Hong Kong SFC licence institution ABL983, Goldride Securities Limited 金旭證券有限公司

These are the licence-holders that were found for SFC licence institution ABL983 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAH766 WONG Yin Fun 黃燕芬 RE Dealing in Securities 2003-04-01 2007-01-31
AAH766 WONG Yin Fun 黃燕芬 RE Dealing in Securities 2007-08-01 2008-10-08
AAH766 WONG Yin Fun 黃燕芬 RE Dealing in Securities 2009-06-15
AAH766 WONG Yin Fun 黃燕芬 RO Dealing in Securities 2008-10-08 2009-06-15
AAH766 WONG Yin Fun 黃燕芬 RE Advising on Securities 2003-04-01 2004-04-14
AAH766 WONG Yin Fun 黃燕芬 RE Advising on Corporate Finance 2003-04-01 2004-04-14
AAH766 WONG Yin Fun 黃燕芬 RE Providing Automated Trading Services 2003-04-01 2004-04-14
AAH766 WONG Yin Fun 黃燕芬 RE Asset Management 2003-04-01 2004-04-14
AAV397 ESPINA Anthony 艾秉禮 RO Dealing in Securities 2003-04-01
AAV397 ESPINA Anthony 艾秉禮 RO Advising on Securities 2003-04-01 2004-07-21
AAV397 ESPINA Anthony 艾秉禮 RO Advising on Corporate Finance 2003-04-01 2004-07-21
AAV397 ESPINA Anthony 艾秉禮 RO Providing Automated Trading Services 2003-04-01 2004-07-21
AAV397 ESPINA Anthony 艾秉禮 RO Asset Management 2003-04-01 2004-07-21
ABS401 CHOW Yan Kin 周欣鍵 RE Dealing in Securities 2003-04-01 2007-07-31
ABS401 CHOW Yan Kin 周欣鍵 RE Advising on Securities 2003-04-01 2004-04-14
ABS401 CHOW Yan Kin 周欣鍵 RE Advising on Corporate Finance 2003-04-01 2004-04-14
ABS401 CHOW Yan Kin 周欣鍵 RE Providing Automated Trading Services 2003-04-01 2004-04-14
ABS401 CHOW Yan Kin 周欣鍵 RE Asset Management 2003-04-01 2004-04-14
ABY402 KOO Ka Lai 古嘉麗 RO Dealing in Securities 2003-04-01 2004-09-03
ABY402 KOO Ka Lai 古嘉麗 RO Providing Automated Trading Services 2003-04-01 2004-07-21
AEY427 HUNG Man Ying, Lonlie 洪文英 RE Dealing in Securities 2003-04-01 2008-10-08
AEY427 HUNG Man Ying, Lonlie 洪文英 RO Dealing in Securities 2008-10-08
AEY427 HUNG Man Ying, Lonlie 洪文英 RE Advising on Securities 2003-04-01 2004-04-14
AEY427 HUNG Man Ying, Lonlie 洪文英 RE Advising on Corporate Finance 2003-04-01 2004-04-14
AEY427 HUNG Man Ying, Lonlie 洪文英 RE Providing Automated Trading Services 2003-04-01 2004-04-14
AEY427 HUNG Man Ying, Lonlie 洪文英 RE Asset Management 2003-04-01 2004-04-14
AEY428 CHAU Wa 周華 RE Dealing in Securities 2003-04-01 2004-08-24
AEY428 CHAU Wa 周華 RO Dealing in Securities 2004-08-24 2008-09-30
AEY428 CHAU Wa 周華 RE Advising on Securities 2003-04-01 2004-04-14
AEY428 CHAU Wa 周華 RE Advising on Corporate Finance 2003-04-01 2004-04-14
AEY428 CHAU Wa 周華 RE Providing Automated Trading Services 2003-04-01 2004-04-14
AEY428 CHAU Wa 周華 RE Asset Management 2003-04-01 2004-04-14
AGG942 CHU Tak Long 朱德朗 RE Dealing in Securities 2003-04-01 2007-10-30
AGG942 CHU Tak Long 朱德朗 RE Dealing in Securities 2011-05-18 2016-12-31
AGG942 CHU Tak Long 朱德朗 RE Advising on Securities 2003-04-01 2004-04-14
AGG942 CHU Tak Long 朱德朗 RE Advising on Corporate Finance 2003-04-01 2004-04-14
AGG942 CHU Tak Long 朱德朗 RE Providing Automated Trading Services 2003-04-01 2004-04-14
AGG942 CHU Tak Long 朱德朗 RE Asset Management 2003-04-01 2004-04-14
AGK551 LAI Siu Yuk 黎笑玉 RE Dealing in Securities 2003-04-01
AGK551 LAI Siu Yuk 黎笑玉 RE Advising on Securities 2003-04-01 2004-04-14
AGK551 LAI Siu Yuk 黎笑玉 RE Advising on Corporate Finance 2003-04-01 2004-04-14
AGK551 LAI Siu Yuk 黎笑玉 RE Providing Automated Trading Services 2003-04-01 2004-04-14
AGK551 LAI Siu Yuk 黎笑玉 RE Asset Management 2003-04-01 2004-04-14
AON778 FUNG Pui Hang 馮珮珩 RE Dealing in Securities 2007-03-21
ARR379 SHARMA Ankur RE Dealing in Securities 2008-11-17 2009-12-31
ATS486 ARORA Divya RE Dealing in Securities 2009-10-09 2009-12-31
AUM913 LI Qi 李琪 RE Dealing in Securities 2010-02-26 2010-05-20
AWZ409 WONG Tze Kiu 黃紫喬 RE Dealing in Securities 2011-04-19 2016-12-31

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