Hong Kong SFC licence institution ABM970, China Merchants China Investment Management Limited 招商局中國投資管理有限公司

These are the licence-holders that were found for SFC licence institution ABM970 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAC382 CHU Lap Lik, Victor 諸立力 RO Advising on Securities 2003-04-01 2005-04-15
AAC382 CHU Lap Lik, Victor 諸立力 RO Advising on Corporate Finance 2003-04-01
AAC382 CHU Lap Lik, Victor 諸立力 RO Asset Management 2003-04-01 2005-04-15
ABP976 KAN Ka Yee, Elizabeth 簡家宜 RO Asset Management 2018-03-12
AEC494 NG Chi Keung 吳志強 RO Advising on Securities 2006-10-20
AEC494 NG Chi Keung 吳志強 RO Advising on Corporate Finance 2006-10-20
AEC494 NG Chi Keung 吳志強 RO Asset Management 2006-10-20
AEG671 CHOI King Yin, Christopher 蔡敬賢 RE Advising on Securities 2005-09-29 2006-09-20
AEG671 CHOI King Yin, Christopher 蔡敬賢 RE Advising on Securities 2008-04-16
AEG671 CHOI King Yin, Christopher 蔡敬賢 RE Advising on Corporate Finance 2005-09-29 2006-09-20
AEG671 CHOI King Yin, Christopher 蔡敬賢 RE Advising on Corporate Finance 2008-04-16
AEG671 CHOI King Yin, Christopher 蔡敬賢 RE Asset Management 2003-05-30 2006-09-20
AEG671 CHOI King Yin, Christopher 蔡敬賢 RE Asset Management 2008-04-16
AFC374 HUANG Dazhan 黃大展 RO Advising on Securities 2003-04-01 2007-06-22
AFC374 HUANG Dazhan 黃大展 RO Advising on Corporate Finance 2003-04-01 2007-06-22
AFC374 HUANG Dazhan 黃大展 RO Asset Management 2003-04-01 2007-06-22
AGC064 TSE Yue Kit 謝如傑 RO Advising on Securities 2003-04-01
AGC064 TSE Yue Kit 謝如傑 RO Asset Management 2003-04-01
AGH045 WONG Sai Tuen 王世團 RE Advising on Securities 2003-04-01 2005-10-05
AGH045 WONG Sai Tuen 王世團 RE Advising on Corporate Finance 2003-04-01 2005-10-05
AGH045 WONG Sai Tuen 王世團 RE Asset Management 2003-04-01 2005-10-05
AHF466 ZHOU Linda Lei 周語菡 RO Advising on Securities 2008-09-03 2014-05-19
AHF466 ZHOU Linda Lei 周語菡 RO Advising on Corporate Finance 2008-09-03 2014-05-19
AHF466 ZHOU Linda Lei 周語菡 RO Asset Management 2003-04-01 2003-05-11
AHF466 ZHOU Linda Lei 周語菡 RO Asset Management 2008-09-03 2014-05-19
AJB820 CHEONG Chan Pong 張振邦 RE Asset Management 2003-09-05 2005-02-24
AMI568 XIE Kuixing 謝魁星 RO Advising on Securities 2006-02-22 2008-02-19
AMI568 XIE Kuixing 謝魁星 RO Advising on Corporate Finance 2006-02-22 2008-02-19
AMI568 XIE Kuixing 謝魁星 RO Asset Management 2006-02-22 2008-02-19
AML400 LIM Luen Ho 呂聯賀 RE Advising on Securities 2005-10-14
AML400 LIM Luen Ho 呂聯賀 RE Advising on Corporate Finance 2005-10-14
AML400 LIM Luen Ho 呂聯賀 RE Asset Management 2005-10-14
AMX710 LI Yuezhong 李月中 RE Advising on Securities 2006-01-13 2008-08-19
AMX710 LI Yuezhong 李月中 RO Advising on Securities 2008-08-19 2009-06-08
AMX710 LI Yuezhong 李月中 RE Advising on Corporate Finance 2006-01-13 2008-08-19
AMX710 LI Yuezhong 李月中 RO Advising on Corporate Finance 2008-08-19 2009-06-08
AMX710 LI Yuezhong 李月中 RE Asset Management 2006-01-13 2008-08-19
AMX710 LI Yuezhong 李月中 RO Asset Management 2008-08-19 2009-06-08
AOR653 SHEN Qi 沈奇 RE Advising on Securities 2012-09-13 2017-11-20
AOR653 SHEN Qi 沈奇 RE Advising on Corporate Finance 2012-09-13 2017-11-20
AOR653 SHEN Qi 沈奇 RE Asset Management 2012-09-13 2017-11-20
APF142 HONG Xiaoyuan 洪小源 RO Advising on Securities 2007-10-02 2008-04-02
APF142 HONG Xiaoyuan 洪小源 RO Advising on Corporate Finance 2007-10-02 2008-04-02
APF142 HONG Xiaoyuan 洪小源 RO Asset Management 2007-10-02 2008-04-02
AQT269 DU Yi 杜一 RE Advising on Securities 2008-04-03 2017-03-14
AQT269 DU Yi 杜一 RE Advising on Corporate Finance 2008-04-03 2017-03-14
AQT269 DU Yi 杜一 RE Asset Management 2008-04-03 2017-03-14
ARD196 LI Jinlong 黎金龍 RE Advising on Securities 2008-05-26 2009-06-30
ARD196 LI Jinlong 黎金龍 RE Advising on Corporate Finance 2008-05-26 2009-06-30
ARD196 LI Jinlong 黎金龍 RE Asset Management 2008-05-26 2009-06-30
ARJ667 ZHOU Xing 周星 RE Advising on Securities 2008-07-28 2015-12-15
ARJ667 ZHOU Xing 周星 RE Advising on Corporate Finance 2008-07-28 2015-12-15
ARJ667 ZHOU Xing 周星 RE Asset Management 2008-07-28 2015-12-15
AXI801 WANG Xiaoding 王效釘 RE Advising on Securities 2011-05-31 2014-07-28
AXI801 WANG Xiaoding 王效釘 RO Advising on Securities 2014-07-28
AXI801 WANG Xiaoding 王效釘 RE Advising on Corporate Finance 2011-05-31 2014-07-28
AXI801 WANG Xiaoding 王效釘 RO Advising on Corporate Finance 2014-07-28
AXI801 WANG Xiaoding 王效釘 RE Asset Management 2011-05-31 2014-07-28
AXI801 WANG Xiaoding 王效釘 RO Asset Management 2014-07-28
AYI119 WANG Qinglu 王慶魯 RE Advising on Securities 2018-02-12
AYI119 WANG Qinglu 王慶魯 RE Advising on Corporate Finance 2018-02-27
AYI119 WANG Qinglu 王慶魯 RE Asset Management 2018-02-27
BJR977 MA Xiaonan 馬曉楠 RE Advising on Securities 2017-08-03
BJR977 MA Xiaonan 馬曉楠 RE Advising on Corporate Finance 2017-08-03
BJR977 MA Xiaonan 馬曉楠 RE Asset Management 2017-08-03
BLA439 YUAN Mingyue 袁茗悅 RE Advising on Securities 2018-11-28 2018-11-30
BLA439 YUAN Mingyue 袁茗悅 RE Advising on Corporate Finance 2018-11-28 2018-11-30
BLA439 YUAN Mingyue 袁茗悅 RE Asset Management 2018-11-28 2018-11-30

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