Hong Kong SFC licence institution ABM918, Pantheon Capital (Asia) Limited

These are the licence-holders that were found for SFC licence institution ABM918 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
ABM993 SWIRE Rhoderick Martin RE Advising on Securities 2003-04-01 2004-03-04
ABM993 SWIRE Rhoderick Martin RO Advising on Securities 2004-03-04 2010-06-30
ACH671 LEBUS Andrew Jonathan RE Advising on Securities 2003-04-01 2004-02-16
ACH671 LEBUS Andrew Jonathan RO Advising on Securities 2004-02-16 2010-06-30
ADI841 CHAN Iong San 陳榕新 RE Advising on Securities 2003-04-01 2004-02-27
ADI841 CHAN Iong San 陳榕新 RO Advising on Securities 2004-02-27 2004-08-31
AFJ903 LIU Dan Dan 劉丹丹 RE Advising on Securities 2003-04-01 2004-02-16
AFJ903 LIU Dan Dan 劉丹丹 RO Advising on Securities 2004-02-16 2007-05-15
AFX542 HUANG Yongzhong 黃永忠 RE Advising on Securities 2006-03-10 2009-03-03
AFX542 HUANG Yongzhong 黃永忠 RE Advising on Securities 2009-03-25 2010-06-30
AFX542 HUANG Yongzhong 黃永忠 RO Advising on Securities 2005-10-10 2006-03-10
AFX542 HUANG Yongzhong 黃永忠 RO Advising on Securities 2009-03-03 2009-03-25
AGM298 MEADS Chris Stanley RE Advising on Securities 2003-04-01 2004-02-16
AGM298 MEADS Chris Stanley RO Advising on Securities 2004-02-16 2010-06-30
AGO765 LAU Wan Hang, Dorothy 劉蘊珩 RE Advising on Securities 2006-02-16 2010-06-30
AOV942 LUI Kyle, Henry 呂啟榮 RE Advising on Securities 2007-05-07 2009-07-01
ASD323 CHUNG Min Jun RE Advising on Securities 2008-12-09 2010-06-30
ASD686 LIU Leah RE Advising on Securities 2008-12-22 2010-01-29
ASI434 WILMERDING Alexander RE Advising on Securities 2009-03-26 2010-06-30
ATO203 LIM Ah Ken, Brian RE Advising on Securities 2009-08-13 2010-06-30
AUX111 HUI Ting Fong 許庭芳 RE Advising on Securities 2010-03-22 2010-06-30
AUX114 PRADO MIGUELEZ Aranzazu RE Advising on Securities 2010-03-22 2010-06-30

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