Hong Kong SFC licence institution ABN094, Baili Securities Company Limited 百利證券有限公司

These are the licence-holders that were found for SFC licence institution ABN094 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA570 CHAN Yiu Hon 陳耀漢 RE Dealing in Securities 2014-01-20
AAA570 CHAN Yiu Hon 陳耀漢 RO Dealing in Securities 2003-04-01 2014-01-20
AAA570 CHAN Yiu Hon 陳耀漢 RO Advising on Securities 2003-04-01 2004-11-10
AAA570 CHAN Yiu Hon 陳耀漢 RO Advising on Corporate Finance 2003-04-01 2004-11-10
AAA570 CHAN Yiu Hon 陳耀漢 RO Asset Management 2003-04-01 2004-11-10
AAA578 YAN Chuen Hung 甄銓鴻 RO Dealing in Securities 2003-04-01 2009-07-17
AAA578 YAN Chuen Hung 甄銓鴻 RO Advising on Securities 2003-04-01 2004-11-10
AAA578 YAN Chuen Hung 甄銓鴻 RO Advising on Corporate Finance 2003-04-01 2004-11-10
AAA578 YAN Chuen Hung 甄銓鴻 RO Asset Management 2003-04-01 2004-11-10
AAA648 CHUNG Chi Kit 鍾志潔 RE Dealing in Securities 2003-04-01 2017-03-31
AAA648 CHUNG Chi Kit 鍾志潔 RE Advising on Securities 2003-04-01 2004-11-10
AAA648 CHUNG Chi Kit 鍾志潔 RE Advising on Corporate Finance 2003-04-01 2004-11-10
AAA648 CHUNG Chi Kit 鍾志潔 RE Asset Management 2003-04-01 2004-11-10
AAA706 SIN Pooi Lan 冼佩蘭 RE Dealing in Securities 2004-07-12 2012-06-29
AAD351 FAN Tat Ho 范達豪 RE Dealing in Securities 2011-06-16 2012-04-16
AAG181 LEE Kui Fong 李鉅芳 RO Dealing in Securities 2003-04-01
AAG181 LEE Kui Fong 李鉅芳 RO Advising on Securities 2003-04-01 2004-11-10
AAG181 LEE Kui Fong 李鉅芳 RO Advising on Corporate Finance 2003-04-01 2004-11-10
AAG181 LEE Kui Fong 李鉅芳 RO Asset Management 2003-04-01 2004-11-10
AAG182 LAW Fai Hop 羅輝俠 RE Dealing in Securities 2003-04-01 2017-03-31
AAG182 LAW Fai Hop 羅輝俠 RE Advising on Securities 2003-04-01 2004-11-10
AAG182 LAW Fai Hop 羅輝俠 RE Advising on Corporate Finance 2003-04-01 2004-11-10
AAG182 LAW Fai Hop 羅輝俠 RE Asset Management 2003-04-01 2004-11-10
AAV299 KWAN Ka Fai 關家輝 RE Dealing in Securities 2003-04-01 2016-07-01
AAV299 KWAN Ka Fai 關家輝 RE Advising on Securities 2003-04-01 2004-11-10
AAV299 KWAN Ka Fai 關家輝 RE Advising on Corporate Finance 2003-04-01 2004-11-10
AAV299 KWAN Ka Fai 關家輝 RE Asset Management 2003-04-01 2004-11-10
ABE393 CHU Chuang Chieh 朱創潔 RE Dealing in Securities 2003-04-01 2011-09-01
ABE393 CHU Chuang Chieh 朱創潔 RO Dealing in Securities 2011-09-01 2017-07-31
ABE393 CHU Chuang Chieh 朱創潔 RE Advising on Securities 2003-04-01 2004-11-10
ABE393 CHU Chuang Chieh 朱創潔 RE Advising on Corporate Finance 2003-04-01 2004-11-10
ABE393 CHU Chuang Chieh 朱創潔 RE Asset Management 2003-04-01 2004-11-10
ABE809 CHU Ki Bun 朱紀斌 RE Dealing in Securities 2003-04-01 2016-12-13
ABE809 CHU Ki Bun 朱紀斌 RE Advising on Securities 2003-04-01 2004-11-10
ABE809 CHU Ki Bun 朱紀斌 RE Advising on Corporate Finance 2003-04-01 2004-11-10
ABE809 CHU Ki Bun 朱紀斌 RE Asset Management 2003-04-01 2004-11-10
ABM596 LEE Hay Chun 李起珍 RE Dealing in Securities 2003-04-01 2017-03-31
ABM596 LEE Hay Chun 李起珍 RE Advising on Securities 2003-04-01 2004-11-10
ABM596 LEE Hay Chun 李起珍 RE Advising on Corporate Finance 2003-04-01 2004-11-10
ABM596 LEE Hay Chun 李起珍 RE Asset Management 2003-04-01 2004-11-10
ABN120 KOO Luen Bong 古聯邦 RO Dealing in Securities 2003-04-01 2006-10-12
ABN120 KOO Luen Bong 古聯邦 RO Advising on Securities 2003-04-01 2004-11-10
ABN120 KOO Luen Bong 古聯邦 RO Advising on Corporate Finance 2003-04-01 2004-11-10
ABN120 KOO Luen Bong 古聯邦 RO Asset Management 2003-04-01 2004-11-10
ABN459 IP Kwok Yan 葉國恩 RE Dealing in Securities 2003-04-01
ABN459 IP Kwok Yan 葉國恩 RE Advising on Securities 2003-04-01 2004-11-10
ABN459 IP Kwok Yan 葉國恩 RE Advising on Corporate Finance 2003-04-01 2004-11-10
ABN459 IP Kwok Yan 葉國恩 RE Asset Management 2003-04-01 2004-11-10
ABN460 LI Hoi Lam 李開霖 RE Dealing in Securities 2003-04-01 2013-04-29
ABN460 LI Hoi Lam 李開霖 RE Advising on Securities 2003-04-01 2004-11-10
ABN460 LI Hoi Lam 李開霖 RE Advising on Corporate Finance 2003-04-01 2004-11-10
ABN460 LI Hoi Lam 李開霖 RE Asset Management 2003-04-01 2004-11-10
ACO276 YU Sun Cheong 余申祥 RE Dealing in Securities 2003-04-01
ACO276 YU Sun Cheong 余申祥 RE Advising on Securities 2003-04-01 2004-11-10
ACO276 YU Sun Cheong 余申祥 RE Advising on Corporate Finance 2003-04-01 2004-11-10
ACO276 YU Sun Cheong 余申祥 RE Asset Management 2003-04-01 2004-11-10
ACZ463 CHAN Ki Chu, Micky 陳其曙 RE Dealing in Securities 2008-06-05 2012-02-22
ACZ463 CHAN Ki Chu, Micky 陳其曙 RO Dealing in Securities 2012-02-22
ADB036 LAM Ching Ho 林政河 RE Dealing in Securities 2003-04-01
ADB036 LAM Ching Ho 林政河 RE Advising on Securities 2003-04-01 2004-11-10
ADB036 LAM Ching Ho 林政河 RE Advising on Corporate Finance 2003-04-01 2004-11-10
ADB036 LAM Ching Ho 林政河 RE Asset Management 2003-04-01 2004-11-10
AFQ793 CHAN Sung Wai 陳崇煒 RE Dealing in Securities 2012-06-11 2015-11-12
AGJ380 FONG Kwok Kong 方國港 RE Dealing in Securities 2003-04-01
AGJ380 FONG Kwok Kong 方國港 RE Advising on Securities 2003-04-01 2004-11-10
AGJ380 FONG Kwok Kong 方國港 RE Advising on Corporate Finance 2003-04-01 2004-11-10
AGJ380 FONG Kwok Kong 方國港 RE Asset Management 2003-04-01 2004-11-10
AKO454 LI Kecheng 李克誠 RE Dealing in Securities 2007-06-27 2008-05-26
ALB349 LEE Chi Wing 李志榮 RE Dealing in Securities 2011-10-10 2015-11-09
ALQ640 CHAN Yin Yee 陳燕意 RE Dealing in Securities 2005-05-18
ALW372 CHAN Wai Kei 陳煒基 RE Dealing in Securities 2010-09-28 2018-05-10
ALW372 CHAN Wai Kei 陳煒基 RO Dealing in Securities 2018-05-10
AQD576 LIAO Juan 廖娟 RE Dealing in Securities 2007-12-17 2010-10-29
AQS183 ZHANG Xinyu 張新宇 RE Dealing in Securities 2012-11-12 2016-10-16

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