Hong Kong SFC licence institution ABL861, Ying Wah Securities Company Limited 英華證券有限公司

These are the licence-holders that were found for SFC licence institution ABL861 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA330 NG Shing Mo 吳繩武 RO Dealing in Securities 2003-04-01 2005-03-28
AAA330 NG Shing Mo 吳繩武 RO Dealing in Securities 2005-10-28 2006-03-01
AAA330 NG Shing Mo 吳繩武 RO Advising on Securities 2003-04-01 2005-01-10
AAA330 NG Shing Mo 吳繩武 RO Advising on Corporate Finance 2003-04-01 2005-01-10
AAA330 NG Shing Mo 吳繩武 RO Asset Management 2003-04-01 2005-01-10
AAA334 WONG Chi Kuen 黃志權 RO Dealing in Securities 2003-04-01
AAA334 WONG Chi Kuen 黃志權 RO Advising on Securities 2003-04-01 2005-01-10
AAA334 WONG Chi Kuen 黃志權 RO Advising on Corporate Finance 2003-04-01 2005-01-10
AAA334 WONG Chi Kuen 黃志權 RO Asset Management 2003-04-01 2005-01-10
AAA339 YIP Chi Wah 葉志華 RE Dealing in Securities 2003-04-01 2005-12-17
AAA339 YIP Chi Wah 葉志華 RE Advising on Securities 2003-04-01 2005-01-28
AAA339 YIP Chi Wah 葉志華 RE Advising on Corporate Finance 2003-04-01 2005-01-28
AAA339 YIP Chi Wah 葉志華 RE Asset Management 2003-04-01 2005-01-28
AAE088 MAK Chung Kai 麥仲楷 RE Dealing in Securities 2003-07-24
AAE088 MAK Chung Kai 麥仲楷 RE Advising on Securities 2003-07-24 2005-03-29
AAH936 HO Shuk Chun, Alice 何淑珍 RE Dealing in Securities 2003-04-01
AAH936 HO Shuk Chun, Alice 何淑珍 RE Advising on Securities 2003-04-01 2005-01-28
AAH936 HO Shuk Chun, Alice 何淑珍 RE Advising on Corporate Finance 2003-04-01 2005-01-28
AAH936 HO Shuk Chun, Alice 何淑珍 RE Asset Management 2003-04-01 2005-01-28
AAV172 TSUI Kam Wai, Wicky 徐錦威 RE Dealing in Securities 2003-04-08 2010-05-18
AAV172 TSUI Kam Wai, Wicky 徐錦威 RO Dealing in Securities 2010-05-18
AAV172 TSUI Kam Wai, Wicky 徐錦威 RE Advising on Securities 2003-04-08 2005-03-29
AAV172 TSUI Kam Wai, Wicky 徐錦威 RE Advising on Corporate Finance 2003-04-08 2005-03-29
AAV172 TSUI Kam Wai, Wicky 徐錦威 RE Asset Management 2003-04-08 2005-03-29
ABG684 MAK Ying Sing 麥營城 RE Dealing in Securities 2003-04-01
ABG684 MAK Ying Sing 麥營城 RE Advising on Securities 2003-04-01 2005-01-28
ABG684 MAK Ying Sing 麥營城 RE Advising on Corporate Finance 2003-04-01 2005-01-28
ABG684 MAK Ying Sing 麥營城 RE Asset Management 2003-04-01 2005-01-28
AFN397 KAN Yiu Kwok 簡耀國 RO Dealing in Securities 2017-10-25
AFU838 TAM Kin Hung 譚劍熊 RE Dealing in Securities 2003-04-01
AFU838 TAM Kin Hung 譚劍熊 RE Advising on Securities 2003-04-01 2005-01-28
AFU838 TAM Kin Hung 譚劍熊 RE Advising on Corporate Finance 2003-04-01 2005-01-28
AFU838 TAM Kin Hung 譚劍熊 RE Asset Management 2003-04-01 2005-01-28
AFW099 LEE Kai Hang, Miranda 李偕行 RE Dealing in Securities 2003-04-01 2005-05-24
AFW099 LEE Kai Hang, Miranda 李偕行 RO Dealing in Securities 2005-05-24
AFW099 LEE Kai Hang, Miranda 李偕行 RE Advising on Securities 2003-04-01 2005-01-18
AFW099 LEE Kai Hang, Miranda 李偕行 RE Advising on Corporate Finance 2003-04-01 2005-01-18
AFW099 LEE Kai Hang, Miranda 李偕行 RE Asset Management 2003-04-01 2005-01-18
AGH367 WONG Wang Mau Wilson 王宏懋 RE Dealing in Securities 2006-11-02 2007-03-29
AGH367 WONG Wang Mau Wilson 王宏懋 RE Dealing in Securities 2009-10-02
AGN021 WONG Shuk Yee 黃淑怡 RE Dealing in Securities 2003-04-01
AGN021 WONG Shuk Yee 黃淑怡 RE Advising on Securities 2003-04-01 2005-01-28
AGN021 WONG Shuk Yee 黃淑怡 RE Advising on Corporate Finance 2003-04-01 2005-01-28
AGN021 WONG Shuk Yee 黃淑怡 RE Asset Management 2003-04-01 2005-01-28
APH891 CHAN Kin Wah 陳健華 RE Dealing in Securities 2007-08-01 2009-02-16
BGY374 LIU Ken Wing Kin 廖永鍵 RE Dealing in Securities 2016-04-01

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