Hong Kong SFC licence institution ABK353, CSL Securities Limited 康證有限公司

These are the licence-holders that were found for SFC licence institution ABK353 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA013 MA Mui Chu 馬梅珠 RE Dealing in Securities 2003-04-01 2017-07-15
AAA013 MA Mui Chu 馬梅珠 RE Advising on Securities 2003-04-01 2004-09-22
AAA013 MA Mui Chu 馬梅珠 RE Advising on Corporate Finance 2003-04-01 2004-09-22
AAA013 MA Mui Chu 馬梅珠 RE Asset Management 2003-04-01 2004-09-22
AAA639 CHAN Sze Loon, Alfred 陳思龍 RE Dealing in Securities 2015-12-30
AAA639 CHAN Sze Loon, Alfred 陳思龍 RO Dealing in Securities 2003-04-01 2015-12-30
AAA639 CHAN Sze Loon, Alfred 陳思龍 RO Advising on Securities 2003-04-01 2004-10-05
AAA639 CHAN Sze Loon, Alfred 陳思龍 RO Advising on Corporate Finance 2003-04-01 2004-10-05
AAA639 CHAN Sze Loon, Alfred 陳思龍 RO Asset Management 2003-04-01 2004-10-05
AAA686 TANG Wing Kwun, Sammy 鄧永坤 RE Dealing in Securities 2003-04-01 2007-03-01
AAA686 TANG Wing Kwun, Sammy 鄧永坤 RE Advising on Securities 2003-04-01 2004-09-30
AAA686 TANG Wing Kwun, Sammy 鄧永坤 RE Advising on Corporate Finance 2003-04-01 2004-09-30
AAA686 TANG Wing Kwun, Sammy 鄧永坤 RE Asset Management 2003-04-01 2004-09-30
AAA915 TSE Chiu Kwong 謝潮光 RE Dealing in Securities 2003-04-01 2015-09-12
AAA915 TSE Chiu Kwong 謝潮光 RE Advising on Securities 2003-04-01 2004-09-21
AAA915 TSE Chiu Kwong 謝潮光 RE Advising on Corporate Finance 2003-04-01 2004-09-21
AAA915 TSE Chiu Kwong 謝潮光 RE Asset Management 2003-04-01 2004-09-21
AAB236 WONG Wai Ming 黃偉明 RE Dealing in Securities 2003-04-01 2013-10-01
AAB236 WONG Wai Ming 黃偉明 RE Advising on Securities 2003-04-01 2004-09-21
AAB236 WONG Wai Ming 黃偉明 RE Advising on Corporate Finance 2003-04-01 2004-09-21
AAB236 WONG Wai Ming 黃偉明 RE Asset Management 2003-04-01 2004-09-21
AAB240 KO Kwong Fat 高廣發 RE Dealing in Securities 2004-01-09 2005-04-06
AAB438 MAK Hon Keung 麥漢強 RE Dealing in Securities 2003-04-01 2015-10-02
AAB438 MAK Hon Keung 麥漢強 RE Advising on Securities 2003-04-01 2004-09-30
AAB438 MAK Hon Keung 麥漢強 RE Advising on Corporate Finance 2003-04-01 2004-09-30
AAB438 MAK Hon Keung 麥漢強 RE Asset Management 2003-04-01 2004-09-30
AAB843 CHAN Yat Ming 陳一鳴 RE Dealing in Securities 2004-01-13 2012-12-12
AAC469 CHEUNG Wai Kwok, Gary 張為國 RE Dealing in Securities 2018-06-05 2018-08-03
AAC469 CHEUNG Wai Kwok, Gary 張為國 RO Dealing in Securities 2018-08-03
AAC469 CHEUNG Wai Kwok, Gary 張為國 RE Advising on Securities 2018-06-05 2018-08-03
AAC469 CHEUNG Wai Kwok, Gary 張為國 RO Advising on Securities 2018-08-03
AAC541 MA Chun Ming 馬振明 RE Dealing in Securities 2015-12-02
AAC541 MA Chun Ming 馬振明 RO Dealing in Securities 2003-04-01 2015-12-02
AAC541 MA Chun Ming 馬振明 RO Advising on Securities 2003-04-01 2004-09-22
AAC541 MA Chun Ming 馬振明 RO Advising on Corporate Finance 2003-04-01 2004-09-22
AAC541 MA Chun Ming 馬振明 RO Asset Management 2003-04-01 2004-09-22
AAC542 LAI Tai Wai 黎大威 RE Dealing in Securities 2003-04-01 2009-05-01
AAC542 LAI Tai Wai 黎大威 RE Advising on Securities 2003-04-01 2004-09-22
AAC542 LAI Tai Wai 黎大威 RE Advising on Corporate Finance 2003-04-01 2004-09-22
AAC542 LAI Tai Wai 黎大威 RE Asset Management 2003-04-01 2004-09-22
AAD825 CHAN Kin Fat 陳健發 RE Dealing in Securities 2003-04-01 2003-10-13
AAD825 CHAN Kin Fat 陳健發 RE Advising on Securities 2003-04-01 2003-10-13
AAD825 CHAN Kin Fat 陳健發 RE Advising on Corporate Finance 2003-04-01 2003-10-13
AAD825 CHAN Kin Fat 陳健發 RE Asset Management 2003-04-01 2003-10-13
AAD861 CHENG Kwong, Albert 鄭光 RE Dealing in Securities 2003-04-01 2003-10-13
AAD861 CHENG Kwong, Albert 鄭光 RE Advising on Securities 2003-04-01 2003-10-13
AAD861 CHENG Kwong, Albert 鄭光 RE Advising on Corporate Finance 2003-04-01 2003-10-13
AAD861 CHENG Kwong, Albert 鄭光 RE Asset Management 2003-04-01 2003-10-13
AAE158 WONG Chi Kong 黃志剛 RE Dealing in Securities 2003-04-01 2015-10-16
AAE158 WONG Chi Kong 黃志剛 RE Advising on Securities 2003-04-01 2004-09-21
AAE158 WONG Chi Kong 黃志剛 RE Advising on Corporate Finance 2003-04-01 2004-09-21
AAE158 WONG Chi Kong 黃志剛 RE Asset Management 2003-04-01 2004-09-21
AAE479 YUEN Tsze Yee 阮子予 RE Dealing in Securities 2006-06-08 2018-01-10
AAE479 YUEN Tsze Yee 阮子予 RE Dealing in Securities 2018-07-20
AAG087 NG Wai Leung 吳煒亮 RE Dealing in Securities 2003-04-01 2004-10-18
AAG087 NG Wai Leung 吳煒亮 RE Advising on Securities 2003-04-01 2004-09-22
AAG087 NG Wai Leung 吳煒亮 RE Advising on Corporate Finance 2003-04-01 2004-09-22
AAG087 NG Wai Leung 吳煒亮 RE Asset Management 2003-04-01 2004-09-22
AAH651 TSANG Hin Cheung 曾憲祥 RE Dealing in Securities 2003-04-01 2017-10-01
AAH651 TSANG Hin Cheung 曾憲祥 RE Advising on Securities 2003-04-01 2004-09-21
AAH651 TSANG Hin Cheung 曾憲祥 RE Advising on Corporate Finance 2003-04-01 2004-09-21
AAH651 TSANG Hin Cheung 曾憲祥 RE Asset Management 2003-04-01 2004-09-21
AAJ156 MAK Kwok Fai 麥國輝 RE Dealing in Securities 2003-04-01 2007-12-31
AAJ156 MAK Kwok Fai 麥國輝 RE Advising on Securities 2003-04-01 2004-09-22
AAJ156 MAK Kwok Fai 麥國輝 RE Advising on Corporate Finance 2003-04-01 2004-09-22
AAJ156 MAK Kwok Fai 麥國輝 RE Asset Management 2003-04-01 2004-09-22
AAK401 SHEN Ming Tsu 沈敏志 RE Dealing in Securities 2003-04-01 2006-05-31
AAK401 SHEN Ming Tsu 沈敏志 RE Advising on Securities 2003-04-01 2004-09-21
AAK401 SHEN Ming Tsu 沈敏志 RE Advising on Corporate Finance 2003-04-01 2004-09-21
AAK401 SHEN Ming Tsu 沈敏志 RE Asset Management 2003-04-01 2004-09-21
ABI099 NG Ka Wai, Eric 吳家煒 RE Dealing in Securities 2016-04-13
ABI099 NG Ka Wai, Eric 吳家煒 RO Advising on Securities 2016-07-28
ABN714 LEE Yiu Wing 李耀榮 RE Dealing in Securities 2018-03-06 2018-03-07
ABN714 LEE Yiu Wing 李耀榮 RO Dealing in Securities 2018-03-07
ABN714 LEE Yiu Wing 李耀榮 RE Advising on Securities 2018-05-21
ABQ698 CHAN Hing Wang 陳卿弘 RE Dealing in Securities 2015-10-23
ABQ946 WONG King Hung 黃景紅 RE Dealing in Securities 2003-04-01 2015-10-02
ABQ946 WONG King Hung 黃景紅 RE Advising on Securities 2003-04-01 2004-09-22
ABQ946 WONG King Hung 黃景紅 RE Advising on Corporate Finance 2003-04-01 2004-09-22
ABQ946 WONG King Hung 黃景紅 RE Asset Management 2003-04-01 2004-09-22
ABS467 LUI Tze Fai 呂子輝 RE Dealing in Securities 2003-04-01 2015-02-01
ABS467 LUI Tze Fai 呂子輝 RE Advising on Securities 2003-04-01 2004-09-22
ABS467 LUI Tze Fai 呂子輝 RE Advising on Corporate Finance 2003-04-01 2004-09-22
ABS467 LUI Tze Fai 呂子輝 RE Asset Management 2003-04-01 2004-09-22
ABT078 CHENG Pak Suet 鄭白雪 RE Dealing in Securities 2003-04-01 2016-12-05
ABT078 CHENG Pak Suet 鄭白雪 RE Advising on Securities 2003-04-01 2004-09-22
ABT078 CHENG Pak Suet 鄭白雪 RE Advising on Corporate Finance 2003-04-01 2004-09-22
ABT078 CHENG Pak Suet 鄭白雪 RE Asset Management 2003-04-01 2004-09-22
ABY003 LEUNG Sin Hong, Eric 梁善康 RE Dealing in Securities 2018-06-13
ACA256 WONG Man Sek 黃敏碩 RO Dealing in Securities 2016-04-25
ACA256 WONG Man Sek 黃敏碩 RO Advising on Securities 2016-07-28
ACN428 KWAN Man Leung 關文亮 RE Dealing in Securities 2009-10-08
ACP916 CHENG Yau Lam 鄭幼琳 RE Dealing in Securities 2003-04-01 2015-11-20
ACP916 CHENG Yau Lam 鄭幼琳 RE Advising on Securities 2003-04-01 2004-09-22
ACP916 CHENG Yau Lam 鄭幼琳 RE Advising on Corporate Finance 2003-04-01 2004-09-22
ACP916 CHENG Yau Lam 鄭幼琳 RE Asset Management 2003-04-01 2004-09-22
ADP069 CHU Tat Hoi 朱達凱 RE Dealing in Securities 2016-02-01 2018-03-02
AEB089 LO Yuen Lai 盧婉麗 RE Dealing in Securities 2003-04-01 2012-08-01
AEB089 LO Yuen Lai 盧婉麗 RE Advising on Securities 2003-04-01 2004-09-22
AEB089 LO Yuen Lai 盧婉麗 RE Advising on Corporate Finance 2003-04-01 2004-09-22
AEB089 LO Yuen Lai 盧婉麗 RE Asset Management 2003-04-01 2004-09-22
AEB091 KWAN Yim Chui 關艷翠 RE Dealing in Securities 2003-04-01 2018-09-12
AEB091 KWAN Yim Chui 關艷翠 RE Advising on Securities 2003-04-01 2004-09-22
AEB091 KWAN Yim Chui 關艷翠 RE Advising on Corporate Finance 2003-04-01 2004-09-22
AEB091 KWAN Yim Chui 關艷翠 RE Asset Management 2003-04-01 2004-09-22
AEB571 LO Po King 盧寶琼 RE Dealing in Securities 2003-04-01 2018-07-31
AEB571 LO Po King 盧寶琼 RE Advising on Securities 2003-04-01 2004-09-22
AEB571 LO Po King 盧寶琼 RE Advising on Corporate Finance 2003-04-01 2004-09-22
AEB571 LO Po King 盧寶琼 RE Asset Management 2003-04-01 2004-09-22
AEE254 LAW Chin Hung, Tommy 羅展鴻 RE Dealing in Securities 2003-04-01 2009-08-31
AEE254 LAW Chin Hung, Tommy 羅展鴻 RE Advising on Securities 2003-04-01 2004-09-22
AEE254 LAW Chin Hung, Tommy 羅展鴻 RE Advising on Corporate Finance 2003-04-01 2004-09-22
AEE254 LAW Chin Hung, Tommy 羅展鴻 RE Asset Management 2003-04-01 2004-09-22
AEI742 CHUNG Chi Yip 鍾志業 RE Dealing in Securities 2005-04-12 2014-11-15
AEJ432 HUI Chi Ho 許志浩 RE Dealing in Securities 2003-04-01 2009-08-01
AEJ432 HUI Chi Ho 許志浩 RE Advising on Securities 2003-04-01 2004-09-22
AEJ432 HUI Chi Ho 許志浩 RE Advising on Corporate Finance 2003-04-01 2004-09-22
AEJ432 HUI Chi Ho 許志浩 RE Asset Management 2003-04-01 2004-09-22
AEM229 KWAN Hung Kay 關鴻基 RE Dealing in Securities 2003-04-01 2005-09-15
AEM229 KWAN Hung Kay 關鴻基 RE Advising on Securities 2003-04-01 2004-09-22
AEM229 KWAN Hung Kay 關鴻基 RE Advising on Corporate Finance 2003-04-01 2004-09-22
AEM229 KWAN Hung Kay 關鴻基 RE Asset Management 2003-04-01 2004-09-22
AEY116 WONG Yuk Ming 王玉明 RE Dealing in Securities 2010-11-09 2011-05-18
AFB457 CHOW Wai Lam 周偉霖 RE Dealing in Securities 2003-04-01
AFB457 CHOW Wai Lam 周偉霖 RE Advising on Securities 2003-04-01 2004-09-22
AFB457 CHOW Wai Lam 周偉霖 RE Advising on Corporate Finance 2003-04-01 2004-09-22
AFB457 CHOW Wai Lam 周偉霖 RE Asset Management 2003-04-01 2004-09-22
AFE383 CHAN Ching Hong 陳正康 RE Dealing in Securities 2003-04-01 2007-02-28
AFE383 CHAN Ching Hong 陳正康 RE Advising on Securities 2003-04-01 2004-09-22
AFE383 CHAN Ching Hong 陳正康 RE Advising on Corporate Finance 2003-04-01 2004-09-22
AFE383 CHAN Ching Hong 陳正康 RE Asset Management 2003-04-01 2004-09-22
AFE385 LEUNG Ka Chung 梁家驄 RE Dealing in Securities 2003-04-01 2009-08-01
AFE385 LEUNG Ka Chung 梁家驄 RE Advising on Securities 2003-04-01 2004-09-22
AFE385 LEUNG Ka Chung 梁家驄 RE Advising on Corporate Finance 2003-04-01 2004-09-22
AFE385 LEUNG Ka Chung 梁家驄 RE Asset Management 2003-04-01 2004-09-22
AFR830 TAM Leong Wang 譚亮宏 RE Dealing in Securities 2003-04-01 2007-12-01
AFR830 TAM Leong Wang 譚亮宏 RE Advising on Securities 2003-04-01 2004-09-22
AFR830 TAM Leong Wang 譚亮宏 RE Advising on Corporate Finance 2003-04-01 2004-09-22
AFR830 TAM Leong Wang 譚亮宏 RE Asset Management 2003-04-01 2004-09-22
AFT493 HON Siu Hong 韓紹康 RE Dealing in Securities 2003-04-01 2015-04-08
AFT493 HON Siu Hong 韓紹康 RO Dealing in Securities 2015-04-08 2018-01-06
AFT493 HON Siu Hong 韓紹康 RE Advising on Securities 2003-04-01 2004-09-22
AFT493 HON Siu Hong 韓紹康 RE Advising on Corporate Finance 2003-04-01 2004-09-22
AFT493 HON Siu Hong 韓紹康 RE Asset Management 2003-04-01 2004-09-22
AFT913 LAM Chi Yung, Paul 林智勇 RE Dealing in Securities 2015-10-19 2015-10-27
AFT913 LAM Chi Yung, Paul 林智勇 RO Dealing in Securities 2015-10-27 2018-01-06
AFU131 MAK Yiu Hung 麥耀洪 RE Dealing in Securities 2003-04-01 2003-08-01
AFU131 MAK Yiu Hung 麥耀洪 RE Advising on Securities 2003-04-01 2003-08-01
AFU131 MAK Yiu Hung 麥耀洪 RE Advising on Corporate Finance 2003-04-01 2003-08-01
AFU131 MAK Yiu Hung 麥耀洪 RE Asset Management 2003-04-01 2003-08-01
AFU465 NG Wai Ling 吳慧玲 RE Dealing in Securities 2003-04-01
AFU465 NG Wai Ling 吳慧玲 RE Advising on Securities 2003-04-01 2004-09-22
AFU465 NG Wai Ling 吳慧玲 RE Advising on Corporate Finance 2003-04-01 2004-09-22
AFU465 NG Wai Ling 吳慧玲 RE Asset Management 2003-04-01 2004-09-22
AGD510 LAI Kit Man 賴潔雯 RE Dealing in Securities 2003-12-31 2016-11-01
AGK990 CHIU Wai Yan 趙偉恩 RE Dealing in Securities 2003-04-01 2018-02-14
AGK990 CHIU Wai Yan 趙偉恩 RE Advising on Securities 2003-04-01 2004-09-22
AGK990 CHIU Wai Yan 趙偉恩 RE Advising on Corporate Finance 2003-04-01 2004-09-22
AGK990 CHIU Wai Yan 趙偉恩 RE Asset Management 2003-04-01 2004-09-22
ALQ829 CHEN Haoyun 陳浩雲 RE Dealing in Securities 2005-02-22 2009-08-01
AMK299 YIP Chak Hang 葉澤恒 RE Dealing in Securities 2015-12-16 2018-04-06
AMK299 YIP Chak Hang 葉澤恒 RE Advising on Securities 2016-08-22 2018-04-06
AMN793 TO Tsz Kin 陶子健 RE Dealing in Securities 2005-11-25 2016-02-29
AMV091 HO Yuen Ming Randa 何婉明 RE Dealing in Securities 2006-01-13 2015-04-16
AMV091 HO Yuen Ming Randa 何婉明 RE Dealing in Securities 2015-06-15
ANJ697 CHOI Wai Ping 蔡衛兵 RE Dealing in Securities 2006-06-27 2018-01-10
ANR915 LI Kam Ming 李錦明 RE Dealing in Securities 2015-12-07 2018-05-04
ANR915 LI Kam Ming 李錦明 RE Advising on Securities 2016-08-22 2018-05-04
ANX688 LIN Ching Yin 林澄賢 RE Dealing in Securities 2018-01-29 2018-05-01
AOA404 LO Wai Kin, Kent 羅偉健 RE Dealing in Securities 2016-01-21 2018-01-06
AVD349 YAU Chi Hang 邱志行 RE Dealing in Securities 2010-07-02 2015-12-30
AVE810 TAM Kai Yi, Kelly 譚啟兒 RE Dealing in Securities 2017-10-20 2017-12-30
AXC970 KWAN Ka Wai 關家威 RE Dealing in Securities 2018-04-11
AZY531 LI Man Kit 李文傑 RE Dealing in Securities 2018-06-11
AZY531 LI Man Kit 李文傑 RE Advising on Securities 2018-06-11
BAX676 SZE Man Chuen 施汶佑 RE Dealing in Securities 2018-03-19
BEG512 LAU Hoi Lung 劉海龍 RE Dealing in Securities 2016-10-18 2017-09-09
BGW995 LEUNG Wai Pong 梁偉邦 RE Advising on Securities 2016-08-22 2017-08-17
BHW803 NG Ki Fung, Donald 伍其峰 RE Dealing in Securities 2018-07-23
BHW803 NG Ki Fung, Donald 伍其峰 RE Advising on Securities 2018-07-23
BIT644 CHU Man Ki 朱曼淇 RE Advising on Securities 2016-12-22 2018-08-08
BMT394 CHEUNG Ka Fai Akira 張嘉暉 RE Dealing in Securities 2018-04-16

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