Hong Kong SFC licence institution ABM877, TCW Asia Limited 威信基金管理有限公司

These are the licence-holders that were found for SFC licence institution ABM877 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
ABV140 MAK Clifford Siu Wing 麥紹榮 RE Advising on Securities 2005-01-03 2005-01-03
ABV140 MAK Clifford Siu Wing 麥紹榮 RO Advising on Securities 2003-04-01 2005-01-03
ABV140 MAK Clifford Siu Wing 麥紹榮 RO Advising on Corporate Finance 2003-04-01 2005-01-03
ABV140 MAK Clifford Siu Wing 麥紹榮 RE Asset Management 2005-01-03 2005-01-03
ABV140 MAK Clifford Siu Wing 麥紹榮 RO Asset Management 2003-04-01 2005-01-03
ACS301 LEUNG Lai Lai 梁麗麗 RE Dealing in Securities 2013-03-25 2013-04-19
ACS301 LEUNG Lai Lai 梁麗麗 RO Dealing in Securities 2013-04-19 2013-04-26
AEB169 WANG Julius 王哲身 RE Dealing in Securities 2013-12-06 2015-05-31
AED766 DROUET Frank Gerard Maurice RO Dealing in Securities 2012-10-25 2013-03-04
ANJ021 HSU Yi Ying 徐怡盈 RO Dealing in Securities 2012-10-25 2015-08-19
AQH585 BAO Hui Ying 鮑慧穎 RE Dealing in Securities 2015-09-15 2015-10-07
AQH585 BAO Hui Ying 鮑慧穎 RO Dealing in Securities 2015-10-07
AQQ142 CHIU Chiao 邱喬 RE Dealing in Securities 2013-10-03 2013-11-29
AQQ142 CHIU Chiao 邱喬 RO Dealing in Securities 2013-11-29 2014-12-19
AQS396 WATKINS Junjie 趙俊杰 RE Dealing in Securities 2015-10-02 2015-11-13
AQS396 WATKINS Junjie 趙俊杰 RO Dealing in Securities 2015-11-13
AYS711 DEBREU Stanislas Lucien RO Dealing in Securities 2012-10-25
BBE986 CHING Ka Chun, Leslie 程家駿 RE Dealing in Securities 2013-05-06 2013-06-17
BBE986 CHING Ka Chun, Leslie 程家駿 RO Dealing in Securities 2013-06-17 2015-09-25
BGI392 HONG Young Ju RE Dealing in Securities 2017-08-24
BIW564 ZHAO Shuqin 趙書琴 RE Dealing in Securities 2017-02-02
BJA026 LI Yee Ki 李綺琪 RE Dealing in Securities 2017-02-27

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