Hong Kong SFC licence institution ABM371, Citigroup Global Markets Hong Kong Futures and Securities Limited

These are the licence-holders that were found for SFC licence institution ABM371 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA192 TAM Wing Him, Michael 譚永謙 RE Dealing in Securities 2009-03-04 2013-08-31
AAA192 TAM Wing Him, Michael 譚永謙 RE Dealing in Futures Contracts 2009-03-04 2013-08-31
AAA626 MA Kai Chung 馬啟中 RE Dealing in Securities 2009-03-02 2011-11-30
AAA626 MA Kai Chung 馬啟中 RE Dealing in Futures Contracts 2009-03-02 2011-11-30
AAB457 CHIANG Hok Yuen 蔣學源 RE Dealing in Securities 2003-10-17 2005-05-24
AAB457 CHIANG Hok Yuen 蔣學源 RO Dealing in Securities 2005-05-24 2013-08-31
AAB537 CHENG Kai Ming, Charles 鄭啟明 RE Dealing in Securities 2003-10-16 2011-10-06
AAB930 FAURE Adrian Hendrik 霍哲仁 RO Dealing in Securities 2009-11-03 2013-06-01
AAB930 FAURE Adrian Hendrik 霍哲仁 RE Dealing in Futures Contracts 2009-11-03 2013-06-01
AAC315 LEE Sheung Chau 李湘舟 RE Dealing in Futures Contracts 2003-04-01 2007-08-06
AAC315 LEE Sheung Chau 李湘舟 RE Advising on Futures Contracts 2003-04-01 2003-10-13
AAC315 LEE Sheung Chau 李湘舟 RE Asset Management 2003-04-01 2003-10-13
AAC858 SO Wai Sang 蘇偉生 RO Dealing in Securities 2003-10-15 2008-07-12
AAC858 SO Wai Sang 蘇偉生 RO Dealing in Futures Contracts 2003-04-01 2008-07-12
AAC858 SO Wai Sang 蘇偉生 RO Advising on Futures Contracts 2003-04-01 2003-10-08
AAC858 SO Wai Sang 蘇偉生 RO Asset Management 2003-04-01 2003-10-08
AAC909 LAU Kam Fong, Vera 劉錦芳 RE Dealing in Securities 2003-10-17 2011-04-29
AAC909 LAU Kam Fong, Vera 劉錦芳 RE Dealing in Futures Contracts 2009-11-20 2011-04-29
AAC933 HORNE Chuen Sum 韓寸心 RE Dealing in Securities 2003-10-16 2004-05-10
AAC933 HORNE Chuen Sum 韓寸心 RE Dealing in Futures Contracts 2003-04-01 2004-05-10
AAC933 HORNE Chuen Sum 韓寸心 RE Advising on Futures Contracts 2003-04-01 2003-10-13
AAC933 HORNE Chuen Sum 韓寸心 RE Asset Management 2003-04-01 2003-10-13
AAC936 CHIU Suk Yue 趙淑如 RE Dealing in Securities 2003-10-17 2011-04-29
AAC936 CHIU Suk Yue 趙淑如 RE Dealing in Futures Contracts 2009-11-20 2011-04-29
AAC954 CHEUNG Tin Chung, James 張天寵 RE Dealing in Securities 2003-10-17 2013-08-31
AAC954 CHEUNG Tin Chung, James 張天寵 RE Dealing in Futures Contracts 2003-04-01 2013-08-31
AAC954 CHEUNG Tin Chung, James 張天寵 RE Advising on Futures Contracts 2003-04-01 2003-10-13
AAC954 CHEUNG Tin Chung, James 張天寵 RE Asset Management 2003-04-01 2003-10-13
AAE127 CHOY Chang Ming 蔡燦明 RE Dealing in Securities 2003-10-16 2007-04-30
AAE127 CHOY Chang Ming 蔡燦明 RE Dealing in Futures Contracts 2003-10-16 2007-04-30
AAE127 CHOY Chang Ming 蔡燦明 RO Dealing in Futures Contracts 2003-04-01 2003-10-16
AAE127 CHOY Chang Ming 蔡燦明 RO Advising on Futures Contracts 2003-04-01 2003-10-13
AAE127 CHOY Chang Ming 蔡燦明 RO Asset Management 2003-04-01 2003-10-13
AAE841 FUNG Connie Posin 馮寶仙 RE Dealing in Securities 2003-10-16 2011-04-29
AAE841 FUNG Connie Posin 馮寶仙 RE Dealing in Futures Contracts 2003-04-01 2011-04-29
AAE841 FUNG Connie Posin 馮寶仙 RE Advising on Futures Contracts 2003-04-01 2003-10-13
AAE841 FUNG Connie Posin 馮寶仙 RE Asset Management 2003-04-01 2003-10-13
AAE906 MOK Ka Hi, John 莫家熙 RE Dealing in Securities 2003-10-16 2013-08-31
AAE906 MOK Ka Hi, John 莫家熙 RE Dealing in Futures Contracts 2003-04-01 2013-08-31
AAE906 MOK Ka Hi, John 莫家熙 RE Advising on Futures Contracts 2003-04-01 2003-10-13
AAE906 MOK Ka Hi, John 莫家熙 RE Asset Management 2003-04-01 2003-10-13
AAE938 LEE Wai Keung, Sam 李惠強 RE Dealing in Securities 2003-10-16 2010-10-15
AAE938 LEE Wai Keung, Sam 李惠強 RE Dealing in Futures Contracts 2003-04-01 2010-10-15
AAE938 LEE Wai Keung, Sam 李惠強 RE Advising on Futures Contracts 2003-04-01 2003-10-13
AAE938 LEE Wai Keung, Sam 李惠強 RE Asset Management 2003-04-01 2003-10-13
AAI093 SHING Kung Yu, Gary 成公儒 RE Dealing in Securities 2003-10-17 2008-11-20
AAI335 CHANG Bernard 張啟煒 RE Dealing in Securities 2003-10-16 2013-08-31
AAI335 CHANG Bernard 張啟煒 RE Dealing in Futures Contracts 2003-04-01 2013-08-31
AAI335 CHANG Bernard 張啟煒 RE Advising on Futures Contracts 2003-04-01 2003-10-13
AAI335 CHANG Bernard 張啟煒 RE Asset Management 2003-04-01 2003-10-13
AAK431 TANG Wing Yiu, Robert 鄧榮耀 RE Dealing in Securities 2009-08-28 2013-08-31
AAK431 TANG Wing Yiu, Robert 鄧榮耀 RE Dealing in Futures Contracts 2009-08-28 2013-08-31
AAU297 CHENG Siu Chung 鄭少忠 RE Dealing in Securities 2008-06-24 2009-07-10
AAU297 CHENG Siu Chung 鄭少忠 RE Dealing in Futures Contracts 2008-06-24 2009-07-10
AAV545 CHAN Chui Fun 陳翠歡 RE Dealing in Securities 2009-02-05 2013-08-31
AAV545 CHAN Chui Fun 陳翠歡 RE Dealing in Futures Contracts 2009-02-05 2013-08-31
AAV594 CHAN Chiu Kai, Judy 陳超琪 RE Dealing in Securities 2009-01-23 2013-08-31
AAV594 CHAN Chiu Kai, Judy 陳超琪 RE Dealing in Futures Contracts 2009-01-23 2013-08-31
AAV864 WONG Sek Ming, Paul 黃錫明 RE Dealing in Securities 2003-10-17 2004-02-23
AAX447 O'SULLIVAN Ian James RE Dealing in Securities 2004-12-13 2008-09-01
AAX447 O'SULLIVAN Ian James RE Dealing in Securities 2011-09-01 2013-08-31
AAX447 O'SULLIVAN Ian James RE Dealing in Futures Contracts 2004-12-13 2008-09-01
AAX447 O'SULLIVAN Ian James RE Dealing in Futures Contracts 2011-09-01 2013-08-31
AAY606 WONG Wai Han, Jill 黃慧嫻 RE Dealing in Securities 2004-04-30 2007-09-24
AAY606 WONG Wai Han, Jill 黃慧嫻 RE Dealing in Futures Contracts 2004-04-30 2007-09-24
AAY703 SADHWANI Ramesh Kumar Chuharmal RE Dealing in Securities 2003-10-16 2009-02-16
AAY703 SADHWANI Ramesh Kumar Chuharmal RE Dealing in Futures Contracts 2003-04-01 2009-02-16
AAY703 SADHWANI Ramesh Kumar Chuharmal RE Advising on Futures Contracts 2003-04-01 2003-10-13
AAY703 SADHWANI Ramesh Kumar Chuharmal RE Asset Management 2003-04-01 2003-10-13
ABB625 CHAN Kar Yue, Mark 陳嘉裕 RE Dealing in Futures Contracts 2006-04-18 2007-06-22
ABB808 MORRISON Allister George RE Dealing in Securities 2010-06-09 2012-01-31
ABF697 CHAN Hon Mei, Norma 陳翰媺 RE Dealing in Securities 2009-01-30 2013-08-31
ABF697 CHAN Hon Mei, Norma 陳翰媺 RE Dealing in Futures Contracts 2009-01-30 2013-08-31
ABF873 SIOU Suk Yi, Eva 蕭淑儀 RE Dealing in Securities 2003-10-17 2013-08-31
ABF873 SIOU Suk Yi, Eva 蕭淑儀 RE Dealing in Futures Contracts 2003-04-01 2013-08-31
ABF873 SIOU Suk Yi, Eva 蕭淑儀 RE Advising on Futures Contracts 2003-04-01 2003-10-10
ABF873 SIOU Suk Yi, Eva 蕭淑儀 RE Asset Management 2003-04-01 2003-10-10
ABH707 LOO Yim Sheung, Louisa 盧艷嫦 RE Dealing in Securities 2009-02-05 2012-12-14
ABH707 LOO Yim Sheung, Louisa 盧艷嫦 RE Dealing in Futures Contracts 2009-02-05 2012-12-14
ABH952 LO Ka Hung 羅家雄 RE Dealing in Securities 2003-10-16 2005-03-15
ABH952 LO Ka Hung 羅家雄 RE Dealing in Securities 2006-06-01 2011-10-13
ABH952 LO Ka Hung 羅家雄 RE Dealing in Futures Contracts 2003-04-01 2005-03-15
ABH952 LO Ka Hung 羅家雄 RE Dealing in Futures Contracts 2006-06-01 2011-10-13
ABH952 LO Ka Hung 羅家雄 RE Advising on Futures Contracts 2003-04-01 2003-10-13
ABH952 LO Ka Hung 羅家雄 RE Asset Management 2003-04-01 2003-10-13
ABL716 NG Kong Ping, Albert 吳港平 RE Dealing in Securities 2006-04-26 2007-03-30
ABL783 WOO Rebecca Heng-yun 吳恆恩 RE Dealing in Securities 2005-07-18 2013-08-31
ABN073 KENNEDY Justin 甘迺迪 RO Dealing in Futures Contracts 2003-04-01 2009-10-14
ABN073 KENNEDY Justin 甘迺迪 RO Advising on Futures Contracts 2003-04-01 2003-10-08
ABN073 KENNEDY Justin 甘迺迪 RO Asset Management 2003-04-01 2003-10-08
ABN508 TSE Pui Yun 謝佩欣 RE Dealing in Securities 2009-01-30 2013-08-31
ABN508 TSE Pui Yun 謝佩欣 RE Dealing in Futures Contracts 2009-01-30 2013-08-31
ABN664 CHAN Yee Tong Margaret 陳懿彤 RE Dealing in Futures Contracts 2003-04-01 2011-11-28
ABN664 CHAN Yee Tong Margaret 陳懿彤 RE Advising on Futures Contracts 2003-04-01 2003-10-13
ABN664 CHAN Yee Tong Margaret 陳懿彤 RE Asset Management 2003-04-01 2003-10-13
ABO128 CHAN Che Kan 陳自勤 RE Dealing in Securities 2011-02-15 2012-05-21
ABO128 CHAN Che Kan 陳自勤 RE Dealing in Futures Contracts 2011-02-15 2012-05-21
ABR628 CHING Sick Lun, Wallace 程識麟 RE Dealing in Securities 2009-07-22 2011-04-06
ABR628 CHING Sick Lun, Wallace 程識麟 RE Dealing in Futures Contracts 2009-07-22 2011-04-06
ABR709 YUEN Ming Fai 袁銘輝 RE Dealing in Securities 2011-08-22 2011-11-30
ABR709 YUEN Ming Fai 袁銘輝 RE Dealing in Futures Contracts 2011-08-22 2011-11-30
ABS158 SHIH Chia Cheong 石家祥 RE Dealing in Securities 2003-10-17 2009-09-30
ABS158 SHIH Chia Cheong 石家祥 RE Dealing in Futures Contracts 2003-04-01 2009-09-30
ABS158 SHIH Chia Cheong 石家祥 RE Advising on Futures Contracts 2003-04-01 2003-10-10
ABS158 SHIH Chia Cheong 石家祥 RE Asset Management 2003-04-01 2003-10-10
ABS469 LI Weiqiang 李偉強 RE Dealing in Securities 2003-10-16 2005-02-23
ABS469 LI Weiqiang 李偉強 RE Dealing in Futures Contracts 2003-04-01 2005-02-23
ABS469 LI Weiqiang 李偉強 RE Advising on Futures Contracts 2003-04-01 2003-10-10
ABS469 LI Weiqiang 李偉強 RE Asset Management 2003-04-01 2003-10-10
ABS673 LAM Shung Yau, Andy 林崇有 RE Dealing in Futures Contracts 2003-04-01 2013-08-31
ABS673 LAM Shung Yau, Andy 林崇有 RE Advising on Futures Contracts 2003-04-01 2003-10-13
ABS673 LAM Shung Yau, Andy 林崇有 RE Asset Management 2003-04-01 2003-10-13
ABT235 WONG Lung Man, Antonio 黃隆民 RE Dealing in Securities 2003-10-17 2013-08-31
ABT235 WONG Lung Man, Antonio 黃隆民 RE Dealing in Futures Contracts 2003-04-01 2013-08-31
ABT235 WONG Lung Man, Antonio 黃隆民 RE Advising on Futures Contracts 2003-04-01 2003-10-13
ABT235 WONG Lung Man, Antonio 黃隆民 RE Asset Management 2003-04-01 2003-10-13
ABT565 LEE Boon Heng 李文興 RE Dealing in Securities 2003-10-16 2008-05-30
ABT565 LEE Boon Heng 李文興 RE Dealing in Futures Contracts 2003-04-01 2008-05-30
ABT565 LEE Boon Heng 李文興 RE Advising on Futures Contracts 2003-04-01 2003-10-13
ABT565 LEE Boon Heng 李文興 RE Asset Management 2003-04-01 2003-10-13
ABV540 SO Kin Wai 蘇健偉 RE Dealing in Securities 2009-08-28 2013-08-31
ABV540 SO Kin Wai 蘇健偉 RE Dealing in Futures Contracts 2009-08-28 2013-08-31
ABW127 NG Kar Ming 伍嘉銘 RE Dealing in Securities 2003-10-16 2006-03-17
ABW127 NG Kar Ming 伍嘉銘 RE Dealing in Futures Contracts 2003-04-01 2006-03-17
ABW127 NG Kar Ming 伍嘉銘 RE Advising on Futures Contracts 2003-04-01 2003-10-10
ABW127 NG Kar Ming 伍嘉銘 RE Asset Management 2003-04-01 2003-10-10
ABX016 CHEUNG Adrian Kwok Kuen 張國權 RE Dealing in Futures Contracts 2006-09-04 2011-11-29
ABX017 GRANDE Mary Margareth R. RE Dealing in Securities 2009-08-28 2012-02-17
ABX017 GRANDE Mary Margareth R. RE Dealing in Futures Contracts 2009-08-28 2012-02-17
ABX298 MAN Yee 文儀 RE Dealing in Securities 2003-10-16 2013-08-31
ABX298 MAN Yee 文儀 RE Dealing in Futures Contracts 2003-04-01 2013-08-31
ABX298 MAN Yee 文儀 RE Advising on Futures Contracts 2003-04-01 2003-10-10
ABX298 MAN Yee 文儀 RE Asset Management 2003-04-01 2003-10-10
ABX300 ZHANG Wendong 張文東 RE Dealing in Securities 2007-01-31 2008-10-24
ABY969 YIU Brian Chi Pang 姚志鵬 RE Dealing in Securities 2008-07-02 2008-08-12
ABY969 YIU Brian Chi Pang 姚志鵬 RE Dealing in Futures Contracts 2008-07-02 2008-08-12
ABZ713 CHAN Sin Man, Lisa 陳倩雯 RE Dealing in Securities 2003-10-17 2011-06-14
ABZ713 CHAN Sin Man, Lisa 陳倩雯 RE Dealing in Futures Contracts 2003-04-01 2003-10-17
ABZ713 CHAN Sin Man, Lisa 陳倩雯 RO Dealing in Futures Contracts 2003-10-17 2011-06-14
ABZ713 CHAN Sin Man, Lisa 陳倩雯 RE Advising on Futures Contracts 2003-04-01 2003-09-22
ABZ713 CHAN Sin Man, Lisa 陳倩雯 RE Asset Management 2003-04-01 2003-09-22
ACE273 MARTIN Paul RE Dealing in Securities 2010-04-15 2013-08-31
ACE273 MARTIN Paul RE Dealing in Futures Contracts 2010-05-19 2013-08-31
ACE507 POLLARD Matthew Rupert RE Dealing in Securities 2006-05-30 2008-02-06
ACF125 LEE Raymond Yuman 李裕民 RE Dealing in Securities 2004-03-25 2007-06-13
ACF125 LEE Raymond Yuman 李裕民 RO Dealing in Securities 2007-06-13 2008-07-10
ACF130 PARKER Anthony Simon RE Dealing in Securities 2005-04-13 2008-04-17
ACG483 TSE Ping Kuen 謝炳權 RE Dealing in Securities 2009-03-09 2011-07-29
ACG483 TSE Ping Kuen 謝炳權 RE Dealing in Futures Contracts 2009-03-09 2011-07-29
ACI586 ZHAO Jing 趙競 RE Dealing in Securities 2006-04-28 2012-01-31
ACI771 LAW Nicholas Kwan Chak 羅君澤 RE Dealing in Futures Contracts 2004-09-23 2004-12-03
ACJ013 KLAINGUTI Andreas Giorgio RE Dealing in Securities 2011-09-07 2012-07-16
ACJ013 KLAINGUTI Andreas Giorgio RE Dealing in Futures Contracts 2011-09-07 2012-07-16
ACJ141 LI Chi Keung 李志強 RE Dealing in Securities 2003-10-16 2013-08-31
ACJ141 LI Chi Keung 李志強 RE Dealing in Futures Contracts 2003-04-01 2013-08-31
ACJ141 LI Chi Keung 李志強 RE Advising on Futures Contracts 2003-04-01 2003-10-10
ACJ141 LI Chi Keung 李志強 RE Asset Management 2003-04-01 2003-10-10
ACJ145 LEE Chuk Ching 李竹菁 RE Dealing in Securities 2003-10-16 2009-12-31
ACJ145 LEE Chuk Ching 李竹菁 RE Dealing in Futures Contracts 2003-04-01 2009-12-31
ACJ145 LEE Chuk Ching 李竹菁 RE Advising on Futures Contracts 2003-04-01 2003-10-10
ACJ145 LEE Chuk Ching 李竹菁 RE Asset Management 2003-04-01 2003-10-10
ACJ168 TSANG Yee Har, Michelle 曾綺霞 RE Dealing in Securities 2009-06-29 2013-08-31
ACJ168 TSANG Yee Har, Michelle 曾綺霞 RE Dealing in Futures Contracts 2009-06-29 2013-08-31
ACJ200 LAU Yee Choi 劉義才 RE Dealing in Securities 2003-10-16 2007-06-28
ACJ200 LAU Yee Choi 劉義才 RE Dealing in Futures Contracts 2003-04-01 2007-06-28
ACJ200 LAU Yee Choi 劉義才 RE Advising on Futures Contracts 2003-04-01 2003-10-10
ACJ200 LAU Yee Choi 劉義才 RE Asset Management 2003-04-01 2003-10-10
ACJ594 SLEVIN Francis Joseph RO Dealing in Securities 2003-10-15 2007-01-27
ACJ658 NICHOLS Stephen James RE Dealing in Securities 2006-04-07 2007-10-15
ACJ658 NICHOLS Stephen James RO Dealing in Securities 2007-10-15 2010-06-30
ACJ658 NICHOLS Stephen James RE Dealing in Futures Contracts 2006-04-07 2007-10-15
ACJ658 NICHOLS Stephen James RO Dealing in Futures Contracts 2007-10-15 2010-06-30
ACK872 TSENG Yee, Paul 曾儀 RE Dealing in Futures Contracts 2003-04-01 2010-04-26
ACK872 TSENG Yee, Paul 曾儀 RE Advising on Futures Contracts 2003-04-01 2003-10-13
ACK872 TSENG Yee, Paul 曾儀 RE Asset Management 2003-04-01 2003-10-13
ACL488 HEMRAJANI Geeta Arjandas RE Dealing in Securities 2003-10-17 2005-04-15
ACL565 CHENG Yuk Ka 鄭毓嘉 RE Dealing in Securities 2003-10-16 2008-12-19
ACL565 CHENG Yuk Ka 鄭毓嘉 RE Dealing in Futures Contracts 2003-04-01 2008-12-19
ACL565 CHENG Yuk Ka 鄭毓嘉 RE Advising on Futures Contracts 2003-04-01 2003-10-09
ACL565 CHENG Yuk Ka 鄭毓嘉 RE Asset Management 2003-04-01 2003-10-09
ACL977 KOO Hsi Jung, Kenneth 顧希雍 RE Dealing in Securities 2003-10-16 2013-11-05
ACM103 LANCE Margaret Mann RE Dealing in Securities 2003-10-16 2004-04-07
ACM103 LANCE Margaret Mann RE Dealing in Futures Contracts 2003-04-01 2004-04-07
ACM103 LANCE Margaret Mann RE Advising on Futures Contracts 2003-04-01 2003-10-08
ACM103 LANCE Margaret Mann RE Asset Management 2003-04-01 2003-10-08
ACN440 CHAU Chui Yeung, Jenny 周翠揚 RE Dealing in Futures Contracts 2004-09-28 2005-06-13
ACN988 LI Zemin 李則旻 RE Dealing in Securities 2003-10-17 2005-04-07
ACO001 FALCO Dominick Francis RE Dealing in Securities 2003-10-16 2004-02-27
ACO194 TSANG Ling Kay, Rodney 曾令祺 RE Dealing in Securities 2009-12-15 2010-11-24
ACO194 TSANG Ling Kay, Rodney 曾令祺 RO Dealing in Securities 2010-11-24 2012-01-31
ACP792 CHEONG Kin 張健 RE Dealing in Securities 2005-04-13 2008-05-16
ACP792 CHEONG Kin 張健 RE Dealing in Futures Contracts 2005-04-13 2008-05-16
ACP833 CHAN Kwok Tat, Daryl 陳國達 RE Dealing in Futures Contracts 2006-10-31 2008-03-31
ACP864 LI Wing Yee, Monica 李穎懿 RE Dealing in Securities 2003-11-28 2008-08-08
ACP864 LI Wing Yee, Monica 李穎懿 RE Dealing in Securities 2009-07-21 2013-08-31
ACP864 LI Wing Yee, Monica 李穎懿 RE Dealing in Futures Contracts 2003-11-28 2008-08-08
ACP864 LI Wing Yee, Monica 李穎懿 RE Dealing in Futures Contracts 2009-07-21 2013-08-31
ACR432 HEYES Richard Charles RE Dealing in Securities 2012-03-30 2013-08-31
ACR432 HEYES Richard Charles RE Dealing in Futures Contracts 2012-03-30 2013-08-31
ACR445 WONG Ka Lap 黃嘉立 RE Dealing in Securities 2011-12-12 2013-12-06
ACR445 WONG Ka Lap 黃嘉立 RE Dealing in Futures Contracts 2011-12-12 2013-12-06
ACR453 AU-YEUNG Tin, Annie 歐陽靝 RE Dealing in Futures Contracts 2003-04-01 2006-06-14
ACR453 AU-YEUNG Tin, Annie 歐陽靝 RE Advising on Futures Contracts 2003-04-01 2003-10-13
ACR453 AU-YEUNG Tin, Annie 歐陽靝 RE Asset Management 2003-04-01 2003-10-13
ACR485 HO Edmund 何艾文 RE Dealing in Securities 2004-06-16 2004-11-25
ACR485 HO Edmund 何艾文 RO Dealing in Securities 2004-11-25 2008-11-21
ACR650 CHENG Kit Yee, Cindy 鄭潔儀 RE Dealing in Securities 2003-10-16 2013-08-31
ACR650 CHENG Kit Yee, Cindy 鄭潔儀 RE Dealing in Futures Contracts 2003-04-01 2013-08-31
ACR650 CHENG Kit Yee, Cindy 鄭潔儀 RE Advising on Futures Contracts 2003-04-01 2003-10-09
ACR650 CHENG Kit Yee, Cindy 鄭潔儀 RE Asset Management 2003-04-01 2003-10-09
ACS329 KIM Ho Young RE Dealing in Futures Contracts 2003-10-16 2008-12-22
ACS329 KIM Ho Young RO Dealing in Futures Contracts 2003-04-01 2003-10-16
ACS329 KIM Ho Young RO Dealing in Futures Contracts 2008-12-22 2013-02-28
ACS329 KIM Ho Young RO Advising on Futures Contracts 2003-04-01 2003-10-13
ACS329 KIM Ho Young RO Asset Management 2003-04-01 2003-10-13
ACS806 LEE Simone 李詩敏 RE Dealing in Securities 2008-04-14 2011-03-11
ACS806 LEE Simone 李詩敏 RE Dealing in Futures Contracts 2003-04-01 2007-05-18
ACS806 LEE Simone 李詩敏 RE Dealing in Futures Contracts 2008-04-14 2011-03-11
ACS806 LEE Simone 李詩敏 RE Advising on Futures Contracts 2003-04-01 2003-10-13
ACS806 LEE Simone 李詩敏 RE Asset Management 2003-04-01 2003-10-13
ACT509 HU Shuxin 胡愫心 RE Dealing in Securities 2003-10-17 2005-10-07
ACV551 QIAN Yujun 錢于軍 RE Dealing in Securities 2007-04-17 2008-07-11
ACV551 QIAN Yujun 錢于軍 RO Dealing in Securities 2008-07-11 2012-01-31
ACV752 JACOBSON John Brennan RE Dealing in Securities 2009-11-25 2012-07-27
ACV752 JACOBSON John Brennan RE Dealing in Futures Contracts 2009-11-25 2012-07-27
ACV997 WONG Victor Wei Duk RE Dealing in Securities 2003-10-17 2011-06-16
ACW374 LAM Wah Yu 林華宇 RE Dealing in Securities 2003-10-17 2011-04-29
ACW374 LAM Wah Yu 林華宇 RE Dealing in Futures Contracts 2003-04-01 2011-04-29
ACW374 LAM Wah Yu 林華宇 RE Advising on Futures Contracts 2003-04-01 2003-10-13
ACW374 LAM Wah Yu 林華宇 RE Asset Management 2003-04-01 2003-10-13
ACX715 CHU Chi Yan, Brian 朱智仁 RE Dealing in Securities 2004-06-29 2006-04-27
ACX715 CHU Chi Yan, Brian 朱智仁 RE Dealing in Futures Contracts 2004-06-29 2006-04-27
ACX996 KHUBCHANDANI Priya Chain RE Dealing in Securities 2003-10-17 2005-07-19
ACY655 YAN In Tan, Teresa 甄彥丹 RE Dealing in Securities 2009-09-28 2011-10-11
ACY655 YAN In Tan, Teresa 甄彥丹 RE Dealing in Futures Contracts 2009-09-28 2011-10-11
ACZ175 MULCHANDANI Narayan Phatu RE Dealing in Securities 2003-10-17 2008-03-07
ACZ175 MULCHANDANI Narayan Phatu RE Dealing in Futures Contracts 2003-04-01 2008-03-07
ACZ175 MULCHANDANI Narayan Phatu RE Advising on Futures Contracts 2003-04-01 2003-10-10
ACZ175 MULCHANDANI Narayan Phatu RE Asset Management 2003-04-01 2003-10-10
ACZ581 LEE Geun Cheol RE Dealing in Securities 2003-10-24 2011-11-30
ACZ581 LEE Geun Cheol RE Dealing in Futures Contracts 2003-11-27 2011-11-30
ACZ592 CHIN Ching Lan 錢靜蘭 RE Dealing in Futures Contracts 2007-06-18 2012-11-15
ADA394 CHAN Shun Fat, Adam 陳順發 RE Dealing in Futures Contracts 2007-10-05 2012-06-12
ADA684 HO Tin Chee, Andrew 何天慈 RE Dealing in Futures Contracts 2004-03-30 2006-05-19
ADA734 DAY Christopher Elliott Verco 狄圖發 RE Dealing in Futures Contracts 2011-06-16 2012-04-13
ADB408 HAM Choon Seung 咸春丞 RE Dealing in Securities 2007-10-16 2007-10-25
ADB875 LAM Chi Wai 林志偉 RE Dealing in Securities 2003-10-17 2008-05-30
ADB875 LAM Chi Wai 林志偉 RE Dealing in Futures Contracts 2003-04-01 2008-05-30
ADB875 LAM Chi Wai 林志偉 RE Advising on Futures Contracts 2003-04-01 2003-10-13
ADB875 LAM Chi Wai 林志偉 RE Asset Management 2003-04-01 2003-10-13
ADD792 KONG Cheuk Hang 江焯亨 RE Dealing in Securities 2009-02-18 2013-08-31
ADD792 KONG Cheuk Hang 江焯亨 RE Dealing in Futures Contracts 2009-02-18 2013-08-31
ADE250 GUEVARRA Maria Joelette T. RE Dealing in Futures Contracts 2010-09-03 2011-09-12
ADE658 ROBERTS Stephen Hunter RE Dealing in Futures Contracts 2003-04-01 2003-05-26
ADE658 ROBERTS Stephen Hunter RE Advising on Futures Contracts 2003-04-01 2003-05-26
ADE658 ROBERTS Stephen Hunter RE Asset Management 2003-04-01 2003-05-26
ADF372 KIM Moon Soo 金文洙 RE Dealing in Futures Contracts 2003-04-01 2004-06-01
ADF372 KIM Moon Soo 金文洙 RE Advising on Futures Contracts 2003-04-01 2003-10-13
ADF372 KIM Moon Soo 金文洙 RE Asset Management 2003-04-01 2003-10-13
ADF528 LAU Tat Wai, David 劉達維 RE Dealing in Securities 2005-04-13 2008-05-29
ADF528 LAU Tat Wai, David 劉達維 RO Dealing in Securities 2008-05-29 2008-11-21
ADH165 NG Pui Yee 伍佩儀 RE Dealing in Securities 2003-10-16 2013-08-31
ADH165 NG Pui Yee 伍佩儀 RE Dealing in Futures Contracts 2009-11-12 2013-08-31
ADH524 POON Cho Fai 潘祖輝 RE Dealing in Securities 2004-06-18 2005-06-02
ADH524 POON Cho Fai 潘祖輝 RO Dealing in Securities 2005-06-02 2012-01-31
ADI595 KLIP Donald William RE Dealing in Securities 2005-07-11 2007-04-11
ADJ619 STIMPSON John Matthew RE Dealing in Securities 2005-04-06 2008-01-01
ADJ619 STIMPSON John Matthew RE Dealing in Securities 2009-02-09 2011-03-16
ADJ619 STIMPSON John Matthew RE Dealing in Futures Contracts 2005-04-06 2008-01-01
ADJ619 STIMPSON John Matthew RE Dealing in Futures Contracts 2009-02-09 2011-03-16
ADK285 TSANG Kwai Yee, Alice 曾桂儀 RE Dealing in Securities 2003-10-17 2008-12-11
ADK285 TSANG Kwai Yee, Alice 曾桂儀 RE Dealing in Futures Contracts 2003-10-17 2008-12-11
ADK527 WAN Wai Cheung 溫惠章 RE Dealing in Securities 2009-02-04 2009-02-16
ADK527 WAN Wai Cheung 溫惠章 RE Dealing in Futures Contracts 2009-02-04 2009-02-16
ADL626 LO Wai Ming, Steven 盧偉明 RE Dealing in Securities 2009-01-30 2013-08-31
ADL626 LO Wai Ming, Steven 盧偉明 RE Dealing in Futures Contracts 2009-01-30 2013-08-31
ADM062 HSU Calvin James 許聖賚 RE Dealing in Securities 2003-10-16 2008-05-29
ADM062 HSU Calvin James 許聖賚 RE Dealing in Securities 2013-07-29 2013-08-31
ADM062 HSU Calvin James 許聖賚 RE Dealing in Futures Contracts 2003-04-01 2008-05-29
ADM062 HSU Calvin James 許聖賚 RE Advising on Futures Contracts 2003-04-01 2003-10-13
ADM062 HSU Calvin James 許聖賚 RE Asset Management 2003-04-01 2003-10-13
ADM569 LU Amanda Xiao Qiang 路小強 RE Dealing in Securities 2005-04-13 2005-09-12
ADP224 SHAW Philip John RE Dealing in Securities 2007-06-12 2013-08-31
ADP224 SHAW Philip John RE Dealing in Futures Contracts 2007-06-12 2013-08-31
ADP877 LAMBAH Ravi Mahinder RE Dealing in Securities 2007-06-14 2010-06-22
ADQ080 ELLIS Carolyn K Mark 麥嘉蓮 RE Dealing in Securities 2003-10-16 2007-02-02
ADQ080 ELLIS Carolyn K Mark 麥嘉蓮 RE Dealing in Futures Contracts 2003-10-16 2007-02-02
ADQ861 SHUM Richard 岑傑誠 RE Dealing in Securities 2004-12-09 2005-01-20
ADQ861 SHUM Richard 岑傑誠 RE Dealing in Futures Contracts 2004-12-09 2005-01-20
ADQ868 MIU Hung Lucy 苗紅 RE Dealing in Securities 2003-10-16 2008-09-30
ADQ868 MIU Hung Lucy 苗紅 RE Dealing in Futures Contracts 2003-06-19 2008-09-30
ADR824 LEE Man Fat, Samuel 李萬發 RE Dealing in Securities 2009-12-14 2013-08-31
ADR824 LEE Man Fat, Samuel 李萬發 RE Dealing in Futures Contracts 2009-12-14 2013-08-31
ADS004 TONG Shing Kit, Jack 湯承傑 RE Dealing in Futures Contracts 2008-07-17 2009-12-11
ADS446 FANG Sean 方頌和 RE Dealing in Securities 2010-11-05 2012-01-31
ADS488 DICKINSON Alexander Edward RE Dealing in Securities 2007-02-05 2013-08-31
ADS488 DICKINSON Alexander Edward RE Dealing in Futures Contracts 2007-02-05 2013-08-31
ADT652 WAI King Him, Bernard Stephen 韋敬謙 RE Dealing in Futures Contracts 2003-04-01 2013-08-31
ADT652 WAI King Him, Bernard Stephen 韋敬謙 RE Advising on Futures Contracts 2003-04-01 2003-10-13
ADT652 WAI King Him, Bernard Stephen 韋敬謙 RE Asset Management 2003-04-01 2003-10-13
ADU274 HONG Yu Sik 洪裕植 RE Dealing in Securities 2003-10-16 2005-03-30
ADU310 WANG John Hong-Chiun 汪弘鈞 RE Dealing in Securities 2011-07-07 2012-02-29
ADU310 WANG John Hong-Chiun 汪弘鈞 RE Dealing in Futures Contracts 2011-07-07 2012-02-29
ADU318 LI Wai Kong 李偉江 RE Dealing in Securities 2003-10-16 2009-06-24
ADU318 LI Wai Kong 李偉江 RE Dealing in Futures Contracts 2003-04-01 2009-06-24
ADU318 LI Wai Kong 李偉江 RE Advising on Futures Contracts 2003-04-01 2003-10-13
ADU318 LI Wai Kong 李偉江 RE Asset Management 2003-04-01 2003-10-13
ADU680 YICK Wing Yuen, Kenneth 易永源 RE Dealing in Securities 2005-03-24 2013-08-31
ADU680 YICK Wing Yuen, Kenneth 易永源 RE Dealing in Futures Contracts 2005-03-01 2013-08-31
ADV243 TANG Chung Kwan 鄧仲君 RE Dealing in Futures Contracts 2003-11-05 2005-01-10
ADV539 WONG Wai Ling 王慧鈴 RE Dealing in Futures Contracts 2003-04-01 2005-02-18
ADV539 WONG Wai Ling 王慧鈴 RE Dealing in Futures Contracts 2005-03-30 2007-02-08
ADV539 WONG Wai Ling 王慧鈴 RE Advising on Futures Contracts 2003-04-01 2003-10-13
ADV539 WONG Wai Ling 王慧鈴 RE Asset Management 2003-04-01 2003-10-13
ADV590 NGAN Hung Kit, Dennis 顏鴻傑 RE Dealing in Securities 2008-09-18 2008-11-19
ADV590 NGAN Hung Kit, Dennis 顏鴻傑 RE Dealing in Futures Contracts 2008-09-18 2008-11-19
ADV680 CHUNG Benny Koon Chung 鍾冠聰 RE Dealing in Securities 2007-08-13 2008-11-14
ADV680 CHUNG Benny Koon Chung 鍾冠聰 RO Dealing in Securities 2008-11-14 2008-11-21
ADW089 BANFIELD Colin Dennis RE Dealing in Securities 2010-06-21 2012-01-31
ADW509 YANG Kai 楊凱 RE Dealing in Securities 2005-06-06 2006-05-16
ADW540 SO Chi Hang, Christopher 蘇智恆 RE Dealing in Securities 2006-08-03 2013-08-31
ADW540 SO Chi Hang, Christopher 蘇智恆 RE Dealing in Futures Contracts 2006-08-03 2013-08-31
ADX074 LAM Mo Sim 林慕嬋 RE Dealing in Futures Contracts 2003-04-01 2006-03-31
ADX074 LAM Mo Sim 林慕嬋 RE Advising on Futures Contracts 2003-04-01 2003-10-13
ADX074 LAM Mo Sim 林慕嬋 RE Asset Management 2003-04-01 2003-10-13
ADX634 WU Sheng 武胜 RE Dealing in Securities 2006-05-22 2008-05-26
ADX634 WU Sheng 武胜 RO Dealing in Securities 2008-05-26 2010-06-09
ADX809 LEUNG Ka Fai, Fred 梁家輝 RE Dealing in Securities 2003-10-17 2005-03-17
ADY323 CHIANG Ming Zuei Charles 江明叡 RE Dealing in Securities 2010-07-13 2012-06-12
ADY323 CHIANG Ming Zuei Charles 江明叡 RE Dealing in Futures Contracts 2010-07-13 2012-06-12
ADZ038 SOO Sau Moy, Charmain 蘇秀梅 RE Dealing in Futures Contracts 2004-09-28 2012-11-16
ADZ412 NGAI Pun, Ben 倪彬 RE Dealing in Securities 2004-11-11 2007-08-23
ADZ419 CHAN Bill 陳銘勳 RE Dealing in Securities 2009-06-01 2010-08-24
ADZ419 CHAN Bill 陳銘勳 RE Dealing in Futures Contracts 2004-06-18 2008-11-19
ADZ419 CHAN Bill 陳銘勳 RE Dealing in Futures Contracts 2009-06-01 2010-08-24
ADZ441 YU Man Kiu, Janice 茹蔓喬 RE Dealing in Futures Contracts 2005-05-25 2009-04-21
ADZ814 HARMAN Richard Robert RE Dealing in Futures Contracts 2003-04-01 2005-08-09
ADZ814 HARMAN Richard Robert RE Advising on Futures Contracts 2003-04-01 2003-10-13
ADZ814 HARMAN Richard Robert RE Asset Management 2003-04-01 2003-10-13
ADZ972 CHENG Winston Shao-Min 鄭孝明 RE Dealing in Securities 2005-09-26 2007-03-23
AEA002 WONG Mei Keung 黃美強 RE Dealing in Securities 2007-08-30 2008-02-14
AEA298 CHAN Mang No, Ana 陳盟娜 RE Dealing in Securities 2009-01-30 2013-08-31
AEA298 CHAN Mang No, Ana 陳盟娜 RE Dealing in Futures Contracts 2009-01-30 2013-08-31
AEA524 HUI Sau Wai 許秀慧 RE Dealing in Securities 2008-07-17 2013-08-31
AEA524 HUI Sau Wai 許秀慧 RE Dealing in Futures Contracts 2008-07-17 2013-08-31
AEA552 CHANG Chung Kei, Dominic 張仲基 RE Dealing in Futures Contracts 2007-07-12 2008-11-19
AEB508 YANG Tsu-wei 楊祖威 RE Dealing in Futures Contracts 2011-08-03 2013-07-24
AED567 TANG Cho Yu, Joey 鄧祖禹 RE Dealing in Futures Contracts 2004-08-02 2013-08-31
AED583 HO Wing Shan 何穎珊 RE Dealing in Futures Contracts 2003-04-01 2003-07-31
AED583 HO Wing Shan 何穎珊 RE Advising on Futures Contracts 2003-04-01 2003-07-31
AED583 HO Wing Shan 何穎珊 RE Asset Management 2003-04-01 2003-07-31
AEE775 YIM Heung Yue 嚴香如 RE Dealing in Futures Contracts 2003-04-01 2006-06-26
AEE775 YIM Heung Yue 嚴香如 RE Advising on Futures Contracts 2003-04-01 2003-10-13
AEE775 YIM Heung Yue 嚴香如 RE Asset Management 2003-04-01 2003-10-13
AEF114 LEE Wai Hong, Wilson 李維航 RE Dealing in Securities 2009-03-02 2010-06-30
AEF114 LEE Wai Hong, Wilson 李維航 RE Dealing in Futures Contracts 2009-03-02 2010-06-30
AEF576 MARNICK Martin Brendan RE Dealing in Securities 2003-10-17 2004-12-10
AEF576 MARNICK Martin Brendan RE Dealing in Futures Contracts 2004-04-27 2004-11-27
AEF593 SHEN Kenneth RE Dealing in Securities 2003-10-17 2005-03-17
AEH653 LAM Sung Lai, Edward 林崇禮 RE Dealing in Securities 2006-07-17 2007-05-18
AEH653 LAM Sung Lai, Edward 林崇禮 RO Dealing in Securities 2007-05-18 2012-01-31
AEH889 WUN Yuen Yan 尹婉欣 RE Dealing in Securities 2006-07-14 2011-05-11
AEH889 WUN Yuen Yan 尹婉欣 RE Dealing in Futures Contracts 2006-07-14 2011-05-11
AEH939 OBANDO Marta Joann RE Dealing in Securities 2008-08-01 2013-10-31
AEI022 LAI Tsui Lin 黎翠蓮 RE Dealing in Securities 2003-10-16 2013-11-07
AEJ792 WAI King Tze, Thomas 韋敬慈 RE Dealing in Securities 2008-06-10 2008-07-22
AEJ792 WAI King Tze, Thomas 韋敬慈 RE Dealing in Futures Contracts 2008-06-10 2008-07-22
AEJ830 TUNG Kenneth Hoi-yi 董凱鐿 RE Dealing in Securities 2004-03-15 2007-08-06
AEJ830 TUNG Kenneth Hoi-yi 董凱鐿 RO Dealing in Securities 2007-08-06 2009-03-18
AEL937 HIME Jessica Naomi Anne RE Dealing in Securities 2003-10-16 2008-09-06
AEL937 HIME Jessica Naomi Anne RE Dealing in Futures Contracts 2003-04-01 2008-09-06
AEL937 HIME Jessica Naomi Anne RE Advising on Futures Contracts 2003-04-01 2003-10-13
AEL937 HIME Jessica Naomi Anne RE Asset Management 2003-04-01 2003-10-13
AEN111 TANG Tsz Tung 鄧子棟 RE Dealing in Securities 2003-10-17 2008-11-07
AEN111 TANG Tsz Tung 鄧子棟 RE Dealing in Futures Contracts 2003-04-01 2008-11-07
AEN111 TANG Tsz Tung 鄧子棟 RE Advising on Futures Contracts 2003-04-01 2003-10-10
AEN111 TANG Tsz Tung 鄧子棟 RE Asset Management 2003-04-01 2003-10-10
AEN584 HOANG Wei Jyun 黃煒鈞 RE Dealing in Securities 2011-12-09 2013-08-31
AEN584 HOANG Wei Jyun 黃煒鈞 RE Dealing in Futures Contracts 2011-12-09 2013-08-31
AEO322 DUFFY Craig Andrew RE Dealing in Securities 2003-10-16 2004-07-07
AEO322 DUFFY Craig Andrew RO Dealing in Securities 2004-07-07 2012-01-31
AEO360 TAM Yeuk Lan, Winnie Cordelia 譚若蘭 RE Dealing in Securities 2003-10-16 2008-08-08
AEO360 TAM Yeuk Lan, Winnie Cordelia 譚若蘭 RE Dealing in Securities 2009-07-20 2010-07-30
AEO360 TAM Yeuk Lan, Winnie Cordelia 譚若蘭 RE Dealing in Futures Contracts 2003-04-01 2008-08-08
AEO360 TAM Yeuk Lan, Winnie Cordelia 譚若蘭 RE Dealing in Futures Contracts 2009-07-20 2010-07-30
AEO360 TAM Yeuk Lan, Winnie Cordelia 譚若蘭 RE Advising on Futures Contracts 2003-04-01 2003-10-10
AEO360 TAM Yeuk Lan, Winnie Cordelia 譚若蘭 RE Asset Management 2003-04-01 2003-10-10
AEO674 YEUNG Kin Yeung, Jason 楊建陽 RE Dealing in Securities 2003-10-17 2010-09-10
AEO674 YEUNG Kin Yeung, Jason 楊建陽 RE Dealing in Futures Contracts 2003-04-01 2010-09-10
AEO674 YEUNG Kin Yeung, Jason 楊建陽 RE Advising on Futures Contracts 2003-04-01 2003-10-10
AEO674 YEUNG Kin Yeung, Jason 楊建陽 RE Asset Management 2003-04-01 2003-10-10
AEO683 LAM John Junior 林慕賢 RE Dealing in Securities 2005-03-24 2008-05-30
AEO683 LAM John Junior 林慕賢 RE Dealing in Futures Contracts 2005-03-01 2008-05-30
AEO691 HSIEH Joyce Tsung-Chin 謝宗芩 RE Dealing in Securities 2003-10-16 2006-05-12
AEO843 LAU King Chi, Sandra 劉敬慈 RE Dealing in Securities 2003-10-17 2013-08-31
AEO843 LAU King Chi, Sandra 劉敬慈 RE Dealing in Futures Contracts 2003-04-01 2013-08-31
AEO843 LAU King Chi, Sandra 劉敬慈 RE Advising on Futures Contracts 2003-04-01 2003-10-13
AEO843 LAU King Chi, Sandra 劉敬慈 RE Asset Management 2003-04-01 2003-10-13
AEO945 HUANG Hao 黃豪 RE Dealing in Securities 2003-10-17 2004-02-10
AEO945 HUANG Hao 黃豪 RE Dealing in Futures Contracts 2003-04-01 2004-02-10
AEO945 HUANG Hao 黃豪 RE Advising on Futures Contracts 2003-04-01 2003-10-13
AEO945 HUANG Hao 黃豪 RE Asset Management 2003-04-01 2003-10-13
AEU892 CHOI Wang Yu, Winston 蔡宏宇 RE Dealing in Futures Contracts 2006-06-06 2007-07-03
AEV420 KIM James Jung-Beck RE Dealing in Futures Contracts 2003-04-01 2006-03-20
AEV420 KIM James Jung-Beck RE Advising on Futures Contracts 2003-04-01 2003-10-13
AEV420 KIM James Jung-Beck RE Asset Management 2003-04-01 2003-10-13
AEW033 LAM Wing Chung, Charles 林穎聰 RE Dealing in Futures Contracts 2003-08-08 2013-08-31
AEW050 LEUNG Kin, Kenneth 梁堅 RE Dealing in Securities 2011-07-05 2012-01-31
AEW911 YU Bella Hoi Ying 余凱凝 RE Dealing in Securities 2005-04-15 2007-04-10
AEW911 YU Bella Hoi Ying 余凱凝 RE Dealing in Futures Contracts 2005-04-15 2007-04-10
AEX135 FUNG Siu Ping 馮小平 RE Dealing in Securities 2003-10-17 2004-02-24
AEX135 FUNG Siu Ping 馮小平 RE Dealing in Futures Contracts 2003-10-10 2004-02-24
AEX704 HITSCH Rudolf 吳林峰 RE Dealing in Securities 2010-11-11 2013-08-31
AEX704 HITSCH Rudolf 吳林峰 RE Dealing in Futures Contracts 2010-11-11 2013-08-31
AEY371 SOHN So Yon 孫素娟 RE Dealing in Futures Contracts 2010-09-09 2013-08-31
AEY426 CHRISTIANSON Wei Sun 孫瑋 RE Dealing in Securities 2004-10-27 2006-04-30
AEY445 YOUNG Ting Kar 楊庭嘉 RE Dealing in Securities 2003-10-17 2007-06-22
AEY445 YOUNG Ting Kar 楊庭嘉 RE Dealing in Securities 2010-10-14 2011-04-01
AEY445 YOUNG Ting Kar 楊庭嘉 RE Dealing in Futures Contracts 2003-04-01 2007-06-22
AEY445 YOUNG Ting Kar 楊庭嘉 RE Dealing in Futures Contracts 2010-10-14 2011-04-01
AEY445 YOUNG Ting Kar 楊庭嘉 RE Advising on Futures Contracts 2003-04-01 2003-10-13
AEY445 YOUNG Ting Kar 楊庭嘉 RE Asset Management 2003-04-01 2003-10-13
AEY560 HURST Richard Mark RE Dealing in Securities 2010-11-15 2013-08-31
AEZ304 CHISHTY Shaheryar Arshad RE Dealing in Securities 2005-04-13 2008-10-30
AEZ525 LI Kit 李潔 RE Dealing in Securities 2003-10-17 2003-11-20
AEZ565 JEDDY Nadeem Ahmed RE Dealing in Securities 2005-04-13 2007-03-30
AEZ566 MACTAGGART Kirsty RE Dealing in Securities 2004-05-20 2005-04-11
AEZ566 MACTAGGART Kirsty RO Dealing in Securities 2003-10-21 2004-05-20
AFA300 GATHANI Viral RE Dealing in Securities 2004-03-03 2006-07-10
AFB132 LAU Cheung Chun 劉長春 RE Dealing in Futures Contracts 2003-04-01 2005-08-12
AFB132 LAU Cheung Chun 劉長春 RE Advising on Futures Contracts 2003-04-01 2003-10-13
AFB132 LAU Cheung Chun 劉長春 RE Asset Management 2003-04-01 2003-10-13
AFC435 BREITER Emanuel Roland 金海翔 RE Dealing in Futures Contracts 2003-04-01 2004-03-18
AFC435 BREITER Emanuel Roland 金海翔 RE Advising on Futures Contracts 2003-04-01 2003-10-13
AFC435 BREITER Emanuel Roland 金海翔 RE Asset Management 2003-04-01 2003-10-13
AFC564 LEUNG Ka Ho 梁嘉浩 RE Dealing in Futures Contracts 2009-09-10 2012-02-03
AFC567 WONG Cheuk Hung 黃卓鴻 RE Dealing in Securities 2010-05-14 2013-08-31
AFC567 WONG Cheuk Hung 黃卓鴻 RE Dealing in Futures Contracts 2010-05-14 2013-08-31
AFE061 RAMACHANDRAN Anand RE Dealing in Securities 2010-09-09 2011-02-21
AFE207 NGUYEN Son Nam RE Dealing in Securities 2005-04-13 2008-11-21
AFE305 CHEN Ling Hua 陳玲華 RE Dealing in Securities 2003-10-16 2013-08-31
AFE305 CHEN Ling Hua 陳玲華 RE Dealing in Futures Contracts 2003-04-01 2013-08-31
AFE305 CHEN Ling Hua 陳玲華 RE Advising on Futures Contracts 2003-04-01 2003-10-13
AFE305 CHEN Ling Hua 陳玲華 RE Asset Management 2003-04-01 2003-10-13
AFE306 LO Chen Tien 羅增添 RE Dealing in Securities 2003-10-16 2008-09-12
AFE306 LO Chen Tien 羅增添 RE Dealing in Futures Contracts 2003-04-01 2008-09-12
AFE306 LO Chen Tien 羅增添 RE Advising on Futures Contracts 2003-04-01 2003-10-10
AFE306 LO Chen Tien 羅增添 RE Asset Management 2003-04-01 2003-10-10
AFE307 KING Yueh Hann 金約翰 RE Dealing in Securities 2003-10-16 2013-08-31
AFE307 KING Yueh Hann 金約翰 RE Dealing in Futures Contracts 2003-04-01 2013-08-31
AFE307 KING Yueh Hann 金約翰 RE Advising on Futures Contracts 2003-04-01 2003-10-13
AFE307 KING Yueh Hann 金約翰 RE Asset Management 2003-04-01 2003-10-13
AFE341 CHANG Tsui Yin 張翠賢 RE Dealing in Securities 2005-12-30 2010-11-01
AFE341 CHANG Tsui Yin 張翠賢 RE Dealing in Futures Contracts 2006-02-20 2010-11-01
AFE501 LEUNG Kit Sum Barbara 梁潔沁 RE Dealing in Securities 2003-10-16 2008-05-20
AFE501 LEUNG Kit Sum Barbara 梁潔沁 RE Dealing in Futures Contracts 2003-04-01 2008-05-20
AFE501 LEUNG Kit Sum Barbara 梁潔沁 RE Advising on Futures Contracts 2003-04-01 2003-10-10
AFE501 LEUNG Kit Sum Barbara 梁潔沁 RE Asset Management 2003-04-01 2003-10-10
AFE658 LAI Cheuk Yin 黎卓賢 RE Dealing in Securities 2007-09-28 2009-09-18
AFE658 LAI Cheuk Yin 黎卓賢 RE Dealing in Futures Contracts 2007-09-28 2009-09-18
AFE722 MITCHELL Rupert Douglas Alexander RE Dealing in Securities 2010-10-04 2012-01-31
AFE820 NG Hoi Yan, Heidi 吳凱恩 RE Dealing in Securities 2003-10-15 2010-11-02
AFE820 NG Hoi Yan, Heidi 吳凱恩 RE Dealing in Futures Contracts 2003-06-18 2010-11-02
AFE899 FU Wing Yan, Rebecca 傅穎欣 RE Dealing in Securities 2003-10-16 2009-02-06
AFE899 FU Wing Yan, Rebecca 傅穎欣 RE Dealing in Futures Contracts 2003-10-16 2009-02-06
AFF002 O Scott C RE Dealing in Securities 2009-01-13 2012-01-31
AFF091 YU Chun Kit 余俊傑 RE Dealing in Futures Contracts 2006-07-10 2007-08-23
AFF097 PATERSON Gordon Russell RE Dealing in Securities 2005-04-13 2007-04-23
AFF146 WONG Lap Kuen, Alan 黃立權 RE Dealing in Securities 2003-10-17 2006-02-08
AFF179 KIM John Sungtak RE Dealing in Futures Contracts 2003-04-01 2007-02-27
AFF179 KIM John Sungtak RE Advising on Futures Contracts 2003-04-01 2003-10-13
AFF179 KIM John Sungtak RE Asset Management 2003-04-01 2003-10-13
AFF268 GAMMONS Christopher Mc Garr RE Dealing in Securities 2007-06-25 2009-12-22
AFF901 TIN Carmen 田美蘭 RE Dealing in Securities 2009-01-30 2013-03-01
AFF901 TIN Carmen 田美蘭 RE Dealing in Futures Contracts 2009-01-30 2013-03-01
AFF918 CHANG Yung Ching 張永經 RE Dealing in Securities 2009-08-18 2011-06-07
AFF918 CHANG Yung Ching 張永經 RO Dealing in Securities 2011-06-07 2013-08-31
AFF918 CHANG Yung Ching 張永經 RE Dealing in Futures Contracts 2009-08-18 2011-06-07
AFF918 CHANG Yung Ching 張永經 RO Dealing in Futures Contracts 2011-06-07 2013-08-31
AFG010 CHAN Chin Chieh 詹晉杰 RE Dealing in Securities 2003-10-16 2008-10-06
AFG010 CHAN Chin Chieh 詹晉杰 RE Dealing in Futures Contracts 2003-04-01 2008-10-06
AFG010 CHAN Chin Chieh 詹晉杰 RE Advising on Futures Contracts 2003-04-01 2003-10-13
AFG010 CHAN Chin Chieh 詹晉杰 RE Asset Management 2003-04-01 2003-10-13
AFG800 MURPHY David James RE Dealing in Futures Contracts 2011-12-01 2013-03-01
AFG847 LASKOWSKI Christopher Anthony RE Dealing in Securities 2005-04-13 2009-09-18
AFG847 LASKOWSKI Christopher Anthony RE Dealing in Securities 2010-07-27 2012-01-31
AFG848 FURTADO Udhay Anton Dos Remedios RE Dealing in Securities 2003-10-17 2004-03-09
AFH024 LIU Willy Ke-Wei 劉可偉 RE Dealing in Securities 2003-10-17 2004-07-23
AFH024 LIU Willy Ke-Wei 劉可偉 RO Dealing in Securities 2004-07-23 2011-04-18
AFH082 GREENBERG Michael Allan RE Dealing in Securities 2006-02-09 2008-07-08
AFI916 PAGE Edward Jonathan RE Dealing in Securities 2004-01-19 2007-07-10
AFI968 LIU Chak Man 廖澤文 RE Dealing in Securities 2004-05-25 2013-08-31
AFI968 LIU Chak Man 廖澤文 RE Dealing in Futures Contracts 2004-05-25 2013-08-31
AFJ019 LIM Yeon Sun 林延宣 RE Dealing in Securities 2011-03-07 2012-01-31
AFJ223 WONG Ka Wai, Evelyn 王嘉慧 RE Dealing in Securities 2011-01-17 2011-07-12
AFJ223 WONG Ka Wai, Evelyn 王嘉慧 RE Dealing in Futures Contracts 2011-01-17 2011-07-12
AFK071 PATTERSON Richard John RE Dealing in Securities 2003-11-18 2005-05-31
AFK071 PATTERSON Richard John RO Dealing in Securities 2005-05-31 2008-11-19
AFK071 PATTERSON Richard John RE Dealing in Futures Contracts 2004-06-03 2008-11-19
AFK372 LEE Wai Keung 李偉強 RE Dealing in Securities 2003-10-17 2005-03-17
AFK545 RUMJAHN Kevin Kalim 林基榮 RE Dealing in Securities 2006-08-30 2008-02-16
AFK790 SPARROW Richard Aelred RE Dealing in Securities 2003-10-17 2007-08-01
AFK790 SPARROW Richard Aelred RE Dealing in Futures Contracts 2003-04-01 2007-08-01
AFK790 SPARROW Richard Aelred RE Advising on Futures Contracts 2003-04-01 2003-10-10
AFK790 SPARROW Richard Aelred RE Asset Management 2003-04-01 2003-10-10
AFL110 KO Yui Chit, Janice 高睿哲 RE Dealing in Futures Contracts 2007-05-02 2010-06-04
AFL824 HO Kin Fun, Philip 何建勳 RE Dealing in Securities 2011-06-29 2012-01-31
AFM247 CHEUNG Kit Sum 張潔心 RE Dealing in Futures Contracts 2009-06-17 2013-08-31
AFM481 LIN Xiao 林曉 RE Dealing in Securities 2006-09-25 2008-04-14
AFM634 NG Wing Yan 吳詠恩 RE Dealing in Securities 2006-09-27 2011-08-19
AFM634 NG Wing Yan 吳詠恩 RE Dealing in Futures Contracts 2006-09-27 2011-08-19
AFM847 CHOW Thomas 周少民 RE Dealing in Securities 2004-07-08 2005-03-18
AFM920 ZHANG David 張海 RE Dealing in Securities 2007-06-25 2008-01-17
AFO928 SUH Young Suk RE Dealing in Futures Contracts 2004-07-20 2006-03-24
AFP503 WONG Kam Ming 王錦明 RE Dealing in Securities 2009-07-02 2013-08-31
AFP548 YIP Chi Ho, Horace 葉志豪 RE Dealing in Securities 2009-01-30 2013-08-31
AFP548 YIP Chi Ho, Horace 葉志豪 RE Dealing in Futures Contracts 2009-01-30 2013-08-31
AFP716 SUNG Oi Ping 孫愛萍 RE Dealing in Futures Contracts 2006-03-03 2006-03-03
AFP828 CHAN Wai Kin 陳維堅 RE Dealing in Securities 2003-10-17 2011-08-19
AFP828 CHAN Wai Kin 陳維堅 RE Dealing in Futures Contracts 2003-04-01 2011-08-19
AFP828 CHAN Wai Kin 陳維堅 RE Advising on Futures Contracts 2003-04-01 2003-10-13
AFP828 CHAN Wai Kin 陳維堅 RE Asset Management 2003-04-01 2003-10-13
AFP974 LO Tze Chu, Alice 盧子珠 RE Dealing in Securities 2003-10-16 2008-05-14
AFP974 LO Tze Chu, Alice 盧子珠 RE Dealing in Futures Contracts 2003-04-01 2008-05-14
AFP974 LO Tze Chu, Alice 盧子珠 RE Advising on Futures Contracts 2003-04-01 2003-10-10
AFP974 LO Tze Chu, Alice 盧子珠 RE Asset Management 2003-04-01 2003-10-10
AFQ323 CARCATERRA Kenneth Patrick RE Dealing in Futures Contracts 2003-04-01 2011-02-19
AFQ323 CARCATERRA Kenneth Patrick RE Advising on Futures Contracts 2003-04-01 2003-10-13
AFQ323 CARCATERRA Kenneth Patrick RE Asset Management 2003-04-01 2003-10-13
AFQ978 WONG Wing Yan, Jacqueline 王詠欣 RE Dealing in Securities 2004-05-19 2005-05-17
AFR230 SOLARZ Philip Geoffrey RE Dealing in Securities 2003-10-17 2008-06-04
AFR230 SOLARZ Philip Geoffrey RE Dealing in Futures Contracts 2003-11-27 2008-06-04
AFR616 WONG Chen Lung 黃震龍 RE Dealing in Securities 2008-07-02 2008-07-31
AFR616 WONG Chen Lung 黃震龍 RE Dealing in Futures Contracts 2008-07-02 2008-07-31
AFR838 CHENG Chih Hsiung Vincent 鄭智雄 RE Dealing in Securities 2004-12-16 2005-02-23
AFR838 CHENG Chih Hsiung Vincent 鄭智雄 RE Dealing in Securities 2006-08-21 2007-11-04
AFR838 CHENG Chih Hsiung Vincent 鄭智雄 RE Dealing in Futures Contracts 2004-12-23 2005-02-23
AFR853 STEWART Kyle William RE Dealing in Securities 2003-10-17 2008-04-24
AFR853 STEWART Kyle William RE Dealing in Futures Contracts 2003-04-01 2008-04-24
AFR853 STEWART Kyle William RE Advising on Futures Contracts 2003-04-01 2003-10-13
AFR853 STEWART Kyle William RE Asset Management 2003-04-01 2003-10-13
AFS486 CHENG Derrick Bill Wai Chong 鄭博仁 RE Dealing in Securities 2003-10-17 2012-11-15
AFS486 CHENG Derrick Bill Wai Chong 鄭博仁 RE Dealing in Futures Contracts 2004-01-14 2012-11-15
AFS686 SUEN Frank 孫宇文 RE Dealing in Futures Contracts 2004-09-28 2010-02-26
AFT365 HO Ning Jee, Kenzy 何寧之 RE Dealing in Securities 2003-10-16 2008-04-22
AFT506 NIP Sum Yee, Wenda 聶心怡 RE Dealing in Securities 2005-01-24 2006-02-21
AFT506 NIP Sum Yee, Wenda 聶心怡 RE Dealing in Futures Contracts 2005-01-24 2006-02-21
AFT604 LAW Ernest Kwan Hon 羅君瀚 RE Dealing in Securities 2010-06-04 2013-03-25
AFT604 LAW Ernest Kwan Hon 羅君瀚 RE Dealing in Futures Contracts 2010-06-04 2013-03-25
AFU070 LI Chun-pang RE Dealing in Securities 2006-04-03 2012-01-31
AFU223 HUNG Shing Ming 洪誠明 RE Dealing in Securities 2004-10-11 2007-02-26
AFU548 PUTNAM David Paul RE Dealing in Securities 2005-04-13 2006-08-31
AFU864 ZHANG Xinxin 張欣欣 RE Dealing in Securities 2003-12-23 2004-10-15
AFU886 LEE Yin Tak 李賢德 RE Dealing in Securities 2006-11-14 2008-05-30
AFU886 LEE Yin Tak 李賢德 RE Dealing in Futures Contracts 2006-11-14 2008-05-30
AFV352 LAI Kwok Cheung 黎國璋 RE Dealing in Securities 2003-10-16 2004-07-07
AFV352 LAI Kwok Cheung 黎國璋 RE Dealing in Futures Contracts 2003-04-01 2004-07-07
AFV352 LAI Kwok Cheung 黎國璋 RE Advising on Futures Contracts 2003-04-01 2003-10-10
AFV352 LAI Kwok Cheung 黎國璋 RE Asset Management 2003-04-01 2003-10-10
AFV361 CHAN Kwok King, Kingsley 陳國勁 RE Dealing in Securities 2003-10-16 2004-06-14
AFV900 CHOW Sze Ling 周思玲 RE Dealing in Securities 2007-12-12 2011-12-12
AFV900 CHOW Sze Ling 周思玲 RE Dealing in Futures Contracts 2007-12-12 2011-12-12
AFV901 TSANG Helen 曾曦藍 RE Dealing in Securities 2003-10-16 2012-06-21
AFV901 TSANG Helen 曾曦藍 RE Dealing in Futures Contracts 2003-04-01 2012-06-21
AFV901 TSANG Helen 曾曦藍 RE Advising on Futures Contracts 2003-04-01 2003-10-10
AFV901 TSANG Helen 曾曦藍 RE Asset Management 2003-04-01 2003-10-10
AFW034 KANG John Brian RE Dealing in Futures Contracts 2010-02-17 2011-03-09
AFW119 YEO Pei Hse RE Dealing in Securities 2003-10-16 2006-03-31
AFY237 LIN Cheng-Hung 林政弘 RE Dealing in Securities 2003-10-16 2008-07-31
AFY237 LIN Cheng-Hung 林政弘 RE Dealing in Futures Contracts 2003-04-01 2008-07-31
AFY237 LIN Cheng-Hung 林政弘 RE Advising on Futures Contracts 2003-04-01 2003-10-13
AFY237 LIN Cheng-Hung 林政弘 RE Asset Management 2003-04-01 2003-10-13
AFY697 NG Tao, Eddie 吳濤 RE Dealing in Securities 2003-10-17 2007-06-22
AFY697 NG Tao, Eddie 吳濤 RE Dealing in Futures Contracts 2003-04-01 2007-06-22
AFY697 NG Tao, Eddie 吳濤 RE Advising on Futures Contracts 2003-04-01 2003-10-10
AFY697 NG Tao, Eddie 吳濤 RE Asset Management 2003-04-01 2003-10-10
AFY704 CHONG Chyi Yiing Alyce RE Dealing in Securities 2006-08-23 2013-08-31
AFZ387 YEUNG Yin Shan 楊燕珊 RE Dealing in Securities 2004-03-26 2006-06-09
AFZ721 SO Shun Yi, Louisa 蘇順儀 RE Dealing in Futures Contracts 2005-02-01 2008-03-28
AFZ721 SO Shun Yi, Louisa 蘇順儀 RE Dealing in Futures Contracts 2008-08-28 2013-08-31
AGA112 SINGH Sandeep RE Dealing in Securities 2003-10-16 2010-06-01
AGA308 HO Tai Wai 何大偉 RE Dealing in Securities 2003-10-16 2006-07-21
AGA308 HO Tai Wai 何大偉 RE Dealing in Securities 2009-11-03 2010-10-01
AGA308 HO Tai Wai 何大偉 RE Dealing in Futures Contracts 2003-04-01 2006-07-21
AGA308 HO Tai Wai 何大偉 RE Dealing in Futures Contracts 2009-11-03 2010-10-01
AGA308 HO Tai Wai 何大偉 RE Advising on Futures Contracts 2003-04-01 2003-10-10
AGA308 HO Tai Wai 何大偉 RE Asset Management 2003-04-01 2003-10-10
AGB231 LIN Grace 林文萱 RE Dealing in Futures Contracts 2007-05-11 2013-08-31
AGC054 YUNG Ngai Keung 翁毅強 RE Dealing in Futures Contracts 2010-05-19 2013-08-31
AGC128 CHUNG Siu Wah 鍾兆華 RE Dealing in Securities 2009-07-02 2010-02-03
AGC128 CHUNG Siu Wah 鍾兆華 RE Dealing in Futures Contracts 2009-07-02 2010-02-03
AGC467 CHANG Steve Deh-Mo 張德懋 RE Dealing in Securities 2007-08-08 2008-11-19
AGC467 CHANG Steve Deh-Mo 張德懋 RE Dealing in Futures Contracts 2007-08-08 2008-11-19
AGC469 LAM Steve Kwok Leung 林國樑 RE Dealing in Securities 2011-07-04 2012-01-31
AGC627 REN Sharon RE Dealing in Securities 2003-10-17 2006-06-01
AGC627 REN Sharon RE Dealing in Securities 2007-08-20 2008-11-20
AGC925 SIN Pak Cheong Philip Charles 冼栢昌 RE Dealing in Securities 2009-09-25 2012-01-31
AGD038 CAO Shaoshan 曹少山 RE Dealing in Securities 2004-05-13 2006-07-25
AGD110 ZHENG Jianping 鄭堅平 RE Dealing in Securities 2011-08-15 2012-01-31
AGD739 WALLACE-TURNER Serena Rebecca Aufrere F. RE Dealing in Securities 2003-10-17 2005-04-11
AGD973 CHEUNG Siu Fai 張少輝 RE Dealing in Securities 2009-09-03 2011-04-01
AGD973 CHEUNG Siu Fai 張少輝 RE Dealing in Futures Contracts 2007-04-30 2008-10-31
AGD973 CHEUNG Siu Fai 張少輝 RE Dealing in Futures Contracts 2009-09-17 2011-04-01
AGE869 LIN John Jen-ho RE Dealing in Securities 2003-10-17 2003-11-20
AGF966 KIM Jason Sung RE Dealing in Securities 2006-07-17 2012-11-15
AGG538 NAM Jeong An RE Dealing in Securities 2006-03-29 2013-08-31
AGG551 LOO David Tin Cheung 盧天祥 RE Dealing in Securities 2013-03-19 2013-08-31
AGG551 LOO David Tin Cheung 盧天祥 RE Dealing in Futures Contracts 2013-03-19 2013-08-31
AGG744 LI Chun Kit 李俊杰 RE Dealing in Securities 2004-05-20 2006-07-21
AGG744 LI Chun Kit 李俊杰 RE Dealing in Futures Contracts 2004-05-20 2006-07-21
AGG950 FINKELSTEIN Charles Samuel RE Dealing in Futures Contracts 2003-04-01 2006-03-01
AGG950 FINKELSTEIN Charles Samuel RE Advising on Futures Contracts 2003-04-01 2003-10-13
AGG950 FINKELSTEIN Charles Samuel RE Asset Management 2003-04-01 2003-10-13
AGG980 YANG Mei Ni 楊玫凝 RE Dealing in Securities 2003-10-17 2004-09-27
AGH338 LIN Tuen Yee Angel 連端儀 RE Dealing in Securities 2003-10-16 2007-12-07
AGH338 LIN Tuen Yee Angel 連端儀 RE Dealing in Futures Contracts 2004-05-15 2007-12-07
AGH380 TAN Jueng Yee, Jessica 譚筠怡 RE Dealing in Securities 2003-10-16 2006-10-16
AGH925 CHAN Yue Yan 陳宇昕 RE Dealing in Securities 2003-10-16 2005-12-23
AGH925 CHAN Yue Yan 陳宇昕 RE Dealing in Futures Contracts 2005-04-08 2005-12-23
AGH929 WOO Wai Ngan Akina 胡慧顏 RE Dealing in Securities 2003-10-16 2004-03-13
AGI517 FAN Shu Wai 范舒慧 RE Dealing in Securities 2003-10-17 2007-02-02
AGI517 FAN Shu Wai 范舒慧 RO Dealing in Securities 2007-02-02 2011-05-13
AGI600 HUI Chun Wai, Henry 許振威 RE Dealing in Futures Contracts 2007-05-25 2013-04-17
AGJ009 YANG Justin James 楊緒鏗 RE Dealing in Futures Contracts 2007-09-03 2008-05-20
AGJ009 YANG Justin James 楊緒鏗 RE Dealing in Futures Contracts 2009-10-16 2010-07-12
AGJ203 KO Bryan Kar-Hung 高嘉鴻 RE Dealing in Futures Contracts 2010-07-15 2012-10-22
AGJ920 NG Tan Lai 吳丹麗 RE Dealing in Securities 2006-03-03 2006-03-21
AGJ920 NG Tan Lai 吳丹麗 RE Dealing in Futures Contracts 2006-03-03 2006-03-21
AGK054 HULAC Charles Ridgeway RE Dealing in Securities 2010-05-06 2012-01-31
AGK071 SIM Koon Yin, Edmund 沈觀賢 RE Dealing in Securities 2004-03-15 2008-04-15
AGK075 NG Chak Ming 吳澤明 RE Dealing in Futures Contracts 2007-10-15 2008-11-21
AGK818 CHIU Sen Mo 邱森模 RE Dealing in Securities 2003-10-16 2008-05-30
AGK818 CHIU Sen Mo 邱森模 RE Dealing in Futures Contracts 2003-04-01 2008-05-30
AGK818 CHIU Sen Mo 邱森模 RE Advising on Futures Contracts 2003-04-01 2003-10-13
AGK818 CHIU Sen Mo 邱森模 RE Asset Management 2003-04-01 2003-10-13
AGK819 GAO Yu 高煜 RE Dealing in Securities 2003-10-17 2005-08-15
AGK970 CHUNG Jean Yong RE Dealing in Futures Contracts 2003-04-01 2003-06-12
AGK970 CHUNG Jean Yong RE Advising on Futures Contracts 2003-04-01 2003-06-12
AGK970 CHUNG Jean Yong RE Asset Management 2003-04-01 2003-06-12
AGL896 WHITFIELD Charles Bernard Francis 查韋斐 RE Dealing in Securities 2006-06-19 2008-01-17
AGL896 WHITFIELD Charles Bernard Francis 查韋斐 RE Dealing in Futures Contracts 2006-06-19 2008-01-17
AGL967 TSUN Rowena Wai Hang 秦緯珩 RE Dealing in Securities 2004-04-23 2006-06-02
AGL967 TSUN Rowena Wai Hang 秦緯珩 RE Dealing in Futures Contracts 2004-04-23 2006-06-02
AGM460 GARRICK Jonathan RE Dealing in Securities 2008-07-30 2008-11-19
AGM713 KIECOLT-WAHL Pierre RE Dealing in Securities 2003-10-17 2004-02-06
AGM713 KIECOLT-WAHL Pierre RE Dealing in Securities 2011-08-26 2012-01-31
AGN518 SU Wei 蘇緯 RE Dealing in Securities 2003-12-12 2006-02-10
AGN531 ZHAO Weiwei 趙巍巍 RE Dealing in Securities 2011-06-30 2012-01-31
AGN577 TAN Yee Ping, David 陳貽平 RE Dealing in Securities 2008-11-03 2013-08-31
AGN577 TAN Yee Ping, David 陳貽平 RE Dealing in Futures Contracts 2008-11-03 2013-08-31
AGN590 HWANG Jason Son RE Dealing in Securities 2004-04-20 2009-01-05
AGN715 CHANG Lambert Jen Hsiung 張人雄 RE Dealing in Securities 2006-04-19 2009-04-23
AGN722 MC PARTLAND Brian Patrick RE Dealing in Futures Contracts 2006-08-15 2007-09-12
AGN911 LAW Kit Wai, Stephanie 羅潔慧 RE Dealing in Securities 2006-04-07 2013-08-31
AGN911 LAW Kit Wai, Stephanie 羅潔慧 RE Dealing in Futures Contracts 2006-03-23 2013-08-31
AGN913 CHAN Anthony Jen Haw 陳甄灝 RE Dealing in Securities 2004-04-30 2007-05-11
AGO210 CHUI King Wai 徐經緯 RE Dealing in Securities 2009-06-15 2010-02-24
AGO216 JOHNSON Jason Keith 姜杰森 RE Dealing in Securities 2009-11-02 2012-01-31
AGO961 CHAN Heung Ying, Hannah 陳向熒 RE Dealing in Securities 2004-09-13 2005-09-12
AGO961 CHAN Heung Ying, Hannah 陳向熒 RE Dealing in Futures Contracts 2004-09-13 2005-09-12
AGO970 LI Jodie Sum Yin 李心妍 RE Dealing in Securities 2003-10-16 2010-10-28
AGO970 LI Jodie Sum Yin 李心妍 RE Dealing in Futures Contracts 2007-02-27 2010-10-28
AGP486 CHEUNG Ming Tak 張明德 RE Dealing in Securities 2009-11-03 2013-08-31
AGP486 CHEUNG Ming Tak 張明德 RE Dealing in Futures Contracts 2009-11-03 2013-08-31
AGP539 CHUN Richard Kilwhan RE Dealing in Futures Contracts 2007-09-03 2008-05-14
AGP541 CAPARUSSO John Charles RE Dealing in Securities 2006-09-01 2008-04-10
AGP543 HOLLAND Leslie George RE Dealing in Securities 2005-05-25 2010-06-30
AGP644 AHN Woodrow RE Dealing in Securities 2003-10-16 2005-01-25
AGP676 KIM Young Min RE Dealing in Securities 2003-10-17 2006-07-01
AGP972 CHAN Wai Tak, Wendy 陳慧德 RE Dealing in Securities 2013-08-07 2014-01-21
AGS237 DUTTA GUPTA Debashish RE Dealing in Securities 2008-12-17 2013-11-01
AGS237 DUTTA GUPTA Debashish RE Dealing in Futures Contracts 2003-04-01 2007-03-21
AGS237 DUTTA GUPTA Debashish RE Dealing in Futures Contracts 2008-12-17 2013-11-01
AGS237 DUTTA GUPTA Debashish RE Advising on Futures Contracts 2003-04-01 2003-10-13
AGS237 DUTTA GUPTA Debashish RE Asset Management 2003-04-01 2003-10-13
AGT969 MC NAMARA Daniel Martin RE Dealing in Securities 2007-03-19 2009-08-28
AGU673 LIANG Wei Jen, William 梁維仁 RE Dealing in Futures Contracts 2003-04-01 2008-11-21
AGU673 LIANG Wei Jen, William 梁維仁 RE Advising on Futures Contracts 2003-04-01 2003-10-13
AGU673 LIANG Wei Jen, William 梁維仁 RE Asset Management 2003-04-01 2003-10-13
AGW057 CHOU Jackson Chi Cheng 周居正 RE Dealing in Futures Contracts 2010-07-02 2012-06-29
AGX015 LEE Byung Gil RE Dealing in Futures Contracts 2003-04-01 2004-05-01
AGX015 LEE Byung Gil RE Advising on Futures Contracts 2003-04-01 2003-10-13
AGX015 LEE Byung Gil RE Asset Management 2003-04-01 2003-10-13
AGX670 LU Yue 逯悅 RE Dealing in Securities 2003-10-17 2005-10-31
AGX674 KUO Yi-Chih 郭益智 RE Dealing in Securities 2007-08-06 2008-11-19
AGY607 WAH Ka Yin 華家燕 RE Dealing in Securities 2003-12-23 2008-08-29
AGY607 WAH Ka Yin 華家燕 RE Dealing in Futures Contracts 2003-08-20 2008-08-29
AHA551 ROSA David John RE Dealing in Futures Contracts 2003-04-01 2012-03-30
AHA551 ROSA David John RE Advising on Futures Contracts 2003-04-01 2003-10-13
AHA551 ROSA David John RE Asset Management 2003-04-01 2003-10-13
AHA565 CHAN Kevin Evelyn RE Dealing in Futures Contracts 2004-02-04 2005-06-07
AHA588 JAUW Edmond Ming Siang 姚敏翔 RE Dealing in Securities 2003-10-16 2003-10-17
AHA588 JAUW Edmond Ming Siang 姚敏翔 RE Dealing in Securities 2004-04-30 2005-10-28
AHA589 LEE Hwa Chie 李華傑 RE Dealing in Securities 2003-10-17 2004-05-25
AHA590 CHEN Edward Yun Wu 陳允武 RE Dealing in Securities 2004-07-27 2006-05-01
AHA592 CABOT Elizabeth RE Dealing in Securities 2003-10-16 2005-05-04
AHA905 CHAN Ho Ming 陳可名 RE Dealing in Securities 2006-03-30 2013-08-31
AHA905 CHAN Ho Ming 陳可名 RE Dealing in Futures Contracts 2009-11-12 2013-08-31
AHC186 CHOI Joseph Kwangjin RE Dealing in Securities 2007-08-30 2011-10-17
AHC475 APABHAI Mohammed Zuned RE Dealing in Securities 2009-03-02 2013-08-31
AHC475 APABHAI Mohammed Zuned RE Dealing in Futures Contracts 2009-03-02 2013-08-31
AHC593 CHAN Hoi Fung 陳凱豐 RE Dealing in Securities 2009-03-09 2010-09-10
AHC593 CHAN Hoi Fung 陳凱豐 RE Dealing in Futures Contracts 2009-03-09 2010-09-10
AHC600 LU Cosmas Yi-Hou RE Dealing in Futures Contracts 2003-04-01 2005-02-16
AHC600 LU Cosmas Yi-Hou RE Advising on Futures Contracts 2003-04-01 2003-10-13
AHC600 LU Cosmas Yi-Hou RE Asset Management 2003-04-01 2003-10-13
AHC689 LAM King Wai, Daniel 林景蔚 RE Dealing in Futures Contracts 2004-09-01 2006-03-10
AHG558 CHOI Wing Lan 蔡詠蘭 RE Dealing in Futures Contracts 2003-04-01 2004-07-26
AHG558 CHOI Wing Lan 蔡詠蘭 RE Advising on Futures Contracts 2003-04-01 2003-10-13
AHG558 CHOI Wing Lan 蔡詠蘭 RE Asset Management 2003-04-01 2003-10-13
AHG561 WINNINGHAM Stephen Meredith RE Dealing in Securities 2005-04-13 2005-11-18
AHG563 FOK Yiu Tung 霍耀東 RE Dealing in Futures Contracts 2003-11-27 2008-11-21
AHG570 CHIEN Jackie Wei Jia RE Dealing in Securities 2006-05-26 2011-03-11
AHG576 RATLIFF David Talmadge RO Dealing in Securities 2003-10-15 2013-08-31
AHG576 RATLIFF David Talmadge RO Dealing in Futures Contracts 2003-04-01 2013-08-31
AHH429 SHUKLA Rahul RE Dealing in Securities 2005-04-13 2010-07-01
AHH621 MIN Kyoo Sun RE Dealing in Futures Contracts 2005-02-14 2005-06-24
AHH621 MIN Kyoo Sun RE Dealing in Futures Contracts 2005-07-13 2006-03-16
AHJ596 TSAO Theodore Tsuhua RE Dealing in Futures Contracts 2003-04-01 2003-08-06
AHJ596 TSAO Theodore Tsuhua RE Dealing in Futures Contracts 2004-09-16 2008-11-21
AHJ596 TSAO Theodore Tsuhua RE Advising on Futures Contracts 2003-04-01 2003-08-06
AHJ596 TSAO Theodore Tsuhua RE Asset Management 2003-04-01 2003-08-06
AHK491 KOO Jae Hee RE Dealing in Securities 2003-10-17 2005-12-09
AHK662 ZLOT Andrew Edward RE Dealing in Securities 2007-08-06 2008-01-04
AHK978 SHUM Yee Charmaine 沈漪 RE Dealing in Securities 2003-10-17 2006-06-02
AHK978 SHUM Yee Charmaine 沈漪 RE Dealing in Futures Contracts 2003-10-17 2006-06-02
AHM899 BORCH Michael RE Dealing in Securities 2009-01-23 2012-01-31
AHN915 SO Sau Ying 蘇秀英 RE Dealing in Futures Contracts 2004-10-04 2009-10-27
AHN915 SO Sau Ying 蘇秀英 RE Dealing in Futures Contracts 2010-04-12 2013-08-31
AHN918 DONG Gongwen 董功文 RE Dealing in Securities 2003-10-16 2006-06-02
AHN918 DONG Gongwen 董功文 RE Dealing in Securities 2007-05-18 2009-06-05
AHN918 DONG Gongwen 董功文 RO Dealing in Securities 2009-06-05 2010-09-13
AHO797 MOK Michael 莫永恩 RE Dealing in Securities 2011-10-11 2013-08-31
AHO797 MOK Michael 莫永恩 RE Dealing in Futures Contracts 2011-10-11 2013-08-31
AHQ353 NAGLE Nikhil Sudhir RE Dealing in Futures Contracts 2003-04-01 2010-05-08
AHQ353 NAGLE Nikhil Sudhir RE Advising on Futures Contracts 2003-04-01 2003-10-13
AHQ353 NAGLE Nikhil Sudhir RE Asset Management 2003-04-01 2003-10-13
AHT088 GLEESON James Anthony RE Dealing in Securities 2009-04-15 2009-08-01
AHT088 GLEESON James Anthony RE Dealing in Securities 2012-03-06 2013-08-31
AHT088 GLEESON James Anthony RE Dealing in Futures Contracts 2009-04-15 2009-08-01
AHT088 GLEESON James Anthony RE Dealing in Futures Contracts 2012-03-06 2013-08-31
AHV465 CHANG Koon Chung, Joseph 張冠中 RE Dealing in Securities 2003-10-17 2004-07-26
AHX817 YEH Li Ping 葉禮平 RE Dealing in Securities 2003-10-16 2008-12-01
AHY083 LUI Chun Wai Jervis 呂俊為 RE Dealing in Futures Contracts 2004-06-24 2013-05-08
AHY926 ARSIWALLA Khuzaima Asgar RE Dealing in Futures Contracts 2003-04-01 2007-09-25
AHY926 ARSIWALLA Khuzaima Asgar RO Dealing in Futures Contracts 2007-09-25 2011-08-05
AHY926 ARSIWALLA Khuzaima Asgar RE Advising on Futures Contracts 2003-04-01 2003-10-13
AHY926 ARSIWALLA Khuzaima Asgar RE Asset Management 2003-04-01 2003-10-13
AHZ635 LAM Sze Wan, Priscilla 林詩韻 RE Dealing in Securities 2003-10-16 2008-08-04
AHZ635 LAM Sze Wan, Priscilla 林詩韻 RE Dealing in Futures Contracts 2006-03-31 2008-08-04
AHZ655 YEUNG Hon Keung 楊漢強 RE Dealing in Securities 2004-03-30 2008-03-13
AHZ655 YEUNG Hon Keung 楊漢強 RE Dealing in Futures Contracts 2004-06-23 2008-03-13
AIB812 CHAN Wan Yu, Tracy 陳韻如 RE Dealing in Securities 2003-10-16 2004-04-29
AIC040 HE Jim Zheng Jun 何正均 RE Dealing in Securities 2003-10-16 2004-03-29
AIC320 CHAN Yat Fung, Gary 陳一峰 RE Dealing in Securities 2009-02-26 2013-08-31
AIC320 CHAN Yat Fung, Gary 陳一峰 RE Dealing in Futures Contracts 2009-02-26 2013-08-31
AIC597 CHEN Kai 陳愷 RE Dealing in Securities 2003-10-15 2013-08-31
AIC597 CHEN Kai 陳愷 RE Dealing in Futures Contracts 2003-07-21 2013-08-31
AIC838 TSENG Albert K RE Dealing in Securities 2003-10-16 2004-02-23
AID052 CHEUNG Wai Kan, Christine 張蔚瑾 RE Dealing in Securities 2004-04-02 2006-02-03
AID231 WICHAYANUPARP Pitchaya Jan RE Dealing in Securities 2003-10-17 2005-05-23
AIG228 CHEUNG Suk Mun 張淑敏 RE Dealing in Securities 2003-10-17 2011-06-16
AIG231 LAI Nga Ting, Anthea 賴雅婷 RE Dealing in Securities 2003-10-16 2003-11-20
AIG234 DENG Suk Yee, Florence 鄧淑儀 RE Dealing in Securities 2003-10-17 2006-01-13
AIG234 DENG Suk Yee, Florence 鄧淑儀 RE Dealing in Futures Contracts 2004-06-01 2006-01-13
AIH184 YANG Yang 羊洋 RE Dealing in Securities 2003-10-16 2004-02-04
AIH326 ZHANG Hong 張紅 RE Dealing in Futures Contracts 2004-09-14 2005-06-14
AIH529 SHEA Sze Wai, Anita 佘思慧 RE Dealing in Securities 2011-11-02 2012-11-02
AIH529 SHEA Sze Wai, Anita 佘思慧 RE Dealing in Futures Contracts 2011-11-02 2012-11-02
AIJ119 WONG Suk Wah, Joyce 黃淑華 RE Dealing in Securities 2003-10-17 2011-03-31
AIJ119 WONG Suk Wah, Joyce 黃淑華 RE Dealing in Futures Contracts 2003-10-17 2011-03-31
AIL062 FLETCHER Luke RE Dealing in Securities 2003-10-16 2004-08-17
AIL062 FLETCHER Luke RE Dealing in Futures Contracts 2003-08-05 2004-08-17
AIL178 WANG Xun Christopher 王洵 RE Dealing in Securities 2010-09-08 2012-01-31
AIN882 CHEUNG Kar Man 張嘉文 RE Dealing in Securities 2011-03-15 2012-12-14
AIN882 CHEUNG Kar Man 張嘉文 RE Dealing in Futures Contracts 2011-03-15 2012-12-14
AIO031 SIU Madeline Kor Man 蕭可敏 RE Dealing in Securities 2003-10-17 2006-09-29
AIO054 MASNICK Simon Ari RE Dealing in Futures Contracts 2003-04-01 2008-11-14
AIO054 MASNICK Simon Ari RE Advising on Futures Contracts 2003-04-01 2003-10-13
AIO054 MASNICK Simon Ari RE Asset Management 2003-04-01 2003-10-13
AIO216 SUN Kan Yin, Christy 孫瑾妍 RE Dealing in Futures Contracts 2010-05-19 2013-08-31
AIO547 CHADWICK Stephen Brass RE Dealing in Futures Contracts 2003-04-01 2003-05-17
AIO547 CHADWICK Stephen Brass RE Advising on Futures Contracts 2003-04-01 2003-05-17
AIO547 CHADWICK Stephen Brass RE Asset Management 2003-04-01 2003-05-17
AIQ688 JUE Stephen Tukqun 居德鈞 RE Dealing in Securities 2003-10-16 2003-10-27
AIQ688 JUE Stephen Tukqun 居德鈞 RE Dealing in Securities 2004-08-23 2005-07-27
AIU544 TONG Wai Kei, William 唐偉基 RE Dealing in Securities 2010-11-10 2011-11-30
AIU544 TONG Wai Kei, William 唐偉基 RE Dealing in Futures Contracts 2010-11-10 2011-11-30
AIU566 LIM Keng Yew, Edward 林慶耀 RE Dealing in Futures Contracts 2004-08-16 2006-12-04
AIZ025 YIP Wan Man, Jennifer 葉韻文 RE Dealing in Securities 2004-05-19 2004-07-07
AIZ414 LEE Oi Yan 李靄恩 RE Dealing in Securities 2005-05-27 2005-06-13
AIZ925 KIM Jin Hew RE Dealing in Securities 2006-07-14 2013-08-31
AJA808 CHEN Liu-Hsiang 陳瑠香 RE Dealing in Futures Contracts 2003-07-02 2004-05-10
AJB335 GALLAGHER Thomas Joseph RE Dealing in Futures Contracts 2003-07-08 2010-09-10
AJB741 CHUNG Steve Sae-hwan RE Dealing in Securities 2003-10-16 2008-02-13
AJB843 WONG Hiu Ting 王曉婷 RE Dealing in Securities 2003-10-16 2006-06-16
AJB843 WONG Hiu Ting 王曉婷 RE Dealing in Futures Contracts 2004-06-24 2006-06-16
AJB996 HENG Kia Mui 王加媚 RE Dealing in Securities 2008-06-10 2013-08-31
AJC205 CHOI Hyung Kyu RE Dealing in Futures Contracts 2003-07-30 2004-02-23
AJC205 CHOI Hyung Kyu RE Dealing in Futures Contracts 2006-06-05 2006-10-10
AJC635 KENNON Aaron John RE Dealing in Futures Contracts 2003-07-30 2005-04-15
AJC638 MISHRA Pracheesh RE Dealing in Futures Contracts 2010-05-10 2013-08-31
AJC639 COLLARD Jeremy David RE Dealing in Futures Contracts 2003-07-30 2013-08-31
AJC640 BAEK June Seok 白埈錫 RE Dealing in Futures Contracts 2003-07-30 2004-09-23
AJC640 BAEK June Seok 白埈錫 RE Dealing in Futures Contracts 2006-10-23 2008-12-18
AJC640 BAEK June Seok 白埈錫 RE Dealing in Futures Contracts 2010-04-07 2013-08-31
AJC937 YANG Nancy Wen 楊海雯 RE Dealing in Securities 2003-10-29 2005-03-10
AJD245 CHEN Pei-Yin 陳姵吟 RE Dealing in Futures Contracts 2004-09-28 2007-11-01
AJD506 FUNG Yu Hin, Ernest 馮宇軒 RE Dealing in Securities 2004-08-23 2012-01-31
AJD563 BOURMAYAN Vahe Olivier RE Dealing in Securities 2009-12-22 2010-03-19
AJD563 BOURMAYAN Vahe Olivier RE Dealing in Futures Contracts 2009-12-22 2010-03-19
AJD762 ZHU You Cheng, Derek Clarence RE Dealing in Securities 2006-09-12 2007-07-01
AJD985 ZHU Yong 朱勇 RE Dealing in Securities 2011-10-12 2012-01-31
AJE121 CHUNG Shuk Yu 鍾淑瑜 RE Dealing in Securities 2003-10-17 2008-08-08
AJE121 CHUNG Shuk Yu 鍾淑瑜 RE Dealing in Securities 2009-07-20 2012-11-23
AJE121 CHUNG Shuk Yu 鍾淑瑜 RE Dealing in Futures Contracts 2003-09-22 2008-08-08
AJE121 CHUNG Shuk Yu 鍾淑瑜 RE Dealing in Futures Contracts 2009-07-20 2012-11-23
AJE476 CUKIERMAN David Raphael RE Dealing in Securities 2012-01-11 2013-08-31
AJE476 CUKIERMAN David Raphael RE Dealing in Futures Contracts 2012-01-11 2013-08-31
AJE751 ZHANG Richard RE Dealing in Securities 2007-08-27 2010-07-09
AJE751 ZHANG Richard RO Dealing in Securities 2010-07-09 2012-01-31
AJE844 BANGA Guneet RE Dealing in Securities 2003-10-17 2004-06-26
AJE844 BANGA Guneet RE Dealing in Securities 2004-10-20 2006-03-31
AJE844 BANGA Guneet RE Dealing in Securities 2010-05-10 2011-01-17
AJE844 BANGA Guneet RE Dealing in Securities 2011-07-19 2011-11-30
AJF627 LU Man 盧曼 RE Dealing in Futures Contracts 2003-11-03 2004-01-20
AJF725 LUI King Yan, Marquis 呂敬仁 RE Dealing in Securities 2011-02-07 2011-11-30
AJF725 LUI King Yan, Marquis 呂敬仁 RE Dealing in Futures Contracts 2011-02-07 2011-11-30
AJG172 MIRPURI Vishal Nirmaldas RE Dealing in Futures Contracts 2003-11-13 2003-12-08
AJG172 MIRPURI Vishal Nirmaldas RE Dealing in Futures Contracts 2004-03-18 2010-02-10
AJG215 SHAH Dhimant Gunvantlal RE Dealing in Futures Contracts 2003-11-17 2007-12-18
AJG753 HIRSCHBERG David Scott RE Dealing in Securities 2003-11-21 2004-07-20
AJG894 CHEN Mei-ling 陳美玲 RE Dealing in Securities 2003-11-25 2007-03-30
AJH032 CHAN Ka Ki 陳家祺 RE Dealing in Securities 2008-06-10 2010-07-30
AJH032 CHAN Ka Ki 陳家祺 RE Dealing in Futures Contracts 2008-06-10 2010-07-30
AJH431 CHOI Stephen Joon RE Dealing in Securities 2010-03-17 2011-09-26
AJH431 CHOI Stephen Joon RE Dealing in Futures Contracts 2010-03-17 2011-09-26
AJH567 HO Tak Ming, Benny 何德明 RE Dealing in Securities 2011-03-22 2011-11-23
AJH567 HO Tak Ming, Benny 何德明 RE Dealing in Futures Contracts 2011-03-22 2011-11-23
AJI655 LEE Shu Weng RE Dealing in Futures Contracts 2003-12-19 2004-11-16
AJI655 LEE Shu Weng RE Dealing in Futures Contracts 2005-03-23 2011-03-16
AJI659 WAN ZAHIR Amirul Feisal Bin RE Dealing in Securities 2003-12-19 2004-08-30
AJI737 SHUM Jessica Kin Chau 沈建萩 RE Dealing in Securities 2003-12-24 2010-02-23
AJI837 HON Sau Yee, Kenneth 韓守義 RE Dealing in Futures Contracts 2004-01-05 2008-09-17
AJI837 HON Sau Yee, Kenneth 韓守義 RO Dealing in Futures Contracts 2008-09-17 2010-02-22
AJK003 CHIU Emily Yuen See 招琬思 RE Dealing in Futures Contracts 2004-01-19 2013-08-31
AJK619 WONG Ying Kin 黃英健 RE Dealing in Securities 2005-07-22 2009-05-11
AJK708 TSANG Pamela Man Yi 曾文懿 RE Dealing in Futures Contracts 2004-09-28 2006-12-31
AJL010 FUNG Ching Man, Nancy 馮靜敏 RE Dealing in Securities 2007-07-31 2013-08-31
AJL010 FUNG Ching Man, Nancy 馮靜敏 RE Dealing in Futures Contracts 2007-07-31 2013-08-31
AJL554 CHEUNG Wendy Ho Ting 張皓婷 RE Dealing in Futures Contracts 2010-07-20 2012-02-10
AJL621 LEUNG Chung Man, Simon 梁頌文 RE Dealing in Futures Contracts 2006-10-21 2011-02-08
AJL881 KAWAI Hidemoto 河合秀源 RE Dealing in Securities 2005-09-07 2007-07-17
AJM682 ROGERS Stacey Elizabeth RE Dealing in Futures Contracts 2004-02-27 2004-12-08
AJM734 WEE Yee Yeong 黃以榮 RE Dealing in Futures Contracts 2004-02-27 2005-06-06
AJM756 LEE Ching Yan 李靜茵 RE Dealing in Securities 2008-06-10 2013-08-31
AJM756 LEE Ching Yan 李靜茵 RE Dealing in Futures Contracts 2008-06-10 2013-08-31
AJN012 BUS Maartje Leonoor RE Dealing in Securities 2004-03-04 2004-09-03
AJN012 BUS Maartje Leonoor RE Dealing in Securities 2004-09-06 2005-02-18
AJO226 ACAR Capan RE Dealing in Securities 2009-12-03 2012-05-07
AJO226 ACAR Capan RE Dealing in Futures Contracts 2009-12-22 2012-05-07
AKI199 ZHAO Yu Qian, Rachel 趙郁芊 RE Dealing in Securities 2004-04-02 2006-04-12
AKI200 CAI Wei 蔡衛 RE Dealing in Securities 2004-04-02 2006-02-27
AKI400 PENG Chai Wei RE Dealing in Securities 2007-06-20 2010-07-05
AKI443 HUA Qin 華沁 RE Dealing in Securities 2004-04-06 2006-05-18
AKI542 CRAWFORD Adam John Sharman RE Dealing in Securities 2012-06-22 2013-05-31
AKI542 CRAWFORD Adam John Sharman RE Dealing in Futures Contracts 2012-06-22 2013-05-31
AKJ151 CHANG Harold RE Dealing in Securities 2010-09-30 2011-06-30
AKL742 LEE King Wai, Karen 李荊慧 RE Dealing in Futures Contracts 2004-04-28 2004-09-02
AKN222 SIU Sin Wai, Selwyn 蕭善維 RE Dealing in Securities 2006-08-24 2012-01-31
AKO636 WONG Tai Cheung, Andrew 黃棣彰 RE Dealing in Securities 2004-05-05 2005-05-17
AKO636 WONG Tai Cheung, Andrew 黃棣彰 RE Dealing in Securities 2006-01-03 2009-01-09
AKO636 WONG Tai Cheung, Andrew 黃棣彰 RE Dealing in Futures Contracts 2004-05-05 2005-05-17
AKO636 WONG Tai Cheung, Andrew 黃棣彰 RE Dealing in Futures Contracts 2006-01-03 2009-01-09
AKO637 OXLEY Simon George RE Dealing in Securities 2004-05-05 2006-07-01
AKO800 RICH David Edward RE Dealing in Securities 2004-05-11 2004-07-14
AKO801 SHAH Roheet RE Dealing in Futures Contracts 2006-05-16 2011-03-03
AKO802 LI Jiangping 李江平 RE Dealing in Securities 2004-05-11 2006-08-01
AKO803 WONG Mellissa 王蓉慈 RE Dealing in Securities 2004-05-11 2005-08-15
AKO803 WONG Mellissa 王蓉慈 RE Dealing in Securities 2008-06-13 2012-07-11
AKO803 WONG Mellissa 王蓉慈 RE Dealing in Futures Contracts 2004-12-15 2007-04-04
AKO803 WONG Mellissa 王蓉慈 RE Dealing in Futures Contracts 2008-06-13 2012-07-11
AKO805 LEE Ho-yin, Eugene 李浩然 RE Dealing in Securities 2004-05-11 2012-01-31
AKO916 PARK Jung Im RE Dealing in Futures Contracts 2004-05-12 2004-08-24
AKO917 BENTON Marc Robert RE Dealing in Securities 2004-05-12 2008-11-19
AKP168 CROOKS William Allan RE Dealing in Securities 2004-05-24 2004-08-24
AKP556 GAO Hui 高暉 RE Dealing in Securities 2010-07-23 2013-08-31
AKP556 GAO Hui 高暉 RE Dealing in Futures Contracts 2010-07-23 2013-08-31
AKP798 EAPEN Nikhil Oommen Jacob RE Dealing in Securities 2004-05-19 2012-01-31
AKQ902 SHAH Anand RE Dealing in Securities 2011-09-15 2011-12-01
AKQ902 SHAH Anand RE Dealing in Futures Contracts 2011-01-03 2011-07-31
AKQ902 SHAH Anand RE Dealing in Futures Contracts 2011-09-15 2011-12-01
AKS642 WONG Kit-fu, Katrina 王潔芙 RE Dealing in Securities 2004-05-31 2005-11-11
AKS660 WONG Chak Yan Martin 黃集恩 RE Dealing in Securities 2013-05-03 2013-08-31
AKS783 JOTE Vijay C RE Dealing in Securities 2010-01-28 2013-09-19
AKS783 JOTE Vijay C RE Dealing in Futures Contracts 2010-01-28 2013-09-19
AKT389 CHEUNG Oi Yan, Olivia 張靄欣 RE Dealing in Securities 2007-05-15 2010-03-15
AKT482 HUYNH HUU Tuan RE Dealing in Futures Contracts 2009-06-03 2010-03-31
AKU303 ZHOU Zhi 周知 RE Dealing in Securities 2004-06-15 2005-10-14
AKU344 RANJAN Rajeev RE Dealing in Futures Contracts 2004-06-15 2006-06-20
AKU882 HUANG Eddie Chung-chih 黃崇智 RE Dealing in Securities 2004-06-15 2006-03-22
AKU933 ZHANG Liwei 張力維 RE Dealing in Securities 2004-06-15 2005-03-17
AKU966 CHAN Kelly Ka Yiu 陳家耀 RE Dealing in Securities 2006-08-07 2010-05-07
AKU966 CHAN Kelly Ka Yiu 陳家耀 RE Dealing in Futures Contracts 2006-08-07 2010-05-07
AKV098 CHEUNG Vincent Sai Sing 張世成 RE Dealing in Futures Contracts 2004-06-18 2008-04-07
AKW613 LIN Charson 林嘉聖 RE Dealing in Securities 2006-07-18 2007-08-01
AKW697 GUPTA Gaurav RE Dealing in Securities 2004-06-30 2004-09-27
AKW723 KWONG Tony Yu Chun 鄺逸聰 RE Dealing in Securities 2006-03-15 2008-11-10
AKW726 SHAO Xiaojie 邵晓婕 RE Dealing in Securities 2004-06-30 2004-09-02
AKW730 CHAN Kai Lun, Allan 陳啟綸 RE Dealing in Securities 2004-06-30 2004-09-27
AKW734 CAO John 曹鈞 RE Dealing in Securities 2004-06-30 2004-09-02
AKW734 CAO John 曹鈞 RE Dealing in Securities 2006-01-17 2006-04-24
AKW772 CHOU Hui-wen RE Dealing in Securities 2004-07-02 2004-09-02
AKX538 GOURMELEN Arnaud RE Dealing in Securities 2011-11-03 2012-06-12
AKX538 GOURMELEN Arnaud RE Dealing in Futures Contracts 2011-11-03 2012-06-12
AKX545 CHEUNG Yuk Man 張郁文 RE Dealing in Securities 2004-07-09 2006-03-28
AKY403 TAI Lai Yin, Raymond 戴禮賢 RE Dealing in Securities 2009-01-30 2012-02-27
AKY403 TAI Lai Yin, Raymond 戴禮賢 RE Dealing in Futures Contracts 2009-01-30 2012-02-27
AKY527 IP Vivien Hsiao Lin 葉曉霖 RE Dealing in Securities 2009-08-28 2011-10-25
AKY527 IP Vivien Hsiao Lin 葉曉霖 RE Dealing in Futures Contracts 2009-08-28 2011-10-25
AKY571 WAN Lewis King Sun 尹景燊 RE Dealing in Securities 2004-07-21 2013-08-31
AKY571 WAN Lewis King Sun 尹景燊 RE Dealing in Futures Contracts 2004-07-21 2013-08-31
ALA244 PARK Stacey RE Dealing in Securities 2006-04-24 2006-06-08
ALA693 PEI Eldon 裴昱東 RE Dealing in Securities 2004-07-30 2006-06-01
ALB053 CHUALIAN Elena Yang 蔡淑鎂 RE Dealing in Futures Contracts 2004-08-02 2005-05-13
ALB059 KAO Cheng-hui 高正輝 RE Dealing in Futures Contracts 2004-08-02 2008-03-07
ALB076 EDGE Stephen James RE Dealing in Securities 2008-05-06 2008-11-20
ALB076 EDGE Stephen James RE Dealing in Futures Contracts 2008-05-06 2008-11-20
ALB224 CLARKE Daniel Patrick RE Dealing in Securities 2004-08-02 2004-09-02
ALB224 CLARKE Daniel Patrick RE Dealing in Securities 2005-02-14 2005-05-18
ALB224 CLARKE Daniel Patrick RE Dealing in Securities 2007-08-13 2008-08-14
ALB224 CLARKE Daniel Patrick RE Dealing in Futures Contracts 2005-02-14 2005-05-18
ALB224 CLARKE Daniel Patrick RE Dealing in Futures Contracts 2007-09-10 2008-08-14
ALB254 HA Po Kwan 夏寶均 RE Dealing in Securities 2004-08-04 2008-08-01
ALB254 HA Po Kwan 夏寶均 RE Dealing in Futures Contracts 2006-08-17 2008-08-01
ALB301 YANG Ching-shun 楊景舜 RE Dealing in Futures Contracts 2004-08-04 2007-06-15
ALB829 WANG Menglan 王夢嵐 RE Dealing in Securities 2011-08-10 2013-04-15
ALB829 WANG Menglan 王夢嵐 RE Dealing in Futures Contracts 2011-08-10 2013-04-15
ALC214 TAN Choon Wah 陳俊華 RE Dealing in Securities 2006-05-17 2007-05-25
ALD220 CHAU Chi Yan, Amanda 朱芷欣 RE Dealing in Securities 2010-07-29 2012-01-31
ALD641 CROSSWHITE Wyatt William RE Dealing in Futures Contracts 2004-08-30 2006-08-16
ALD661 HU Shaowei 胡少威 RE Dealing in Securities 2006-05-26 2008-11-20
ALE885 WU Sheng-han 吳昇翰 RE Dealing in Securities 2004-08-30 2005-06-17
ALE885 WU Sheng-han 吳昇翰 RE Dealing in Futures Contracts 2004-08-30 2005-06-17
ALF002 CHAN Wing Tai 陳永泰 RE Dealing in Securities 2004-09-01 2012-01-31
ALF245 GUHA Krishna Jyoti RE Dealing in Futures Contracts 2006-04-11 2007-07-19
ALF245 GUHA Krishna Jyoti RE Dealing in Futures Contracts 2008-05-26 2008-08-08
ALF343 KONG Hoi Lam 江凱琳 RE Dealing in Securities 2004-09-06 2006-02-28
ALF360 WONG Kim Sing 黃劍星 RE Dealing in Securities 2010-03-18 2013-08-31
ALF360 WONG Kim Sing 黃劍星 RE Dealing in Futures Contracts 2010-03-23 2013-08-31
ALF361 DHINGRA Amit RE Dealing in Securities 2007-08-09 2011-12-01
ALF568 LEE Chee Meng RE Dealing in Futures Contracts 2004-09-08 2006-06-27
ALG028 LI Kwok Kei, Stephen 李國基 RE Dealing in Securities 2012-08-28 2013-08-31
ALG028 LI Kwok Kei, Stephen 李國基 RE Dealing in Futures Contracts 2012-08-28 2013-08-31
ALG323 MC CULLOUGH Brian Francis RE Dealing in Securities 2011-03-28 2012-01-31
ALG422 KIM Su Jin 金秀真 RE Dealing in Securities 2004-09-24 2005-09-12
ALG423 CHOW Sai Yiu, Evan 周世耀 RE Dealing in Securities 2004-09-24 2005-11-28
ALG424 CUA Filbert Tingfey Chan 周庭暉 RE Dealing in Securities 2004-09-24 2005-12-08
ALG425 OH Seok Min RE Dealing in Securities 2004-09-24 2006-07-01
ALG446 ZHU Feifei 朱晓菲 RE Dealing in Securities 2004-09-24 2006-07-21
ALG463 LU Yin 陸垠 RE Dealing in Securities 2010-09-29 2011-10-24
ALH876 JIN Rong 金融 RE Dealing in Securities 2004-10-06 2006-05-26
ALH990 CHESSON Shane James RE Dealing in Securities 2004-09-30 2012-01-31
ALI019 QUAYLE Tucker Danforth RE Dealing in Securities 2004-10-06 2008-02-22
ALI310 YEUNG Shuet Fan, Pamela 楊雪芬 RE Dealing in Securities 2007-07-17 2012-01-31
ALI348 HACKETT Alice Faith RE Dealing in Securities 2005-04-19 2005-07-05
ALI350 CAMPO Salvatore RE Dealing in Securities 2005-04-19 2005-07-05
ALI450 ZHANG Ling 張凌 RE Dealing in Securities 2007-06-26 2012-01-31
ALJ830 LUAN Zhongjie 栾中杰 RE Dealing in Securities 2004-10-27 2007-11-21
ALK021 KEH Joanna J 葛甄蓉 RE Dealing in Futures Contracts 2004-11-03 2007-06-04
ALK688 LIM Ching-ee, Dennis 林經繹 RE Dealing in Securities 2004-11-11 2005-12-22
ALK689 CHAN Ying Wai, Sophie 陳瑩蕙 RE Dealing in Securities 2004-11-11 2006-08-04
ALL099 GHOSH Anandomoy RE Dealing in Securities 2009-12-18 2011-11-29
ALL099 GHOSH Anandomoy RE Dealing in Futures Contracts 2009-12-18 2011-11-29
ALN228 BURGIS Luke Arthur RE Dealing in Securities 2004-12-03 2005-08-25
ALN821 YUEN Yeung 阮洋 RE Dealing in Futures Contracts 2004-12-13 2005-03-02
ALN989 LIM Ning 林宁 RE Dealing in Securities 2005-01-03 2008-07-08
ALO314 LIZARES Enrique G RE Dealing in Futures Contracts 2004-12-22 2013-08-31
ALO495 OLSEN Martin RE Dealing in Securities 2005-01-03 2010-04-29
ALP769 WALLACE Steven Andrew RE Dealing in Securities 2007-10-18 2009-09-18
ALQ506 LO James Kwok-Lun 羅國倫 RE Dealing in Securities 2006-06-23 2008-11-21
ALQ506 LO James Kwok-Lun 羅國倫 RE Dealing in Futures Contracts 2006-06-23 2008-11-21
ALQ617 WEBB Robert RE Dealing in Securities 2012-06-29 2013-08-31
ALQ617 WEBB Robert RE Dealing in Futures Contracts 2012-06-29 2013-08-31
ALR712 CHAN Hoi Ling 陳凱玲 RE Dealing in Securities 2011-08-05 2013-08-31
ALR712 CHAN Hoi Ling 陳凱玲 RE Dealing in Futures Contracts 2011-08-05 2013-08-31
ALR788 RENTON Mark RE Dealing in Securities 2005-02-04 2010-09-01
ALS050 ZHANG Raymond Yue 張玥 RE Dealing in Securities 2009-12-10 2012-01-31
ALS349 ROGERS Neil Colin RE Dealing in Securities 2005-07-27 2008-02-13
ALS661 EDELIST Andrew Wayne RE Dealing in Securities 2010-11-22 2013-08-31
ALS661 EDELIST Andrew Wayne RE Dealing in Futures Contracts 2010-11-22 2013-08-31
ALS667 CHIU Pit Lap, Philip 趙必立 RE Dealing in Futures Contracts 2005-02-22 2006-02-06
ALT769 YOON Han Hong RE Dealing in Securities 2005-03-01 2012-02-20
ALT769 YOON Han Hong RE Dealing in Futures Contracts 2005-03-01 2012-02-20
ALU448 HUA Weilai 華蔚來 RE Dealing in Securities 2005-03-11 2008-02-11
ALU449 ZHOU Langlang 周朗朗 RE Dealing in Securities 2005-03-11 2005-11-30
ALU479 JI Yehong 季業宏 RE Dealing in Securities 2010-01-08 2010-05-10
ALU750 KWONG Wai Man 江惠民 RE Dealing in Securities 2006-06-20 2013-08-31
ALU750 KWONG Wai Man 江惠民 RE Dealing in Futures Contracts 2006-06-20 2013-08-31
ALV069 PARK Dong Kyu 朴東圭 RE Dealing in Securities 2005-03-16 2005-11-07

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