016-12-23
BFU199 LEE Chi Chung 李志聰 RE Asset Management 2015-08-03 2016-12-23
BGC396 CHIU Hok Chung 招學聰 RE Advising on Securities 2015-11-19 2016-06-17
BGC396 CHIU Hok Chung 招學聰 RE Asset Management 2015-09-24 2016-06-17
BHR662 LEUNG David Lut Yan 梁律仁 RE Advising on Securities 2016-06-22 2016-11-03
BHR662 LEUNG David Lut Yan 梁律仁 RE Asset Management 2016-06-22 2016-11-03
BHT628 FOK Ka Lei 霍嘉莉 RE Advising on Securities 2016-07-08 2016-11-17
BHT628 FOK Ka Lei 霍嘉莉 RE Asset Management 2016-07-08 2016-11-17
BHU631 TANG Chiu Ming, Chris 鄧昭明 RE Advising on Securities 2016-07-15 2017-07-19
BHU631 TANG Chiu Ming, Chris 鄧昭明 RE Asset Management 2016-07-15 2017-07-19
BHX260 CHEUNG Yuk Kwai 張玉桂 RE Advising on Securities 2016-07-27 2018-03-05
BHX260 CHEUNG Yuk Kwai 張玉桂 RE Asset Management 2016-07-27 2018-03-05
BIT798 NG Hon Kei 吳漢基 RE Dealing in Securities 2017-07-18
BIT798 NG Hon Kei 吳漢基 RE Advising on Securities 2016-12-19
BIT798 NG Hon Kei 吳漢基 RE Asset Management 2016-12-19
BIY457 CHAN Yee Wah 陳綺華 RE Advising on Securities 2017-02-22 2018-03-05
BKY242 KIM Min Chul RE Dealing in Securities 2017-09-15
BKY242 KIM Min Chul RE Advising on Securities 2017-09-15
BKY242 KIM Min Chul RE Asset Management 2017-09-15
BLN673 LAM Yun Ching 林潤正 RE Dealing in Securities 2017-11-17
BLN673 LAM Yun Ching 林潤正 RE Advising on Securities 2017-11-17
BLN673 LAM Yun Ching 林潤正 RE Asset Management 2017-11-17

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