Hong Kong SFC licence institution ABM802, KGI Wealth Management Limited 凱基財富管理有限公司

These are the licence-holders that were found for SFC licence institution ABM802 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA318 KWONG Chin Cheung, Keith 鄺展翔 RE Dealing in Securities 2012-10-16 2015-08-27
AAE033 WONG Siu Yung 王少容 RO Dealing in Securities 2015-04-20 2017-10-02
AAM167 CHUM Ting Pong 覃定邦 RE Dealing in Securities 2003-04-01 2003-05-27
AAM167 CHUM Ting Pong 覃定邦 RE Advising on Securities 2003-04-01 2003-05-27
AAM167 CHUM Ting Pong 覃定邦 RE Advising on Corporate Finance 2003-04-01 2003-05-27
AAM167 CHUM Ting Pong 覃定邦 RE Asset Management 2003-04-01 2003-05-27
ABH684 FUNG Yiu Kai 馮耀楷 RE Dealing in Securities 2003-04-01 2009-12-19
ABH684 FUNG Yiu Kai 馮耀楷 RE Advising on Securities 2003-04-01 2005-01-26
ABH684 FUNG Yiu Kai 馮耀楷 RE Advising on Corporate Finance 2003-04-01 2005-01-26
ABH684 FUNG Yiu Kai 馮耀楷 RE Asset Management 2003-04-01 2005-01-26
ABH950 KWONG Kin Leung 鄺建良 RE Dealing in Securities 2010-03-04 2017-10-02
ABM667 LIU Kwong Kin, Nelson 廖廣健 RE Dealing in Securities 2017-04-05 2017-10-02
ABN127 KWONG Man Bun 鄺民彬 RO Dealing in Securities 2010-08-30 2017-10-02
ABN127 KWONG Man Bun 鄺民彬 RO Advising on Securities 2010-08-30 2017-10-02
ABN187 LI Hon Kay 李漢基 RE Dealing in Securities 2003-04-01 2003-05-20
ABN187 LI Hon Kay 李漢基 RE Advising on Securities 2003-04-01 2003-05-19
ABN187 LI Hon Kay 李漢基 RE Advising on Corporate Finance 2003-04-01 2003-05-19
ABN187 LI Hon Kay 李漢基 RE Asset Management 2003-04-01 2003-05-19
ABN376 LEE Siu Lun 李兆麟 RO Dealing in Securities 2010-03-08 2017-10-02
ABP252 NG May Wah, Priscilla 吳美華 RE Dealing in Securities 2007-03-13 2009-05-26
ABP252 NG May Wah, Priscilla 吳美華 RE Advising on Securities 2007-03-13 2009-05-26
ABP958 KWAN Chung Yan, Gary 關淙仁 RO Dealing in Securities 2013-10-09 2014-05-17
ABS221 HEUNG Wing Fai 香榮輝 RE Dealing in Securities 2003-04-01 2009-12-19
ABS221 HEUNG Wing Fai 香榮輝 RE Advising on Securities 2003-04-01 2005-06-08
ABS221 HEUNG Wing Fai 香榮輝 RE Advising on Corporate Finance 2003-04-01 2005-06-08
ABS221 HEUNG Wing Fai 香榮輝 RE Asset Management 2003-04-01 2004-12-28
ABU360 WU I Kwei, Daniel 吳一揆 RE Dealing in Securities 2004-08-30 2005-05-30
ABU360 WU I Kwei, Daniel 吳一揆 RO Dealing in Securities 2005-05-30 2005-10-07
ABU360 WU I Kwei, Daniel 吳一揆 RE Advising on Securities 2004-10-25 2005-05-30
ABU360 WU I Kwei, Daniel 吳一揆 RO Advising on Securities 2005-05-30 2005-10-07
ABU360 WU I Kwei, Daniel 吳一揆 RE Advising on Corporate Finance 2004-10-25 2005-05-30
ABU360 WU I Kwei, Daniel 吳一揆 RO Advising on Corporate Finance 2005-05-30 2005-10-07
ABU360 WU I Kwei, Daniel 吳一揆 RE Asset Management 2004-08-30 2005-03-18
ABW953 SUM Wai Kei, Wilfred 岑偉基 RE Advising on Corporate Finance 2003-09-04 2004-05-19
ABW953 SUM Wai Kei, Wilfred 岑偉基 RO Advising on Corporate Finance 2004-05-19 2008-04-21
ABZ888 LEE Man Sik 李文軾 RO Dealing in Securities 2010-03-08 2017-10-02
ACF083 WU Chiang Li 吳強立 RE Dealing in Securities 2014-10-22 2015-02-02
ACF083 WU Chiang Li 吳強立 RO Dealing in Securities 2015-02-02 2017-10-02
ACF083 WU Chiang Li 吳強立 RE Advising on Securities 2014-10-22 2015-02-02
ACF083 WU Chiang Li 吳強立 RO Advising on Securities 2015-02-02 2017-10-02
ACG885 YEUNG Yiu Wah, Francis 楊耀華 RE Dealing in Securities 2005-01-28 2005-05-25
ACG885 YEUNG Yiu Wah, Francis 楊耀華 RE Dealing in Securities 2009-03-27 2009-12-19
ACG885 YEUNG Yiu Wah, Francis 楊耀華 RO Dealing in Securities 2005-05-25 2009-03-27
ACG885 YEUNG Yiu Wah, Francis 楊耀華 RE Advising on Corporate Finance 2005-01-28 2005-05-25
ACG885 YEUNG Yiu Wah, Francis 楊耀華 RO Advising on Corporate Finance 2005-05-25 2009-12-19
ACK823 TSUI Moon Kwong 徐滿光 RE Dealing in Securities 2004-09-22 2004-10-20
ACK823 TSUI Moon Kwong 徐滿光 RE Dealing in Securities 2004-10-25 2004-10-25
ACN129 WONG Chak Wai 黃集蔚 RO Dealing in Securities 2014-07-29 2017-10-02
ACN129 WONG Chak Wai 黃集蔚 RO Advising on Securities 2014-07-29 2017-10-02
ACN453 FENG Lei Ming 馮雷明 RE Dealing in Securities 2003-06-25 2003-07-30
ACN453 FENG Lei Ming 馮雷明 RO Dealing in Securities 2003-07-30 2011-03-08
ACN453 FENG Lei Ming 馮雷明 RO Advising on Securities 2005-10-10 2011-03-08
ACN453 FENG Lei Ming 馮雷明 RE Advising on Corporate Finance 2003-06-25 2003-07-30
ACN453 FENG Lei Ming 馮雷明 RO Advising on Corporate Finance 2003-07-30 2010-04-01
ACO008 CHING Wing Fat 程永發 RE Dealing in Securities 2017-04-05 2017-10-02
ACR656 YOUNG Ting Cheung 楊庭章 RE Dealing in Securities 2017-04-05 2017-10-02
ACW457 YIU Chim Hoi 姚暹開 RE Advising on Securities 2009-04-23 2009-12-19
ACW457 YIU Chim Hoi 姚暹開 RE Asset Management 2009-05-25 2009-12-19
ACZ462 LEUNG Shing Wai 梁成偉 RE Dealing in Securities 2003-04-01 2003-08-22
ACZ462 LEUNG Shing Wai 梁成偉 RE Advising on Securities 2003-04-01 2003-08-22
ACZ462 LEUNG Shing Wai 梁成偉 RE Advising on Corporate Finance 2003-04-01 2003-08-22
ACZ462 LEUNG Shing Wai 梁成偉 RE Asset Management 2003-04-01 2003-08-22
ACZ775 CHO Wai Fai 曹偉輝 RE Dealing in Securities 2009-12-23 2017-10-02
ADG965 SZE Chun Hong, Albert 施振康 RE Dealing in Securities 2011-10-12 2011-12-19
ADG965 SZE Chun Hong, Albert 施振康 RO Dealing in Securities 2011-12-19 2014-10-10
ADG965 SZE Chun Hong, Albert 施振康 RE Advising on Securities 2011-10-12 2011-12-19
ADG965 SZE Chun Hong, Albert 施振康 RO Advising on Securities 2011-12-19 2014-10-10
ADJ250 CHENG Kwok Chun 鄭國駿 RE Dealing in Securities 2003-04-01 2003-06-11
ADJ250 CHENG Kwok Chun 鄭國駿 RE Advising on Securities 2003-04-01 2003-06-11
ADJ250 CHENG Kwok Chun 鄭國駿 RE Advising on Corporate Finance 2003-04-01 2003-06-11
ADJ250 CHENG Kwok Chun 鄭國駿 RE Asset Management 2003-04-01 2003-06-11
ADN063 SO Wai Leung 蘇偉良 RO Dealing in Securities 2003-04-01 2004-06-01
ADN063 SO Wai Leung 蘇偉良 RO Advising on Securities 2003-04-01 2004-06-01
ADN063 SO Wai Leung 蘇偉良 RO Advising on Corporate Finance 2003-04-01 2004-06-01
ADN063 SO Wai Leung 蘇偉良 RO Asset Management 2003-04-01 2004-06-01
ADR247 CHEN Kuo An 陳國安 RE Dealing in Securities 2005-12-30 2006-07-28
ADV099 CHAN Sai Hung 陳世雄 RE Dealing in Securities 2009-12-23 2017-10-02
ADW149 LEE Wai Chung 李慧中 RE Dealing in Securities 2017-04-13 2017-10-02
ADX490 CHAN Hin Geung, Mark 陳献章 RO Dealing in Securities 2016-04-12 2017-10-02
ADX490 CHAN Hin Geung, Mark 陳献章 RO Advising on Securities 2016-04-12 2017-10-02
AEH999 CHEN Shu Har 陳瑞霞 RE Dealing in Securities 2016-07-07 2017-10-02
AEI107 NG Hon Choi 吳漢材 RE Dealing in Securities 2004-12-18 2006-03-29
AEL044 HO Chi Feng 何奇峯 RO Dealing in Securities 2003-04-01 2005-08-03
AEL044 HO Chi Feng 何奇峯 RO Advising on Securities 2003-04-01 2005-08-03
AEL044 HO Chi Feng 何奇峯 RO Asset Management 2003-04-01 2004-12-28
AEM709 KEI Siu Hung 紀少雄 RE Dealing in Securities 2003-04-01 2003-06-24
AEM709 KEI Siu Hung 紀少雄 RE Advising on Securities 2003-04-01 2003-06-24
AEM709 KEI Siu Hung 紀少雄 RE Advising on Corporate Finance 2003-04-01 2003-06-24
AEM709 KEI Siu Hung 紀少雄 RE Asset Management 2003-04-01 2003-06-24
AEQ415 LO Ka Chiu 盧嘉昭 RE Dealing in Securities 2003-04-01 2005-09-08
AEQ415 LO Ka Chiu 盧嘉昭 RO Dealing in Securities 2005-09-08 2009-12-19
AEQ415 LO Ka Chiu 盧嘉昭 RE Advising on Securities 2003-04-01 2005-01-26
AEQ415 LO Ka Chiu 盧嘉昭 RO Advising on Securities 2005-10-05 2009-12-19
AEQ415 LO Ka Chiu 盧嘉昭 RE Advising on Corporate Finance 2003-04-01 2005-01-26
AEQ415 LO Ka Chiu 盧嘉昭 RE Asset Management 2003-04-01 2005-01-26
AEU950 SU Yazhong 蘇亞中 RE Dealing in Securities 2006-04-18 2009-12-19
AEU950 SU Yazhong 蘇亞中 RE Advising on Corporate Finance 2006-04-18 2009-12-19
AEX669 TSUI Ying Kit, Marko 徐英傑 RE Dealing in Securities 2003-04-01 2003-05-27
AEX669 TSUI Ying Kit, Marko 徐英傑 RE Advising on Securities 2003-04-01 2003-05-27
AEX669 TSUI Ying Kit, Marko 徐英傑 RE Advising on Corporate Finance 2003-04-01 2003-05-27
AEX669 TSUI Ying Kit, Marko 徐英傑 RE Asset Management 2003-04-01 2003-05-27
AFD156 WONG Wah 王華 RO Dealing in Securities 2003-04-01 2009-12-19
AFD156 WONG Wah 王華 RO Advising on Securities 2004-10-18 2009-12-19
AFN358 FOONG Hock Meng RO Dealing in Securities 2010-04-23 2017-10-02
AFN655 WONG Kam Suen, David 王鑑旋 RE Dealing in Securities 2010-12-24 2011-04-01
AFN789 HUANG Yu Yuan 黃裕元 RE Dealing in Securities 2007-12-27 2017-10-02
AFO881 KWAN Chun Fai, Addy 關俊輝 RE Dealing in Securities 2010-03-04 2017-10-02
AFP060 SUN Chuen Wah, Anthony 孫村華 RE Dealing in Securities 2004-02-10 2005-01-21
AFP060 SUN Chuen Wah, Anthony 孫村華 RE Advising on Securities 2004-05-05 2005-01-21
AFP060 SUN Chuen Wah, Anthony 孫村華 RE Advising on Corporate Finance 2004-05-05 2005-01-21
AFS253 TSANG Man Shun 曾文舜 RO Advising on Corporate Finance 2004-06-15 2005-01-03
AFU269 KWOK Hing Vie, Henry 郭慶威 RE Advising on Securities 2003-04-01 2005-02-01
AFU269 KWOK Hing Vie, Henry 郭慶威 RE Advising on Corporate Finance 2003-04-01 2005-02-01
AFU269 KWOK Hing Vie, Henry 郭慶威 RE Asset Management 2003-04-01 2005-02-01
AFU504 LI Ting Ho, Eric 李廷荷 RE Dealing in Securities 2003-10-21 2009-11-16
AFU504 LI Ting Ho, Eric 李廷荷 RE Advising on Corporate Finance 2003-10-21 2009-11-16
AFW430 LEE Shiu Man, Simon 李紹文 RE Dealing in Securities 2009-03-10 2009-06-16
AFY837 CHENG King Fung, Carson 鄭景丰 RE Dealing in Securities 2003-04-01 2004-08-02
AFY837 CHENG King Fung, Carson 鄭景丰 RE Advising on Securities 2003-04-01 2004-08-02
AFY837 CHENG King Fung, Carson 鄭景丰 RE Advising on Corporate Finance 2003-04-01 2004-08-02
AFY837 CHENG King Fung, Carson 鄭景丰 RE Asset Management 2003-04-01 2004-08-02
AGA339 LAM Hiu Tung 林曉東 RE Dealing in Securities 2003-04-01 2010-08-03
AGA339 LAM Hiu Tung 林曉東 RE Advising on Securities 2003-04-01 2005-01-26
AGA339 LAM Hiu Tung 林曉東 RE Advising on Corporate Finance 2003-04-01 2005-01-26
AGA339 LAM Hiu Tung 林曉東 RE Asset Management 2003-04-01 2005-01-26
AGA675 TANG Kwan Chung 鄧君仲 RE Dealing in Securities 2003-04-01 2003-09-26
AGA675 TANG Kwan Chung 鄧君仲 RE Advising on Securities 2003-04-01 2003-09-26
AGA675 TANG Kwan Chung 鄧君仲 RE Advising on Corporate Finance 2003-04-01 2003-09-26
AGA675 TANG Kwan Chung 鄧君仲 RE Asset Management 2003-04-01 2003-09-26
AGB719 WONG Ka Wing 黃嘉榮 RE Dealing in Securities 2017-04-05 2017-10-02
AGK505 YEUNG Wai Hung 楊偉雄 RE Dealing in Securities 2003-04-01 2004-08-02
AGK505 YEUNG Wai Hung 楊偉雄 RE Advising on Securities 2003-04-01 2004-08-02
AGK505 YEUNG Wai Hung 楊偉雄 RE Advising on Corporate Finance 2003-04-01 2004-08-02
AGK505 YEUNG Wai Hung 楊偉雄 RE Asset Management 2003-04-01 2004-08-02
AGM995 CHEN Hung Chun 陳弘峻 RE Dealing in Securities 2003-04-01 2005-02-23
AGM995 CHEN Hung Chun 陳弘峻 RE Advising on Securities 2003-04-01 2005-02-23
AGM995 CHEN Hung Chun 陳弘峻 RE Advising on Corporate Finance 2003-04-01 2005-02-23
AGM995 CHEN Hung Chun 陳弘峻 RE Asset Management 2003-04-01 2005-02-23
AHG708 TAN Chia Tien 譚家典 RE Dealing in Securities 2004-08-03 2009-03-01
AHG708 TAN Chia Tien 譚家典 RE Advising on Securities 2004-08-03 2005-02-17
AHG708 TAN Chia Tien 譚家典 RE Advising on Securities 2005-05-23 2009-03-01
AHG708 TAN Chia Tien 譚家典 RE Advising on Corporate Finance 2004-08-03 2009-03-01
AHG708 TAN Chia Tien 譚家典 RE Asset Management 2004-08-03 2005-02-17
AIB406 LAU Cheung Ka, Daniel 劉長加 RE Dealing in Securities 2011-02-23 2012-10-03
AIB406 LAU Cheung Ka, Daniel 劉長加 RE Advising on Securities 2011-02-23 2012-10-03
AIH625 WONG Ka Hong 黃家康 RE Dealing in Securities 2009-03-25 2009-06-06
AIU428 TSE Shek Hang 謝碩恆 RE Dealing in Securities 2003-05-28 2004-05-06
AIU428 TSE Shek Hang 謝碩恆 RE Advising on Securities 2003-05-28 2004-05-06
AIU428 TSE Shek Hang 謝碩恆 RE Advising on Corporate Finance 2003-05-28 2004-05-06
AIU428 TSE Shek Hang 謝碩恆 RE Asset Management 2003-05-28 2004-05-06
AJF556 CHEUNG Kwok Sing 張國聲 RE Dealing in Securities 2007-07-25 2007-09-01
AJF556 CHEUNG Kwok Sing 張國聲 RE Advising on Securities 2007-07-25 2007-09-01
AJG459 LEE Ming-dah 李明達 RE Dealing in Securities 2005-03-04 2005-07-25
AJL300 LIN Hsueh Yen 林雪燕 RE Dealing in Securities 2008-06-02 2008-08-29
AJN374 HO Ying Chih 何英志 RE Dealing in Securities 2007-05-29 2007-06-27
AJN374 HO Ying Chih 何英志 RE Dealing in Securities 2009-04-23 2009-09-01
AJN374 HO Ying Chih 何英志 RO Dealing in Securities 2007-06-27 2009-04-23
AJN374 HO Ying Chih 何英志 RE Advising on Securities 2009-04-23 2009-09-01
AJN374 HO Ying Chih 何英志 RO Advising on Securities 2007-06-27 2009-04-23
AJN374 HO Ying Chih 何英志 RO Asset Management 2008-04-17 2009-09-01
AKI552 CHANG Yao-jen 張耀仁 RE Dealing in Securities 2004-04-14 2004-07-13
AKI552 CHANG Yao-jen 張耀仁 RE Dealing in Securities 2005-05-19 2009-12-19
AKI552 CHANG Yao-jen 張耀仁 RE Advising on Securities 2005-05-19 2009-12-19
AKI552 CHANG Yao-jen 張耀仁 RE Advising on Corporate Finance 2005-05-19 2009-12-19
AKX325 CHEN Chien Chih 陳建智 RE Advising on Securities 2007-09-14 2007-10-08
AKX325 CHEN Chien Chih 陳建智 RO Advising on Securities 2007-10-08 2009-01-01
AKX325 CHEN Chien Chih 陳建智 RO Asset Management 2008-04-17 2009-01-01
ALA484 QIU Hoi Fung 丘海峰 RE Advising on Securities 2006-07-19 2007-10-03
ALA982 LAM Man Ling 林文玲 RE Dealing in Securities 2004-09-24 2010-09-27
ALA982 LAM Man Ling 林文玲 RE Advising on Securities 2004-09-24 2010-09-27
ALA982 LAM Man Ling 林文玲 RE Asset Management 2004-09-24 2004-12-28
ALB384 WANG Yun-Ping 王允平 RE Dealing in Securities 2004-09-16 2007-03-01
ALB384 WANG Yun-Ping 王允平 RE Advising on Securities 2004-09-16 2007-03-01
ALB384 WANG Yun-Ping 王允平 RE Advising on Corporate Finance 2004-09-16 2007-03-01
ALB384 WANG Yun-Ping 王允平 RE Asset Management 2004-09-16 2004-12-28
ALI037 CHEUNG Nga Li 張雅莉 RE Dealing in Securities 2006-04-18 2009-12-19
ALL685 CHIU Hin Fung, Sherman 趙衍鋒 RE Dealing in Securities 2005-10-25 2010-05-09
ALL685 CHIU Hin Fung, Sherman 趙衍鋒 RE Advising on Securities 2005-10-25 2010-05-09
ALL685 CHIU Hin Fung, Sherman 趙衍鋒 RE Advising on Corporate Finance 2005-11-02 2010-04-01
ALO530 KWOK Sze Ho 郭子豪 RE Asset Management 2008-09-30 2010-04-01
ALP843 CHEN Chun Jui, Louis 陳君瑞 RE Dealing in Securities 2007-09-04 2008-04-01
ALQ112 MA Kei Lok 馬基諾 RE Dealing in Securities 2015-12-01 2017-10-02
ALQ112 MA Kei Lok 馬基諾 RE Advising on Securities 2015-12-01 2017-10-02
ALS852 HUANG Ming-Chung 黃明鐘 RE Dealing in Securities 2007-09-06 2017-10-02
ALW118 WU Huey-ming 吳慧明 RE Dealing in Securities 2005-04-25 2005-11-15
ALW896 SU Li-Lin 蘇麗鈴 RE Dealing in Securities 2010-12-10 2017-10-02
ALY687 LIU Shih-Chi 劉世祺 RE Dealing in Securities 2008-06-19 2010-06-19
ALZ165 SU Chin-Chih 蘇靜枝 RE Dealing in Securities 2012-10-05 2017-01-01
ALZ736 SHIH Hung-Chun 時宏君 RE Dealing in Securities 2005-06-13 2006-01-06
AMB390 WU Shu-Fang 吳淑芳 RE Dealing in Securities 2010-12-10 2011-04-02
AMB390 WU Shu-Fang 吳淑芳 RE Dealing in Securities 2016-06-01 2017-10-02
AME241 YEE Mo Kit, Terra 余慕潔 RE Dealing in Securities 2006-05-26 2007-05-04
AME241 YEE Mo Kit, Terra 余慕潔 RE Advising on Securities 2006-05-26 2007-05-04
AME706 LAI Sin Chong 黎善昌 RE Dealing in Securities 2008-06-11 2009-01-01
AME706 LAI Sin Chong 黎善昌 RE Advising on Securities 2008-06-11 2009-01-01
AMF054 KONG Ki Fung 江琦峰 RE Dealing in Securities 2010-01-07 2014-03-03
AMF054 KONG Ki Fung 江琦峰 RE Advising on Securities 2009-12-14 2014-03-03
AMH186 HUI Kwun Hei 許冠熙 RE Dealing in Securities 2010-03-04 2017-10-02
AMH266 CHEN Nan-Shou RE Dealing in Securities 2010-12-10 2017-10-02
AMH273 CHANG Tai-Yun 張台雲 RE Dealing in Securities 2007-08-07 2008-06-01
AMJ218 CHEN Yen Hwa 陳燕華 RE Dealing in Securities 2005-09-30 2009-12-19
AMJ218 CHEN Yen Hwa 陳燕華 RE Advising on Securities 2005-09-30 2009-12-19
AML711 WENG Chien-Tsang 翁健藏 RE Dealing in Securities 2007-10-15 2011-01-13
AML711 WENG Chien-Tsang 翁健藏 RO Dealing in Securities 2011-01-13 2011-06-01
AMM393 LAM Chui Wah 林翠嘩 RE Dealing in Securities 2011-06-30 2012-03-23
AMN732 LEE Sze Hang, Sebastian 李思行 RE Dealing in Securities 2009-12-23 2017-10-02
AMO986 CHOW Alice Wai Yin 周慧妍 RE Dealing in Securities 2005-11-28 2009-12-19
AMO986 CHOW Alice Wai Yin 周慧妍 RE Advising on Securities 2005-11-28 2009-12-19
AMR824 CHIU Yung 焦勇 RE Advising on Securities 2008-05-15 2008-07-26
AMS396 OU YANG Kuo Ruei 歐陽國瑞 RE Dealing in Securities 2008-11-06 2010-07-30
AMS396 OU YANG Kuo Ruei 歐陽國瑞 RO Dealing in Securities 2010-07-30 2012-12-07
AMS396 OU YANG Kuo Ruei 歐陽國瑞 RE Advising on Securities 2008-11-06 2010-10-27
AMS396 OU YANG Kuo Ruei 歐陽國瑞 RO Advising on Securities 2010-10-27 2012-12-07
AMS396 OU YANG Kuo Ruei 歐陽國瑞 RO Asset Management 2009-05-15 2010-04-01
AMT861 LU Hsiao-Wen 魯曉玟 RE Dealing in Securities 2009-02-19 2009-12-01
ANG298 TUAN Shu Jen 段樹仁 RO Dealing in Securities 2006-10-05 2009-03-16
ANG298 TUAN Shu Jen 段樹仁 RO Advising on Securities 2006-10-05 2009-03-16
ANG298 TUAN Shu Jen 段樹仁 RO Asset Management 2008-04-17 2009-03-16
ANG569 LEUNG Ka Man 梁家文 RE Dealing in Securities 2013-07-29 2014-06-13
ANH322 WU Chang-Jen 吳昌仁 RE Dealing in Securities 2006-05-26 2007-03-01
ANH322 WU Chang-Jen 吳昌仁 RE Advising on Securities 2006-05-26 2007-03-01
ANH367 CHIEN Ching-Yi 簡青誼 RE Dealing in Securities 2015-07-30 2017-10-02
ANJ366 LIN Chia-Lin 林佳霖 RE Dealing in Securities 2010-12-10 2011-04-02
ANK441 LAI Hiu Yik 賴曉憶 RE Dealing in Securities 2006-06-23 2008-05-09
ANK441 LAI Hiu Yik 賴曉憶 RE Advising on Securities 2006-06-23 2008-05-09
ANK573 LO King Wa 盧景華 RE Dealing in Securities 2006-06-23 2011-04-11
ANK573 LO King Wa 盧景華 RE Advising on Securities 2006-06-23 2011-04-11
ANK573 LO King Wa 盧景華 RE Advising on Corporate Finance 2009-04-24 2010-04-01
ANK573 LO King Wa 盧景華 RE Asset Management 2009-04-24 2010-04-01
ANL052 CHEN Chun-Wei 陳俊瑋 RE Dealing in Securities 2007-08-02 2010-08-19
ANL057 TSAI Ming-Hsiao 蔡明孝 RE Dealing in Securities 2011-08-03 2016-07-06
ANL057 TSAI Ming-Hsiao 蔡明孝 RO Dealing in Securities 2016-07-06 2017-10-02
ANL057 TSAI Ming-Hsiao 蔡明孝 RE Advising on Securities 2013-09-19 2016-07-06
ANL057 TSAI Ming-Hsiao 蔡明孝 RO Advising on Securities 2016-07-06 2017-10-02
ANN504 HSIEH Ya-Hui 謝雅卉 RE Dealing in Securities 2008-04-16 2015-07-30
ANP465 LIAO Yung-Chi 廖永祺 RE Dealing in Securities 2006-07-28 2009-12-19
ANP465 LIAO Yung-Chi 廖永祺 RE Advising on Securities 2006-07-28 2009-12-19
ANT962 LIN Yi-Ju 林宜儒 RE Dealing in Securities 2006-10-05 2013-07-01
ANT965 HUANG Sheng-Lung 黃勝隆 RE Dealing in Securities 2006-10-06 2017-10-02
ANT968 LIN Shu-Jung 林淑蓉 RE Dealing in Securities 2006-10-05 2009-12-01
ANT971 TSENG Chieh-Ping 曾潔萍 RE Dealing in Securities 2006-10-05 2008-07-26
ANT974 YI Wei-Ying 易維英 RE Dealing in Securities 2006-10-05 2017-10-02
ANT975 CHEN Chin-Hwa 陳靜華 RE Dealing in Securities 2006-10-05 2012-02-01
ANU244 WEI Szu-Chia 韋思佳 RE Dealing in Securities 2006-10-06 2011-08-06
ANU276 CHE Chuan-Chih 車傳治 RE Dealing in Securities 2006-10-04 2016-08-01
ANU278 CHAO Wen-Chi 趙文綺 RE Dealing in Securities 2006-10-04 2017-10-02
ANU280 HSU Cheng-Feng 許正鋒 RE Dealing in Securities 2006-10-04 2008-02-21
ANU281 LIU Da-Wei 劉大偉 RE Dealing in Securities 2006-10-04 2017-10-02
ANU660 CHAO Shu-Li 趙舒悧 RE Dealing in Securities 2006-10-05 2009-10-16
ANU661 CHANG Chia Chen 張家真 RE Dealing in Securities 2006-10-26 2012-03-01
ANU663 HUANG Chien-Chung 黃建中 RE Dealing in Securities 2006-10-11 2006-10-21
ANV131 HOU Yung-Shun 侯永順 RE Dealing in Securities 2012-10-05 2017-10-02
ANV193 LEE Shu-ching 李淑菁 RE Dealing in Securities 2006-10-20 2008-05-09
ANX197 CHEN Ping-Yu 陳品妤 RE Dealing in Securities 2006-10-27 2008-03-14
ANX197 CHEN Ping-Yu 陳品妤 RO Dealing in Securities 2012-12-03 2015-06-01
ANX197 CHEN Ping-Yu 陳品妤 RE Advising on Securities 2006-10-27 2008-03-14
ANX197 CHEN Ping-Yu 陳品妤 RO Advising on Securities 2012-12-03 2015-06-01
ANY308 TAN E Wuen 陳儀雯 RE Advising on Securities 2008-04-17 2009-12-19
ANY375 HSU Li-Yueh 許瓈月 RE Dealing in Securities 2012-10-05 2017-10-02
ANZ877 CHEN Shin-fang 陳昕方 RE Dealing in Securities 2006-11-13 2008-07-01
ANZ877 CHEN Shin-fang 陳昕方 RE Advising on Securities 2006-11-13 2008-07-01
AOD424 HUI Tak Tsun 許德俊 RE Dealing in Securities 2009-10-28 2013-05-25
AOE625 YEH Hong-I 葉弘毅 RE Dealing in Securities 2007-01-18 2008-05-15
AOE626 CHUNG Hsiang-Po 鍾香珀 RE Dealing in Securities 2007-01-16 2017-10-02
AOE628 HUANG Po-Wen 黃柏雯 RE Dealing in Securities 2007-01-15 2017-10-02
AOE629 WONG Wing Sang 王穎生 RE Dealing in Securities 2007-01-16 2009-08-01
AOE659 CHOU Sheng Yuan 周聖淵 RE Dealing in Securities 2007-01-16 2017-10-02
AOE660 CHIOU Shun-Hui 邱舜慧 RE Dealing in Securities 2007-01-15 2012-03-01
AOE661 WU Yang-Jen 吳楊仁 RE Dealing in Securities 2007-01-16 2017-10-02
AOG215 SHEN Chiung-Fang 沈瓊芳 RE Dealing in Securities 2007-01-18 2012-04-15
AOG218 CHEN Mei Chun 陳玫君 RE Dealing in Securities 2007-02-08 2009-12-01
AOH084 CHEN Fu-Tung 陳福東 RE Dealing in Securities 2007-01-24 2017-10-02
AOH104 HUANG Hsiu Jung 黃秀蓉 RE Dealing in Securities 2007-01-25 2009-12-19
AOH635 TSENG Jen-Mei 曾仁美 RE Dealing in Securities 2007-01-26 2012-02-01
AOH638 CHOU Shu-Huei 周淑恵 RE Dealing in Securities 2007-01-26 2012-09-01
AOJ451 LIN Yi-Ju 林怡如 RE Dealing in Securities 2007-06-13 2010-10-28
AOJ451 LIN Yi-Ju 林怡如 RE Dealing in Securities 2011-05-23 2011-06-02
AON785 CHEN Jou-hsun 陳柔勳 RE Dealing in Securities 2012-10-05 2017-10-02
AOO966 LIN I-Fang 林奕芳 RE Dealing in Securities 2007-04-02 2017-10-02
AOQ659 SUEI Feng-jih 隋風致 RE Dealing in Securities 2007-04-02 2009-03-02
AOQ659 SUEI Feng-jih 隋風致 RO Dealing in Securities 2009-03-02 2009-11-01
AOQ659 SUEI Feng-jih 隋風致 RE Advising on Securities 2007-04-02 2009-03-02
AOQ659 SUEI Feng-jih 隋風致 RO Advising on Securities 2009-03-02 2009-11-01
AOQ659 SUEI Feng-jih 隋風致 RO Asset Management 2009-04-16 2009-11-01
AOS567 CHAN Winnie Wun-yin 陳韻妍 RE Dealing in Securities 2010-08-26 2017-10-02
AOS567 CHAN Winnie Wun-yin 陳韻妍 RE Advising on Securities 2010-08-26 2017-10-02
AOT500 SUNG Ching Hua 宋清華 RO Dealing in Securities 2007-05-07 2013-03-15
AOT500 SUNG Ching Hua 宋清華 RO Advising on Securities 2007-05-07 2013-03-15
AOT840 CHAN Tsang Shing 陳增城 RE Dealing in Securities 2007-05-07 2008-07-07
AOT840 CHAN Tsang Shing 陳增城 RE Advising on Securities 2007-05-07 2008-07-07
AOU194 YANG Shu-Hua 楊淑華 RE Dealing in Securities 2007-05-16 2008-02-18
AOU195 LI Wei-Yang 李維揚 RE Dealing in Securities 2007-05-16 2015-10-01
AOU455 LIN I-Chen 林怡貞 RE Dealing in Securities 2007-05-16 2009-02-01
AOU763 LIN Chakun 林嘉焜 RE Dealing in Securities 2007-05-16 2008-04-01
AOV580 LIANG Hsiu-Yun 梁綉雲 RE Dealing in Securities 2007-06-04 2010-07-01
AOV583 YANG Li-Shan 楊俐珊 RE Dealing in Securities 2007-06-04 2010-07-01
AOW916 LIN Hsiu-An 林修安 RE Dealing in Securities 2007-06-15 2009-08-01
AOX397 HUNG Chien-Chou 洪健洲 RE Dealing in Securities 2007-06-21 2017-10-02
AOY032 YEH Su-Chen 葉素甄 RE Dealing in Securities 2007-06-27 2009-03-17
AOY032 YEH Su-Chen 葉素甄 RO Dealing in Securities 2009-03-17 2017-10-02
AOY032 YEH Su-Chen 葉素甄 RO Advising on Securities 2009-03-17 2017-10-02
AOY488 CHAN Kit Tak 陳傑德 RE Advising on Securities 2008-10-02 2010-08-17
AOY595 LO Hsiao-Lin 羅曉玲 RO Dealing in Securities 2007-07-04 2009-08-01
AOY595 LO Hsiao-Lin 羅曉玲 RO Advising on Securities 2007-07-04 2009-08-01
APB220 AN Zhen 安鎮 RE Dealing in Securities 2007-07-05 2009-12-07
APB220 AN Zhen 安鎮 RE Advising on Securities 2007-07-05 2009-12-07
APB469 WONG Yuen Yee 王阮儀 RE Dealing in Securities 2009-12-23 2017-09-30
APC201 CHAN Shuk Lai 陳淑麗 RE Dealing in Securities 2007-07-10 2007-08-01
APC201 CHAN Shuk Lai 陳淑麗 RE Advising on Securities 2007-07-10 2007-08-01
APG882 MOK Ka Fan 莫嘉勳 RE Dealing in Securities 2012-11-23 2015-11-01
APG882 MOK Ka Fan 莫嘉勳 RE Advising on Securities 2012-11-23 2015-11-01
APH295 SU Tzu-Fan 蘇芷凡 RE Dealing in Securities 2009-05-18 2010-01-21
APH593 IP Chi Kei 葉智基 RE Dealing in Securities 2007-08-22 2007-11-05
APH593 IP Chi Kei 葉智基 RE Advising on Securities 2007-08-22 2007-11-05
APK399 CHEN Yi-Chun Jessica 陳怡君 RE Advising on Securities 2008-12-29 2010-07-01
APK399 CHEN Yi-Chun Jessica 陳怡君 RE Asset Management 2009-06-18 2010-04-01
APL610 WU Yi Chieh 吳怡潔 RE Dealing in Securities 2007-09-25 2013-04-18
APV763 LEE Sin Man 李善文 RE Dealing in Securities 2009-12-23 2017-10-02
AQA155 LIU Kao-Jen 柳高仁 RE Dealing in Securities 2007-12-27 2009-02-01
AQB145 LIN Yi-Chun 林怡君 RE Dealing in Securities 2007-12-27 2009-02-01
AQD039 TONG Ngai Fung 湯毅鋒 RE Dealing in Securities 2008-01-14 2017-10-02
AQD039 TONG Ngai Fung 湯毅鋒 RE Advising on Securities 2013-09-19 2017-10-02
AQF224 HO Chia-Chi 何佳琪 RE Dealing in Securities 2008-01-28 2008-04-19
AQH113 TSENG Ko 曾科 RE Dealing in Securities 2008-02-26 2009-04-11
AQH113 TSENG Ko 曾科 RE Advising on Securities 2008-02-26 2009-04-11
AQJ712 TAI Chuan-Huang 戴傳晃 RE Dealing in Securities 2008-03-10 2009-02-01
AQL152 KUO Ping-Hung 郭炳宏 RE Dealing in Securities 2008-03-10 2017-10-02
AQN266 CHO Shih-Ming 卓師銘 RE Dealing in Securities 2010-12-10 2017-10-02
AQN524 HSU Li Chen 徐莉珍 RE Dealing in Securities 2008-05-16 2013-03-18
AQO505 LIN Hsi-Che 林希哲 RE Dealing in Securities 2008-04-11 2009-04-01
AQQ271 CHAN Yi-Hsiung 詹儀雄 RE Dealing in Securities 2008-04-17 2008-10-01
AQS401 WUNG Sheng-Bin 翁勝彬 RE Dealing in Securities 2008-03-27 2008-11-17
AQS401 WUNG Sheng-Bin 翁勝彬 RO Dealing in Securities 2008-11-17 2009-12-19
AQS401 WUNG Sheng-Bin 翁勝彬 RE Advising on Securities 2008-03-27 2008-11-17
AQS401 WUNG Sheng-Bin 翁勝彬 RO Advising on Securities 2008-11-17 2009-12-19
AQS915 UENG Yih-Ling 翁藝玲 RE Dealing in Securities 2008-05-05 2009-10-16
AQS917 CHOU Tzu-Fang 周子方 RE Dealing in Securities 2008-05-05 2011-06-01
AQY756 WU Kun-Lung 吳焜龍 RE Dealing in Securities 2008-05-30 2009-12-19
AQY759 KU Ching Heung 古清香 RE Dealing in Securities 2008-05-30 2014-03-01
ARA853 HUANG Ying-Hui 黃鶯慧 RE Dealing in Securities 2008-06-03 2009-12-01
ARA859 KU Shih-Lin 谷世麟 RE Dealing in Securities 2008-06-03 2008-11-07
ARA866 HUANG Mei-Ching 黃美靜 RE Dealing in Securities 2008-06-03 2009-01-01
ARA879 LIAO Chia-Hui 廖家慧 RE Dealing in Securities 2008-06-03 2009-02-01
ARD524 CHEN Yin-Tzu 陳盈慈 RE Dealing in Securities 2008-07-09 2011-08-10
ARD529 CHUNG Miao-Ling 鍾妙玲 RE Dealing in Securities 2008-06-18 2008-10-01
ARD533 LIN Yu-Ying 林郁瑩 RE Dealing in Securities 2008-06-16 2008-10-01
ARE368 HUANG Hsin-Cheng 黃信誠 RE Dealing in Securities 2008-07-10 2009-10-16
ARE368 HUANG Hsin-Cheng 黃信誠 RE Dealing in Securities 2012-03-27 2017-10-02
ARE447 CHEN Te-Ming 陳德民 RE Dealing in Securities 2008-06-19 2009-04-16
ARF783 TSAI Ming-Chin 蔡明瑾 RE Dealing in Securities 2008-06-26 2009-02-01
ARG431 HUANG Hsiu Ling 黃秀玲 RE Dealing in Securities 2008-07-31 2010-07-01
ARH217 WONG Yuk Ming 黃玉明 RE Dealing in Securities 2008-08-18 2009-01-01
ARI047 HU Zhaoling 胡昭玲 RE Dealing in Securities 2008-07-15 2009-08-13
ARI047 HU Zhaoling 胡昭玲 RE Advising on Securities 2008-07-15 2009-08-13
ARM817 WANG Yayuan 王雅媛 RE Dealing in Securities 2008-08-11 2009-04-04
ARM817 WANG Yayuan 王雅媛 RE Advising on Securities 2008-08-11 2009-04-04
ARN423 LAM She Yan 林舒欣 RE Dealing in Securities 2011-04-18 2011-10-30
ARN423 LAM She Yan 林舒欣 RE Advising on Securities 2011-06-23 2011-10-30
ARN797 HSU Chung-Huan 徐崇恒 RE Advising on Securities 2008-08-27 2009-12-19
ARN799 HSU Chih-Wei 許志偉 RE Advising on Securities 2008-08-27 2009-12-19
ARP296 CHEN Chin-Hui 陳金輝 RE Dealing in Securities 2008-09-11 2011-08-06
ASL752 CHEN Yen-Ni 陳彥霓 RE Dealing in Securities 2009-03-20 2009-06-01
ASL752 CHEN Yen-Ni 陳彥霓 RE Advising on Securities 2009-03-20 2009-06-01
ASL753 CHEN Yi-Jung 陳怡蓉 RE Dealing in Securities 2009-02-26 2009-06-01
ASL753 CHEN Yi-Jung 陳怡蓉 RE Advising on Securities 2009-02-26 2009-06-01
ATH710 JHANG Sin-Lun 張心倫 RE Dealing in Securities 2015-09-22 2017-10-02
ATR490 WONG Choi Fat 黃再發 RE Dealing in Securities 2009-09-08 2009-12-19
AUA750 LAU Hon Hing 劉漢興 RE Dealing in Securities 2010-04-12 2011-01-20
AUA750 LAU Hon Hing 劉漢興 RE Advising on Securities 2010-10-25 2011-01-20
AUI936 LIU Kit Ling 廖潔靈 RE Advising on Securities 2013-09-19 2014-07-01
AUJ066 FUNG Man Tak 馮文德 RE Dealing in Securities 2010-03-19 2011-04-09
AUW128 YEUNG Wan Hei 楊允熙 RE Dealing in Securities 2010-03-09 2015-07-03
AUZ364 NG Hing Lok 吳卿樂 RE Dealing in Securities 2010-05-19 2010-09-11
AUZ364 NG Hing Lok 吳卿樂 RE Advising on Securities 2010-05-19 2010-09-11
AVC010 LO Wai Man, Betty 盧慧敏 RE Dealing in Securities 2012-11-23 2013-02-16
AVC010 LO Wai Man, Betty 盧慧敏 RE Advising on Securities 2012-11-23 2013-02-16
AVF578 CHANG Karen 張恩慈 RE Dealing in Securities 2010-06-28 2017-10-02
AVF578 CHANG Karen 張恩慈 RE Advising on Securities 2010-06-28 2017-10-02
AVW227 CHAN Sze Ting 陳思婷 RE Dealing in Securities 2010-09-13 2013-04-10
AVW227 CHAN Sze Ting 陳思婷 RE Advising on Securities 2010-09-13 2013-04-10
AWI843 CHUNG Yee Ling 鍾綺靈 RE Dealing in Securities 2016-03-14 2017-10-02
AWK906 GUO Xiaoxuan 郭筱璇 RE Dealing in Securities 2011-09-12 2012-10-23
AXF337 LO Pei-Chi 羅珮琦 RE Dealing in Securities 2011-04-26 2014-09-27
AXF337 LO Pei-Chi 羅珮琦 RE Advising on Securities 2013-09-19 2014-09-27
AXM969 LIN Chii-Horng 林啟弘 RE Dealing in Securities 2016-07-15 2017-10-02
AXM969 LIN Chii-Horng 林啟弘 RE Advising on Securities 2016-07-15 2017-10-02
AXU769 YAM Chi Fai 任志輝 RE Dealing in Securities 2014-03-05 2017-10-02
AZD014 NG Tsz Kin 吳子健 RE Dealing in Securities 2012-04-02 2012-07-15
AZK393 WU Weimin 吳偉敏 RE Dealing in Securities 2012-10-16 2013-03-29
BAG262 LAW Shun Him, Himson 羅信謙 RE Dealing in Securities 2012-10-09 2014-12-06
BAG439 WANG Pei-Chi 王培輯 RE Dealing in Securities 2012-10-09 2015-10-01
BAK406 LIU Miao 劉淼 RE Dealing in Securities 2012-11-06 2013-01-26
BAM521 GUO Longfei 郭龍飛 RE Dealing in Securities 2012-12-04 2014-03-25
BAM862 MAN Po Kong 文普綱 RE Dealing in Securities 2012-12-18 2012-12-19
BAO733 DONG Liping 董麗萍 RE Dealing in Securities 2012-12-06 2016-05-26
BAU487 TSENG Yi Ying 曾怡穎 RE Dealing in Securities 2013-01-24 2017-10-02
BAU798 WANG Chengjie 王承洁 RE Dealing in Securities 2013-01-28 2013-11-16
BBH903 YUAN Qi 袁琪 RE Dealing in Securities 2013-06-11 2014-05-17
BBJ798 WU Lulu 吳璐璐 RE Dealing in Securities 2014-03-13 2017-10-02
BBJ798 WU Lulu 吳璐璐 RE Advising on Securities 2017-03-29 2017-10-02
BBN737 KWOK Wing Sheung 郭榮嫦 RE Dealing in Securities 2013-07-08 2014-10-25
BBQ339 TSANG Fan Chun 曾繁珍 RE Dealing in Securities 2013-08-09 2016-10-07
BBQ339 TSANG Fan Chun 曾繁珍 RO Dealing in Securities 2016-10-07 2017-10-02
BDJ325 NGAI Tik Man 倪荻文 RE Dealing in Securities 2014-05-05 2017-10-02
BDT072 LAU Pong Wong 劉邦鍠 RE Dealing in Securities 2015-12-17 2017-04-02
BEG221 YIM Man Wa 嚴敏華 RE Dealing in Securities 2014-09-30 2017-10-02
BEW660 LEUNG Sze Chun 梁思進 RE Dealing in Securities 2015-01-23 2017-10-02
BEW786 KUO Ki Hung 郭其紅 RE Dealing in Securities 2015-06-15 2017-10-02
BFR527 LIU Yan 劉艷 RE Dealing in Securities 2015-08-04 2015-09-01
BGA349 YEH Ming Ming 葉明明 RE Dealing in Securities 2016-11-21 2017-10-02
BGA349 YEH Ming Ming 葉明明 RE Advising on Securities 2016-11-21 2017-10-02
BGB569 CHAN Pak Yeung Edwin 陳柏楊 RE Dealing in Securities 2015-08-25 2017-01-23
BGB569 CHAN Pak Yeung Edwin 陳柏楊 RE Advising on Securities 2015-08-25 2017-01-23
BGB720 YAU Rosanna 邱韻蓓 RE Dealing in Securities 2015-08-25 2015-11-29
BHL581 KWOK On Ting 郭安婷 RE Dealing in Securities 2016-05-10 2017-05-19
BIL585 LIAO Hui Chin 廖惠菁 RE Dealing in Securities 2016-10-27 2017-10-02
BKF499 PANG Chung Po 彭忠寶 RE Dealing in Securities 2017-08-01 2017-10-02

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